Abstract
We discuss the singularity structure of Kahan discretizations of a class of quadratic vector fields and provide a classification of the parameter values such that the corresponding Kahan map is integrable, in particular, admits an invariant pencil of elliptic curves.
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1 Introduction
The Kahan discretization scheme was introduced in the unpublished notes [13] as a method applicable to any system of ordinary differential equations in \({\mathbb {R}}^n\) with a quadratic vector field
where each component of \(Q:{\mathbb {R}}^n \rightarrow {\mathbb {R}}^n\) is a quadratic form, while \(B\in {\mathbb {R}}^{n\times n}\) and \(c \in {\mathbb {R}}^n\). Kahan’s discretization reads as
where
is the symmetric bilinear form corresponding to the quadratic form Q. Equation (1) is linear with respect to \(\mathbf{x}\) and therefore defines a rational map \(\widetilde{\mathbf{x}}=\phi _{\varepsilon }(\mathbf{x})\). Since Eq. (1) remains invariant under the interchange \(\mathbf{x}\leftrightarrow \widetilde{\mathbf{x}}\) with the simultaneous sign inversion \(\varepsilon \mapsto -\varepsilon \), one has the reversibility property \(\phi _{\varepsilon }^{-1}(\mathbf{x})=\phi _{-\varepsilon }(\mathbf{x})\). In particular, the map \(\phi _{\varepsilon }\) is birational.
In this paper, we consider the class of two-dimensional quadratic differential equations
where
and
are linear forms, with \(a_i,b_i\in {\mathbb {C}}\), \(J=\left( {\begin{matrix} 0&{}1\\ -1&{}0 \end{matrix}}\right) \) and \(\gamma _1, \gamma _2, \gamma _3\in {\mathbb {R}}{\setminus }\{0\}\).
Integrability of the Kahan maps \(\phi :{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) was established for several cases of parameters \((\gamma _1,\gamma _2,\gamma _3)\): If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,1)\), then (2) is a canonical Hamiltonian system on \({\mathbb {R}}^2\) with homogeneous cubic Hamiltonian. For such systems, a rational integral for the Kahan map \(\phi \) was found in [4, 17]. The Kahan maps for the cases \((\gamma _1,\gamma _2,\gamma _3)=(1,1,2)\) and \((\gamma _1,\gamma _2,\gamma _3)=(1,2,3)\) were treated in [6, 17, 20]. In all three cases, the level sets of the integral for both the continuous time system and the Kahan discretization have genus 1. If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,0)\), then (2) is a Hamiltonian vector field on \({\mathbb {R}}^2\) with linear Poisson tensor and homogeneous quadratic Hamiltonian. In this case, a rational integral for the Kahan map \(\phi \) was found in [5]. The level sets of the integral have genus 0.
In this paper, we study the singularity structure of the Kahan discretization as a birational quadratic map \(\phi :{{\mathbb {C}}}{{\mathbb {P}}}^2\rightarrow {{\mathbb {C}}}{{\mathbb {P}}}^2\). Based on general classification results by Diller and Favre [9], we provide the following classification for the Kahan map \(\phi \) of (2) depending on the values of the parameters \((\gamma _1,\gamma _2,\gamma _3)\):
Theorem 1.1
Let \(\phi :{{\mathbb {C}}}{{\mathbb {P}}}^2\rightarrow {{\mathbb {C}}}{{\mathbb {P}}}^2\) be the Kahan map of (2). The sequence of degrees d(m) of iterates \(\phi ^m\) grows exponentially, so that the map \(\phi \) is non-integrable, except for the following cases:
-
(i)
If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,1),(1,1,2),(1,2,3)\), the sequence d(m) of degrees grows quadratically. The map \(\phi \) admits an invariant pencil of elliptic curves. The degree of a generic curve of the pencil is 3, 4, 6, respectively.
-
(ii)
If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,0)\) or \((\gamma _1,\gamma _2,\gamma _3)=(\alpha ,1,-1)\), \(\alpha \in {\mathbb {R}}{\setminus }{\mathbb {Z}}{\cup }\{0\}\), the sequence of degrees d(m) grows linearly. The map \(\phi \) admits an invariant pencil of rational curves.
-
(iii)
If \((\gamma _1,\gamma _2,\gamma _3)=(n,1,-1)\), \(n\in {\mathbb {N}}\), the sequence of degrees d(m) is bounded.
Here, \((\gamma _1,\gamma _2,\gamma _3)\) are fixed up to permutation and multiplication by \(\lambda \in {\mathbb {R}}{\setminus }\{0\}\).
Some of the integrable cases are discussed in further detail in Sects. 4, 5, 6, 7 and 8.
2 Preliminary results
2.1 Birational maps of surfaces
Definition 2.1
Let \(\phi \) be a birational map of a smooth projective surface X. The dynamical degree of the map \(\phi \) is defined as
where \((\phi ^m)^*\) denote the induced pullback maps on the Picard group \(\mathrm {Pic}(X)\).
Diller and Favre provide the following classification for birational maps with \(\lambda _1=1\):
Theorem 2.2
(Diller, Favre [9, Theorem 0.2]) Let \(\phi :X\rightarrow X\) be a birational map of a smooth projective surface with \(\lambda _1=1\). Up to birational conjugacy, exactly one of the following holds:
-
(i)
The sequence \(\Vert (\phi ^m)^*\Vert \) is bounded, and \(\phi ^m\) is an automorphism isotopic to the identity for some m.
