Skip to main content

Implementation Failures as Learning Pathologies

  • Reference work entry
  • First Online:
The Palgrave Handbook of the Public Servant
  • 1872 Accesses

Abstract

In many ways, the study of implementation is the study of policy failure. After all, scholarly preoccupation with the causes of policy pathologies motivated the first wave of implementation studies in the postwar decades (Derthick 1972; Pressman and Wildavsky 1973). Examination of policy learning has followed a similar trajectory. The first (and now classic) studies linking learning and policy change were central to the serious efforts to create a systematic approach to policy sciences (Deutsch 1966; Heclo 1974; Lindblom 1965). Recent developments reappraising policy learning, and in particular spotlighting its varieties and its limitations, enable a clearer connection with implementation fiascos (Howlett 2012; Dunlop and Radaelli 2013, 2018). New conceptualizations of policy learning point to the importance of scope conditions which render learning deep or shallow, functional or dysfunctional (Dunlop 2017). In this entry, the implementation failure-policy learning nexus is explored at three analytical levels: micro level of individual policy actors; meso level of groups and organizational bodies; and finally, the macro, systemic level.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Institutional subscriptions

References

  • Adam, C., S. Hurka, C. Knill, B.G. Peters, and Y. Steinebach. 2019. Introducing vertical policy coordination to comparative policy analysis: The missing link between policy production and implementation. Journal of Comparative Policy Analysis 21 (5): 499–517.

    Google Scholar 

  • Alink, F., A. Boin, and P. T’Hart. 2001. Institutional crises and reforms in policy sectors: The case of asylum policy in Europe. Journal of European Public Policy 8 (2): 286–306.

    Article  Google Scholar 

  • Argyris, C., and D. Schön. 1978. Organizational learning: A theory of action perspective. Reading: Addison-Wesley.

    Google Scholar 

  • Bandara, N.D.M. 2016. Causes and consequences of poverty targeting failures: The case of the Samurdhi Program in Sri Lanka. Asian Policy & Politics 8 (2): 281–303.

    Article  Google Scholar 

  • Bardach, E. 1977. The implementation game: What happens after a bill becomes law. Cambridge, MA: MIT Press.

    Google Scholar 

  • Bennett, C.J., and M.P. Howlett. 1992. The lessons of learning: Reconciling theories of policy learning and policy change. Policy Sciences 25 (3): 275–294.

    Article  Google Scholar 

  • Bevan, G., and C. Hood. 2006. What’s measured is what matters: Targets and gaming in the English public health care system. Public Administration 84 (3): 517–538.

    Article  Google Scholar 

  • Bird, M.G., and J. Newman. 2017. British Columbia’s fast ferries and Sydney’s Airport Link: Partisan barriers to learning from policy failure. Policy & Politics 45 (1): 71–85.

    Article  Google Scholar 

  • Boheim, M.H., and K.S. Friesenbichler. 2016. Exporting the competition policy regime of the European Union: Success or failure? Empirical evidence for acceding countries. Journal of Common Market Studies 54 (3): 569–582.

    Article  Google Scholar 

  • Borrás, S. 2011. Policy learning and organizational capacities in innovation policies. Science and Public Policy 38 (9): 725–734.

    Article  Google Scholar 

  • Brouwer, S., T. Rayner, and D. Huitema. 2013. Mainstreaming climate policy: The case of climate adaptation and the implementation of EU water policy. Environment and Planning. C, Government & Policy 31 (1): 134–153.

    Article  Google Scholar 

  • Busscher, T., C. Zuidema, T. Tillema, and J. Arts. 2019. Learning in the face of change: The Dutch National Collaboration Programme on Air Quality. Environment and Planning C – Politics and Space 37 (5): 929–945.

    Article  Google Scholar 

  • Candel, J.J.L. 2017. Holy Grail or inflated expectations? The success and failure of integrated policy strategies. Policy Studies 38 (6): 519–552.

    Article  Google Scholar 

  • Chaney, P. 2017. Comparative analysis of state and civil society discourse on human rights implementation and the position of Roma in the former Yugoslav space. Ethnopolitics 16 (5): 431–449.

    Article  Google Scholar 

  • Charron, C. 2016. Explaining the allocation of regional structural funds: The conditional effect of governance and self-rule. European Union Politics 17 (4): 638–659.

