Introduction

Turkey and the Balkans currently represent two exemplar arenas for ethnobiologists, since these regions can be considered both biological and cultural hotspots. Herein, the Balkans are defined as the South-Eastern European territory located south of the Danube-Sava-Kupa river systems line (i.e., the territory that includes the countries of Bosnia and Herzegovina, Serbia, Kosovo, Montenegro, Albania, Bulgaria, Macedonia, Greece, as well as the European part of Turkey, a small portion of Romania, and most of Croatia). In the last decade, Turkey and the Balkans have become popular field research locations aimed at documenting traditional environmental knowledge (TEK). Much of this recent research has focused on exploring this region’s uncommon, extremely rich, bio-cultural heritage, and also on valorizing local folk knowledge systems into sustainable rural projects that might improve the holistic well-being of the local communities, which in a significant portion of the Western Balkans have been recently heavily affected by the most recent Yugoslavian Wars [1].

Most of such studies have focused on folk knowledge related to plants, but some have also investigated the animals-humans nexus [2-4]. Among the ethnobotanical and environmental-anthropological studies published in international journals within the past decade and indexed in important scientific databases (i.e., PubMed, Scopus, WoK), only a few have also analyzed the wild food plant and mushrooms knowledge of the local communities in the Balkans and Turkey. Wild food and mushroom knowledge has been recorded in use among coastal, rural, and isolated mountainous communities in Bosnia [5-7], Bulgaria [8], Macedonia [9,10], Greece [11], Albania [12-16], in the Balkan portions of Croatia [17-19] and Romania [20], as well as in diverse areas of Turkey [21-26]. Moreover, a recent book focusing on Balkan ethnobiology included contributions on the consumption of wild food plants [1].

The term sarma, meaning “wrapped” in Turkish, defines leaves (raw or more often shortly blanched, or kept in salt brine) rolled around a filling made of rice, bulgur and, or minced meat, possibly vegetables and seasoning plants (especially onion), and gently cooked (stewed or boiled) in a pot and generally consumed warm (with meat) or cold (without meat).

Sarma represents a pillar of the traditional cuisines of the former Ottoman territories: Turkey, Persia, the Balkans, the Middle East, and Northern Africa. In some of these contexts, the overarching term dolma is also sometimes used, especially for grape vine leaf-based sarma, although it would be maybe more correct to only apply this term to stuffed vegetables (tomatoes, egg plants, peppers, onions, potatoes, artichoke, zucchini), in which the filling is not completely wrapped or covered by plant tissues.

Sarma has long-represented (at least for four centuries) a crucial festivity dish in many areas of the Ottoman Empire and was present on the menus of palaces and official residences (konaks), where it was prepared as a main course or as a side dish to a main course meat meal [27].

Since the origin of all Turkic populations is rooted in the Central Asiatic pastoralism, generally characterized by a large consumption of meat and dairy products and a low consumption of vegetables, gastronomy historians agree that sarma preparations may have possibly developed after Turks settled in Anatolia, where their diet was enriched by a large number of cultivated vegetables [26], whereas the Ottoman cuisine is surely the result of a complex metissage and interactions between the Turkish cuisine and a number of other cuisines native to the surrounding territories (notably the Arabic, Persian, the Mediterranean, and East European cuisines) [28-32].

According to the German traveller and merchant Hans Dernschwam, who visited Istanbul between 1552 and 1555, dolma and sarma were then commonly consumed, and fresh grape vine leaves were sold in many places for preparing sarma. Dernschwam’s diaries note that the filling of sarma was made from meat and that sarma was cooked together with unripe, sour plums [33]. Other historical sources testify that in 1640 cabbage sarma was sold in Istanbul, while in 1660 cabbage sarma was on the menu of some dinner parties of wealthy men [26].

Turkish cookbooks written in the 19th Century underline the importance of a balance between the sour and sweet tastes in sarma [34], a principle that was probably borrowed from the Persian cuisine. In addition to the inclusion of minced onions occurring in the filling, the wrapped leaves were cooked adding lemon, and sometimes also unripe plums, sour apples or their juice, unripe grapes, pomegranate or sumac syrups, or even dried sour cherries.

