Abstract
Objective
The aim of this study was to evaluate the prognostic significance of the intratumor stromal proportion in gastric signet ring cell (SRC) carcinomas.
Background
Cancer stroma, as exemplified by cancer-associated fibroblasts (CAFs), plays critical roles in cancer proliferation, invasion, and metastasis.
Methods
One hundred seventy-five SRC carcinoma cases were classified according to the intratumor desmoplastic stromal proportion to then analyze the clinicopathologic characteristics of stroma-rich cases. We also investigated the impact of CAFs on the migration as well as on the phenotypic changes of gastric SRC carcinomas in vitro. Furthermore, we performed RNA sequencing of a pair of CAFs and normal-tissue-associated fibroblasts.
Results
Stroma-rich SRC carcinomas (64 of 175 cases, 36.5%) were associated with female patients (P = 0.045), large tumor size (P = 0.007), higher T category (P < 0.001), and the presence of perineural invasion (P = 0.018). Patients with stroma-rich SRC carcinomas had a significantly shorter disease-free survival (P < 0.001) and overall survival (P < 0.001). However, in a subgroup analysis, the prognostic significance of the stromal proportion correlated only with patients with T3/4 disease. From multivariate analysis, the high stromal proportion is an independent prognostic factor to predict worse disease-free survival (hazard ratio 2.288; P = 0.001) and overall survival (hazard ratio 2.503; P = 0.001). We found that CAFs enhanced the migratory abilities of cancer cells through the epithelial–mesenchymal transition, and RNA sequencing results confirmed these findings.
Conclusions
The intratumor stromal proportion could be a useful prognostic biomarker and a potential therapeutic target in gastric SRC carcinomas.
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Introduction
The bidirectional communication between cells and their microenvironment is important for normal tissue homeostasis. In the same way, cancer cells depend on the stroma, which consists of the extracellular matrix, fibroblasts, endothelial cells, and diverse immune cells (lymphocytes, macrophages, etc.), to sustain their survival [1]. A plethora of studies have contributed to characterization of the tumor microenvironment and found that the interactions between cancer cells and their neighboring stroma are critical for cancer progression and metastasis [2, 3]. Recent high-throughput sequencing studies have revealed that cancer is a heterogeneous disease involving aberrant mutations in certain portions of the tumor [4], whereas cancer stroma is also diverse by nature in its composition, stromal proportion, and activation status [5, 6]. Among these, some previous studies focused on the intratumor stromal proportion as a key regulator in cancer biology. A high stromal proportion has been identified as an independent factor associated with poor prognosis in several types of cancers, including esophagus, breast, and colon cancers [7–9].
Invasive cancers frequently have desmoplastic stroma, and the cellular component of the desmoplastic stroma is composed primarily of myofibroblasts, characterized by α-smooth muscle actin (α-SMA) expression [10]. These myofibroblasts are generally considered to be cancer-associated fibroblasts (CAFs); they are also known as activated fibroblasts or tumor-associated mesenchymal cells. Unlike normal fibroblasts, CAFs contribute significantly to the events necessary for cancer progression, such as invasion and metastasis, by directly stimulating cancer cell proliferation through the secretion of various growth factors and cytokines, including hepatocyte growth factor, transforming growth factor β (TGF-β), and interleukin-6, as well as by remodeling the cancer microenvironment through deposition of extracellular matrix and recruitment of other players such as inflammatory cells and endothelial cells [11–13]. Thus, it is regarded that the aggressive phenotype of cancer is determined, at least in part, by CAFs.
Gastric cancer (GC) is a histologically and genetically heterogeneous disease. Signet ring cell (SRC) carcinoma is a unique histologic subtype of GC, and advanced SRC carcinoma has been considered a more aggressive subtype with propensity for peritoneal dissemination [14, 15]. We hypothesized that CAFs would impact the progression of gastric SRC carcinoma more than the other histologic subtypes of GC for several reasons. Firstly, gastric SRC carcinoma frequently presents as a “scirrhous” type of cancer on progression, which is associated with abundant desmoplastic (or fibrotic) stroma. Secondly, cancer cells in SRC carcinoma are individually scattered and embedded in the stromal tissue, to possibly gain more opportunities for intimate cross talk between the cancer cells and the surrounding stroma. To address the role of CAFs in gastric SRC carcinomas, we classified the SRC carcinoma cases according to the intratumor desmoplastic stromal proportion through pathologic examination, and correlated the stromal proportion with other clinicopathologic parameters, including patient survival. We also investigated the impact of CAFs on the migration as well as on the phenotypic changes of gastric SRC carcinomas in vitro, and confirmed these findings using RNA sequencing.
