Background

Non-selective beta-blockers (NSBB) play an important role in primary and secondary prevention of variceal hemorrhage and are among the most widely used drugs in patients with cirrhosis [1,2,3]. They have been shown to reduce the hepatic venous portal pressure gradient by decreasing cardiac output and by inducing splanchnic vasoconstriction mediated by beta-1 and beta-2 blockade, respectively [4]. In addition, hepatic venous pressure gradient response to NSBB has been shown to reduce the risk of developing ascites, refractory ascites, and hepatorenal syndrome (HRS) [5, 6]. Independent of hemodynamic response, NSBB treatment has also been shown to decrease intestinal permeability and bacterial translocation, and to prevent the development of spontaneous bacterial peritonitis (SBP), a common and ominous infection in patients with decompensated cirrhosis [7,8,9].

Despite the important role of non-selective beta-blockers (NSBB) in primary and secondary prevention of variceal hemorrhage, recent evidence has cautioned against the use of NSBB in subsets of patients with decompensated cirrhosis. The use of NSBB in patients with cirrhosis with refractory ascites was associated with increased mortality in one study [10], and hemodynamic compromise, duration of hospitalization, and risk of acute kidney injury (AKI) in patients with SBP [11]. Supporting these concerns is the window hypothesis which suggests that there is a therapeutic window for NSBB treatment, which closes late in the natural progression of cirrhosis when a decreased cardiac compensatory reserve is exacerbated by NSBB with worsening outcomes [12, 13].

Recent reports however suggest that the use of NSBB is not uniformly associated with increased mortality in patients with cirrhosis and refractory ascites [14]. In a study of patients listed for liver transplantation (LT), NSBB use was associated with improved survival over a median follow up of 72 days despite the presence of refractory ascites in over 35% of patients [15]. Additionally, in a nested control study of patients listed for LT, NSBB use was associated with improved survival in patients without ascites, but increased AKI (stage≥2) in those with ascites [16].

Studies examining the use of NSBB in patients with decompensated cirrhosis are confounded by heterogeneity in patient selection, incomplete clinical characterization, and variability in clinical follow up. Furthermore, discontinuation of NSBB is not unexpected in patients with advanced cirrhosis, but its clinical correlates have not been characterized. The balance of risk and benefit of NSBB in patients with decompensated cirrhosis continues to garner contention, and the question of continuing or stopping NSBB therapy in patients referred for LT is clinically challenging. The aims of this study were to characterize the use of NSBB in patients with cirrhosis referred for LT, and to describe the impact of NSBB use on short-term mortality and AKI.

Methods

We studied consecutive patients with cirrhosis, 18 years or older, who were referred and evaluated for LT at Indiana University between January and June 2012. The Institutional Review Board at Indiana University School of Medicine approved this study. Patients were identified from a prospectively collected transplant database. Patients with indications for LT other than cirrhosis were excluded from the study. Patients were grouped according to NSBB use at the time of initial LT evaluation, as prescribed by their referring physicians. Patients were followed until death, liver transplantation or last contact in 2015. The primary endpoint of the study was 90-day mortality from the time of initial evaluation, and the secondary outcome was 90-day AKI. The causes of death and precipitants of AKI were determined. Other events were also described including; gastrointestinal bleeding, SBP and LT. We observed that a significant proportion of patients subsequently stopped using NSBB during follow-up. We characterized patients based on continued NSBB use or discontinuation at a subsequent clinical assessment, at approximately 3 to 4-month intervals, and described the associated outcomes.

Study parameters

The following demographic and clinical variables were recorded: age, gender, race, body mass index in kg/m2, heart rate in beats/min, systolic blood pressure, diastolic blood pressure, etiology of cirrhosis, presence of comorbidities (diabetes mellitus, hypertension, chronic kidney disease), laboratory data (serum bilirubin, albumin, international normalized ratio, creatinine, serum sodium), Child-Pugh score (CPS), Model for End-Stage Liver Disease (MELD), presence of and previous bleeding esophageal or gastric varices, presence and severity of ascites and hepatic encephalopathy, transjugular intrahepatic porto-systemic shunt, other complications of cirrhosis (SBP, hepatorenal syndrome (HRS), hepatopulmonary syndrome, portopulmonary hypertension, hepatocellular carcinoma), and AKI incidence and staging as recently defined by the International Ascites Club [17]. Because evidence of AKI prior to the initial LT evaluation was less well documented in referral records, we captured this event from more readily available hospitalization records. Refractory ascites was defined as patients requiring multiple therapeutic paracentesis despite diuretic therapy in the preceding 12 weeks.

