Skip to main content

Advertisement

Log in

Investigations of mechanical and failure properties of 3D printed columnar jointed rock mass under true triaxial compression with one free face

  • Original Article
  • Published:
Geomechanics and Geophysics for Geo-Energy and Geo-Resources Aims and scope Submit manuscript

Abstract

The failure and mechanical properties of columnar jointed rock mass (CJRM) after excavation are of great significance to the stability evaluation of rock mass engineering. In this investigation, for understanding the mechanical properties and excavation responses of CJRM in the Baihetan Hydropower Station, the CJRM specimens (100 mm × 100 mm × 200 mm) containing internal implicit joints (IIJs) within the columns and irregular joints between the columns were created via 3D printing. After that, the tests of true triaxial compression with one free face were carried out. The laboratory tests results show that the exfoliation of the 3D printed columns at the tip of CJRM specimens occurred in the loading stage, which is in accordance with the failure pattern of natural CJRM. In addition, when the inclination angle of columns (α) is 0°, the 3D printed rock specimen undergoes splitting failure along with the structure of columnar joints. When the inclination angle (α) is 30° or 60°, the shear failure of the structure of columnar joints is predominated in the 3D printed rock specimen. When the inclination angle (α) of columns is 90°, the splitting failure of the structure of columnar joints is the main failure pattern of the 3DP CJRM sample. The mechanical properties of peak strength and tangential modulus of 3D printed columnar jointed rock specimens show obvious anisotropic characteristics. the acoustic emission (AE) characteristics of the 3D printed specimens varied with different inclination angles as well. When the inclination angle of columns is low (α = 0° or 30°), the acoustic emission mode of the 3D printed columnar jointed rock specimen is foreshock-principal shock-aftershock type. When the inclination angle (α) is 60°, the acoustic emission mode is multi-peak type, which corresponds to the shear failure of the 3D printed rock specimens. When the inclination angle (α) is 90°, the acoustic emission events are the most numerous and the energy released is the highest. In addition, under true triaxial compression with one free face, the scanning electron microscopy (SEM) images of the failure surfaces of 3D printed specimen exhibit directionality, and the brittleness of the failure surface is lower than that of natural rocks.

Article highlights

  • The tests of CJRM under true triaxial compression with one free face were carried out.

  • The failure and mechanical characteristics of 3DP CJRM samples under different compression conditions were compared.

  • The acoustic emission and SEM images of the 3DP CJRM specimens vary different inclination angles were analysed.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17

Similar content being viewed by others

Data availability

All data, models, and code generated or used during the study appear in the submitted article.

References

  • Bourke M, Viles H, Nicoli J, Lyew-Ayee P, Holmlund J (2010) Innovative applications of laser scanning and rapid prototype printing to rock breakdown experiments. Earth Surf Proc Land 33(10):1614–1621

    Google Scholar 

  • Budkewitsch P, Robin PY (1994) Modelling the evolution of columnar joints. J Volcanol Geoth Res 59(3):219–239

    Google Scholar 

  • Chen YF, Wei K, Liu W, Hu SH, Hu R, Zhou CB (2016) Experimental characterization and micromechanical modelling of anisotropic slates. Rock Mech Rock Eng 49(9):3541–3557

    Google Scholar 

  • Chen J, Zhou H, Zeng ZQ, Lu JJ (2020) Macro- and microstructural characteristics of the tension–shear and compression–shear fracture of granite. Rock Mech Rock Eng 53:201–209

    Google Scholar 

  • Cheon DS, Jeon S, Park C, Ryu C (2006) An experimental study on the brittle failure under true triaxial conditions. Tunn Undergr Space Technol 21(3):448–449

    Google Scholar 

  • Dai F, Li B, Xu N, Meng G, Wu J, Fan Y (2016) Microseismic monitoring of the left bank slope at the baihetan hydropower station, China. Rock Mech Rock Eng 50(1):225–232

    Google Scholar 

  • Detournay C, Meng G, Cundall P (2016) Development of a constitutive model for columnar basalt. In: G omez P, Detournay C, Hart R, Nelson M (ed) 4th itasca symposium on applied numerical modeling. Itasca, Lima, Peru