Materials and methods
Patients and tissue samples
We collected paraffin-embedded tissues of patients with a diagnosis of SRC carcinoma who underwent total or subtotal gastrectomy from January 2005 to December 2008 at Ajou University Hospital. Hematoxylin and eosin stained slides were reviewed by experienced gastrointestinal pathologists to confirm various pathologic parameters, such as histologic subtype and lymphovascular invasion. We adopted the most predominant histologic subtype for the diagnosis. Clinical data were retrieved from the patient medical records. Patients were excluded if they had received preoperative chemotherapy or radiotherapy. Patients who had distant metastasis at the time of surgery were also excluded. In addition, because it was difficult to clarify the stromal proportion in the tumor limited to the mucosal layer (T1a), we selected patients with primary tumors pathologically diagnosed as T1b (submucosal invasion) or higher. Finally, 175 patients were selected for further analysis. Patients in whom stage II or stage III disease was diagnosed pathologically were recommended to have postoperative adjuvant chemotherapy with 5-fluorouracil-based regimens. If the patients experienced recurrence during a follow-up (every 3 or 6 months), second-line regimens based on 5-fluorouracil, platinum, etc, were administered. The median follow-up duration was 72.5 months. The overall survival (OS) was measured from the date of surgery to the date of death or the last follow-up visit. The disease-free survival (DFS) was defined as the time between the date of surgery and detection of a first recurrence or death. The TNM stages were adjusted on the basis of the seventh edition of the AJCC Cancer Staging Manual [16]. This study was conducted in accordance with the code of ethics of the World Medical Association (Declaration of Helsinki) and was approved by the Institutional Review Board of Ajou University Hospital.
Immunohistochemistry and pathologic classification according to the stromal proportion
Two expert gastrointestinal pathologists (D.L. and Y.-B.K.) who were blind to the conditions selected representative hematoxylin and eosin stained slides from each case and assessed the intratumor desmoplastic stromal proportion. During this process, slides showing areas of mucosal ulcers were excluded from the selection, because ulcer-induced fibrosis may be misinterpreted as cancer-associated stroma. In the case of tumor heterogeneity regarding the amount of stroma, slides showing the greatest proportion of stroma were selected. To confirm the exact stromal compartment, we performed immunostaining on the 4-μm-thick paraffin tissue sections using antibodies against cytokeratin (AE1/AE3, prediluted; DakoCytomation, Glostrup, Denmark) and α-SMA (1:100; Thermo Scientific, Waltham, MA, USA). The immunostaining was performed with a BenchMark XT autoimmunostainer (Ventana Medical Systems, Oro Valley, AZ, US), and the detection was performed with an Ultraview 3,3′-diaminobenzidine detection kit (Ventana Medical Systems).
Finally, cases that satisfied the following criteria were defined as stroma rich: (1) less than 50% of cancer cells in the tumor and (2) more than 50% of intervening stroma composed of fibrosis and/or collagen bundles (confirmed by Masson’s trichrome and α-SMA staining) in the tumor, as previously described [7, 17]. The remaining cases were classified as stroma poor. A few controversial cases were evaluated with a multihead microscope, and a consensus was reached. Representative cases of stroma-poor and stroma-rich slides are depicted in Fig. 1.
Cell lines
Human poorly differentiated gastric SRC carcinoma cell lines, SNU-668 and SNU-601 (both from ascites, Mongoloid male patients), were purchased from the Korean Cell Line Bank and were maintained in RPMI 1640 (HyClone Laboratories, South Lagan, UT, USA) supplemented with 10% fetal bovine serum (FBS), 1% penicillin, and streptomycin at 37 °C in a humidified atmosphere containing 5% CO2. Both cell lines are known to have KRAS mutations [18].