-
(ii)
The sequence \(\Vert (\phi ^m)^*\Vert \) grows linearly, and \(\phi \) preserves a rational fibration. In this case, \(\phi \) cannot be conjugated to an automorphism.
-
(iii)
The sequence \(\Vert (\phi ^m)^*\Vert \) grows quadratically, and \(\phi \) is an automorphism preserving an elliptic fibration.
One says that \(\phi :X\rightarrow X\) is analytically stable (AS) if \((\phi ^*)^m=(\phi ^m)^*\) on \(\mathrm {Pic}(X)\). This relates the dynamical degree \(\lambda _1\) to the spectral radius of the induced pullback \(\phi ^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\). Equivalently, analytic stability is characterized by the condition that there is no curve \(V\subset X\) such that \(\phi ^n(V)\in \mathscr {I}(\phi )\) for some integer \(n\geqslant 0\), where \({\mathscr {I}}(\phi )\) is the indeterminacy set of \(\phi \) (see [9, Theorem 1.14]). Therefore, the notion of analytic stability is closely related to singularity confinement (see [15]). Indeed, a singularity confinement pattern for a map \(\phi :X\rightarrow X\) involves a curve \(V\subset X\) such that \(\phi (V)=P\) is a point (so that \(P\in {\mathscr {I}}(\phi ^{-1})\)) and \(\phi ^{n-1}(P)\in {\mathscr {I}}(\phi )\), so that \(\phi ^{n}(P)\) is a curve again for some positive integer \(n\in {\mathbb {N}}\). Such a singularity confinement pattern can be resolved by blowing up the orbit of P. Upon resolving all singularity confinement patterns, one lifts \(\phi \) to an AS map \(\widetilde{\phi }:X'\!\rightarrow X'\).
Diller and Favre showed that for any birational map \(\phi :X\rightarrow X\) of a smooth projective surface we can construct by a finite number of successive blow-ups a surface \(X'\) such that \(\phi \) lifts to an analytically stable birational map \(\widetilde{\phi }:X'\!\rightarrow X'\) (see [9, Theorem 0.1]).
2.2 Birational quadratic maps of \({{\mathbb {C}}}{{\mathbb {P}}}^2\)
As shown, e.g., in [7], every quadratic birational map \(\phi :{{\mathbb {C}}}{{\mathbb {P}}}^2\rightarrow {{\mathbb {C}}}{{\mathbb {P}}}^2\) can be represented as \(\phi =A_1{\circ }q_i{\circ }A_2\), where \(A_1, A_2\) are linear projective transformations of \({{\mathbb {C}}}{{\mathbb {P}}}^2\) and \(q_i\) is one of the three standard quadratic involutions:
In these three cases, the indeterminacy set \({\mathscr {I}}(\phi )\) consists of three, respectively two, one (distinct) singularities. The last two cases correspond to a coalescence of singularities. Therefore, the first case is the generic one.
In the present work, we only consider the first case: \(\phi =A_1{\circ }q_1{\circ }A_2\). In this case, \({\mathscr {I}}(\phi )=\{B_{+}^{(1)}\!, B_{+}^{(2)}\!, B_{+}^{(3)}\}\) consists of three distinct points. Let \(L_{-}^{(1)}\) denote the line through \(B_{+}^{(2)}\!, B_{+}^{(3)}\), and similarly for permutations of the indices 1, 2, 3. (We have, e.g., \(B_{+}^{(1)}=L_{-}^{(2)}\cap L_{-}^{(3)}\).) These lines are exceptional in the sense that they are blown down by \(\phi \) to points: \(\phi (L_{-}^{(i)})=B_{-}^{(i)}\). The inverse map is also quadratic with set of indeterminacy points \({\mathscr {I}}(\phi ^{-1})=\{B_{-}^{(1)}\!, B_{-}^{(2)}\!, B_{-}^{(3)}\}\).
Suppose that the map admits s singularity confinement patterns, \(0\leqslant s\leqslant 3\). That means there are positive integers \(n_1,\dots ,n_s\in {\mathbb {N}}\) and \((\sigma _1,\dotsc ,\sigma _s)\) such that \(\phi ^{n_i-1}(B_{-}^{(i)})=B_{+}^{(\sigma _i)}\) for \(i=1,\dots , s\). We assume that the \(n_i\) are taken to be minimal and, for simplicity, we also assume that \(\phi ^k(B_{-}^{(i)})\ne \phi ^l(B_{-}^{(j)})\) for any \(k,l\geqslant 0\) and \(i\ne j\). As shown by Bedford and Kim [2], one can resolve the singularity confinement patterns by blowing up the finite sequences \(B_{-}^{(i)}\!,\phi (B_{-}^{(i)}),\dotsc ,\phi ^{n_i-1}(B_{-}^{(i)})\). Those sequences are also called singular orbits. In this paper, we only encounter the situation that the orbits of different \(B_{-}^{(i)}\) are disjoint. As shown in [2], one can adjust the procedure to the more general situation.
On the blow-up surface X, the lifted map \(\widetilde{\phi }:X\rightarrow X\) is AS, and is an automorphism if and only if \(s=3\). The s-tuples \((n_1,\dots ,n_s)\), \((\sigma _1,\dots ,\sigma _s)\) are called orbit data associated to \(\phi \). We say that the map \(\phi \) realizes the orbit data \((n_1,\dotsc ,n_s)\), \((\sigma _1,\dotsc ,\sigma _s)\).