The aims of this work were: (1) to review all unpublished or partially published data collected by the authors in Turkey and the Balkans (i.e., in Bosnia and Herzegovina, Serbia, Macedonia, Bulgaria, Albania, as well as in Croatia and Romania, which – despite the fact they have only one portion of their territories located in the Balkans – were considered in their entirety); (2) to review the same plants used for preparing sarma from primary folkloric, ethnobotanical, and gastronomic literature from the same countries; and (3) to compare the geographic and cross-cultural diversity of sarma in the considered countries.

Methods

Field studies

Field studies on the use of plants used as wrapping material for sarma were conducted during broader ethnobotanical field studies and also via a few ad hoc investigations conducted by the authors in the years 2011 to 2014 in the following regions and countries (Figure 1): Dalmatia, Croatia (ŁŁ); Northern and Central Bosnia and Southern Herzegovina (AM, JF, and ŁŁ, respectively); Central and Southern Serbia (ZDS); Kosovo (BM, AH); North, Eastern and Southern Albania (AP); Central and Western Macedonia (SG, AP); Western and Central Bulgaria (AN); Transylvania (CD, NP), Dobruja (AN, YD, AP), Moldavia (AP), and Maramureş regions, Romania (ŁŁ); and in the Aegean and Central Anatolian Turkey (YD).

Figure 1
figure 1

The study sites.

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Informants were asked to mention all plants, whose leaves were used as wrapping material for preparing home-made sarma. Ethical guidelines drafted by the International Society of Ethnobiology (http://www.ethnobiology.net) and American Anthropological Association (www.aaanet.org) were rigorously followed and Prior Informed Consent (PIC) was always required before each interview.

Plants were taxonomically identified by the respective researchers and plant nomenclature followed standards set by The Plant List [35].

Literature review

Additionally, published ethnobotanical works, as well as a few folkloric references and gastronomic literature based on field investigations, were considered for the following countries: Albania and Kosovo [12-16,36-39], Bosnia and Herzegovina [5-7,40-43], Bulgaria [8,44-50], Croatia [17-19,51-53], Macedonia [9,10], and Romania [29,54-69]; moreover, for Turkey, ethnobotanical data both published in international and national scholarly journals, as well as those arising from unpublished Master’s and PhD theses were considered [21-26,70-103].

Again, plant nomenclature followed the standards set by The Plant List [35].

Results and discussion

Biodiversity of sarma

Table 1 reports all the plant taxa, whose leaves have been documented to be used as wrapping material for sarma. Eighty-seven taxa were found to represent the Turkish and Balkan sarma plant heritage, whose knowledge is retained by women. In the list, wild plants were predominant (62%).

Table 1 Plants whose leaves are used for preparing sarma in the studied areas and considered countries
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Basic ingredients for the stuffing always includes meat or rice, (sautéed) onions, and sometimes, especially in more rural areas, chopped vegetables too (and especially wild vegetables in Moldavia during the spring Orthodox Lent period); in Turkey and Bulgaria bulgur (made from the grouts of diverse wheat species), cooked beans as well as urov (Vicia sativa) can be used in the filling.

In Bulgaria, crushed walnuts may be added to the filling. In Turkish cuisine filling ingredients may include pine kernels (Pinus pinea), Black Corinth (Vitis vinifera), blackcurrants (Ribes nigrum), and even mastic (resin of Pistacia lentiscus). An old tradition in Turkey was to also add sour cherries in the filling; however, this tradition is barely alive with only a few traditional restaurants serving the product.

The listed taxa belong to 50 genera and 27 families, with the predominance of Polygonaceae (15%), Malvaceae (11%), Amaranthaceae (11%), Asteraceae (10%), and Brassicaceae (9%). The largest number of taxa was recorded in the genera Rumex (11), Beta (5), Alcea (4), Brassica (4), Malva (3) and Arum (3).

Among them, herbaceous plants represented the majority of the recorded plants (65), while trees (10) and shrubs (2) were mostly from the Rosaceae, Moraceae, Betulaceae and Malvaceae families, while four species were represented by vines.

In Moldavia chopped cabbage and dill branches are often put at the bottom of the pot where sarma will be cooked, often adding a pieces of cured pork meat (bacon); in Bulgaria plums are put between the diverse sarma units.

While in Moldavia it is customary to add in the cooking pot also home-made borş (lacto-fermented wheat bran in water) or unripe grapes (previously cooked in water), in order to provide some sourness (this is not practiced in the case of sauerkraut sarma), while the custom to add lemon slices in the pot seems to be prevalent in Turkey and Southern Albania.

