1 Introduction

Environmental issues are attracting increasing attention worldwide, especially the problem of climate change associated with carbon emissions. International communities have reached the agreement to limit the global average temperature rise within 2 °C and accumulated carbon dioxide emission ever within 3.2 trillion tons in the future. In 2015, 195 countries signed the Paris Agreement, which came into effect in 2016 to limit the carbon emission. Chinese government committed to peak carbon emission in 2030, to reduce the carbon emission by 60–65% per unit GDP from the level of 2005.

As shown in Fig. 1 [1], CO2 emissions from global road transport account for 17% of the total emissions, and CO2 emission shares of 28%, 25% and 16% are observed for the USA, Europe and Japan. In China, the proportion of CO2 emissions due to road transport relative to the total amount of emissions increased from 4.6% in 2005 to 7% in 2015, because of the greater number of vehicles operating in the country [2]. It is predicted that CO2 emission from diesel vehicles will continue to increase from 2020 to 2035 [2], which will result in an additional challenge to the target of CO2 emission abatement.

Fig. 1
figure 1

CO2 emissions from road transportation worldwide and in China [1]

As shown in Fig. 2 [3], commercial vehicle CO2 emissions account for 53% of the total CO2 emission from automobiles in China, representing approximately 300 million tons due to operational service in 2015. The overall CO2 emission from commercial vehicles during its life cycle can be broken down into two parts: 75% emitted during use of the vehicle and 25% resulting from other sources [3], including material processing, recycling, assembly and maintenance.

Fig. 2
figure 2

CO2 emissions from road transportation in China

Because of the high CO2 emissions from heavy-duty vehicles (HDVs), many countries are currently considering fuel consumption regulations aimed at motivating companies to produce clean, energy-efficient vehicles (see Fig. 3). China and the USA both have fuel consumption standards at present, while the European Union plans to implement a CO2 monitoring and reporting mechanism by 2019, with CO2 limits taking effect around 2022. The current China Fuel Consumption Regulation (CFCR3 or GB 30510—2018) for HDVs sets limits for vehicle fuel consumption based on the China World Transient Vehicle Cycle (C-WTVC) [4]. CFCR3 will take effect in 2019, while the subsequent CFCR4 will likely come into force in 2024. Each CFCR stage requires an approximately 15% reduction in fuel consumption compared with the previous one (Fig. 4). CFCR1 was drafted in 2009 without fuel consumption limits, while CFCR2 was updated in 2014 and contained limits, and the current CFCR3 was updated in 2018 with more stringent limits. The US fuel consumption regulations specify CO2 emission limits for both vehicles and engines. Based on engine CO2 emission from US regulation, the best brake thermal efficiency (BTE) values are required to reach 47% in 2021 and 49% in 2027, which represents a significant challenge for diesel engines (Fig. 3). The CFCR sets limits for CO2 emissions based on vehicle fuel consumption (in g/100 km). The US EPA and National Highway Traffic Safety Administration (NHTSA) regulate CO2 emissions and fuel consumption, respectively, and their limits are not correlated with Chinese regulations. Engine fuel consumption limits are on the basis of gal/100 hp-h, which must be translated to a minimum engine fuel consumption.

Fig. 3
figure 3

A comparison of global HDDE emissions regulations

Fig. 4
figure 4

CFCR limits for HDVs

From the customer’s perspectives, it is estimated that the fuel consumption is the largest part of total cost of ownership (TCO) for commercial vehicle, accounting for 35%, based on a customer survey conducted by China FAW. The Kano model in Fig. 5 shows that fuel consumption regulations are a so-called threshold attribute in the case of HDVs, while low fuel consumption is an excitement attribute. Thus, both are primary considerations of commercial vehicle original equipment manufacturers (OEMs) when developing strategies and technology roadmaps for CO2 abatement.

Fig. 5
figure 5

A Kano model for HDVs based on FAW’s customer survey

2 Potential Improvements in HDDE BTE

Increasing the efficiency of heavy-duty diesel engines (HDDEs) is the most important aspect of reducing fuel consumption and hence of reducing CO2 emissions. The maximum BTE value that can be obtained from a slider-crank engine is approximately 60% based on the present-day technologies (see Fig. 6), assuming that cost is not a constraint. Previous work by the authors has shown that the theoretical efficiency limit for an HDDE is approximately 69.2% and that the main energy loss results from exhaust gases, accounting for about 30.8% of the total energy released by fuel combustion. With the loss of heat transfer deducted, or 13% of energy loss, the gross indicated efficiency is brought down to 57.5%. With deduction of pumping loss of 1%, net indicated efficiency is brought down to 56.5%. With further deduction loss of 2% for friction plus accessory, brake efficiency is further reduced to 54.5%, and only with the positive increase in efficiency of 5.5% for waste heat recovery, can brake efficiency be raised to 60%.