Let \(\mathscr {H}\in \mathrm {Pic}(X)\) be the pullback of the divisor class of a generic line in \({{\mathbb {C}}}{{\mathbb {P}}}^2\). Let \({\mathscr {E}}_{i,n}\in \mathrm {Pic}(X)\), for \(i\leqslant s\) and \(0\leqslant n\leqslant n_i-1\), be the divisor class of the exceptional divisor associated to the blow-up of the point \(\phi ^{n}(B_{-}^{(i)})\). Then \({\mathscr {H}}\) and \({\mathscr {E}}_{i,n}\) give a basis for \(\mathrm {Pic}(X)\), i.e.,
that is orthogonal with respect to the intersection product, \(({\cdot },{\cdot }):\mathrm {Pic}(X){\times }\mathrm {Pic}(X)\rightarrow {\mathbb {Z}}\), and is normalized by \(({\mathscr {H}},{\mathscr {H}})=1\) and \(({\mathscr {E}}_{i,n},{\mathscr {E}}_{i,n})=-1\). The rank of the Picard group is \(\sum n_i+1\).
The induced pullback \(\widetilde{\phi }^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\) is determined by (see Bedford, Kim [2], and Diller [8])
The induced pushforward \(\widetilde{\phi }_*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\) is determined by
The maps \(\widetilde{\phi }^*\!, \widetilde{\phi }_*\) are adjoint with respect to the intersection product (see [9, Proposition 1.1]), i.e., \((\widetilde{\phi }^*\!A,B)=(A,\widetilde{\phi }_*B)\) for all \(A, B\in \mathrm {Pic}(X)\).
Bedford and Kim computed the characteristic polynomial \(\chi (\lambda )=\det (\widetilde{\phi }^*-\lambda \mathrm {id})\) explicitly for any given orbit data (see [2, Theorem 3.3]).
Let \(C(m)=(\widetilde{\phi }^*)^m({\mathscr {H}})\in \mathrm {Pic}(X)\) be the class of the mth iterate of a generic line. Set
so that d(m) is the algebraic degree of the mth iterate of the map \(\phi \). Set
The expression on the right-hand side indeed depends on i and \(m+j\) only: using that the maps \(\widetilde{\phi }^*\), \(\widetilde{\phi }_*\) are adjoint with respect to the intersection product and the relations (4), we find
In particular, \(\mu _i(m)=(C(m),{\mathscr {E}}_{i,0})\) can be interpreted as the multiplicity of \(B_{-}^{(i)}\) on the mth iterate of a generic line.
The sequence of degrees d(m) of iterates of the map \(\phi \) satisfies a system of linear recurrence relations.
Theorem 2.3
(Recurrence relations) Let \(\phi \) be a birational map of \({{\mathbb {C}}}{{\mathbb {P}}}^2\) with three distinct indeterminacy points, and with associated orbit data \((n_1,\dots ,n_s)\), \((\sigma _1,\dots ,\sigma _s)\). The degree of iterates d(m) satisfies the system of recurrence relations
with initial conditions \(d(0)=1\) and \(\mu _i(m)=0\), for \(i\leqslant s\) and \(m=0,\dots ,n_i-1\).
Proof
With relations (3) we compute the pullback
Then we find
Finally, with \(C(m+1)=\widetilde{\phi }^*C(m)\), we obtain recurrence relations (7). The initial conditions are \(d(0)=({\mathscr {H}},{\mathscr {H}})=1\) and \(\mu _i(j)=({\mathscr {H}},{\mathscr {E}}_{i,j})=0\), for \(i\leqslant s\) and \(0\leqslant j\leqslant n_i-1\). This proves the claim.\(\square \)
Corollary 2.4
(Generating functions) Consider the generating functions d(z), \(\mu _i(z)\) for the sequences from Theorem 2.3. They are rational functions which can be defined as solutions of functional equations (8) with initial conditions as in Theorem 2.3.
3 The \((\gamma _1,\gamma _2,\gamma _3)\)-class
The class of quadratic differential equations we want to consider is a generalization of the two-dimensional reduced Nahm systems introduced in [11],
Such systems can be explicitly integrated in terms of elliptic functions and they admit integrals of motion given respectively by
Note that the curves \(\{H_i(x,y)=\lambda \}\) are of genus 1. Systems (9) were discussed in [11] and discretized by means of the Kahan method in [17]. The integrability of the Kahan discretizations
was shown in [17]. They were studied in the context of minimization of rational elliptic surfaces in [3]. The following generalization of reduced Nahm systems was introduced in [6, 20].
We use the notation \(\mathbf{x}=(x,y)\in {\mathbb {C}}^2\). Consider the two-dimensional quadratic differential equations
where
and
are linear forms, with \(a_i,b_i\in {\mathbb {C}}\), \(J=\left( {\begin{matrix} 0&{}1\\ -1&{}0 \end{matrix}}\right) \) and \(\gamma _1, \gamma _2, \gamma _3\in {\mathbb {R}}{\setminus }\{0\}\). System (10) has the function (11) as an integral of motion and an invariant measure form
The Kahan discretization of (10) reads
It was shown in [20] that the Kahan map admits (12) as invariant measure form. Now, multiplying (13) from the left by the vectors \(\nabla \ell _i^{\mathrm T}\), \(i=1,2,3\), we obtain
where
From equations (14) to (16) it follows that the Kahan map leaves the lines \(\{\ell _i(\mathbf{x})=0\}\), \(i=1,2,3\), invariant.