    Article  Google Scholar 

  • Chavez, B.V. 2018. Constructing trust on state-police-community relationships, a problem of institutional design. Urvio-Revista Latinoamericana de Estudios de Seguridad 20: 126–144.

    Google Scholar 

  • Cooper, S., and M. Kitchener. 2019. The role of middle managers in the implementation of national public policy. Policy & Politics 47 (2): 309–330.

    Article  Google Scholar 

  • Davis, G.L., and A. Robin. 2015. Network disaster response effectiveness: The case of ICTs and Hurricane Katrina. Journal of Homeland Security and Emergency Management 12 (3): 437–467.

    Article  Google Scholar 

  • De Franco, C., C.O. Meyer, and K.E. Smith. 2015. ‘Living by example?’ The European Union and the implementation of the responsibility to protect (R2P). Journal of Common Market Studies 53 (5): 994–1009.

    Article  Google Scholar 

  • Derthick, M. 1972. New towns in town, why a federal program failed. Washington, DC: Urban Institute.

    Google Scholar 

  • Deubel, A.N.R. 2013. Participatory democracy in Latin America: The use of the draw as democratic device for a post-state governance. Revista del Clad Reforma y Democracia 56: 31–58.

    Google Scholar 

  • Di Giulio, M., and G. Vecchi. 2019. Multilevel policy implementation and the where of learning: The case of the information system for school buildings in Italy. Policy Sciences 52: 119–135.

    Article  Google Scholar 

  • Domorenok, E. 2017. Traps of multi-level governance. Lessons from the implementation of the Water Framework Directive in Italy. Journal of European Integration 39 (6): 657–671.

    Article  Google Scholar 

  • Dong, L., T. Christiansen, and M. Painter. 2014. Health care reform in China: An analysis of development trends and lack of implementation. International Public Management Journal 17 (4): 593–514.

    Article  Google Scholar 

  • Dunlop, C.A. 2010. The temporal dimension of knowledge and the limits of policy appraisal: Biofuels policy in the UK. Policy Sciences 43 (4): 343–363.

    Article  Google Scholar 

  • ———. 2015. Organizational political capacity as learning. Policy and Society 34 (3–4): 259–270.

    Article  Google Scholar 

  • ———. 2017. Policy learning and policy failure: Definitions, dimensions and intersections. Policy and Politics 45 (1): 3–18.

    Article  Google Scholar 

  • ———. (2020) (ed) Policy Learning and Policy Failure. Bristol: Policy Press

    Google Scholar 

  • Dunlop, C.A., and C.M. Radaelli. 2015. Overcoming illusions of control: How to nudge and teach regulatory humility. In Nudge and the law: A European perspective, ed. A. Alemanno and A.-L. Sibony, 139–160. Oxford: Hart Publishing.

    Google Scholar 

  • ———. 2016a. Policy learning in the Eurozone crisis: Modes, power and functionality. Policy Sciences 49 (2): 107–124.

    Article  Google Scholar 

  • ———. 2016b. Teaching regulatory humility: Experimenting with practitioner students. Politics 36 (1): 79–94.

    Article  Google Scholar 

  • Dunlop, C.A., J.C. Kamkhaji, and C.M. Radaelli. 2015. Regulators and reform: A quasi-experimental assessment of the effects of training inspectors. International Public Management Journal 18 (2): 304–322.

    Article  Google Scholar 

  • Dunlop, C.A., C.M. Radaelli, and J.P. Trein, eds. 2018. Learning in public policy: Analysis, modes and outcomes. Basingstoke: Palgrave.

    Google Scholar 

  • Eckhard, S. 2014. Bureaucratic representation and ethnic bureaucratic drift: A case study of United Nations minority policy implementation in Kosovo. The American Review of Public Administration 44 (5): 600–621.

    Article  Google Scholar 

  • Engeli, I., C.R. Allison, and E. Montpetit. 2018. Beyond the usual suspects: New research themes in comparative public policy. Journal of Comparative Policy Analysis 20 (1): 114–132.

    Google Scholar 

  • Eubanks, V. 2018. Automating inequality. New York: St. Martin’s Press.