  • Di SJ, Xu WY, Ning Y, Wang W, Wu GY (2011) Macro-mechanical properties of columnar jointed basaltic rock masses. J Cent South Univ 18:2143–2149

    Google Scholar 

  • Ding CD, Hu DW, Zhou H, Lu JJ, Lv T (2020) Investigations of P-Wave velocity, mechanical behavior and thermal properties of anisotropic slate. Int J Rock Mech Min Sci 127:104176

    Google Scholar 

  • Ding CD, Zhang Y, Hu DW, Zhou H, Shao JF (2020b) Foliation effects on mechanical and failure characteristics of slate in 3D space under Brazilian test conditions. Rock Mech Rock Eng 53:3919–3936

    Google Scholar 

  • Espada M, Muralha J, Lemos JV, Jiang Q, Feng XT, Fan QX, Fan YL (2018) Safety analysis of the left bank excavation slopes of Baihetan arch dam foundation using a discrete element model. Rock Mech Rock Eng 51(8):2597–2615

    Google Scholar 

  • Fan QX, Feng XT, Weng WL, Fan YL, Jiang Q (2017) Unloading performances and stabilizing practices for columnar jointed basalt: a case study of Baihetan hydropower station. J Rock Mech Geotech Eng 9(6):1041–1053

    Google Scholar 

  • Fan Q, Wang Z, Xu J, Zhou M, Jiang Q, Li G (2018) Study on deformation and control measures of columnar jointed basalt for Baihetan super-high arch dam foundation. Rock Mech Rock Eng 51(8):2569–2595

    Google Scholar 

  • Feng XT, Zhang XW, Kong R, Wang G (2016) A novel mogi type true triaxial testing apparatus and its use to obtain complete tress–strain curves of hard rocks. Rock Mech Rock Eng 49(1):1649–1662

    Google Scholar 

  • Feng SJ, Du FL, Chen HX, Mao JZ (2017a) Centrifuge modeling of preloading consolidation and dynamic compaction in treating dredged soil. Eng Geol 226:161–171

    Google Scholar 

  • Feng XT, Zhang XW, Yang CX, Kong R, Liu XY, Peng S (2017b) Evaluation and reduction of the end friction effect in true triaxial tests on hard rocks. Int J Rock Mech Min Sci 97:144–148

    Google Scholar 

  • Feng XW, Xue F, Wang TZ, Wang LX, Zhao TY, Liu XX (2020) Reinforcing effects of 3D printed bolts on joint-separated standard soft rock specimens. Compos Part B Eng 193:108024

    Google Scholar 

  • Germann DP, Schatz W, Hotz PE (2014) Artificially evolved functional shell morphology of burrowing bivalves. Palaeontol Electron 17(1):1–25

    Google Scholar 

  • Hao XJ, Feng XT, Yang CX, Jiang Q, Li SJ (2016) Analysis of EDZ development of columnar jointed rock mass in the baihetan diversion tunnel. Rock Mech Rock Eng 49(4):1289–1312

    Google Scholar 

  • Hatzor YH, Feng XT, Li S, Yagoda-Biran G, Jiang Q, Hu L (2015) Tunnel reinforcement in columnar jointed basalts: the role of rock mass anisotropy. Tunn Undergr Space Technol 46:1–11

    Google Scholar 

  • Ji H, Zhang JC, Xu WY, Wang RB, Wang HL, Yan L, Lin ZN (2017) Experimental investigation of the anisotropic mechanical properties of a columnar jointed rock mass: observations from laboratory based physical modelling. Rock Mech Rock Eng 50(4):1919–1931

    Google Scholar 

  • Jiang C, Zhao GF (2015) A preliminary study of 3D printing on rock mechanics. Rock Mech Rock Eng 48(3):1041–1050

    Google Scholar 

  • Jiang Q, Feng XT, Chen J, Huang K, Jiang YL (2013) Estimating in-situ rock stress from spalling veins: a case study. Eng Geol 152(1):38–47