Explicitly, the Kahan discretization of (10) as map \(\phi _{+}:{{\mathbb {C}}}{{\mathbb {P}}}^2\rightarrow {{\mathbb {C}}}{{\mathbb {P}}}^2\) is as follows:
with
with homogeneous polynomials of \(\deg \leqslant 2\)
where \(\sum _{(i,j,k)}\) denotes the sum over all cyclic permutations of (i, j, k) of (1, 2, 3).
The inverse \(\phi _{-}:{{\mathbb {C}}}{{\mathbb {P}}}^2\rightarrow {{\mathbb {C}}}{{\mathbb {P}}}^2\) of the Kahan map (17) is obtained by replacing \(\varepsilon \) with \(-\varepsilon \).
Lemma 3.1
The following identities hold:
where (i, j, k) is a cyclic permutation of (1, 2, 3).
Proof
This is the result of straightforward computations. \(\square \)
In the following, we assume that \(d_{12},d_{23},d_{31}\ne 0\), i.e., that the lines \(\{\ell _i(x,y)=0\}\) are pairwise distinct. Also, we consider \({\mathbb {C}}^2\) as affine part of \({{\mathbb {C}}}{{\mathbb {P}}}^2\) consisting of the points \([x,y,z]\in {{\mathbb {C}}}{{\mathbb {P}}}^2\) with \(z\ne 0\). We identify the point \((x,y)\in {\mathbb {C}}^2\) with the point \([x,y,1]\in {{\mathbb {C}}}{{\mathbb {P}}}^2\).
Proposition 3.2
The singularities \(B_{+}^{(i)}\), \(i=1,2,3\), of the Kahan map \(\phi _{+}\) and \(B_{-}^{(i)}\), \(i=1,2,3\), of its inverse \(\phi _{-}\) are given by
where (i, j, k) is a cyclic permutation of (1, 2, 3). Let \({\mathscr {L}}_{\mp }^{(i)}\) denote the line through the points \(B_{\pm }^{(j)}\), \(B_{\pm }^{(k)}\). Then we have
Proof
Substituting \(B_{+}^{(i)}\) into equations (18)–(20) and \(B_{-}^{(i)}\) into equations (18)–(20) with \(\varepsilon \) replaced by \(-\varepsilon \), and using (21)–(24) the first claim follows immediately. The second claim is the result of a straightforward (symbolic) computation using Maple.\(\square \)
The map \(\phi _{+}\) blows down the lines \({\mathscr {L}}_{-}^{(i)}\) to the points \(B_{-}^{(i)}\) and blows up the points \(B_{+}^{(i)}\) to the lines \({\mathscr {L}}_{+}^{(i)}\).
Theorem 3.3
-
(i)
Suppose that \(n\gamma _i\ne \gamma _j+\gamma _k\), for \(0\leqslant n< N\). Then we have
$$\begin{aligned} \phi _{+}^n(B_{-}^{(i)})=\biggl [{-}\frac{b_i}{\varepsilon d_{ij}d_{ki}},\frac{a_i}{\varepsilon d_{ij}d_{ki}},{-}2n\gamma _i+\gamma _j+\gamma _k\biggr ],\quad 0\leqslant n\leqslant N, \end{aligned}$$(25)where (i, j, k) is a cyclic permutation of (1, 2, 3). In particular, we have
$$\begin{aligned} \phi _{+}^{n_i-1}(B_{-}^{(i)})=B_{+}^{(i)} \end{aligned}$$if and only if
$$\begin{aligned} (n_i-1)\gamma _i=\gamma _j+\gamma _k, \end{aligned}$$(26)for a positive integer \(n_i\in {\mathbb {N}}\).
-
(ii)
The only orbit data with exactly three singular orbits that can be realized is \((\sigma _1,\sigma _2,\sigma _3)=(1,2,3)\) and (up to permutation)
$$\begin{aligned} (n_1,n_2,n_3)= & {} (3,3,3)\quad \text {if and only if}\quad (\gamma _1,\gamma _2,\gamma _3)=\lambda (1,1,1),\\ (n_1,n_2,n_3)= & {} (4,4,2)\quad \text {if and only if}\quad (\gamma _1,\gamma _2,\gamma _3)=\lambda (1,1,2),\\ (n_1,n_2,n_3)= & {} (6,3,2)\quad \text {if and only if}\quad (\gamma _1,\gamma _2,\gamma _3)=\lambda (1,2,3), \end{aligned}$$for \(\lambda \in {\mathbb {R}}{\setminus }\{0\}\).
-
(iii)
The only orbit data with exactly two singular orbits that can be realized is \((\sigma _1,\sigma _2)=(1,2)\) and
$$\begin{aligned} (n_1,n_2)\in N_2={\mathbb {N}}^2{\setminus }\{(3,3),&(2,4),(4,2),(4,4),\\&(2,3),(3,2),(2,6),(6,2),(3,6),(6,3)\} \end{aligned}$$if and only if
$$\begin{aligned} (\gamma _1,\gamma _2,\gamma _3)=\lambda (n_2,n_1,n_1n_2-n_1-n_2), \end{aligned}$$for \(\lambda \in {\mathbb {R}}{\setminus }\{0\}\).
-
(iv)
The only orbit data with exactly one singular orbit that can be realized is \(\sigma _1=1\) and \(n_1\in {\mathbb {N}}\) arbitrary.