Turkey and Southern Albania sarma are typically small and have a cigar-like shape. In Bulgaria sarma are larger (Figure 2) and resemble small balls, while in Romania and the other countries may have diverse dimensions. Cigar-like sarma are considered appropriate for special guests in the Romanian Moldavia; in this specific case, vine-grape, lime tree, or bean leaves-based cigar-shaped sarma are cooked in a group of 6–7 unities, wrapped within larger leaves of cabbage, which are later removed before consuming the sarma.

Figure 2
figure 2

Diversity of sarma preparations in Turkey and the Balkans; A - Brassica oleracea (just before the cooking process; Romania); B - Brassica oleracea (Bulgaria); C – Vitis vinifera (Turkey) ; D – Allium ampeloprasum (Turkey).

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In Moldavia also, a very large cabbage sarma exists during the diverse Orthodox Lenten fasting periods. The filling in the Moldavian case is made by a large amount of rice, crashed walnuts, sautéed onions, roughly chopped onions, cabbage, parsnips or carrots, and seasoned with small amounts of ground celery, parsley roots, dill, and whole pepper grains.

Sarma prepared from cultivated leek (Allium ampeloprasum s.l.) are different from other sarma and usually have a triangular shape (Figure 2). This type of sarma is part of traditional cuisine found only in some areas of Turkey (e.g. the Aegean region); sometimes sarma made by cabbage, kale, dock, and beet can be also prepared in triangular shape.

In general, preparing sarma requires special artisanal women expertise and is a time consuming process. Because of the newly introduced lifestyles and maybe changing social role of women, sarma is slowly and gradually disappearing from the home cuisine of the studied areas. In Turkey however, sarma is still available on the market and a number of women earn money by taking orders at home.

At the same time, it should be noted that in the last decades an apparatus has become commercially available in Turkey that makes it easier to roll the leaves around the filling (esp. grape vine leaves, Figure 3). This tends to produce thin sarma having a standardized shape.

Figure 3
figure 3

Turkish “modern” apparatus for making sarma.

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Figure 4 shows the most widely used sarma leaves in the considered countries. Cabbage and grape vine, and to a minor extent, beet, dock and sorrel, lime tree, spinach, beans, and horseradish are plants that have been reported to have been used in at least four countries.

Figure 4
figure 4

Most commonly used taxa (number of countries where the use has been recorded).

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Botany and sensory characteristics of sarma’s leaves

According to our sources, three principal criteria guide the rationale behind the use of plant leaves for sarma: (1) leaves have to be large enough (ideally the size of one’s palm) to wrap what is considered to be a proper amount of the filling. Sarma is generally eaten in one or two bites, or, even more as in the case of the large cabbage sarma prepared during the Orthodox Lent in Moldavia; (2) leaves must be strong enough to not degenerate during the cooking process while retaining the flavour of the filling; and (3) leaves may add a specific texture (e.g., bean and grape vine leaves) or taste to the filling (e.g., lime tree leaves, cabbage, horseradish, coltsfoot, leek). The aforementioned requirements of leaves used for sarma, can be linked with some botanical-morphological and, or phytochemical characteristics.

Concerning the first criterion, which dictates the general rule of “one leaf lamina – one sarma”, we have recorded only some exceptions among cultivated leafy vegetables: cabbage outer leaves are sometimes divided into two or three parts, which individually wrapped around the filling; the same may be (more rarely) done with leaves of spinach, beets, horseradish, or lettuce.

Leaf shape is variable but mostly consist of round (Brassica oleracea), reniform/kidney (Tussilago farfara), ovate (Corylus avellana), cordate (Smilax excelsa, Tilia tomentosa), elliptic (Allium ursinum), or lanceolate (Armoracia rusticana, Rumex spp., Arum spp.) shapes, including various intermediate forms.

The dominant leaf types make it possible to wrap cigar-shaped sarma, while for a few species rosette (Brassica oleracea, Cirsium arvense, Primula spp., Plantago spp.), basal (Rumex spp., Arum spp.) and even stem leaves (Alcea spp., Malva spp., Corylus avellana, Cydonia oblonga) are used.

