Abstract
Accurate knowledge of soil moisture at the continental scale is important for improving predictions of weather, agricultural productivity, and natural hazards, but observations of soil moisture at such scales are limited to indirect measurements, either obtained through satellite remote sensing or from meteorological networks. Land surface models simulate soil moisture processes, using observation-based meteorological forcing data, and auxiliary information about soil, terrain, and vegetation characteristics. Enhanced estimates of soil moisture and other land surface variables, along with their uncertainty, can be obtained by assimilating observations of soil moisture into land surface models. These assimilation results are of direct relevance for the initialization of hydrometeorological ensemble forecasting systems. The success of the assimilation depends on the choice of the assimilation technique, the nature of the model and the assimilated observations, and, most importantly, the characterization of model and observation error. Systematic differences between satellite-based microwave observations or satellite-retrieved soil moisture and their simulated counterparts require special attention. Other challenges include inferring root-zone soil moisture information from observations that pertain to a shallow surface soil layer, propagating information to unobserved areas and downscaling of coarse information to finer-scale soil moisture estimates. This chapter summarizes state-of-the-art solutions to these issues with conceptual data assimilation examples, using techniques ranging from simplified optimal interpolation to spatial ensemble Kalman filtering. In addition, operational soil moisture assimilation systems are discussed that support numerical weather prediction at ECMWF and provide value-added soil moisture products for the NASA Soil Moisture Active Passive mission.
This is a preview of subscription content, log in via an institution.
References
C. Albergel, W. Dorigo, R. Reichle, G. Balsamo, P. de Rosnay, J. Muñoz-Sabater, L. Isaksen, R. de Jeu, W. Wagner, Skill and global trend analysis of soil moisture from reanalyses and microwave remote sensing. J. Hydrometeorol. 14, 1259–1277 (2013). doi:10.1175/JHM-D-12-0161.1
G. Balsamo, J.F. Mahfouf, S. Bélair, G. Deblonde, A global root-zone soil moisture analysis using simulated L-band brightness temperature in preparation for the Hydros satellite mission. J. Hydrometeorol. 7, 1126–1146 (2006)
G. Balsamo, P. Viterbo, A. Beljaars, B. van den Hurk, M. Hirschi, A.K. Betts, K. Scipal, A revised hydrology for the ECMWF model: verification from field site to terrestrial water storage and impact in the integrated forecast system. J. Hydrometeorol. 10, 623–643 (2009). doi:10.1175/2008JHM1068.1
G. Balsamo, C. Albergel, A. Beljaars, S. Boussetta, H. Cloke, D. Dee, E. Dutra, J. Muñoz-Sabater, F. Pappenberger, P. de Rosnay, T. Stockdale, F. Vitart, ERA-Interim/Land: a global land water resources dataset. Hydrol. Earth Syst. Sci. 10, 14705–14745 (2013). doi:10.5194/hessd-10-14705-2013
Z. Bartalis, W. Wagner, V. Naeimi, S. Hasenauer, K. Scipal, H. Bonekamp, J. Figa, C. Anderson, Initial soil moisture retrievals from the METOP-A advanced scatterometer (ASCAT). Geophys. Res. Lett. 34, L20401 (2007). doi:10.1029/2007GL031088