Proof
(i) We show (25) by induction on n. For \(n=0\) the claim is true by Proposition 3.2. In the induction step (from \(n<N\) to \(n+1\)) with (18)–(20) and (21)–(24) we find that
Since \(n\gamma _i\ne \gamma _j+\gamma _k\), we find that
This proves the claim.
(ii) From conditions (26), for \(i=1,2,3\), we obtain the linear system
This system has nontrivial solutions if and only if
Equation (27) famously appears in the classification of tessellations of the Euclidean plane by congruent triangles. Indeed, the triangles of such a tessellation all have interior angles \(\pi /n_1\), \(\pi /n_2\), \(\pi /n_3\) satisfying (27), so that the following triples \((n_1,n_2,n_3)\) are admissible:
(iii) From conditions (26), for \(i=1,2\), we obtain the linear system
Note that we have to exclude those values \((n_1,n_2)\in {\mathbb {N}}^2\) for which the solutions \((\gamma _1,\gamma _2,\gamma _3)\) correspond to orbit data with three singular orbits. This yields the proof.
(iv) From conditions (26), for \(i=1\), we obtain the linear equation
This yields the proof. \(\square \)
We arrive at the following classification result (compare Theorem 1.1):
Theorem 3.4
The sequence of degrees d(m) of iterates \(\phi _{+}^m\) grows exponentially, so that the map \(\phi _{+}\) is non-integrable, except for the following cases:
-
(i)
If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,1),(1,1,2),(1,2,3)\), the sequence d(m) of degrees grows quadratically. The map \(\phi _{+}\) admits an invariant pencil of elliptic curves. The degree of a generic curve of the pencil is 3, 4, 6, respectively.
-
(ii)
If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,0)\) or \((\gamma _1,\gamma _2,\gamma _3)=(\alpha ,1,-1)\), \(\alpha \in {\mathbb {R}}{\setminus }{\mathbb {Z}}\cup \{0\}\), the sequence of degrees d(m) grows linearly. The map \(\phi _{+}\) admits an invariant pencil of rational curves.
-
(iii)
If \((\gamma _1,\gamma _2,\gamma _3)=(n,1,-1)\), \(n\in {\mathbb {N}}\), the sequence of degrees d(m) is bounded.
Here, \((\gamma _1,\gamma _2,\gamma _3)\) are fixed up to permutation and multiplication by \(\lambda \in {\mathbb {R}}{\setminus }\{0\}\).
Proof
We distinguish the number of singular orbits \(s=0,1,2,3\) of the map \(\phi _{+}\).
\(\varvec{s=3}\). If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,1),(1,1,2),(1,2,3)\), the generating functions of the sequences of degrees are given by (39) and (47), respectively. The sequences d(m) grow quadratically. The invariant pencils of elliptic curves are given by (29), (34) and (40), respectively. By Theorem 3.3 these are the only cases with three singular orbits.
\(\varvec{s=2}\). If \((\gamma _1,\gamma _2,\gamma _3)=(1,1,0)\), the sequence of degrees is given by (51). The sequence d(m) grows linearly. The invariant pencil of rational curves is given by (48). If \((\gamma _1,\gamma _2,\gamma _3)=(n,1,-1)\), \(n\in {\mathbb {N}}\), the generating function of the sequence of degrees is given by (54). The sequence d(m) is bounded. By Theorem 3.3 all other cases with two singular orbits have orbit data \((\sigma _1,\sigma _2)=(1,2)\), \((n_1,n_2)=(2+i,2+j)\) with \(i+j>2\). With [2, Theorem 3.3] and [1, Theorem 5.1] it follows that in those cases \(\lambda _1>1\), i.e., the sequence d(m) grows exponentially.
\(\varvec{s=1}\). If \((\gamma _1,\gamma _2,\gamma _3)=(\alpha ,1,-1)\), \(\alpha \in {\mathbb {R}}{\setminus }{\mathbb {Z}}\cup \{0\}\), by Theorem 3.3 and (28) we have the orbit data \(\sigma _1=1\), \(n_1=1\). With Theorem 2.3 we find that the sequence d(m) grows linearly. The claim about the existence of an invariant pencil of rational curves follows from Theorem 2.2. With (28) we find that all other cases with one singular orbit have orbit data \(\sigma _1=1\), \(n_1>1\). With [2, Theorem 3.3] and [1, Theorem 5.1] it follows that in those cases \(\lambda _1>1\), i.e., the sequence d(m) grows exponentially.
\(\varvec{s=0}\). We have \(\lambda _1=2\). The sequence d(m) grows exponentially. \(\square \)
4 The case \((\gamma _1,\gamma _2,\gamma _3)=(1,1,1)\)
By Theorem 3.3 this case corresponds to the orbit data \((n_1,n_2,n_3)=(3,3,3)\), \((\sigma _1,\sigma _2,\sigma _3)=(1,2,3)\). In this case, we consider the Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) corresponding to a quadratic vector field of the form
The Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) admits an integral of motion (see [4, 18]):
where
with \(d_1=3a_1a_2a_3\), \(d_2=a_1a_2b_3+a_1a_3b_2+a_2a_3b_1\), \(d_3=a_3b_1b_2+a_2b_1b_3+a_1b_2b_3\), \(d_4=3b_1b_2b_3\).