Isolation and culture of fibroblasts
Stomach cancer specimens were obtained from patients undergoing surgery at Ajou University Hospital (Suwon, Korea) whose preoperative pathologic diagnosis was SRC carcinoma. An experienced pathologist grossly examined and obtained representative samples of the tumor tissues and distal normal tissues. Tissue samples were washed with phosphate-buffered saline with 5% penicillin and streptomycin. Then, tissues were cut into small pieces and minced with scalpels in a culture dish. Fibroblasts were isolated from both GC tissues (CAFs) and paired normal tissues (normal-tissue-associated fibroblasts, NAFs) (Fig. S1a, b). Isolated fibroblasts were maintained in Dulbecco’s modified Eagle’s medium (HyClone Laboratories) supplemented with 10% FBS, 1% penicillin, and streptomycin. The phenotype of the isolated fibroblasts was confirmed by staining with fibroblast specific protein 1 and vimentin (1:50, Abcam, Cambridge, UK) (Fig. S1c). We only used fibroblasts within six passages.
Co-culture with CAFs or NAFs
SNU-668 and SNU-601 cells were seeded on the bottom of six-well plates at 105 cells per well. Then, NAFs or CAFs were seeded on the upper insert membrane (0.4-μm pore size) of the Transwell chamber (Corning, Union City, CA, USA). The chambers were then inserted into the wells of the plate. Dulbecco’s modified Eagle’s medium (2 mL; supplemented with 5% FBS, 1% penicillin, and streptomycin) was added to both the upper chamber and the bottom chamber, allowing cross talk of the two cell types. Cells were incubated at 37 °C for 48 h.
Cell migration assay
In vitro cell migration assays were performed with a 24-well Boyden chamber with a polycarbonate membrane (8.0-μm pore size, Corning). SNU-668 cells were plated at 104 cells per well in Transwell inserts with serum-free Dulbecco’s modified Eagle’s medium. Control medium (10% FBS), NAFs (103 or 104 cells per well), or CAFs (103 or 104 cells per well) were added to the bottom chamber of the Transwell plate and incubated at 37 °C for 72 h. After cell migration, the inserts were discarded and the upper side of the filter was swabbed to remove the nonmigratory cells. The filters were then fixed in 100% cool methanol and stained with hematoxylin and eosin for 5 min each. Randomly, three nonoverlapping areas were selected to count the cells that had migrated. All experiments were performed in triplicate.
Cell proliferation assay
The cell proliferation was measured with a EZ-Cytox cell viability assay kit (Daeil Lab Service, Seoul, Korea). Briefly, cell suspensions (104 cells per well) were seeded into each well of a 96-well plate and incubated at 37 °C for 72 h. Then, after the cells had been incubated with 10 μL of EZ-Cytox reagent for 2 h at 37 °C, the absorbance was measured by spectrophotometry at 450 nm. Each experiment was performed in triplicate.
Western blot Analysis
After co-culture with NAFs and CAFs, the cells were washed with phosphate-buffered saline and lysed in the lysis buffer. Lysates were centrifuged at 13,000 rpm for 20 min at 4 °C and then incubated on ice for 20 min. Protein concentration was determined by the Bradford assay (Bio-Rad, Richmond, CA, USA). Equal amounts of protein from each sample were resolved by sodium dodecyl sulfate–polyacrylamide gel electrophoresis and transferred onto a poly(vinylidene difluoride) membrane (Millipore, Billerica, MA, USA). The immunoblots were blocked by incubation in 5% skim milk, 25 mM tris(hydroxymathyl)aminomethane–HCl (pH 8.0), 150 mM NaCl, 0.1% Tween 20 for 1 h at room temperature. The membrane was then incubated with the following primary antibodies: antibodies against E-cadherin, vimentin, Slug (1:1000; Abcam), and β-actin (1:5000; Santa Cruz Biotechnology, Dallas, TX, USA) on a shaker overnight at 4 °C. Protein detection was performed with an enhanced chemiluminescence kit (Abclon, Seoul, Korea).