S. Bélair, L.P. Crevier, J. Mailhot, B. Bilodeau, Y. Delage, Operational implementation of the ISBA land surface scheme in the Canadian regional weather forecast model. Part I: warm season results. J. Hydrometeorol. 4, 352–370 (2003)
W.T. Crow, M.T. Yilmaz, The auto-tuned land data assimilation system (ATLAS). Water Resour. Res. 50, 371–385 (2014). doi:10.1002/2013WR014550
G.J.M. De Lannoy, P.R. Houser, V.R.N. Pauwels, N.E. Verhoest, Assessment of model uncertainty for soil moisture through ensemble verification. J. Geophys. Res. 111, D10101 (2009). doi:10.1029/2005JD006367
G.J.M. De Lannoy, R.H. Reichle, P.R. Houser, V.R.N. Pauwels, N.E.C. Verhoest, Correcting for forecast bias in soil moisture assimilation with the ensemble Kalman filter. Water Resour. Res. 43, W09410 (2007). doi:10.1029/2006WR00544
G.J.M. De Lannoy, R.H. Riechle, V.N.R. Pauwels, Global calibration of the GEOS-5 L-band microwave radiative transfer model over non-frozen land using SMOS observations. J. Hydrometeorol. 14, 765–785 (2013). doi:10.1175/JHM-D-12-092.1
P. de Rosnay, M. Drusch, D. Vasiljevic, G. Balsamo, C. Albergel, L. Isaksen, A simplified extended Kalman filter for the global operational soil moisture analysis at ECMWF. Q. J. Roy. Meteorol. Soc. 139(674), 1199–1213 (2013). doi:10.1002/qj.2023
P. de Rosnay, G. Balsamo, C. Albergel, J. Muñoz-Sabater, L. Isaksen, Initialisation of land surface variables for numerical weather prediction. Surv. Geophys. 35(3), 607–621 (2014). doi:10.1007/s10712-012-9207-x
I. Dharssi, K.J. Bovis, B. Macpherson, C.P. Jones, Operational assimilation of ASCAT surface soil wetness at the Met Office. Hydrol. Earth Syst. Sci. 15, 2729–2746 (2011). doi:10.5194/hess-15-2729-2011
P. Dirmeyer, Using a global soil wetness dataset to improve seasonal climate simulation. J. Climate 13, 2900–2921 (2000)
W.A. Dorigo, A. Gruber, R.A.M. de Jeu, W. Wagner, T. Stacke, A. Loew, C. Albergel, L. Brocca, D. Chung, R. Parinussa, R. Kidd, Evaluation of the ESA CCI soil moisture product using ground-based observations. Remote Sens. Environ. 162, 380–395 (2015). doi:10.1016/j.rse.2014.07.023
C.S. Draper, R.H. Reichle, G.J.M. De Lannoy, Q. Liu, Assimilation of passive and active microwave soil moisture retrievals. Geophys. Res. Lett. 39, L04401 (2012). doi:10.1029/2011GL050655
M. Drusch, E.F. Wood, H. Gao, Observation operators for the direct assimilation of TRMM microwave imager retrieved soil moisture. Geophys. Res. Lett. 32, L15403 (2005). doi:10.1029/2005GL023623
M. Drusch, K. Scipal, P. de Rosnay, G. Balsamo, E. Andersson, P. Bougeault, P. Viterbo, Towards a Kalman filter-based soil moisture analysis system for the operational ECMWF Integrated Forecast System. Geophys. Res. Lett. 36, L10401 (2009). doi:10.1029/2009GL037716
S. Dunne, D. Entekhabi, Land surface state and flux estimation using the ensemble Kalman smoother during the Southern Great Plains 1997 field experiment. Water Resour. Res. 42, W01407 (2006)
D. Entekhabi, H. Nakamura, E.G. Njoku, Solving the inverse problems for soil moisture and temperature profiles by sequential assimilation of multifrequency remotely-sensed observations. IEEE Trans. Geosci. Remote Sens. 32, 438–448 (1994)
D. Entekhabi, R.H. Reichle, R.D. Koster, W.T. Crow, Performance metrics for soil moisture retrievals and application requirements. J. Hydrometeorol. 11, 832–840 (2010). doi:10.1175/2010JHM1223.1
D. Entekhabi, S. Yueh, P. O’Neill, K. Kellogg, SMAP Handbook, NASA/JPL Publication JPL 400-1567, Pasadena, CA, USA, p. 182 (2014).