The geometry of the Kahan discretization was studied in [18]. The phase space of \(\phi _{+}:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) is foliated by the one-parameter family (pencil) of invariant curves
We consider \({\mathbb {C}}^2\) as an affine part of \({{\mathbb {C}}}{{\mathbb {P}}}^2\) consisting of the points \([x,y,z]\in {{\mathbb {C}}}{{\mathbb {P}}}^2\) with \(z\ne 0\). We define the projective curves \(\overline{{\mathcal {E}}}_{\lambda }\) as projective completion of \({\mathscr {E}}_{\lambda }\):
where we set
(We have \({\overline{H}}(x,y,z)=z^3H(x/z,y/z)=H(x,y)\) since H(x, y) is homogeneous of degree three.) The pencil has \(\deg =3\) and contains two reducible curves
consisting of the lines \(\{\ell _i(x,y)=0\}\), \(i=1,2,3\), and
consisting of the conic \(\{\overline{Q}(x,y,z)=0\}\) and the line at infinity \(\{z=0\}\). All curves \(\overline{{\mathcal {E}}}_{\lambda }\) pass through the set of base points which is defined as \(\overline{{\mathcal {E}}}_0\cap \overline{{\mathcal {E}}}_{\infty }\). According to the Bézout theorem, there are nine base points, counted with multiplicities.
Proposition 4.1
The nine base points are given by:
-
two finite base points of multiplicity 1 on each of the lines \(\ell _i=0\), \(i=1,2,3\):
$$\begin{aligned} B^{(i)}_{\pm }=\biggl (\pm \frac{b_i}{2\varepsilon d_{ij}d_{ki}},\mp \frac{a_i}{2\varepsilon d_{ij}d_{ki}}\biggr ), \end{aligned}$$(30) -
one base point of multiplicity 1 at infinity on each of the lines \(\ell _i=0\), \(i=1,2,3\):
$$\begin{aligned} F^{(i)}=[b_i,-a_i,0]. \end{aligned}$$(31)
The singular orbits of the map are as follows:
where \({\mathscr {L}}_{\mp }^{(i)}\) denotes the line through the points \(B_{\pm }^{(j)}\), \(B_{\pm }^{(k)}\).
Proof
The singular orbits (32) are a consequence of Proposition 3.2 and Theorem 3.3. It can be verified by straightforward computations that the points (30)–(31) are base points of the pencil of invariant curves \(\overline{{\mathcal {E}}}_{\lambda }\). \(\square \)
4.1 Lifting the map to a surface automorphism
We blow up the plane \({{\mathbb {C}}}{{\mathbb {P}}}^2\) at the nine base points \(B_{-}^{(i)}\!,F^{(i)}\!,B_{+}^{(i)}\), \(i=1,2,3\), and denote the corresponding exceptional divisors by \(E_{i,0},E_{i,1},E_{i,2}\), \(i=1,2,3\). The resulting blow-up surface is denoted by X. On this surface \(\phi _{+}\) is lifted to an automorphism \(\widetilde{\phi }_{+}\) acting on the exceptional divisors according to the scheme [compare with (32)]
where \(\widetilde{{\mathscr {L}}}_{\pm }^{(i)}\) denotes the proper transform of the line \({\mathscr {L}}_{\pm }^{(i)}\).
We compute the induced pullback map on the Picard group \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\). Let \({\mathscr {H}}\in \mathrm {Pic}(X)\) be the pullback of the class of a generic line in \({{\mathbb {C}}}{{\mathbb {P}}}^2\). Let \({\mathscr {E}}_{i,n}\in \mathrm {Pic}(X)\), for \(i\leqslant 3\) and \(0\leqslant n\leqslant 2\), be the class of \(E_{i,n}\). Then the Picard group is
The rank of the Picard group is 10. The induced pullback \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\) is determined by (3).
With Theorem 2.3 we arrive at the system of recurrence relations for the degree d(m):
with initial conditions \(d(0)=1\), \(\mu _i(m)=0\), for \(m=0,\dotsc ,2\), \(i=1,2,3\). The generating functions of the solution to this system of recurrence relations are given by
The sequence d(m) grows quadratically.
5 The case \((\gamma _1,\gamma _2,\gamma _3)=(1,1,2)\)
By Theorem 3.3 this case corresponds to the orbit data \((n_1,n_2,n_3)=(4,4,2)\), \((\sigma _1,\sigma _2,\sigma _3)=(1,2,3)\). In this case, we consider the Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) corresponding to a quadratic vector field of the form
The Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) admits an integral of motion (see [6, 20]):
where
The phase space of \(\phi _{+}:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) is foliated by the one-parameter family (pencil) of invariant curves
We define the projective curves \(\overline{{\mathcal {E}}}_{\lambda }\) as projective completion of \({\mathscr {E}}_{\lambda }\):
where we set
The pencil has \(\deg =4\) and contains two reducible curves
consisting of the lines \(\{\ell _i(x,y)=0\}\), \(i=1,2,3\), with multiplicities 1, 1, 2, and
consisting of the two lines \(\{\overline{P}_i(x,y,z)=0\}\), \(i=1,2\), and the conic \(\{\overline{Q}(x,y,z) =0\}\). All curves \(\overline{{\mathcal {E}}}_{\lambda }\) pass through the set of base points which is defined as \(\overline{{\mathcal {E}}}_0\cap \overline{{\mathcal {E}}}_{\infty }\).