    Google Scholar 

  • Jiang Q, Feng XT, Hatzor YH, Hao XJ, Li SJ (2014) Mechanical anisotropy of columnar jointed basalts: an example from the Baihetan hydropower station, China. Eng Geol 175(3):35–45

    Google Scholar 

  • Jiang Q, Su GS, Feng XT, Cui J, Pan PZ, Jiang JQ (2015) Observation of rock fragment ejection in post-failure response. Int J Rock Mech Min Sci 74:30–37

    Google Scholar 

  • Jiang Q, Feng XT, Gong YH, Song LB, Ran SG, Cui J (2016a) Reverse modelling of natural rock joints using 3D scanning and 3D printing. Comput Geotech 73(3):210–220

    Google Scholar 

  • Jiang Q, Feng XT, Song LB, Gong YH, Zheng H, Cui J (2016b) Modeling rock specimens through 3D printing: tentative experiments and prospects. Acta Mech Sin 32(1):101–111

    Google Scholar 

  • Jiang Q, Song LB, Yan F, Liu C, Yang B, Xiong J (2020) Experimental investigation of anisotropic wear damage for natural joints under direct shearing test. Int J Geomech 20(4):04020015

    Google Scholar 

  • Jiang Q, Liu XP, Yan F, Yang Y, Xu DP, Feng GL (2021) Failure performance of 3DP physical twin-tunnel model and corresponding safety factor evaluation. Rock Mech Rock Eng 54:109–128

    Google Scholar 

  • Jin CY, Yang CX, Fang D, Xu S (2015) Study on the failure mechanism of basalts with columnar joints in the unloading process on the basis of an experimental cavity. Rock Mech Rock Eng 48(3):1275–1288

    Google Scholar 

  • Jin CY, Li SG, Liu JP (2018) Anisotropic mechanical behaviors of columnar jointed basalt under compression. Bull Eng Geol Env 77(1):317–330

    Google Scholar 

  • Ju Y, Xie HP, Zheng ZM, Lu JB, Mao LT, Gao F, Peng RD (2014) Visualization of the complex structure and stress field inside rock by means of 3D printing technology. Chin Sci Bull 59(32):5354–5365

    Google Scholar 

  • Ju Y, Wang L, Xie HP, Ma GW, Zheng ZM, Mao LT (2017) Visualization and transparentization of the structure and stress field of aggregated geomaterials through 3D printing and photoelastic techniques. Rock Mech Rock Eng 50(6):1383–1407

    Google Scholar 

  • Li YC, Sun SY, Tang CA (2019) Analytical prediction of the shear behaviour of rock joints with quantified waviness and unevenness through wavelet analysis. Rock Mech Rock Eng 52(10):3645–3657

    Google Scholar 

  • Li HM, Li HG, Gao BB, Jiang DJ, Feng JF (2015) Study of acoustic emission and mechanical characteristics of coal samples under different loading rates. Shock Vib 2015:458519

  • Lin ZN, Xu WY, Wang HL, Zhang JC, Wang W, Wang RB, Ji H (2017) Anisotropic characteristic of irregular columnar-jointed rock mass based on physical model test. KSCE J Civ Eng 21(5):1728–1734

    Google Scholar 

  • Lin ZN, Xu WY, Wang W, Wang HL, Wang RB, Ji H, Zhang JC (2018) Determination of strength and deformation properties of columnar jointed rock mass using physical model tests. KSCE J Civ Eng 22(9):3302–3311

    Google Scholar 

  • Lin P, Shi J, Wei P, Fan Q, Wang Z (2019) Shallow unloading deformation analysis on Baihetan super-high arch dam foundation. Bull Eng Geol Env 78(8):5551–5568

    Google Scholar 

  • Liu XX, Wu LX, Zhang YB, Wang SZ, Yao XL, Wu XZ (2020) The characteristics of crack existence and development during rock shear fracturing evolution. Bull Eng Geol Env 80:1671–1682

