Abstract
We studied Semeru, East Java, Indonesia, to show the population exposure to volcanic threats from its persistent, daily eruptive activity which endangers at least 50,000 of the 950,000 inhabitants living on the East, South and South-East slopes and ring plain. Surveys, mapping and statistical investigation enabled us to assess the extent of exposure of 145 neighbourhoods (termed blocks) and characterize hazards and response to eruptions in 15 rural villages and small towns. Statistical analyses of datasets of 23 variables (11 of exposure, 7 of hazards, and 5 of response) and their attributes involved three operations: 1. Univariate and bivariate analyses enabled us to explore data and characterize the relationships between 11 variables to compute a multi-component exposure index. 2. Polytomous Logistic Regression (PLR) models selected six optimal exposure variables, suggesting that logistic regression can predict the exposure index for blocks outside the survey area and potentially on any active volcano. 3. Multivariate analyses and Hierarchical Agglomerative Clustering (HAC) distinguished four groups of blocks based on attributes of all variables correlated with the exposure index score. To contribute to disaster risk reduction, the distance/time criterion was applied to access ways and response facilities to highlight remote or blocked blocks in danger of imminent eruption including evacuation. Statistical analysis of optimal variables from local scale surveys can help identify neighbourhoods where disaster risk mitigation requires improvement.
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Acknowledgements
Fieldwork and laboratory analyses were funded by the ANR ‘RiskAdapt’ research project. This research was also financed by the French government IDEX-ISITE initiative 16-IDEX-0001 (CAP 20-25). The authors are grateful to DIKTI (Directorate General of Higher Education, Ministry of National Education of Indonesia), who bestowed two research permits to the first author. We acknowledge the technical and scientific support from Dr. A.-F. Yao Lafourcade (Laboratory of Mathematics, UCA), University Gadjah Mada, Yogjakarta (Isna Pujiastuti) and University IPB, Bogor (Muhammed Syaif Habi, F. Muhammed A.W. Hasan). We thank Mr. Mahjum and Pak Sam for their logistical support in field.
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All authors contributed to the study conception and design. Material preparation, data collection and analysis were performed by JC Thouret, M Taillandier, E Wavelet, N Azzaoui, and B Tjajhono. The first draft of the manuscript was written by JC Thouret and M Taillandier, and all authors commented on previous versions of the manuscript. All authors read and approved the final manuscript. Artwork was performed by M Taillandier, E. Wavelet, JC Thouret and O Santoni.
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ESD Figure 1
. Maps showing the setting of the 15 dusun together with the blocks in which we conducted field survey and statistical analyses on exposure parameters. A. Karangsuko and Blubuk (Desa Tamansatryan), west flank. B. Town of Pronojiwo, Supit-Supit Timur and Rowobaung (Desa Pronojiwo), South flank. C. Oro-Oro Ombo (Desa and dusun), Sumbersari, Gumuk Mas, Curah Lengkong (Desa Supit Urang), SSE and SE flank. D. Kajar Kuning (Desa Sumberwuluh) and Desa Candipuro, SSE flank. E. Tulungrejo and Jabon (Desa Pasrujambe), ESE flank, and F. Sumbermulyo, Juranglangak, and Rekesan (Desa Senduro), East flank. ESD Figure 2. Scree model with distribution of information according to dimensions. ESD Figure 3. Factor map obtained from HAC showing four groups of blocks based on attribute frequencies: see Table 6 for the list of high and low attribute frequencies. ESD Figure 4. Factor map obtained from distance/timing criteria and HAC (Table 7) and showing four clusters of blocks according to access and response facilities. (PDF 7303 kb)
11069_2023_5910_MOESM2_ESM.pdf
ESD Table 1, 2, 3, 4, 5, 6, 7 and 8 with bold characters (alike ESD Figure 1, 2 and 3). Setting of surveys carried out in dusun (sub-villages): administrative units, location, surface area, people density, and number of surveys in each dusun. Symbol meaning: * data from BPS reports, Kecamatan Dalam Angka 2019, and 2018 for Tamansatryan, Sumberwuluh, Candipuro. **A dusun usually includes 4 to 5 RukunWarga (RW, a neighbourhood with 50–75 houses). A RW includes usually 3 to 9 RukunTetanga (RT, a block with 20–25 houses). Field survey was carried out at the scale of RWs, including more than one observation per RT. ESD Table 2. Coordinates of buildings, economic status of respondents, and geographical exposure with respect to active valleys. ESD Table 3. Chi-square test on the set of 23 variables to determine whether two variables are independent or dependent. In this case, a variable is independent if the p value exceeds 5% (see Table 5). As a result, a statistical link exists (95% confidence) between variables indicated as dependent with corresponding variables listed in the first column. Dark grey indicates variables of exposure, grey variables of hazards, and white variables of access and response. ESD Table 4. Burt Table of contingency (all attributes are considered) showing statistical links between attributes of two variables at a time. ESD Table 5. Coordinates, squared cosine, and contribution of attributes used in MCA biplots. ESD Table 6. Master Table of computed EIPN per dusun blocks, totalling 145 (horizontal rows; two initials indicate the dusun name) according to all exposure variables and their attributes (vertical rows, see Table 3). A. The colour-coded final scores of the EIPN are displayed at the end of Table as well as in Figure 5. All blocks delineated in Figure 5 A-C and D-F were attributed one of the colour-coded Exposure Index score levels. ESD Table 7. Confusion matrix of the selected PLR model. This Table crosses ‘real’ observed EIPN scores with predicted ones when we applied the model to the initial (observed) data (145 blocks). Grey boxes show well-predicted EIPN values in contrast to yellow boxes indicating poorly predicted EIPN values. ESD Table 8. Chi2 test on discriminant variables that support HAC clusters. ESD Table 9. Chi2 test on variables of timing, access and response that support block clusters for relief operation in case of imminent evacuation. (PDF 827 kb)
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Thouret, JC., Taillandier, M., Wavelet, E. et al. Semeru volcano, Indonesia: measuring hazard, exposure and response of densely populated neighbourhoods facing persistent volcanic threats. Nat Hazards 117, 1405–1453 (2023). https://doi.org/10.1007/s11069-023-05910-5
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DOI: https://doi.org/10.1007/s11069-023-05910-5