Proposition 5.1
The ten (distinct) base points are given by:
-
four base points of multiplicity 1 on each of the lines \(\ell _i=0\), \(i=1,2\):
$$\begin{aligned} B^{(i)}_{\pm }&=\biggl (\pm \frac{b_i}{3\varepsilon d_{ij}d_{ki}},\mp \frac{a_i}{3\varepsilon d_{ij}d_{ki}}\biggr ), \end{aligned}$$(35)$$\begin{aligned} C^{(i)}_{\pm }&=\biggl (\pm \frac{b_i}{\varepsilon d_{ij}d_{ki}},\mp \frac{a_i}{\varepsilon d_{ij}d_{ki}}\biggr ), \end{aligned}$$(36) -
two base points of multiplicity 2 on the line \(\ell _3=0\):
$$\begin{aligned} B^{(3)}_{\pm }=\biggl (\pm \frac{b_3}{2\varepsilon d_{23}d_{31}},\mp \frac{a_3}{2\varepsilon d_{23}d_{31}}\biggr ). \end{aligned}$$(37)
The singular orbits of the map are as follows:
where \({\mathscr {L}}_{\mp }^{(i)}\) denotes the line through the points \(B_{\pm }^{(j)}\), \(B_{\pm }^{(k)}\).
Proof
The singular orbits (38) are a consequence of Proposition 3.2 and Theorem 3.3. It can be verified by straightforward computations that the points (35)–(37) are base points of the pencil of invariant curves \(\overline{{\mathcal {E}}}_{\lambda }\).\(\square \)
According to the Bézout theorem, there are 16 base points, counted with multiplicities. This number is obtained by
where \(\mathrm {mult}(P)\) denotes the multiplicity of the base point P.
5.1 Lifting the map to a surface automorphism
We blow up the plane \({{\mathbb {C}}}{{\mathbb {P}}}^2\) at the ten base points \(B_{-}^{(i)}\!, B_{+}^{(i)}\), \(i=1,2,3\), and \(C_{-}^{(i)}\!, C_{+}^{(i)}\), \(i=1,2\), and denote the corresponding exceptional divisors by \(E_{i,0},\dotsc , E_{i,n_i-1}\), \(i=1,2,3\). The resulting blow-up surface is denoted by X. On this surface \(\phi _{+}\) is lifted to an automorphism \(\widetilde{\phi }_{+}\) acting on the exceptional divisors according to the scheme [compare with (38)]
where \(\widetilde{{\mathscr {L}}}_{\pm }^{(i)}\) denotes the proper transform of the line \({\mathscr {L}}_{\pm }^{(i)}\).
We compute the induced pullback map on the Picard group \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\). Let \({\mathscr {H}}\in \mathrm {Pic}(X)\) be the pullback of the class of a generic line in \({{\mathbb {C}}}{{\mathbb {P}}}^2\). Let \({\mathscr {E}}_{i,n}\in \mathrm {Pic}(X)\), for \(i\leqslant 3\) and \(0\leqslant n\leqslant n_i-1\), be the class of \(E_{i,n}\). Then the Picard group is
The rank of the Picard group is 11. The induced pullback \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\) is determined by (3).
With Theorem 2.3 we arrive at the system of recurrence relations for the degree d(m):
with initial conditions \(d(0)=1\), \(\mu _i(m)=0\), for \(n=0,\dots ,3\), \(i=1,2\), and \(\mu _3(m)=0\), for \(m=0,1\). The generating functions of the solution to this system of recurrence relations are given by:
The sequence d(m) grows quadratically.
6 The case \((\gamma _1,\gamma _2,\gamma _3)=(1,2,3)\)
By Theorem 3.3 this case corresponds to the orbit data \((n_1,n_2,n_3)=(6,3,2)\), \((\sigma _1,\sigma _2,\sigma _3)=(1,2,3)\). In this case, we consider the Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) corresponding to a quadratic vector field of the form
The Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) admits an integral of motion (see [6, 20]):
where
The phase space of \(\phi _{+}:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) is foliated by the one-parameter family (pencil) of invariant curves
We define the projective curves \(\overline{{\mathcal {E}}}_{\lambda }\) as projective completion of \({\mathscr {E}}_{\lambda }\):
where we set
The pencil has \(\deg =6\) and contains two reducible curves
consisting of the lines \(\{\ell _i(x,y)=0\}\), \(i=1,2,3\), with multiplicities 1, 2, 3, and
consisting of the four lines \(\{\overline{P}_i(x,y,z)=0\}\), \(i=1,\dots ,4\), and the conic \(\{\overline{Q}(x,y,z) =0\}\). All curves \(\overline{{\mathcal {E}}}_{\lambda }\) pass through the set of base points which is defined as \(\overline{{\mathcal {E}}}_0\cap \overline{{\mathcal {E}}}_{\infty }\).
Proposition 6.1
The eleven (distinct) base points are given by:
-
six finite base points of multiplicity 1 on the line \(\ell _1=0\):
$$\begin{aligned}&B_{\pm }^{(1)}=\biggl (\pm \frac{b_1}{5\varepsilon d_{12}d_{31}},\mp \frac{a_1}{5\varepsilon d_{12}d_{31}}\biggr ), \end{aligned}$$(41)$$\begin{aligned}&C_{\pm }^{(1)}=\biggl (\pm \frac{b_1}{3\varepsilon d_{12}d_{31}},\mp \frac{a_1}{3\varepsilon d_{12}d_{31}}\biggr ),\quad D_{\pm }^{(1)}=\biggl (\pm \frac{b_1}{\varepsilon d_{12}d_{31}},\mp \frac{a_1}{\varepsilon d_{12}d_{31}}\biggr )\!,\qquad \quad \end{aligned}$$(42) -
two finite base points of multiplicity 2 on the line \(\ell _2=0\):
$$\begin{aligned} B_{\pm }^{(2)}=\biggl (\pm \frac{b_2}{4\varepsilon d_{12}d_{23}},\mp \frac{a_2}{4\varepsilon d_{12}d_{23}}\biggr ), \end{aligned}$$(43) -
one base point of multiplicity 2 at infinity on the line \(\ell _2=0\):
$$\begin{aligned} F^{(2)}=[b_2,-a_2,0], \end{aligned}$$(44) -
two finite base points of multiplicity 3 on the line \(\ell _3=0\):
$$\begin{aligned} B_{\pm }^{(3)}=\biggl (\pm \frac{b_3}{3\varepsilon d_{23}d_{31}},\mp \frac{a_3}{3\varepsilon d_{23}d_{31}}\biggr ). \end{aligned}$$(45)
The singular orbits of the map are as follows:
where \({\mathscr {L}}_{\mp }^{(i)}\) denotes the line through the points \(B_{\pm }^{(j)}\), \(B_{\pm }^{(k)}\).
