Definition
Appraisal theory of emotion proposes that emotions or emotional components are caused and differentiated by an appraisal of the stimulus as mis/matching with goals and expectations, as easy/difficult to control, and as caused by others, themselves or impersonal circumstances.
Introduction
Appraisal theories (e.g., Arnold 1960; Ellsworth 2013; Frijda 1986; Lazarus 1991; Ortony et al. 1988; Roseman 2013; Scherer 2009) are a species of emotion theory. The basic premise of appraisal theories is that emotions are caused and differentiated by appraisal, a process in which values are determined for a number of appraisal factors such as goal relevance, goal in/congruence, un/expectedness, control, and agency. To situate appraisal theories in the theoretical landscape, the current chapter starts by clarifying how scientific theories often develop, and then applies it to the case...
Keywords
These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
This is a preview of subscription content, log in via an institution.
References
Aarts, H. (2007). Unconscious authorship ascription: The effects of success and effect-specific information priming on experienced authorship. Journal of Experimental Social Psychology, 43, 119–126.
Arnold, M. B. (1960). Emotion and personality. New York: Columbia University Press.
Aue, T., & Scherer, K. R. (2008). Appraisal-driven somatovisceral response patterning: Effects of intrinsic pleasantness and goal conduciveness. Biological Psychology, 79, 158–164.
Berns, G. S., Cohen, J. D., & Mintun, M. A. (1997). Brain regions responsive to novelty in the absence of awareness. Science, 276, 1272–1275.
Bossuyt, E., Moors, A., & De Houwer, J. (2014). Unexpected and just missed: The separate influence of the appraisals of expectancy and proximity on negative emotions. Emotion, 14, 284–300.
Brosch, T., & Sander, D. (2013). Comment: The appraising brain: Towards a neuro-cognitive model of appraisal processes in emotion. Emotion Review, 5, 163–168.
Clore, G. L., & Ortony, A. (2013). Psychological construction in the OCC model of emotion. Emotion Review, 5, 335–343.
Ellsworth, P. C. (1994). Levels of thought and levels of emotion. In P. Ekman & R. J. Davidson (Eds.), The nature of emotion: Fundamental questions (pp. 192–196). Oxford: Oxford University Press.
Ellsworth, P. C. (2013). Appraisal theory: Old and new questions. Emotion Review, 5, 119–124.
Fazio, R. H., Sanbonmatsu, D. M., Powell, M. C., & Kardes, F. R. (1986). On the automatic activation of attitudes. Journal of Personality and Social Psychology, 50, 229–238.
Frijda, N. H. (1986). The emotions. New York: Cambridge University Press.
Frijda, N. H. (1988). The laws of emotion. American Psychologist, 43, 349–358.
Frijda, N. H. (2007). The laws of emotion. Mahwah, NJ: Erlbaum.
Frijda, N. H. (2009). Emotions, individual differences and time course: Reflections. Cognition and Emotion, 23, 1444–1461.
Frijda, N. H., Kuipers, P., & ter Schure, L. (1989). Relations between emotion, appraisal and emotional action readiness. Journal of Personality and Social Psychology, 57, 212–228.
Frijda, N. H., & Zeelenberg, M. (2001). What is the dependent? In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion: Theory, methods, research (pp. 141–155). New York: Oxford University Press.
Gati, I., & Ben-Shakar, G. (1990). Novelty and significance in orientation and habituation: A feature-matching approach. Journal of Experimental Psychology: General, 119, 251–263.
Grandjean, D., & Scherer, K. R. (2008). Unpacking the cognitive architecture of emotion processes. Emotion, 8, 341–351.
Laird, J. D., & Bresler, C. (1992). The process of emotional experience: A self-perception theory. In M. S. Clark (Ed.), Review of personality and social psychology: Emotion (Vol. 13, pp. 213–234). Newbury Park: Sage.
Lazarus, R. S. (1991). Emotion and adaptation. New York: Oxford University Press.
Leventhal, H., & Scherer, K. R. (1987). The relationship of emotion to cognition: A functional approach to a semantic controversy. Cognition and Emotion, 1, 3–28.
Mesquita, B., & Ellsworth, P. (2001). The role of culture in appraisal. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion: Theory, methods, research (pp. 233–248). New York: Oxford University Press.
Moors, A. (2007). Can cognitive methods be used to study the unique aspect of emotion: An appraisal theorist’s answer. Cognition and Emotion, 21, 1238–1269.
Moors, A. (2010). Automatic constructive appraisal as a candidate cause of emotion. Emotion Review, 2, 139–156.
Moors, A. (2013). On the causal role of appraisal in emotion. Emotion Review, 5, 132–140.
