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Funding research in Brazil

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Abstract

Funding is vital for the survival of science and thereby development and sovereignty of a country and should look to the quality of the product. This paper looks at funding citations in Incites® database by Brazilian authors. Almost 70% of the documents in this study were funded by one of 10 Brazilian agencies, mainly Capes, CNPq and FAPESP. Although federal agencies (Capes and Cnpq) are important nationwide, the funding agency from São Paulo state (FAPESP) was seen to have national impact, probably due to collaboration of researchers from other states with universities in São Paulo. The impact of these agencies was lower than when science was funded by foreign sources, which were mainly North American and European. Eighty companies (primarily manufacturing and pharmaceutical) were also seen to fund research in Brazil, none being national. Clusters were formed of co-funding foreign agencies using quality indicators. Cluster separation depended mainly on journal impact factor, open/closed access and % documents in Q1 journals. Using Capes data, citation rates are also low, which may account for 30% of papers nationwide without funding information.

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Notes

  1. http://pesquisa.in.gov.br/imprensa/jsp/visualiza/index.jsp?data=05/09/2018&jornal=515&pagina=22.

  2. We would suggest to the journals, that they provide pull down menus with names of the financing agencies, as the data base has agencies with up to 200 different spellings and even incorrect names (p.ex Capes is called a Council while it is a Coordination).

  3. We would suggest to the journals, that they provide pull down menus with names of the financing agencies, as the data base has agencies with up to 200 different spellings and even incorrect names (p.ex Capes is called a Council while it is a Coordination).

  4. http://www.mctic.gov.br/mctic/opencms/ciencia/SEPED/Publicacoes/ENCTI/PlanosDeAcao.html.

  5. http://www.planalto.gov.br/ccivil_03/_ato2004-2006/2005/lei/l11196.htm.

  6. http://www.planalto.gov.br/ccivil_03/_Ato2007-2010/2008/Lei/L11774.htm.

  7. http://www.planalto.gov.br/ccivil_03/_Ato2015-2018/2018/Lei/L13674.htm.

  8. http://www.planalto.gov.br/ccivil_03/_Ato2004-2006/2004/Lei/L10.973.htm.

  9. http://www.planalto.gov.br/ccivil_03/_ato2015-2018/2016/lei/l13243.htm.

  10. https://portal.insa.gov.br/images/documentos-oficiais/ENCTI-MCTIC-2016-2022.pdf.

  11. https://www.ipea.gov.br/radar/temas/industria/292-radar-n-17-politica-industrial-e-crescimento.

  12. https://receita.economia.gov.br/noticias/ascom/2012/abril/plano-brasil-maior-governo-lanca-novas-medidas-para-fortalecer-industria-nacional.

  13. http://www.finep.gov.br/noticias/todas-noticias/4134-abc-aprova-programa-de-plataformas-do-conhecimento.

  14. https://www.gov.br/capes/pt-br/centrais-de-conteudo/a-internacionalizacao-nas-ies-brasileiras-pdf/view.

  15. https://www.santosjunior.com.br/Legislacao/portaria29228122018.pdf.

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Acknowledgements

To CAPES (Grant No. 001) and CNPq for financing (Grant No. 001).

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Correspondence to Concepta McManus.

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The authors declare no conflict of interest.

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Appendix

Appendix

Abbreviations

Citation Impact:

Number of citations per document

CNCI:

Category Normalized Citation Impact of a document is calculated by dividing the actual count of citing items by the expected citation rate for documents with the same document type, year of publication and subject area

DocCit:

Number of documents in the database in the period studied that had at least one citation in the database

High:

Highly cited papers are papers that perform in the top 1% based on the number of citations received when compared to other papers published in the same field in the same year

Ind:

Papers published with Industry Collaboration

JNCI:

The Journal Normalized Citation Impact indicator is a similar indicator to the Normalized Citation Impact, but instead of normalising per subject area or field, it normalises the citation rate for the journal in which the document is publishing

OA:

Open Access—is a set of principles and a range of practices through which research outputs are distributed online, free of cost to the reader or other access barrier Publications in Top Journal Percentiles indicates the extent to which an entity’s outputs are present in the most-cited journals in a database source. This metric calculates how many publications, as an absolute count or a percentage, are in the top 1%, 5%, 10% or 25% of the most-cited journals indexed by the database source. An entity can be an institution, a research group or an individual researcher. In this paper we used %Top1% and %Top10%

Q1, Q2, Q3, Q4:

Quartile rankings are therefore derived for each journal in each of its subject categories according to which quartile of the IF distribution the journal occupies for that subject category. Q1 denotes the top 25% of the IF distribution, Q2 for middle-high position (between top 50% and top 25%), Q3 middle-low position (top 75% to top 50%), and Q4 the lowest position (bottom 25% of the IF distribution). In this paper we used  %Q1 and  %Q2

WoS:

Web of Science is a website which provides subscription-based access to multiple databases that provide comprehensive citation data for many different academic disciplines. It was originally owned by the Institute for Scientific Information (ISI) and is currently maintained by Clarivate Analytics (previously the Intellectual Property and Science business of Thomson Reuters

Financing agencies

ANPCyT:

Agencia Nacional de Promoción Científica y Tecnológica—Argentina

ARC:

Australian Research Council

BMBF:

Bundesministerium für Bildung und Forschung - Federal Ministry of Education and Research—Germany

CNRS:

Centre national de la recherche scientifique- French National Centre for Scientific Research

Colciencias:

Administrative Department of Science, Technology and Innovation—Colombia

Conacyt:

Consejo Nacional de Ciencia y Tecnologia—Mexico

Conicet:

National Scientific and Technical Research Council (Consejo Nacional de Investigaciones Científicas y Técnicas)—Argentina

Conicyt:

Comisión Nacional de Investigación Científica y Tecnológica—Chile

DAAD:

Deutscher Akademischer AustauschdienstGerman Academic Exchange Service

DOE:

Department of Energy—USA

EPSRC:

Engineering and Physical Sciences Research Council—UK

ANR:

French National Research Agency - L’Agence nationale de la recherche

ERC:

European Research Council

EU:

European Union

FCT:

Fundação para a Ciência e a Tecnologia—Portugal - Foundation for Science and Technology

Humdoldt:

Alexander von Humboldt Foundation - Alexander von Humboldt-Stiftung—Germany

INFN:

Istituto Nazionale di Fisica Nucleare - National Institute for Nuclear Physics—Italy

NIAID:

National Institute of Allergy and Infectious Diseases—USA

NHMRC:

National Health and Medical Research Council—Australia

CIHR:

Canadian Institutes of Health Research

WHO:

World Health Organization

MRC UK:

Medical Research Council UK

NIH:

National Institute of Health—USA

NSF:

National Science Foundation—USA

DFG:

Deutsche Forschungsgemeinschaft—German Research Foundation

NSERC:

Natural Sciences and Engineering Research Council of Canada

NSFC:

National Natural Science Foundation of China

STFC:

Science and Technology Facilities Council—UK

USDA:

United States Department of Agriculture

Brazilian financing agencies

Capes:

Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (Ministry of education)

CNPq:

National Council for Scientific and Technological Development - Conselho Nacional de Desenvolvimento Científico e Tecnológico

Fapemig:

Fundação de Amparo à Pesquisa do Estado de Minas Gerais -Minas Gerais State Agency for Research and Development

Fapergs:

Fundação de Amparo à Pesquisa do Estado de Rio Grande do Sul

Faperj:

Fundação de Amparo à Pesquisa do Estado do Rio de Janeiro

Fapesp:

Fundação de Amparo à Pesquisa do Estado de São Paulo

Finep:

Financiadora de Estudos e Projetos, or Funding Authority for Studies and Projects

Fund. Araucaria:

Fundação de Apoio à Ciência, Tecnologia e Inovação do Paraná

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McManus, C., Baeta Neves, A.A. Funding research in Brazil. Scientometrics 126, 801–823 (2021). https://doi.org/10.1007/s11192-020-03762-5

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