    Google Scholar 

  • Goodman, D. 2008. Problem-based learning in the MPA curriculum. Journal of Public Affairs Education 14 (2): 253–270.

    Article  Google Scholar 

  • Hall, P.A. 1993. Policy paradigms, social learning, and the state: The case of economic policymaking in Britain. Comparative Politics 25 (3): 275–296.

    Article  Google Scholar 

  • Heidelberg, R.L. 2016. The power of knowing the rules. The American Review of Public Administration 46 (6): 734–750.

    Article  Google Scholar 

  • Hinterleitner, M. 2019. Salami tactics and the implementation of large-scale public projects. Journal of European Public Policy 26 (11): 1696–1674.

    Article  Google Scholar 

  • Howlett, M.P., J. Vince, and P. del Rio. 2017a. Policy integration and multi-level governance: Dealing with the vertical dimension of policy mix designs. Politics and Governance 5 (2): 69–78.

    Article  Google Scholar 

  • Howlett, M., X. Wu, and M. Ramesh, eds. 2017b. Policy capacity and governance: Assessing governmental competences and capabilities in theory and practice. Basingstoke: Palgrave.

    Google Scholar 

  • Hupe, P.L., and M.J. Hill. 2016. ‘And the rest is implementation.’ Comparing approaches to what happens in policy processes beyond great expectations. Public Policy and Administration 31 (2): 103–121.

    Article  Google Scholar 

  • John, P. 2016. Randomised controlled trials (RCTs). In Evidence-based policy-making in the social sciences: Methods that matter, ed. G. Stoker and M. Evans. Bristol: Policy Press.

    Google Scholar 

  • ———. 2018. How far to nudge? Assessing behavioural publicpolicy. Cheltenham/Northampton: Edward Elgar.

    Book  Google Scholar 

  • Jones, E., R.D. Kelemen, and S. Meunier. 2016. Failing forward? The Euro crisis and the incomplete nature of European integration. Comparative Political Studies 49 (7): 1010–1034.

    Article  Google Scholar 

  • Kahneman, D. 2011. Thinking: Fast and slow. London: Penguin.

    Google Scholar 

  • Kahneman, D., and A. Tversky, eds. 2000. Choices, values and frames. New York: Cambridge University Press.

    Google Scholar 

  • Kamuzinzi, M., and J.M. Rubyutsa. 2019. When tradition feeds on modern accountability mechanisms in public policy implementation: The case of ‘Imihigo’ in Rwanda. Public Performance and Management Review 42 (3): 632–656.

    Article  Google Scholar 

  • Lapsley, I., and F. Segato. 2019. Citizens, technology and the NPM movement. Public Money & Management 39 (8): 553–559.

    Article  Google Scholar 

  • Lichtmannegger, C., and T. Bach. 2020. The interaction of multiple drivers of intra-organizational change in ministerial administrations: A study of three decades of structural reforms in the Austrian Ministry of Agriculture. Public Policy and Administration. https://doi.org/10.1177/0952076720904439.

  • Lindqvist, K. 2019. Dilemmas and paradoxes of regional cultural policy implementation: Governance modes, discretion, and policy outcome. Administration and Society 51 (1): 63–90.

    Article  Google Scholar 

  • Lipscy, P.Y., and H. Takinami. 2013. The politics of financial crisis response in Japan and the United States. Japanese Journal of Political Science 14 (3): 321–535.

    Article  Google Scholar 

  • Lipsky, M. 1980. Street-level bureaucracy: Dilemmas of the individual in public service. New York: Russell Sage Foundation.

    Google Scholar 

  • ———. 2010. Street-level bureaucracy: Dilemmas of the individual in public service. Revised ed. New York: Russell Sage Foundation.

    Google Scholar 

  • Mackenzie, M., L. Bradley, N. Stanley, M. Gannon, D. Barton, K. Cosgrove, E. Conway, and G. Feder. 2019. What might Normalisation Process Theory bring to policy implementation studies? Learning lessons and uncovering questions through a case study of the profound implementation failure of a new policing policy. Social Policy and Administration 53 (3): 449–463.

    Article  Google Scholar 

  • Majone, G., and A.B. Wildavsky. 1979. Implementation as evolution. In Implementation, ed. J.L. Pressman and A.B. Wildavsky, 2nd ed., 177–194. Berkeley: University of California Press.