    Google Scholar 

  • Lockner D (1993) The role of acoustic emission in the study of rock fracture. Int J Rock Mech Min Sci 30(7):883–899

    Google Scholar 

  • Meng FZ, Wong LNY, Zhou H, Yu J, Cheng GT (2019a) Shear rate effects on the post-peak shear behaviour and acoustic emission characteristics of artificially split granite joints. Rock Mech Rock Eng 52(7):2155–2174

    Google Scholar 

  • Meng QX, Wang HL, Xu WY, Chen YL (2019) Numerical homogenization study on the effects of columnar jointed structure on the mechanical properties of rock mass. Int J Rock Mech Min Sci 124:104127

    Google Scholar 

  • Mu WQ, Li LC, Yang TH, Yu GF, Han YC (2019) Numerical investigation on a grouting mechanism with slurry-rock coupling and shear displacement in a single rough fracture. Bull Eng Geol Env 78(8):6159–6177

    Google Scholar 

  • Mu WQ, Wang DY, Li LC, Yang TH, Feng QB, Wang SX, Xiao FK (2021) Cement flow in interaction rock fractures and its corresponding new construction process in slope engineering. Constr Build Mater 303(11):124533

    Google Scholar 

  • Otten W, Pajor R, Schmidt S, Baveye PC, Hague R, Falconer RE (2012) Combining X-ray CT and 3D printing technology to produce microcosms with replicable, complex pore geometries. Soil Biol Biochem 51:53–55

    Google Scholar 

  • Ramamurthy T, Rao GV, Singh J (1993) Engineering behaviour of phyllites. Eng Geol 33(3):209–225

    Google Scholar 

  • Shan ZG, Di SJ (2013) Loading-unloading test analysis of anisotropic columnar jointed basalts. J Zhejiang Univ Sci A Appl Phys Eng 14(8):603–614

    Google Scholar 

  • Su GS, Jiang JQ, Zhai SB, Zhang GL (2017a) Influence of tunnel axis stress on strainburst: an experimental Study. Rock Mech Rock Eng 50(6):1551–1567

    Google Scholar 

  • Su GS, Chen ZY, Ju JW, Jiang JQ (2017b) Influence of temperature on the strainburst characteristics of granite under true triaxial loading conditions. Eng Geol 222:38–52

    Google Scholar 

  • Xia YJ, Zhang CQ, Zhou H, Zhang CS, Hong WB (2019a) Mechanical anisotropy and failure characteristics of columnar jointed rock masses (CJRM) in Baihetan hydropower station: structural considerations based on digital image processing technology. Energies 19(1):3602

    Google Scholar 

  • Xia YJ, Zhou H, Zhang CQ, He SH, Gao Y, Wang P (2019b) The evaluation of rock brittleness and its application: a review study. Eur J Environ Civ Eng. https://doi.org/10.1080/19648189.2019.1655485

    Article  Google Scholar 

  • Xia YJ, Zhang CQ, Zhou H, Chen JL, Gao Y, Liu N, Chen PZ (2020) Structural characteristics of columnar jointed basalt in drainage tunnel of Baihetan hydropower station and its influence on the behavior of P-wave anisotropy. Eng Geol 264:105304

    Google Scholar 

  • Xia YJ, Zhang CQ, Zhou H, Hou J, Su GS, Gao Y, Liu N, Singh HK (2020) Mechanical behavior of structurally reconstructed irregular columnar jointed rock mass using 3D printing. Eng Geol 268:105599

    Google Scholar 

  • Xia YJ, Zhang CQ, Zhou H, Hou J, Su GS, Gao Y, Liu N, Singh HK (2020) Mechanical behavior of structurally reconstructed irregular columnar jointed rock mass using 3D printing. Int J Geomech 268:105599

    Google Scholar 

  • Xiao WM, Deng RG, Zhong ZB, Fu XM, Wang CY (2015) Experimental study on the mechanical properties of simulated columnar jointed rock masses. J Geophys Eng 12(1):80–89