Statistical analysis

Statistical analyses were performed using Stata SE15, (Statacorp LLC., Austin, TX). Continuous variables were reported as median and inter-quartile range (IQR), and categorical variables were reported as number and percentages. Transplant-free survival analysis was performed using the Kaplan-Meier method. Univariate and multivariate Competing Risk Regression analyses were performed to determine predictors of 90-day mortality and Cox Proportional Hazard Regression analysis for the development of AKI. Post-hoc analysis included propensity score matching for analysis of risk associated with NSBB and mortality. We also reported 1-year rates of mortality and AKI for descriptive purposes.

Due to the potential for NSBB to lower mean arterial pressure (MAP), MAP was analyzed as a covariate in risk modeling. The association of MAP with 90-day mortality and AKI was also analyzed using the area under the receiver operator characteristic curve and we tested the sensitivity and specificity of a MAP threshold of < 82 mmHg, as described by Llach et al. [18], for predicting mortality and AKI. A p value < 0.05 was considered statistically significant for all analyses.

Results

Of 170 consecutive patients evaluated for liver transplantation during the study period, 65 (38%) were using NSBB at the time of initial evaluation, including 36 on propranolol, 19 on nadolol and 10 on carvedilol (Additional file 1: Table S1). Patients taking NSBB had significantly higher MELD (driven by higher INR and bilirubin), CPS, Child Pugh class, and more frequent large or previously bleeding esophageal varices (Table 1). Indications for NSBB included; large or previously bleeding esophageal, gastric or ectopic varices in 42 patients, small varices with Child B or C in 15, cardiac in 2 patients and undetermined in 6 patients.

Table 1 Comparison of patient characteristics between those taking and not taking NSBB at the initial visit for liver transplant evaluation. Values are shown as median (interquartile range) or number (percentage)

The presence of refractory ascites, SBP and prior hospitalizations for AKI were similar in patients taking or not taking NSBB. Although resting heart rate was lower in patients taking NSBB, MAP was not significantly lower. Ninety-day and overall outcomes from the date of the initial visit for liver transplant evaluation were compared in patients taking and not taking NSBB (Table 2). There were no differences in LT candidacy or transplant rates. Patients taking NSBB had more frequent episodes of AKI (22% vs. 11%, p = 0.048), attributed to a higher frequency of stage 1 AKI in patients taking NSBB (p = 0.05). There was a trend towards more frequent hospitalizations and SBP, in patients taking NSBB, but the 90-day rates of these events were similar. Although there was no significant difference in one-year transplant free survival, with median follow-up of 282 days (interquartile range 11, 843 days) (Fig. 1a), patients taking NSBB had a trend towards lower 90-day mortality (6% vs. 15%, p = 0.06).

Table 2 Clinical outcomes following initial visit for liver transplant evaluation. Values are shown as median (interquartile range) or number (percentage) unless otherwise described
Fig. 1
figure 1

a Kaplan-Meier survival curves comparing transplant free survival in patients taking and not taking non-selective beta blocker (NSBB) at the time of initial liver transplant evaluation (analysis restricted to 365 days after initial evaluation). b Kaplan-Meier survival curves comparing the incidence of acute kidney injury during follow up in patients taking and not taking non-selective beta blocker (NSBB) (analysis restricted to 365 days after initial evaluation)

Forty-five patients initially taking NSBB had subsequent clinical evaluations at median intervals of 113 days (IQR 93–141) from baseline. These patients were examined for descriptive purposes only given the small sample size. Discontinuation of NSBB during that time was associated with increased subsequent MELD and a trend for increased 90-day mortality (Table 3). Twelve (27%) patients overall discontinued NSBB, including 6 during hospitalization (for hypotension and AKI in 5, and unknown reasons in 1), and 6 as outpatients (for hypotension in 3 and unknown reasons in 3). Patients who discontinued NSBB had more frequent chronic kidney disease, but less frequent diabetes mellitus and hypertension, and lower MAP at baseline (Additional file 1: Table S2). More patients on propranolol discontinued NSBB during follow up. A comparison of baseline characteristics based on type of NSBB used was notable for greater proportion of Child class C in patients on propranolol and nadolol, and lower MAP (not reaching statistical significance) in patients on propranolol (Additional file 1: Table S1).