Fig. 6
figure 6

Technology array with BTE vs Energy losses

Globally, OEMs are striving to obtain a BTE of 50% solely on the basis of improved engine designs, and BTE values of 55% are anticipated following the adoption of Rankine cycle technology.

Based on B0 of BTE 45%, the author defines five levels targeting from BTE 47–60% (Fig. 7). Level B1 in 2020 BTE is expected to reach 47%, with 2% increase from technology adoption of combustion and the breath process optimization as well as low friction. In 2025, the BTE is expected to reach 50% at level B2, with more efforts for heat transfer and intelligent accessories based on level 1. Beyond BTE 50%, technologies of exhaust heat recovery have to be adopted, such as Rankine cycle [5]. In the case of HDVs, the Rankine cycle is the most applicable commercial technology for waste heat recovery [6]. The biggest challenge at present is to realize BTE of 50% without implementation of such technology.

Fig. 7
figure 7

A roadmap to increased efficiency levels

3 Technology Roadmap for Low-Carbon HDDEs having a BTE of 50%

CFCR3 requires a 15% reduction in fuel consumption compared with CFCR2. The engine will contribute 35%, which needs fuel saving about 5% for engine. Currently HDDE BTE in general is 43–45%, and to meet CFCR3 and keep product competitive in market, BTE of 47% is a challenging target.

HDDE has the potential to meet BTE of 47% based solely on improvements to the engine, while maintaining a reasonable TCO. OEMs should consider that lean combustion design is the key to engine optimization, so as to avoid large investments associated with other structural redesigns. For future CFCR4, various innovative technologies intended to reduce fuel consumption by combustion optimization are presented herein, which may allow future vehicles to meet the requirements of CFCR4.

Figure 8 shows the proportional energy distribution from tank to wheel and indicates that heat transfer and exhaust gases consume 19% and 28% of the total energy, respectively. There are two pathways to increasing the BTE from 45 to 50% (Fig. 9). One involves optimization of the combustion and breath processes, while the other consists of reducing the losses due to friction and accessories. In addition, various control strategies and efficient post-processing technologies to achieve efficient post-processing efficiency are also necessary to support the implementation of efficient combustion.

Fig. 8
figure 8

Energy distribution throughout a vehicle wheels

Fig. 9
figure 9

FAW roadmap to meet BTE 50%

3.1 Optimization of the Combustion Process

There are three criteria involved in selecting new technologies for implementation: effectiveness, benefit and competitiveness. The latter can in turn be categorized into differentiation, innovation and charming characteristic. Reductions in losses due to friction and accessories or in threshold characteristics are necessary, so combustion optimization should contribute to more than 80% of the fuel saving to achieve the BTE target. Improvements in the fuel injection system, combustion chamber and turbocharging are also being considered by the China FAW.

There are four technologies available for optimization of combustion process, i.e., fuel injection and supply, combustion chamber shape optimization, optimization of initial flow in cylinder, charge quality and composition as well as compression and expansion [7].

Fuel injection and supply system have the potential to increase the BTE by 1.5%, which includes variable injection rates, rapid combustion and optimization of the injection timing and pressure. Combination of combustion chamber shape optimization and optimization of initial flow in cylinder may have 1.0% of BTE gain [8].

Asymmetrical supercharging plus electromechanical turbocharger will increase 1% of BTE in terms of charging.

China FAW has developed the FAW Double Common Rail (FDCR) system for fuel injection system (Fig. 10). This technology consists of dual common rails (with high and low internal pressures) and a two-position, three-way solenoid valve, allowing engine mapping with three injection rates. Figure 11 shows the test results obtained using different injection modes. These data demonstrate changes in the delta pressure values and high pressure/low pressure timing, which lead the system to produce a boot for mode 1, ramp for mode 2 and square for mode 3 of different injection rates. These modes are in agreement with the engine map requirement in Fig. 12.

Fig. 10
figure 10

A schematic showing the FAW FDCR concept

Fig. 11
figure 11

FDCR injection modes

Fig. 12
figure 12

An engine mapping with three injection modes

Redesigning the combustion chamber can significantly reduce the generation of NOx, as shown in the simulation results in Fig. 13. Fully utilizing both the available space and oxygen in the cylinder improves combustion while lowering the combustion temperature, thus inhibiting the formation of NOx.

Fig. 13
figure 13

Combustion simulation results

The spatial and temporal zone control strategies were developed, and evaluation criteria were set up. Consequently, the air utilization rate and high-temperature region were optimized so as to ensure properly distributed combustion. The associated experimental results demonstrate that a 2–5 g/kWh reduction in the brake specific fuel consumption can be achieved, while maintaining the same NOx level.