A.K. Fung, Z. Li, K.S. Chen, Backscattering from a randomly rough dielectric surface. IEEE Trans. Geosci. Remote Sens. 30, 356–369 (1992)
D. Giard, E. Bazile, Implementation of a new assimilation scheme for soil and surface variables in a global NWP model. Mon. Weather Rev. 128, 997–1015 (2000)
P.H. Gleick, Water resources, in Encyclopedia of climate and weather, ed. by S.H. Schneider, vol. 2 (Oxford University Press, New York, 1996), pp. 817–823
R. Hess, M. Lange, W. Werner, Evaluation of the variational soil moisture assimilation scheme at Deutscher Wetterdienst. Hydrol. Earth Syst. Sci. 134(635), 1499–1512 (2008)
Y. Kerr et al., The SMOS mission: new tool for monitoring key elements of the global water cycle. Proc. IEEE 98, 666–687 (2010)
R.D. Koster, M.J. Suarez, A. Ducharne, M. Stieglitz, P. Kumar, A catchment-based approach to modeling land surface processes in a general circulation model 1. Model structure. J. Geophys. Res. 105(D20), 24,809–24,822 (2000)
R.D. Koster, P.A. Dirmeyer, Z. Guo, G. Bonan, P. Cox, C. Gordon, S. Kanae, E. Kowalczyk, D. Lawrence, P. Liu, C. Lu, S. Malyshev, B. McAvaney, K. Mitchell, D. Mocko, T. Oki, K. Oleson, A. Pitman, Y. Sud, C. Taylor, D. Verseghy, R. Vasic, Y. Xue, T. Yamada, Regions of strong coupling between soil moisture and precipitation. Science 305, 1138–1140 (2004)
S. Kumar, C. Peters-Lidard, Y. Tian, R. Reichle, J. Geiger, C. Alonge, J. Eylander, P. Houser, An integrated hydrologic modeling and data assimilation framework. IEEE Comput. 41, 52–59 (2008). doi:10.1109/MC.2008.511
Q. Liu, R.H. Reichle, R. Bindlish, M.H. Cosh, W.T. Crow, R. de Jeu, G.J.M. De Lannoy, G.J. Huffman, T.J. Jackson, The contributions of precipitation and soil moisture observations to the skill of soil moisture estimates in a land data assimilation system. J. Hydrometeorol. 12, 750–765 (2011). doi:10.1175/JHM-D-10-05000
J.F. Mahfouf, K. Bergaoui, C. Draper, F. Bouyssel, F. Taillefer, L. Taseva, A comparison of two off-line soil analysis schemes for assimilation of screen level observations. J. Geophys. Res. 114, D08105 (2009). doi:10.1029/2008JD011077
T. Mo, B.J. Choudhury, T.J. Schmugge, J.R. Wang, T.J. Jackson, A model for microwave emission from vegetation-covered fields. J. Geophys. Res. Oceans Atmos. 87(C13), 1229–1237 (1982)
C. Montzka, J.P. Grant, J. Moradkhani, H.J. Hendricks-Franssen, L. Weihermüller, M. Drusch, H. Vereecken, Estimation of radiative transfer parameters from L-band passive microwave brightness temperatures using advanced data assimilation. Vadose Zone J. 12(3), 1–17 (2013). https://dl.sciencesocieties.org/publications/vzj/pdfs/12/3/vzj2012.0040
M. Pan, E.F. Wood, R. Wojcik, M.F. McCabe, Estimation of regional terrestrial water cycle using multi-sensor remote sensing observations and data assimilation. Remote Sens. Environ. 112, 1282–1294 (2008)
V.R.N. Pauwels, G.J.M. De Lannoy, Ensemble-based assimilation of discharge into rainfall-runoff models: a comparison of approaches to mapping observational information to state space. Water Resour. Res. 45(8), W08428 (2009). doi:10.1029/2008WR007590
R.H. Reichle, R.D. Koster, Assessing the impact of horizontal error correlations in background fields on soil moisture estimation. J. Hydrometeorol. 4(6), 1229–1242 (2003)
R.H. Reichle, R.D. Koster, Bias reduction in short records of satellite soil moisture. Geophys. Res. Lett. 31, L19501 (2004). doi:10.1029/2004GL020938
