Skip to main content

Advertisement

Log in

On the use of summary comorbidity measures for prognosis and survival treatment effect estimation

  • Published:
Health Services and Outcomes Research Methodology Aims and scope Submit manuscript

Abstract

Prognostic scores have been proposed as outcome based confounder adjustment scores akin to propensity scores. However, prognostic scores have not been widely used in the substantive literature. Instead, comorbidity scores, which are limited versions of prognostic scores, have been used extensively by clinical and health services researchers. A comorbidity is an existing disease an individual has in addition to a primary condition of interest, such as cancer. Comorbidity scores are used to reduce the dimension of a vector of comorbidity variables into a single scalar variable. Such scores are often added to regression models with other non-comorbidity variables such as age and sex, both for analyzing prognosis and for confounder adjustment when analyzing treatment effects. Despite their widespread use, the properties of and conditions under which comorbidity scores are valid dimension reduction tools in statistical models is largely unknown. In this article, we show that under relatively standard assumptions, comorbidity scores can have equal prognostic and confounder-adjustment abilities as the individual comorbidity variables, but that biases can occur if there are additional effects, such as interactions, of covariates beyond that captured by the comorbidity score. Simulations were performed to illustrate empirical properties and a data example using breast cancer data from the SEER Medicare Database demonstrates the application of these results.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  • Austin, S., Wong, Y.-N., Uzzo, R., Beck, J., Egleston, B.: Why summary comorbidity measures auch as the Charlson Comorbidity Index and Elixhauser Score work. Med. Care 53, 65–72 (2015)

    Article  Google Scholar 

  • Charlson, M., Pompei, P., Ales, K., MacKenzie, C.: A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J. Chronic Dis. 40, 373–383 (1987)

    Article  CAS  PubMed  Google Scholar 

  • Cox, D.: Regression models and life-tables. J. R. Stat. Soc. Ser. B 34, 187–220 (1972)

    Google Scholar 

  • Deyo, R., Cherkin, D., Ciol, M.: Adapting a clinical comorbidity index for use with icd-9-cm administrative databases. J. Clin. Epidemiol. 45, 613–619 (1992)

    Article  CAS  PubMed  Google Scholar 

  • DuGoff, E., Schuler, M., Stuart, E.: Generalizing observational study results: applying propensity score methods to complex surveys. Health Serv. Res. 49, 284–303 (2014)

    Article  PubMed  Google Scholar 

  • Egleston, B., Uzzo, R., Beck, J., Wong, Y.: A simple method for evaluating within sample prognostic balance achieved by published comorbidity summary measures. Health Serv. Res. 50, 1179–1194 (2015)

    Article  PubMed  Google Scholar 

  • Elixhauser, A., Steiner, C., Harris, D., Coffey, R.: Comorbidity measures for use with administrative data. Med. Care 36, 8–27 (1998)

    Article  CAS  PubMed  Google Scholar 

  • Giordano, S., Duan, Z., Kuo, Y., Hortobagyi, G., Goodwin, J.: Use and outcomes of adjuvant chemotherapy in older women with breast cancer. J. Clin. Oncol. 24, 2750–2756 (2006)

    Article  PubMed  Google Scholar 

  • Gönen, M., Heller, G.: Concordance probability and discriminatory power in proportional hazards regression. Biometrika 92, 965–970 (2005)

    Article  Google Scholar 

  • Hansen, B.: The prognostic analogue of the propensity score. Biometrika 95, 481–488 (2008)

    Article  Google Scholar 

  • Harrell, F.J.: Regression Modeling Strategies. Springer, New York (2001)

    Book  Google Scholar 

  • Harrell, F., Lee, K., Mark, D.: Tutorial in biostatistics: multivariable prognostic models: issues in developing models, evaluating assumptions and adequacy, and measuring and reducing errors. Stat. Med. 15, 361–387 (1996)

    Article  PubMed  Google Scholar 

  • Holland, P.W.: Statistics and causal inference. J. Am. Stat. Assoc. 81, 945–960 (1986)