Table 3 Comparison of characteristics and outcomes of patients initially taking NSBBs and continuing or discontinuing NSBBs at subsequent time points following initial visit for liver transplant evaluation. Values shown as median (interquartile range) or number (percentage). Patients taking stopping NSBB by a median interval of 113 days are compared for clinical parameters at that time and outcomes in the subsequent 90 days or until the next clinical evaluation. Patients subsequently stopping NSBB before evaluation at a median interval of 238 days from baseline are compared for clinical parameters at that time and outcomes in the subsequent 90 days

The cause of death could be ascertained in 21 patients who died within 90 days of initial evaluation and was liver related in all 4 patients on NSBB and in 10 of 17 patients not taking NSBB (p = .2) (Additional file 1: Table S3). The predictors of all-cause 90-day mortality are summarized in Table 4. The use of NSBB was independently associated with lower 90-day mortality, as were lower MAP, MELD, and interval AKI (stage ≥2). The association of NSBB with lower 90-day mortality persisted in modeling using propensity score matching for NSBB use at baseline (Additional file 1: Table S4).

Table 4 Predictors of 90-day mortality in the first 90 days on univariate and multivariate Competing Risk (liver transplant as the competing risk for mortality) analysis

There was a trend toward increased AKI in patients taking NSBB (Fig. 1b). Among 25 patients developing AKI within 90 days, the precipitating factor was deemed to be pre-renal in 23 (unknown or non-prerenal causes in 2 patients). Of these, AKI was related to infection in 3 (23%) of 13 patients taking NSBB and in 5 (50%) of 10 patients not taking NSBB, p = 0.2 (Additional file 1: Table S5). The course of AKI resulted in renal recovery in 15 of the 25 patients (6 of 6 (stage 1), 3 of 7 (stage 2), and 6 of 12 (stage 3) AKI). The median (IQR) serum creatinine levels (mg/dL) in those recovering renal function measured pre-AKI, peak-AKI and post-AKI were 1.1 (1–1.3), 2.8 (1.7–4.4) and 1.3 (1–1.6), respectively. Ten patients with AKI died (4 (stage 2) and 6 (stage 3) AKI). The predictors of AKI within 90-days are summarized in Table 5. After adjusting for MELD, CPS, and MAP, NSBB use was not associated with AKI, with MELD being the only independent predictor.

Table 5 Predictors of acute kidney injury within 90 days of initial liver transplant evaluation visit on univariate and multivariate Cox Proportional Hazard Regression analysis. The unadjusted hazard ratio for NSBB use and acute kidney injury between 90 and 365 days of initial evaluation was 0.97, 95% confidence interval 0.4 to 2.7, p = 0.9

For descriptive purposes we contrasted outcomes in the 44 patients with refractory ascites or a history of SBP, MELD and CPS were similar in patients taking or not taking NSBB, as were 90-day mortality and AKI (Additional file 1: Table S6).

Given the expected effect of NSBB on lowering MAP (lower MAP was associated with increased 90-day mortality and AKI), we analyzed the relationship of MAP at baseline with 90-day mortality and AKI using the area under the receiver operator characteristic curve (Additional file 1: Table S7). The C-statistic for MAP and 90-day mortality in all patients was 0.76 (95% CI, 0.7 to 0.82) (Fig. 2), however the C-statistic was lower in patients taking NSBB for both mortality and AKI. A MAP < 82 mmHg was less sensitive and less specific for predicting these endpoints in patients taking NSBB. Thirteen (36%) of 36 patients not taking NSBB with a baseline MAP< 82 mmHg died within 90 days, while 3 (5%) of 63 patients with a higher MAP, p < 0.001. On the other hand, only 3 (9%) of 32 patients taking NSBB with a MAP< 82 mmHg died within 90 days, and 1 (3%) of 33 with a higher MAP, p = 0.3 (6 patients not on NSBB were missing baseline MAP values).