Interestingly, when using leaves in which the lower (or both) surfaces are covered with trichomes (with varying densities) (e.g., Tussilago farfara, Tilia tomentosa, Salvia spp., Petasites hybridus), to avoid their unpleasant effect, only young leaves are normally collected; this approach also allows avoidance of the thorns of Cirsium arvense leaves and the glandular trichomes of Pelargonium quercetorum. Some of the species (Morus and Vitis spp.) have well expressed heterophylly and thus, to identify the most suitable leaves, requires specific knowledge of the morphology and ecological plasticity of the species.

Regardless of the morphological characteristics of the leaves, most leaf types go through a preliminary heat treatment before being used as wrapping material, thus increasing their flexibility.

Some leaves (esp. cabbage, grape vine, and lime tree) are also preserved via lacto-fermentation to ensure their availability during winter.

Most uncommon reports

Apart from a few endemic species (Centaurea haradjianii, Rumex gracilescens and R. olympicus in Turkey), our findings also reveal the use in sarma of leaves that are uncommonly used as food items. A few of these are considered lightly toxic ingredients, such us potato leaves in North-Eastern Albania, leaves of Arum, Convolvulus, and Smilax species in Turkey, of Phytolacca americana in Macedonia (Figure 5), and of Tussilago farfara in Turkey and Romania.

Figure 5
figure 5

Unusual food ingredients used for preparing sarma : young potato and pokeberry ( Phytolacca americana ) leaves.

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Toxicity is removed via preliminary blanching of the leaves of Arum conophalloides, Arum dioscorides, Arum maculatum, Colocasia esculenta, Caltha palustris, and Smilax excelsa.

The consumption of these taxa could be linked to their broad leaf shape, large ecological, and seasonal availability in specific areas, but also to specific sensory characteristics, which in Southern Europe are also sometimes linked to perceived medicinal values [104].

It is possible to categorize the recorded leaves accordingly to their taste after cooking: a few (e.g., Allium spp.) may provide garlic- and leek-like tastes; others (e.g., Rumex, Corylus, Cydonia, Morus, Tilia, Vitis spp.) have a sour or a light astringent taste; or may provide bitter taste (e.g., potato leaves, Arctium, Centaurea, Cirsium, Petasites, Tussilago, and Lactuca spp.); a few provide cabbage-like (e.g., horseradish leaves, Caltha palustris), aromatic (Salvia sclarea), or even pungent tastes (Arum spp.). All of the aforementioned species are able to add a specific flavour to the final sarma taste and contribute in this way to an important diversification of this traditional elements of the festivity diets.

However, an important portion of the quoted leaves have a neutral taste (spinach, beans, beet, lime tree leaves), sometimes coupled with mucilaginous characteristics (e.g., Alcea and Malva spp.).

Cross-cultural comparison

Figure 6 shows the distribution of the plant biodiversity of sarma among the considered countries. Turkey has the greatest diversity of sarma leaves (n = 68 taxa, representing 78% of the overall recorded plants), while the Balkan countries listed significantly fewer plants, with a richer sarma diversity in Bulgaria (n = 16) and Romania (n = 14). The biodiversity of the sarma leaves tends to significantly decrease towards the Mediterranean cultural area (Dalmatia/Croatia) reflecting former borders of the Ottoman Empire. Only a small number of plants (16%) were reported for more than one country (12). These are mainly cultivated edible greens (e.g., Armoracia rusticana, Beta vulgaris, Brassica oleracea, Lactuca sativa, Spinacia oleracea and their cultivars), with legumes (e.g., Phaseolus vulgaris), fruit trees and shrubs (e.g., Cydonia oblonga, Vitis spp.).

Figure 6
figure 6

Biodiversity of sarma in the considered countries (according to the number of recorded plant taxa).

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Among the quoted wild plants, dock and sorrel (Rumex spp.) predominate; however, Rumex spp. leaves are widely used also in other preparations in the local diets of Turkey and Balkan mountainous pastoralist communities [1] and represent important food items for populations that originated in Central Asia, as demonstrated by a recent study among the Tatars of Romania [61].

Most of the quoted wild plants are, however, well-known in the studied areas as edible plants, and are used for preparing salads, soups, and pies [1,7,8,21,22].