China FAW has also reported innovation in turbocharging technology, with special designs currently under development. The main purpose of the turbocharge system is to recover as much exhaust energy as possible, while increasing the compressor efficiency. At low to medium speeds, small volute increases pulse supercharging, produces high backpressure to drive exhaust gas recirculation. At high speeds, the balance valve opens, such that exhaust gas flows along large volute so as to improve constant pressure supercharging while decreasing the pump mean effective pressure (PMEP) [9]. Innovative turbocharging technology should also reduce costs and complexity while increasing reliability. Figure 14 presents plots of PMEP data obtained using waste gate turbocharger (WGT), electronic controlled asymmetrical waste gate turbocharger (E-AWT) and variable geometry turbocharger (VGT) technologies. These designs are seen to reduce the PMEP, which in turn increases engine efficiency, while increasing fuel economy in the most frequently used driving area (see Fig. 15).

Fig. 14
figure 14

Engine test results

Fig. 15
figure 15

Performance comparison in vehicle

3.2 Reduction in Losses

The potential approaches to reducing friction losses include antifriction coatings and low-viscosity oil. In addition, the energy consumption of various accessories, including the variable oil pump, clutch air compressor and electric thermostat, could all be lowered. The use of low-viscosity oil in conjunction with a variable rate oil pump is projected to increase the BTE by 0.5%.

4 The Correlation of Energy Consumption with Fuel Combustion

Fuel reduction from engine operation point of view is considered. Both hybrid electric vehicle (HEV) and intelligent and connected vehicle (ICV) technologies are important means of reducing fuel consumption, while nature gas engine will develop fast as it is one of the effective ways from alternative fuel point of view for CO2 emission reduction. In addition, waste heat recovery can greatly increase efficiency, depending on the vehicle operating conditions. Because various running modes require different system designs, OEMs must improve their system design capabilities in a cooperative manner with vehicle design.

With the C-WTVC, the CO2 emission from heavy commercial natural gas vehicles is 7.1% lower than those from diesel vehicles. As such, natural gas is the most suitable low-carbon fuel for heavy-duty commercial vehicles [10]. With the tractor express conditions in China, the CO2 emissions from liquid natural gas (LNG) vehicles are also approximately 5.9% less than those generated by diesel vehicles. Thus, meeting the low-carbon and environmental protection requirements under the green development principle of the Chinese government may require the increased adoption of heavy commercial natural gas vehicles.

Reducing the fuel consumption for HEVs is greatly dependent on the operational mode because frequent start and stop modes have more potential for energy recovery. In the C-WTVC vehicle testing cycle, buses and delivery vehicles demonstrated greater potential for lower fuel usage, with savings of up to 7%. Based on balancing weight and efficiency, hybrid vehicles are evidently best suited to long haul transportation. Other future technology for reducing CO2 emissions in conjunction with ICV is predictive cruise control. However, the benefit of this technology depends on the grade value and frequency of the roads being travelled, with hilly terrain up and downhill resulting in a 3–5% fuel saving on average. Platooning based on technology of Cooperative Adaptive Cruise Control (CACC) could also drastically reduce air drag, thus lowering fuel usage by an additional 4–7%.

5 Conclusions

Upcoming CO2 emissions regulations in China represent a challenge that will greatly affect the development of commercial vehicle technologies and products. This legislation will have a significant impact on the automotive industry over the next decade. In addition to the CFCR3 and CFCR4 requirements, another key driver for CO2 emissions abatement will be competition to develop more fuel-efficient vehicles for both global and domestic markets.

Different technologies will be adopted to meet these challenges, depending on the market segment. China FAW considers that HDDE will realize maximum BTE, but those improvements in fuel and hybrid technologies will also be achieved. Other innovative technologies related to green vehicles are necessary, including intelligent, connected transportation, and will likely be adopted by the Chinese automobile industry to further reduce CO2 emissions.

Based on the review detailed herein, the following conclusions can be drawn.

  1. 1.

    Significant changes in customer demands, regulations and policies are anticipated over the next decade in China.

  2. 2.

    The most important driver for future vehicle design will be the fuel consumption, which is both a so-called threshold and excitement attribute, and a regulatory requirement.

  3. 3.

    China FAW developed BTE levels up to 60%, and with detailed potential analysis based on energy distribution from tank to wheel, FAW proposed that the greatest challenge lies in creating engine concept without adoption of Rankine cycle technology to meet BTE 50%.

  4. 4.

    China FAW developed FDCR technologies, including injection modes, combustion chamber redesign and E-ATW, to meet the BTE goal of 47%.

  5. 5.

    ICE and NEV powertrain platforms will be necessary to meet the new regulations. The following points should be considered.

  1. (a)

    Continued research and development of ICE and NEV powertrain platforms will be required.

  2. (b)

    Technology roadmaps for ICE powertrain add-on strategies have been developed, involving an NEV powertrain cut-down strategy.

  3. (c)

    The pace of new technology upgrades should be controlled based on just-in-time management principles.

  4. (d)

    Reducing costs while implementing upgrades to core technologies will necessitate the use of lean design.