    Google Scholar 

  • Mattingly, D.C. 2020. Responsive or repressive? How frontline bureaucrats enforce the one child policy in China. Comparative Politics 52 (2): 269–288.

    Article  Google Scholar 

  • May, P.J. 1992. Policy learning and failure. Journal of Public Policy 12 (4): 331–354.

    Article  Google Scholar 

  • ———. 2012. Policy design and implementation. In Handbook of public administration, ed. B.G. Peters and J. Pierre, 2nd ed., 279–291. Thousand Oaks: Sage.

    Chapter  Google Scholar 

  • ———. 2015. Implementation failures revisited: Policy regimes perspectives. Public Policy and Administration 30 (3–4): 277–299.

    Article  Google Scholar 

  • Maynard-Moody, S., and M. Musheno. 2000. State agent or citizen agent: Two narratives of discretion. Journal of Public Administration Research and Theory 10 (2): 329–358.

    Article  Google Scholar 

  • McConnell, A. 2015. What is policy failure? A primer to help navigate the maze. Public Policy and Administration 30 (3–4): 221–242.

    Article  Google Scholar 

  • Meier, K.J., M. Compton, J. Polga-Hecimovich, M. Song, and C. Wimpy. 2019. Bureaucracy and the failure of politics: Challenges to democratic governance. Administration and Society 51 (10): 1576–1605.

    Article  Google Scholar 

  • Millar, M., and R. Crosse. 2018. Lone parent activation in Ireland: Putting the cart before the horses? Social Policy and Administration 52 (1): 111–129.

    Article  Google Scholar 

  • Moseley, A., and G. Stoker. 2015. Nudging citizens? Prospects and pitfalls confronting a new heuristic. Resources, Conservation and Recycling 79: 4–10.

    Article  Google Scholar 

  • Mu, R., and M. De Jong. 2018. The psychology of local officials: Explaining strategic behavior in the Chinese Target Responsibility System. Journal of Chinese Governance 3 (2): 243–260.

    Article  Google Scholar 

  • Newman, J., and B.W. Head. 2015. Categories of failure in climate change mitigation policy in Australia. Public Policy and Administration 30 (3–4): 342–358.

    Article  Google Scholar 

  • Nordbeck, R., and R. Steurer. 2016. Multi-sectoral strategies as dead ends of policy integration: Lessons to be learned from sustainable development. Environment and Planning. C, Government & Policy 34 (4): 737–755.

    Article  Google Scholar 

  • O’Toole, L.J. 2012. Interorganizational relations and policy implementation. In Handbook of public administration, ed. B.G. Peters and J. Pierre, 2nd ed., 292–304. Thousand Oaks: Sage.

    Chapter  Google Scholar 

  • Patashnik, E.M. 2008. Reforms at risk: What happens after major policy changes are enacted? Princeton: Princeton University Press.

    Google Scholar 

  • Perche, D. 2011. Dialogue between past and present: Policy evaluation and history. Australian Journal of Politics and History 57 (3): 403–418.

    Article  Google Scholar 

  • Phillips, R.L., and R. Guthrie. 2018. Rights to protection and the state: The Australian Government’s National Plan to reduce violence against women and children and victim’s justice. Australian Journal of Political Science 54 (1): 1–17.

    Article  Google Scholar 

  • Pierson, P. 2000. Increasing returns, path dependence and the study of politics. American Political Science Review 94 (2): 251–267.

    Article  Google Scholar 

  • ———. 2004. Politics in time. Princeton: Princeton University Press.

    Book  Google Scholar 

  • Pressman, J.L., and A.B. Wildavsky. 1973. Implementation: How great expectations in Washington are dashed in Oakland. Berkeley: University of California Press.

    Google Scholar 

  • Quesada, M.G. 2014. The EU as an ‘enforcement patchwork’: The impact of national enforcement for compliance with EU water law in Spain and Britain. Journal of Public Policy 34 (2): 331–353.

    Article  Google Scholar 

  • Schneider, A., and H. Ingram. 1993. Social construction of target populations: Implications for politics and policy. The American Political Science Review 87 (2): 334–347.