RNA sequencing and Gene Ontology analysis
Total RNA was extracted from a pair of CAFs and NAFs with RNA extraction reagents (Qiagen, Valencia, CA, USA). RNA libraries were prepared with a TruSeq stranded messenger RNA library preparation kit (Illumina), and RNA sequencing was performed with an Illumina NextSeq 500 system following protocols for 1 × 75 bp sequencing provided. Reads for each sample were mapped to the reference genome (human hg19) by TopHat (version 2.0.13). The aligned results were added to Cuffdiff (version 2.2.0) to find differentially expressed genes. To estimate the functions of the differentially expressed RNAs in CAFs compared with NAFs, we performed Gene Ontology analysis using the DAVID web application (https://david.ncifcrf.gov).
Statistical analysis
Statistical analysis was performed with IBM SPSS Statistics (version 21 for Mac OS X, IBM, Armonk, NY, USA) and GraphPad Prism (version 6.0 for Mac OS X, GraphPad, La Jolla, CA, USA). The correlation between the stromal proportion and the clinicopathologic factors was analyzed by a chi-square test. A survival analysis was performed by the Kaplan–Meier method, and the differences were assessed by the log-rank test. A multivariate Cox regression model was used to evaluate the prognostic significance of variables. For the data from in vitro experiments, the differences among groups were evaluated by one-way ANOVA with post hoc Tukey honest significant difference analysis. Two-sided P values less than 0.05 were considered statistically significant.
Results
High stromal proportion is correlated with large tumor size and advanced tumor invasion status
Among the 175 patients with gastric SRC carcinomas, 94 (53.7%) were male and 81 (46.3%) were female. The median age was 49 years (range 23–85 years). Tumors were frequently located in the lower third of the stomach (78 cases, 44.6%), followed by the middle third (65 cases, 37.2%), and the upper third (32 cases, 18.2%). Most of the cases were advanced GCs (142 cases, 81.1%) and T4 disease was the commonest in this cohort (73 cases, 41.7%). One hundred fourteen patients (65.1%) had metastatic disease in the regional lymph nodes, and 136 patients (77.7%) were treated with adjuvant chemotherapy.
Among the 175 patients with SRC carcinomas, 64 cases (36.5%) were classified as stroma rich, whereas the remaining 111 cases (63.5%) were considered stroma poor (Table 1). Stroma-rich cases were more frequent in female patients (P = 0.045), and also correlated with a large tumor size (P = 0.007), a higher T category (P < 0.001), and the presence of perineural invasion (P = 0.018). However, the patients’ age (P = 0.123), tumor location (P = 0.213), nodal category (P = 0.328), or lymphovascular invasion (P = 0.831) was not associated with the intratumor desmoplastic stromal proportion.
High stromal proportion is an independent negative prognostic factor in gastric SRC carcinomas
The univariate analysis revealed that large tumor size (more than 5 cm), higher T category (T3/4), higher N category (N2/3), the presence of lymphovascular invasion, and the presence of perineural invasion predicted shorter DFS and OS (Table 2). Additionally, male patients had worse DFS and OS than female patients. The stromal proportion resulted in drastically different clinical outcomes; patients with stroma-rich SRC carcinomas had significantly shorter DFS (66.9 months vs 105.7 months; P < 0.001) and OS (61.2 months vs 100.6 months; P < 0.001) (Fig. 2). However, in a subgroup analysis, the DFS and OS of patients with T1b/T2 disease were similar regardless of the intratumor stromal proportion (P = 0.439 and P = 0.540 respectively). In patients with T3/4 disease, high stromal proportion significantly influenced patient survival (P = 0.018 for DFS, P = 0.008 for OS). In a multivariate analysis, high stromal proportion (stroma rich) is an independent prognostic factor to predict worse DFS (hazard ratio 2.288; P = 0.001) and OS (hazard ratio 2.503; P = 0.001), along with tumor size, T and N categories, and lymphovascular invasion (Table 3). In patients with T3/4 disease, “stroma rich” status is the most powerful prognostic factor to predict worse DFS (hazard ratio 2.575; P < 0.001) and OS (hazard ratio 2.717; P < 0.001); its prognostic impact was more significant than that of T category (T3 vs T4) and that of N category (N0/1 vs N2/3).