Moors, A. (2014). Flavors of appraisal theories of emotion. Emotion Review, 4, 303–307.
Moors, A., & De Houwer, J. (2005). Automatic processing of dominance and submissiveness. Experimental Psychology, 52(4), 296–302.
Moors, A., De Houwer, J., & Eelen, P. (2004). Automatic stimulus-goal comparisons: Support from motivational affective priming studies. Cognition and Emotion, 18, 29–54.
Moors, A., & Scherer, K. R. (2013). The role of appraisal in emotion. In M. Robinson, E. Watkins, & E. Harmon-Jones (Eds.), Handbook of cognition and emotion (pp. 135–155). New York: Guilford Press.
Oatley, K., & Johnson-Laird, P. N. (1987). Towards a cognitive theory of emotions. Cognition and Emotion, 1, 29–50.
Ortony, A., Clore, G. L., & Collins, A. (1988). The cognitive structure of emotions. New York: Cambridge University Press.
Kuppens, P., Van Mechelen, I., Smits, D. J. M., De Boeck, P., & Ceulemans, E. (2007). Individual differences in patterns of appraisal and anger experience. Cognition & Emotion, 21, 689–713.
Parkinson, B. (1997). Untangling the appraisal-emotion connection. Personality and Social Psychology Review, 1, 62–79.
Robinson, M. D., & Clore, G. L. (2002). Belief and feeling: Evidence for an accessibility model of emotional self-report. Psychological Bulletin, 128, 934–960.
Roseman, I. J. (2013). Appraisal in the emotion system: Coherence in strategies for coping. Emotion Review, 5, 141–149.
Roseman, I. J., & Smith, C. A. (2001). Appraisal theory: Overview, assumptions, varieties, controversies. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion: Theory, methods, research (pp. 3–34). New York: Oxford University Press.
Sander, D., Grafman, J., & Zalla, T. (2003). The human amygdala: An evolved system for relevance detection. Reviews in the Neurosciences, 14, 303–316.
Scherer, K. R. (1993). Neuroscience projections to current debates in emotion psychology. Cognition and Emotion, 7, 1–41.
Scherer, K. R. (2001). Appraisal considered as a process of multilevel sequential checking. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion (pp. 92–120). New York: Oxford University Press.
Scherer, K. R. (2009). The dynamic architecture of emotion: Evidence for the component process model. Cognition and Emotion, 23, 1307–1351.
Scherer, K. R., & Brosch, T. (2009). Culture-specific appraisal biases contribute to emotion dispositions. European Journal of Personality, 23, 265–288.
Scherer, K. R., & Ellgring, H. (2007). Are facial expressions of emotion produced by categorical affect programs or dynamically driven by appraisal? Emotion, 7, 113–130.
Scholl, B. J., & Tremoulet, P. D. (2000). Perceptual causality and animacy. Trends in cognitive science, 4, 299–309.
Smith, C. A. (1989). Dimensions of appraisal and physiological response in emotion. Journal of Personality and Social Psychology, 56, 339–353.
Smith, C. A., & Ellsworth, P. C. (1985). Patterns of cognitive appraisal in emotion. Journal of Personality and Social Psychology, 48, 813–838.
Smith, C. A., & Ellsworth, P. C. (1987). Patterns of appraisal and emotion related to taking an exam. Journal of Personality and Social Psychology, 52, 475–488.
Smith, C. A., & Kirby, L. D. (2001). Toward delivering on the promise of appraisal theory. In K. R. Scherer, A. Schorr, & T. Johnstone (Eds.), Appraisal processes in emotion: Theory, methods, research (pp. 121–138). New York: Oxford University Press.
van Reekum, C., Banse, R., Johnstone, T., Etter, A., Wehrle, T., & Scherer, K. R. (2004). Psychophysiological responses to appraisal responses in a computer game. Cognition and Emotion, 18, 663–688.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Section Editor information
Rights and permissions
Copyright information
© 2017 Springer International Publishing AG
About this entry
Cite this entry
Moors, A. (2017). Appraisal Theory of Emotion. In: Zeigler-Hill, V., Shackelford, T. (eds) Encyclopedia of Personality and Individual Differences. Springer, Cham. https://doi.org/10.1007/978-3-319-28099-8_493-1
Download citation
DOI: https://doi.org/10.1007/978-3-319-28099-8_493-1
Received:
Accepted:
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-319-28099-8
Online ISBN: 978-3-319-28099-8
eBook Packages: Springer Reference Behavioral Science and PsychologyReference Module Humanities and Social SciencesReference Module Business, Economics and Social Sciences