    Google Scholar 

  • Yan L, Qi T, Bo L, Qian W, Li Z (2019) Deformation patterns and surface settlement trough in stratified jointed rock in tunnel excavation. KSCE J Civ Eng 23(7):3188–3199

    Google Scholar 

  • Yu J, Yao W, Duan K, Liu X, Zhu Y (2020) Experimental study and discrete element method modeling of compression and permeability behaviors of weakly anisotropic sandstones. Int J Rock Mech Min Sci 134:104437

    Google Scholar 

  • Yu J, Liu G, Cai Y, Zhou J, Liu S, Tu B (2020b) Time-dependent deformation mechanism for swelling soft-rock tunnels in coal mines and its mathematical deduction. Int J Geomech 20(3):04019186

    Google Scholar 

  • Zheng Y, Chen C, Liu T, Ren Z (2021) A new method of assessing the stability of anti-dip bedding rock slopes subjected to earthquake. Bull Eng Geol Env 80:3693–3710

    Google Scholar 

  • Zhou T, Zhu JB (2018) Identification of a suitable 3D printing material for mimicking brittle and hard rocks and its brittleness enhancements. Rock Mech Rock Eng 51(3):765–777

    Google Scholar 

  • Zhou T, Zhu JB, Ju Y, Xie HP (2019) Volumetric fracturing behavior of 3D printed artificial rocks containing single and double 3D internal flaws under static uniaxial compression. Eng Fract Mech 205:190–204

    Google Scholar 

  • Zhu D, Yang L, Cai Y (2009) Research on anisotropic characteristics and size effect of columnar jointed rock mass. J Rock Mech Geotech Eng 28(7):1405–1414

    Google Scholar 

  • Zhu JB, Zhou T, Liao ZY, Sun L, Li XB, Chen R (2018) Replication of internal defects and investigation of mechanical and fracture behaviour of rock using 3D printing and 3D numerical methods in combination with X-ray computerized tomography. Int J Rock Mech Min Sci 106(1):198–212

    Google Scholar 

  • Zhu ZD, Lu WB, He YX, Que XC (2021) Experimental study on the strength failure characteristics of columnar jointed rock masses under three-dimensional stress. KSCE J Civ Eng 25(7):2411–2425

    Google Scholar 

  • Zou L, Xu W, Meng G, Ning Y, Wang H (2018) Permeability anisotropy of columnar jointed rock masses. KSCE J Civ Eng 22(10):3802–3809

    Google Scholar 

Download references

Acknowledgements

We are grateful to Professor Guoshao Su, Drs Xiaoyang Yan, Yanxin Liu, Guanyan Chen, Guofu Zhao and Hongyu Ren from Guangxi University, Nanning, China for their support in performing laboratory tests. The study was funded by the National Natural Science Foundation of China (Grant Nos. 42077251, 41807269, U1865203). The work presented in this paper was also supported by Open Research Fund of State Key Laboratory of Geomechanics and Geotechnical Engineering, Institute of Rock and Soil Mechanics, Chinese Academy of Sciences (Grant NO. Z020011) and Fundamental Research Funds for the Central Universities (Grant No. DUT20RC(3)011).

Funding

The funding was provided by national natural science foundation of china Yingjie Xia (Grant No. 42077251), Yingjie Xia (Grant No. 41807269), Chuanqing Zhang (Grant No. U1865203), State key laboratory of geomechanics and geotechnical engineering Yingjie Xia (Grant No. Z020011).

Author information

Authors and Affiliations

Authors

Corresponding authors

Correspondence to Chuanqing Zhang or Hui Zhou.

Ethics declarations

Conflict of interest

The authors declared that they have no conflicts of interest to this work. We declare that we do not have any commercial or associative interest that represents a conflict of interest in connection with the work submitted.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Xia, Y., Liu, B., Zhang, C. et al. Investigations of mechanical and failure properties of 3D printed columnar jointed rock mass under true triaxial compression with one free face. Geomech. Geophys. Geo-energ. Geo-resour. 8, 26 (2022). https://doi.org/10.1007/s40948-021-00331-9

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s40948-021-00331-9

Keywords

Navigation