R.H. Reichle, D. Entekhabi, D. McLaughlin, Downscaling of radio brightness measurements for soil moisture estimation: a four dimensional variational data assimilation approach. Water Resour. Res. 37, 2353–2364 (2001)
R.H. Reichle, D.B. McLaughlin, D. Entekhabi, Hydrologic data assimilation with the ensemble Kalman filter. Mon. Weather Rev. 120, 103–114 (2002)
R.H. Reichle, R.D. Koster, G.J.M. De Lannoy, B.A. Forman, Q. Liu, S.P.P. Mahanama, A. Toure, Assessment and enhancement of MERRA land surface hydrology estimates. J. Climate 24, 6322–6338 (2011)
R.H. Reichle, G.J.M. De Lannoy, B.A. Forman, C.S. Draper, Q. Liu, Connecting satellite observations with water cycle variables through land data assimilation: examples using the NASA GEOS-5 LDAS. Surv. Geophys. 35, 577–606 (2014). doi:10.1007/s10712-013-9220-8
M. Rodell, P.R. Houser, U. Jambor, J. Gottschalck, K. Mitchell, C.J. Meng, K. Arsenault, B. Cosgrove, J. Radakovich, M. Bosilovich, J.K. Entin, J.P. Walker, D. Lohmann, D. Toll, The global land data assimilation system. Bull. Am. Meteorol. Soc. 85(3), 381–394 (2004)
M. Rodell, J. Chen, H. Kato, J.S. Famiglietti, J. Nigro, C.R. Wilson, Estimating groundwater storage changes in the Mississippi River basin (USA) using GRACE. Hydrogeol. J. 15, 159–166 (2007)
J. Sabater, L. Jarlan, J. Calvet, F. Bouyssel, P. de Rosnay, From near-surface to root-zone soil moisture using different assimilation techniques. J. Hydrometeorol. 8(2), 194–206 (2007)
S. Saha et al., The NCEP climate forecast system reanalysis. Bull. Am. Meteorol. Soc. ES9–ES24 (2010). doi:10.1175/2010Bams3001.1
K. Scipal, T. Holmes, R. de Jeu, V. Naeimi, W. Wagner, A possible solution for the problem of estimating the error structure of global soil moisture data sets. Geophys. Res. Lett. 35, L24403.1–L24403.4 (2008)
J.P. Wigneron et al., L-band microwave emission of the biosphere (L-MEB) model: description and calibration against experimental data sets over crop fields. Remote Sens. Environ. 107, 639–655 (2007)
Y. Xia, K. Mitchell, M. Ek, J. Sheffield, B. Cosgrove, E. Wood, L. Luo, C. Alonge, H. Wei, J. Meng, B. Livneh, D. Lettenmaier, V. Koren, Q. Duan, K. Mo, Y. Fan, D. Mocko, Continental scale water and energy flux analysis and validation for the North American Land Data Assimilation System project phase 2 (NLDAS-2): 1. Intercomparison and application of model products. J. Geophys. Res. 117, D03109 (2012). doi:10.1029/2011JD016048
B.F. Zaitchik, M. Rodell, R.H. Reichle, Assimilation of GRACE terrestrial water storage data into a land surface model: results for the Mississippi river basin. J. Hydrometeorol. 9, 535–548 (2008)
Author information
Authors and Affiliations
Corresponding authors
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2015 Springer-Verlag Berlin Heidelberg (outside the USA)
About this entry
Cite this entry
de Lannoy, G.J.M., de Rosnay, P., Reichle, R.H. (2015). Soil Moisture Data Assimilation. In: Duan, Q., Pappenberger, F., Thielen, J., Wood, A., Cloke, H., Schaake, J. (eds) Handbook of Hydrometeorological Ensemble Forecasting. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-40457-3_32-1
Download citation
DOI: https://doi.org/10.1007/978-3-642-40457-3_32-1
Received:
Accepted:
Published:
Publisher Name: Springer, Berlin, Heidelberg
Online ISBN: 978-3-642-40457-3
eBook Packages: Springer Reference Earth and Environm. ScienceReference Module Physical and Materials ScienceReference Module Earth and Environmental Sciences