CAFs enhance migration of gastric SRC carcinomas through epithelial–mesenchymal transition
To determine the impact of CAFs on cancer cell migration and proliferation, we performed a Transwell migration and proliferation assay using the SNU-668 cell line. The migratory ability of cancer cells was minimally increased when they were co-cultured with NAFs or a small amount of CAFs (103), but it was remarkably increased by large amounts of CAFs (104) (Fig. 3a, b). However, the proliferation activity of cancer cells was not affected by either CAFs or NAFs (Fig. S2). Using Western blot analysis, we observed decreased expression of E-cadherin, but increased expression of vimentin and Slug in response to a CAF co-culture, suggesting that CAFs induced epithelial–mesenchymal transition (EMT) of cancer cells (Fig. 3c). Similar changes were noted in response to a NAF co-culture, but the differences were not as marked.
RNA sequencing confirmed the role of CAFs as an inducer of EMT
As a result of RNA sequencing, we obtained 1604 differentially expressed genes (more than twofold) between CAFs and NAFs. Then, we selected 784 overexpressed genes in CAFs. Among these, we found that 103 genes are functionally “secreted,” and the Gene Ontology analysis showed that these genes are involved in cell migration (P = 1.68 × 10−9), cell motility (P = 9.32 × 10−9), and cell motion (P = 1.31 × 10−7), which are the key properties of EMT (Fig. 4).
Discussion
Although identification of prognostic markers and therapeutic targets is the basic foundation for a comprehensive tailored therapy, there is no such biomarker in gastric SRC carcinomas. In the current study, we classified, for the first time, SRC carcinoma cases according to the intratumor desmoplastic stromal proportion, and found that stroma-rich cases were correlated with large tumor size, higher T category, and the presence of perineural invasion. We further revealed that a high intratumor stromal proportion is a strong negative prognostic factor in SRC carcinoma patients. Specifically, the stromal proportion did not influence the prognosis in patients with T1b and T2 cancers, whereas a high stromal proportion was a powerful factor to predict worse prognosis in patients with T3/4 SRC carcinomas. These results indicate that the intratumor desmoplastic stroma (or accumulation of CAFs) increases on progression of gastric SRC carcinoma, and that this stromal portion has significant tumor-promoting roles in gastric SRC carcinomas. Because previous studies have also revealed that a high stromal proportion is an independent prognostic factor in various types of cancers, such as esophagus, breast, liver, and colon cancers [7–9, 17], stromal proportion seems to be a reliable, ubiquitous prognostic factor in malignant epithelial tumors. In addition, because stromal proportion can be easily evaluated and requires no additional cost or facilities beyond standard diagnostics, it would be a major candidate parameter to predict prognosis in patients with SRC carcinoma, especially in patients with T3/4 diseases.
To support the results of our clinical data, we investigated the impact of CAFs that were isolated from advanced gastric SRC carcinoma patients on cancer cells in vitro, and found that CAFs enhanced the migratory abilities of cancer cells through EMT. EMT is a morphogenic process in which cells lose their epithelial characteristics such as cell polarity and cell-to-cell adhesion, and gain mesenchymal properties such as increased cell motility [19]. Although EMT was originally described in its functions during embryonic development, including neural tube formation [20], accumulating evidence has revealed that it plays a critical role in tumor invasion and metastasis, particularly in the process of detachment and migration of cancer cells from the primary tumor and the establishment of metastatic sites in the distant organs [21]. The EMT of cancer cells is often induced by various transcription factors such as Twist1. Sung et al. [22] demonstrated that Twist1 was more frequently upregulated in gastric CAFs than in cancer cells, and that increased expression of Twist1 in CAFs contributed to the progression of cancer cells and poor patient survival. Semba et al. [23] showed that direct interaction with gastric fibroblasts induced EMT-like changes and cancer cell invasion in HSC-39 GC cells. From these findings taken together, CAFs as the major part of the intratumor stroma and the interaction between CAFs and cancer cells appear to have leading roles in the progression of gastric SRC carcinomas by inducing EMT.