According to Table 1, the greatest diversity of sarma types are consumed within Turkey, between Western Anatolia (and Izmir and its surroundings, e.g., Allium ampeloprasum, Beta vulgaris, Lactuca sativa, Morus rubra, Phaseolus vulgaris, Rumex obtusifolius, and Spinacia oleracea) and Eastern Anatolia, especially Malatya and its surroundings (e.g., Beta vulgaris, Cydonia oblonga, Phaseolus vulgaris, and Lactuca sativa).

The dynamism of sarma’s cultural meanings

Sarma leaves retain diverse cultural- and place-specific meanings for each of the studied areas, and these meanings have changed, and are most probably continuing to change, over time.

While the cultural meaning of sarma in the Ottoman (and then mainly Islamic) cuisines is indisputable, sarma seems to be also strongly related to traditional Orthodox festivity meals, especially in Bulgaria and Romania (e.g., Christmas Eve, All Souls’ Day, and especially Easter) but also among the Roman-Catholic Croats.

For example, on Christmas Eve in Bulgaria and in the whole Orthodox Lent periods in Romania, vegetarian sarma represent the main dish.

Moreover, in the Bulgarian folk customs, the grape vine was mainly considered as the starting material (fruits) for producing wine; during the Communist period however, many Bulgarian workers moved to Northern African (Arabic) countries (e.g., Libya, Algeria), where they learned to prepare sarma from grape leaves where sarma is considered a typical Arabic meal (and also commonly used in Greece). Grape vine-based sarma became popular during that time and cabbage and grape leaves now represent the most commonly used sarma leaves of the Bulgarian cuisine.

Whereas the first cookbook written in the Bulgarian language (printed in 1870 in Istanbul [49]) included some sarma recipes in which hazelnut leaves were used and vine branches were placed at the bottom of the pot. Neither of these gastronomic uses were found in our field studies, nor in the primary folkloric sources of the twentieth century.

Finally, novel sarma plants, such as Reynoutria japonica in North-Western Romania, Colocasia esculenta in Turkey (Figure 7), and Phytolacca americana in Macedonia demonstrate the dynamic nature of folk cuisines. Within certain eco-zones, these introduced plants have probably represented the most widely available plant resources, which may have led local populations to experiment with new ingredients in their cuisines. These novelties may have in turn diffused via cultural exchange into neighboring areas.

Figure 7
figure 7

Novel sarma ingredients: Reynoutria japonica and Colocasia esculenta.

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Conclusion

The findings of this study show a remarkable diversity of sarma preparations across the considered countries, stemming from an unexpectedly diverse selection of wild plant leaves.

Turkey retains approximately half of the entire sarma plant biodiversity recorded in the considered countries, thus confirming the strong link between this culinary preparation and the Ottoman cuisine of the last four centuries.

However, the cultural meanings of sarma also in the Balkan Orthodox customs, and notably in Bulgaria, Romania, and Serbia, is remarkable, and demonstrates the extremely dynamic and changeable nature of folk ethnobotanical practices.

The rationale behind the choice of the appropriate leaves for sarma include shape, size, texture, and the ecological and seasonal availability of specific plant leaves; moreover, the importance of taste (and possibly perceived medicinal values) in the choice of the most appropriate leaf wrap was evidenced. This medicinal evidence may also account for the use of lightly toxic plants; however, the human ecological significance of the consumption of these leaves should be clarified case-by-case, and by analyzing the specific historical, anthropological, and environmental contexts. For example, regarding the consumption of potato leaves (sometimes as sarma wrapping material, but also in other food contexts) that we recorded in a few villages in North-Eastern Albania and on the Macedonian side of Korab Mountain [9,13], we propose that this might be the result of an extreme environmental adaptation by the local populations after the introduction of the potato crop (around the end of the nineteenth century). The subsequent demographic pressures may have forced locals to permanently inhabit inhospitable summer pastures, where the availability of edible greens in the first spring months (due to the severe winter climatic conditions) could have been extremely limited.

We believe that this rich ethnobiological heritage may be of interest to scholars and folkloric museums, and especially useful for re-evaluating local food niche markets and avant-garde gastronomic trends [105]. In fact, both of these trajectories are increasingly focused on reconsolidating the healthy and sustainable foods practices of folk cuisines, which are often linked with the ‘sense-of-place’ of a given biocultural oikos (a.k.a., terroir). At the same time, the valorization of reservoirs of ethnobotanical knowledge could have a tremendous impact upon the food sovereignty and health strategies of rural communities in South-Eastern Europe [106].