    Article  Google Scholar 

  • Schön, D.A. 1973. Beyond the stable state: Public and private learning in a changing society. Harmondsworth: Penguin.

    Google Scholar 

  • Scipioni, M. 2018. Failing forward in EU migration policy? EU integration after the 2015 asylum and migration crisis. Journal of European Public Policy 25 (9): 1357–1375.

    Article  Google Scholar 

  • Scott, J.C. 1999. Seeing like a state. New Haven: Yale University Press.

    Google Scholar 

  • Sorace, C. 2015. The Communist Party’s miracle? The alchemy of turning post-disaster reconstruction into great leap development. Comparative Politics 47 (4): 479–498.

    Article  Google Scholar 

  • Stark, A. 2019. Public inquiries, policy learning, and the threat of future crises. Oxford: Oxford University Press.

    Google Scholar 

  • Thaler, R.H., and C.B. Sunstein. 2008. Nudge: Improving decisions about health, wealth and happiness. New Haven: Yale University Press.

    Google Scholar 

  • Thomann, E., N. van Engen, and L.G. Tummers. 2018. The necessity of discretion: A behavioural evaluation of bottom-up implementation theory. Journal of Public Administration and Theory 28 (4): 583–601.

    Article  Google Scholar 

  • Vince, J. 2015. Integrated policy approaches and policy failure: The case of Australia’s Oceans Policy. Policy Sciences 48 (2): 159–180.

    Article  Google Scholar 

  • Wagenaar, H. 2004. ‘Knowing’ the rules: Administrative work as practice. Public Administration Review 64 (6): 643–655.

    Article  Google Scholar 

  • ———. 2011. Meaning in action. London: M.E. Sharpe.

    Google Scholar 

  • Williams, G., and J. Tobbell. 2017. Effecting change in local government: Local authority chief executives as emotional actors. Policy Studies 38 (4): 392–409.

    Article  Google Scholar 

  • Wimmelmann, C.L., S. Vallgarda, and A.M.B. Jensen. 2018. Meet the local policy workers: Implementation of health promotion guidelines in Denmark. Public Policy and Administration 33 (1): 66–87.

    Article  Google Scholar 

  • Zacka, B. 2017. When the state meets the street: Public service and moral agency. Cambridge, MA: Harvard University Press.

    Book  Google Scholar 

  • Zaha, S.A., and G. George. 2002. Absorptive capacity: A review, reconceptualization and extension. Academy of Management Review 27 (2): 185–203.

    Article  Google Scholar 

  • Zahariadis, N., and T. Exadaktylos. 2016. Policies that succeed and programs that fail: Ambiguity, conflict, and crisis in Greek higher education. Policy Studies Journal 44 (1): 59–82.

    Article  Google Scholar 

  • Zavoli, I., and C. King. 2020. New development: Estate agents’ perspectives of anti-money laundering compliance – Four key issues in the UK property market. Public Money & Management. https://doi.org/10.1080/09540962.2020.1727182.

  • Zhan, J.V., and S. Qin. 2017. The art of political ambiguity: Top-down intergovernmental information asymmetry in China. Journal of Chinese Governance 2 (2): 149–168.

    Article  Google Scholar 

Download references

Acknowledgments

Some of the ideas explored in this entry have been aired in at various workshops, notably: the “Policy Failure” workshop hosted by Lee Kuan Yew School of Public Policy (LKYSPP), National University of Singapore, 19–21 February 2014 and workshop on “Policy Success and Failure” hosted by the Bennett School of Public Policy, University of Cambridge, 14 November 2018. The author extends thanks to all the participants of these events for their constructive feedback. Most importantly, the author extends sincerest thanks to this volume’s editors – especially to Helen Dickinson who has been an extremely patient and caring colleague.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Claire A. Dunlop .

Editor information

Editors and Affiliations

Section Editor information

Rights and permissions

Reprints and permissions

Copyright information

© 2021 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this entry

Check for updates. Verify currency and authenticity via CrossMark

Cite this entry

Dunlop, C.A. (2021). Implementation Failures as Learning Pathologies. In: Sullivan, H., Dickinson, H., Henderson, H. (eds) The Palgrave Handbook of the Public Servant. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-29980-4_22

Download citation

Publish with us

Policies and ethics