Fig. 2
figure 2

The area under the receiver operator characteristic curve for the association of mean arterial pressure at baseline with 90-day mortality

Discussion

This study characterized in detail patients with cirrhosis evaluated for LT, and 38% were taking NSBB, as prescribed by their referring providers, with real-world heterogeneity of types and dosing of these agents. Although they had more advanced liver disease by MELD and Child Pugh score, they had paradoxically better short-term transplant free survival compared to patients not taking NSBB. Our observations support those from other centers describing survival benefit of NSBB use in patients listed for LT [15, 19]. The role of NSBB in end stage liver disease and the evidence for potential benefits in decreasing portal pressure, bacterial translocation and systemic inflammation are succinctly summarized in a recent review, and provide a rationale for survival benefit for NSBB use extending beyond the prevention of variceal bleeding [20]. Several factors may also contribute to this finding. Patients not taking NSBB had more frequent non-liver related deaths during follow up. Patients referred for LT may represent a select group that received closer clinical follow-up during transplant evaluation (although less than half were listed), and the relatively high transplant rates at our center may have minimized risks related to underlying hepatic or renal dysfunction.

We contrasted our NSBB using subgroup to cohorts with reported increased mortality with refractory ascites treated with propranolol [10]. Notably, NSBB treated patients in that cohort had worse baseline characteristics compared with NSBB treated patients in our cohort (refractory/intractable ascites 100% vs. 29%, Child class C, 74% vs. 58%, mean MELD 19 ± 4 vs. 17 ± 5, median serum sodium 125 vs. 135 mmol/L and median systolic blood pressure 103 vs. 112 mmHg). Additionally, that cohort’s median daily propranolol dose was 80 mg, contrasting with 20 mg in our propranolol treated patients, who also had the highest rate of NSBB discontinuation during follow up. It is important to remember that the type and dose of NSBB were determined by the referring physicians and represented the real-world clinical experience of the cohort. We suspect that patients in our study were on low doses of propranolol due to limited hemodynamic reserves, which would also explain their higher rate of NSBB discontinuation over time.

Few patients in our study had a history of SBP to meaningfully assess for increased mortality and AKI with NSBB reported by others [11]. We did not observe increased 90-day mortality or AKI in patients taking NSBB when exclusively examining patients with refractory ascites or a history of SBP. However, this was a small subgroup, and it is important to note the significant limitation of diagnosing refractory ascites retrospectively, as in our study. Hence, patients may be incorrectly categorized as having refractory ascites and the analysis may be underpowered to detect clinically important differences. This suggests that even if these contraindications to NSBB therapy are not absolute, they indicate the need for judicious assessment of NSBB tolerance.

An important limitation of our and many other studies is that NSBB use was not randomized but determined by indications for and tolerance of NSBB, which reflect severity of liver disease and hemodynamic vulnerability, respectively. Similar to a recent report, not all patients with a history of large or bleeding varices were on NSBB at the time of initial evaluation [21]. Consequently, patients tolerating NSBB despite their advanced disease may represent a self-selected sub-population with better hemodynamic reserve and arguably better prognosis. Our analysis of NSBB discontinuation, albeit in a small subset of patients, led to the main novelty and thrust of our study. We postulate that this phenomenon may explain the apparent survival advantage for NSBB use seen in our and other retrospective studies. In support of this concept is that NSBB use was not associated with lower MAP despite higher MELD and CPS. In further support of this concept, we observed discontinuation of NSBB during follow up in 27% of patients initially taking NSBB, with increased subsequent MELD (driven by renal dysfunction) and a trend for increase mortality. The lack of transplant-free survival benefit beyond 90-days with NSBB use at baseline further supports the theory that patients tolerating NSBB are self-selected in this retrospective study. Since some patients became NSBB intolerant during follow-up with worse outcomes, it is difficult to ascribe long-term benefit to NSBB use in our cohort. In other words, rather than being a driver of better survival, tolerance of NSBB, despite advanced liver disease, SBP or refractory ascites, may be a surrogate marker of better hemodynamic reserve, with that reserve being a plausible reason for better short-term prognosis. Conversely, patients with advanced liver disease and intolerance of NSBB (due to hemodynamic intolerance or AKI in our cohort) may be a surrogate marker for worse hemodynamic reserve and related short-term prognosis.