Gene expression profiling is a powerful technology providing unbiased information that can be used as a tool in the classification and prognosis of tumors [24, 25]. Regarding prognosis, many studies have continuously reported that the “stroma signature” is associated with an aggressive clinical course. For examples, Finak et al. [26] used laser-capture microdissection to isolate fibroblasts from normal and breast cancer tissue to establish a “CAF gene signature” consisting of 26 genes, and proved that the CAF gene signature determined poor clinical outcome in four published data sets. Another stroma signature that comprised 278 genes encoding extracellular matrix components was able to stratify breast cancer patients with good and bad prognosis [27]. It was also reported that gene sets defining poor prognosis in colorectal cancer subtypes were predominantly expressed in CAFs. Furthermore, a recent study demonstrated that tumors with a high stromal gene expression in reality contained a high stromal content in GCs [28]. Thus, the proportion of intratumor stroma may serve as a surrogate marker for stromal gene expression levels that have been validated as an excellent prognostic indicator in numerous studies [28, 29], as we demonstrated the prognostic implications of the intratumor stromal proportion in gastric SRC carcinomas in the present study. As previously indicated [28], the intratumor stromal proportion may be used as a potent prognostic marker in histologic subtypes of GC other than SRC carcinomas; however, this needs to be validated in large cohort studies.
Here, the stromal proportion did not influence the clinical outcome of patients with T1b/T2 SRC carcinoma; it affected only the prognosis of T3/4 SRC carcinoma patients. The present results cannot be explained by the currently available data. We can only speculate that the properties of CAFs, which can promote cancer progression, depend on a constant cross talk with cancer cells, and thus CAFs may not be formed in the early phase of the disease. In fact, several specific biomarkers determining the characteristics of CAFs, such as Twist-related protein 1, tumor endothelial marker 1, and lysyl oxidase like 2, are frequently overexpressed in the fibroblasts of GCs with higher T categories [22, 30, 31], supporting the notion that “fully activated CAFs” may be completed in an advanced stage of disease, with an increased number of CAFs, as shown by our data.
Considering the importance of the tumor microenvironment, many researchers have proposed tumor stroma as a promising target to develop new and effective cancer therapies. In contrast to cancer cells, as the interaction between cancer cells and their environment is probably universal across different tumor types, therapies targeting tumor–microenviroment interactions should be applicable to a large group of patients and they should be less likely to acquire drug resistance because the cancer stroma shows less phenotypic drifts [32]. Currently, TGF-β signaling is considered a key regulator in CAF activation or stromal gene expression [28, 29, 33]; therefore, many investigators have tried to inhibit the influence of the cancer stroma using anti-TGF-β therapies. Calon et al. [29] showed that the use of TGF-β signaling inhibitors to block the cross talk between cancer cells and the microenvironment halted disease progression in patient-derived tumor organoids and xenografts. Currently, a phase 2 clinical trial of LY2157299 (a TGF-β receptor 1 specific inhibitor) for the treatment of hepatocellular carcinomas is ongoing, and preliminary results have shown improved clinical outcomes [34]. Because gastric SRC carcinomas are not the usual candidates for the current target agents (trastuzumab or lapatinib), therapies targeting pathways associated with the tumor stroma, such as TGF-β signaling, may especially merit consideration in gastric SRC carcinomas.
Conclusions
We demonstrated that CAFs enhanced the migratory abilities of gastric SRC carcinoma cells by inducing EMT. In clinical samples, we showed that a high intratumor stromal proportion was an independent negative prognostic factor in SRC carcinoma patients with T3/4 disease. Because stromal proportion can be determined easily during routine pathology examinations, these measurements could be a useful and reliable clinical tool for predicting prognosis of gastric SRC carcinoma patients. Furthermore, targeting cancer stroma may be an effective treatment strategy, especially for the treatment of advanced gastric SRC carcinomas.
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Acknowledgement
This research was supported by the Basic Science Research Program through the National Research Foundation of Korea funded by the Ministry of Education (2014R1A1A2057390 and 2014R1A1A1007905).
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All procedures followed were in accordance with the ethical standards of the responsible committee on human experimentation (institutional and national) and with the Helsinki Declaration of 1964 and later versions. Informed consent or an appropriate substitute for it was obtained from all patients included in the study.
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D. Lee and I.-H. Ham contributed equally to this work as co-first authors.
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Lee, D., Ham, IH., Son, S.Y. et al. Intratumor stromal proportion predicts aggressive phenotype of gastric signet ring cell carcinomas. Gastric Cancer 20, 591–601 (2017). https://doi.org/10.1007/s10120-016-0669-2
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DOI: https://doi.org/10.1007/s10120-016-0669-2