    Article  Google Scholar 

  • Jackson, D., White, I., Seaman, S., Evans, H., Baisley, K., Carpenter, J.: Relaxing the independent censoring assumption in the cox proportional hazards model using multiple imputation. Stat. Med. 33, 4681–4694 (2014)

    Article  PubMed  PubMed Central  Google Scholar 

  • Klabunde, C., Potosky, A., Legler, J.: Development of a comorbidity index using physician claims data. J. Clin. Epidemiol. 53, 1258–1267 (2000)

    Article  CAS  PubMed  Google Scholar 

  • Lieffers, J., Baracos, V., Winget, M., Fassbender, K.: A comparison of charlson and elixhauser comorbidity measures to predict colorectal cancer survival using administrative health data. Cancer 117, 1957–1965 (2011)

    Article  PubMed  Google Scholar 

  • Neyman, J.: Sur les applications de la theorie des probabilites aux experiences agricoles: Essai des principes. Excerpts reprinted in English. Stat. Sci. 5, 463–472 (1923)

    Google Scholar 

  • Quan, H., Sundararajan, V., Halfon, P.: Coding algorithms for defining comorbidities in icd-9-cm and icd-10 administrative data. Med. Care 43, 1130–1139 (2005)

    Article  PubMed  Google Scholar 

  • Quan, H., Li, B., Couris, C.M., Fushimi, K., Graham, P., Hider, P., et al.: Updating and validating the Charlson comorbidity index and score for risk adjustment in hospital discharge abstracts using data from 6 countries. Am. J. Epidemiol. 173(6), 676–682 (2011)

    Article  PubMed  Google Scholar 

  • Romano, P., Roos, L., Jollis, J.: Adapting a clinical comorbidity index for use with icd-9-cm administrative data: differing perspectives. J. Clin. Epidemiol. 46, 1075–1079 (1993)

    Article  CAS  PubMed  Google Scholar 

  • Rosenbaum, P., Rubin, D.: The central role of the propensity score in observational studies for causal effect. Biometrika 70, 41–55 (1983)

    Article  Google Scholar 

  • Rubin, D.: Estimating causal effects of treatments in randomized and nonrandomized studies. J. Educ. Psychol. 66, 688–701 (1974)

    Article  Google Scholar 

  • Rubin, D.: Bayesian inference for causal effects: the role of randomization. Ann. Stat. 6, 34–58 (1978)

    Article  Google Scholar 

  • Sundararajan, V., Quan, H., Halfon, P., Fushimi, K., Luthi, J., Burnand, B., Ghali, W.: Cross-national comparative performance of three versions of the ICD-10 Charlson Index. Med. Care 45, 1210–1215 (2007)

    Article  PubMed  Google Scholar 

  • van Walraven, C., Austin, P., Jennings, A., Quan, H., Forster, A.: A modification of the Elixhauser comorbidity measures into a point system for hospital death using administrative data. Med. Care 47, 626–633 (2009)

    Article  PubMed  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Brian L. Egleston.

Ethics declarations

Funding

This was funded in part by NIH/NCI Grants R03CA152388 and R21CA202130 (PI Egleston), P30CA006927 (Fox Chase Cancer Center Support Grant), and NIH/NIGMS Grant R01GM113243 (PI Krafty).

Conflict of interest

There are no conflicts of interest related to this paper beyond the NIH grant funding support listed above.

Ethical standard

The Fox Chase Cancer Center Institutional Review Board has determined that this project meets the exempt status. Hence, this article does not contain any studies with human participants or animals performed by any of the authors.

Electronic supplementary material

Below is the link to the electronic supplementary material.

Supplementary material 1 (pdf 93 KB)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Gilbert, E.A., Krafty, R.T., Bleicher, R.J. et al. On the use of summary comorbidity measures for prognosis and survival treatment effect estimation. Health Serv Outcomes Res Method 17, 237–255 (2017). https://doi.org/10.1007/s10742-017-0171-2

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10742-017-0171-2

Keywords

Navigation