Hypotension and AKI were the main indications for stopping NSBB. Notably, NSBB treated patients in our study were on relatively low doses of the respective agents. This suggests that the evolution of liver and renal dysfunction, and hemodynamic vulnerability in these patients is an important driver of NSBB intolerance and risk of poor outcomes. These findings are consistent with those of the Italian Multicentre Project for Propanolol in Prevention of Bleeding [22] which observed discontinuation of NSBB in 26% of patients due to intolerance. Bossen et al. observed a 29% rate of NSBB discontinuation in association with increased mortality [23].

Discontinuation of NSBB in our cohort during follow up may have ameliorated potentially negative effects in vulnerable patients over time. Overall mortality rates (beyond 90 days) were similar for patients taking and not taking NSBB, a finding that predominates when considering recent analyses. A recently published meta-analysis that included 3 randomized controlled trials, and a post-hoc analysis of 3 randomized controlled trials examining NSBB therapy in patients with cirrhosis and ascites revealed similar overall survival with or without NSBB use [14, 23].

Treatment with NSBB may be detrimental to the hemodynamics of decompensated patients with cirrhosis who already have a poor circulatory reserve, predisposing them to the development of renal impairment [24,25,26]. This study provided detailed characterization of AKI during follow up. While AKI was more frequent in NSBB treated patients, the difference was wholly attributed to stage 1 episodes, all of which resolved. The mortality risk associated with AKI was only observed in stage ≥2 injuries. Although the risk adjusted analysis indicated no association for NSBB use with 90-day AKI (regardless of severity) we noted more frequent non-infection related pre-renal injuries in NSBB treated patients, where the hemodynamic effects of lowering blood pressure may have played a role in AKI. Hypotension and AKI were also the main reasons for NSBB discontinuation when documented, and are in line with the Baveno VI, U.K. and U.S. guidelines advising caution or discontinuation of NSBB with renal impairment or hypotension (systolic blood pressure < 90 mmHg), albeit in patients with refractory ascites [27,28,29].

Mean arterial pressure at initial evaluation was as independent predictor of 90-day mortality which supports previous studies associating low MAP with increased mortality in patients with cirrhosis and ascites [18, 25]. However, the C-statistic for this association was higher in patients not using NSBB, and a MAP< 82 mmHg was only discriminating for 90-day mortality in patient not taking NSBB. It is possible that low MAP on NSBB is related to the antihypertensive effect of therapy, while low MAP without NSBB is more reflective of peripheral vasodilatation and overextended compensatory mechanisms related to advanced liver disease. Hence, the absolute MAP may be less important than the true MAP (off NSBB) in reflecting an individual’s hemodynamic reserve and prognosis. These findings support the “window hypothesis” [13], but points to challenges in utilizing a MAP threshold of 82 mmHg to determine closure of the therapeutic window in patients already taking NSBB. This also further supports the hypothesis that tolerance of NSBB may serve as a surrogate marker of more stable liver disease, better hemodynamic reserve and favorable prognosis.

The limitations of the study include the retrospective nature, small sample size, heterogeneity in NSBB indication, type and dosing, missing data, and the risk of aforementioned selection bias. We were not able to elucidate the reasons for NSBB discontinuation in all cases, and MAP was based on a single blood pressure measurement. The strengths of the study include the thorough characterization of patients and clinical outcomes, including staging of AKI, and characterization of NSBB discontinuation during follow up.

Conclusions

In conclusion, NSBB use in patients undergoing LT evaluation was associated with more advanced liver disease but better short-term survival. NSBB discontinuation was common and mainly attributed to hypotension and stage 1 AKI. The latter was reversible and not associated with increased mortality. NSBB tolerance may represent a surrogate marker of more stable liver disease. The potential interplay of competing effects of NSBB and MAP remains undefined for guiding optimal use and tolerance of therapy. This study underscores the need for close monitoring and serial assessment of NSBB tolerance, and highlights the need for prospective studies to determine the potential benefits and risks of NSBB therapy in advanced cirrhosis.