Proof
The singular orbits (46) are a consequence of Proposition 3.2 and Theorem 3.3. It can be verified by straightforward computations that the points (41)–(45) are base points of the pencil of invariant curves \(\overline{{\mathcal {E}}}_{\lambda }\). \(\square \)
According to the Bézout theorem, there are 36 base points, counted with multiplicities. This number is obtained by
6.1 Lifting the map to a surface automorphism
We blow up the plane \({{\mathbb {C}}}{{\mathbb {P}}}^2\) at the eleven base points \(B_{-}^{(i)}\!, B_{+}^{(i)}\), \(i=1,2,3\), and \(C_{-}^{(1)}\!, C_{+}^{(1)}\), \(D_{-}^{(1)}\!, D_{+}^{(1)}\) and \(F^{(2)}\) and denote the corresponding exceptional divisors by \(E_{i,0},\dotsc , E_{i,n_i-1}\), \(i=1,2,3\). The resulting blow-up surface is denoted by X. On this surface \(\phi _{+}\) is lifted to an automorphism \(\widetilde{\phi }_{+}\) acting on the exceptional divisors according to the scheme [compare with (46)]
where \(\widetilde{{\mathscr {L}}}_{\pm }^{(i)}\) denotes the proper transform of the line \({\mathscr {L}}_{\pm }^{(i)}\).
We compute the induced pullback map on the Picard group \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\). Let \({\mathscr {H}}\in \mathrm {Pic}(X)\) be the pullback of the class of a generic line in \({{\mathbb {C}}}{{\mathbb {P}}}^2\). Let \({\mathscr {E}}_{i,n}\in \mathrm {Pic}(X)\), for \(i\leqslant 3\) and \(0\leqslant n\leqslant n_i-1\), be the class of \(E_{i,n}\). Then the Picard group is
The rank of the Picard group is 12. The induced pullback \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\) is determined by (3).
With Theorem 2.3 we arrive at the system of recurrence relations for the degree d(m):
with initial conditions \(d(0)=1\), \(\mu _1(m)=0\), for \(m=0,\dotsc ,5\), \(\mu _2(m)=0\), for \(m=0,1,2\), and \(\mu _3(m)=0\), for \(m=0,1\). The generating functions of the solution to this system of recurrence relations are given by:
The sequence d(m) grows quadratically.
7 The case \((\gamma _1,\gamma _2,\gamma _3)=(1,1,0)\)
By Theorem 3.3 this case corresponds to the orbit data \((n_1,n_2)=(2,2)\), \((\sigma _1,\sigma _2)=(1,2)\). In this case, we consider the Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) corresponding to a quadratic vector field of the form
For \(\ell _1(\mathbf{x})=x+y\), \(\ell _2(\mathbf{x})=x-y\), \(\ell _3(\mathbf{x})=x\) the vector field reads
and the Kahan discretization (13) reads
The Kahan map \(\phi _{+}:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) admits an integral of motion (see [5, 14]):
where
The geometry of the Kahan discretization was studied in [19]. The phase space of \(\phi _{+}:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) is foliated by the one-parameter family (pencil) of invariant curves
We define the projective curves \(\overline{{\mathcal {E}}}_{\lambda }\) as projective completion of \({\mathscr {E}}_{\lambda }\):
where we set
The pencil has \(\deg =2\) and contains two reducible curves
consisting of the lines \(\{\ell _i(x,y)=0\}\), \(i=1,2\), and
consisting of the two lines \(\{\overline{P}_i(x,y,z)=0\}\), \(i=1,2\). All curves \(\overline{{\mathcal {E}}}_{\lambda }\) pass through the set of base points which is defined as \(\overline{{\mathcal {E}}}_0\cap \overline{{\mathcal {E}}}_{\infty }\). According to the Bézout theorem, there are four base points, counted with multiplicities.
Proposition 7.1
The four base points are given by:
-
two base points of multiplicity 1 on each of the lines \(\ell _i=0\), \(i=1,2\):
$$\begin{aligned} B_{\pm }^{(i)}=\biggl (\pm \frac{b_i}{\varepsilon d_{ij}d_{ki}},\mp \frac{a_i}{\varepsilon d_{ij}d_{ki}}\biggr ). \end{aligned}$$(49)
The singular orbits of the map are as follows:
where \({\mathscr {L}}_{\mp }^{(i)}\) denotes the line through the points \(B_{\pm }^{(j)}\), \(B_{\pm }^{(k)}\).
Proof
The singular orbits are a consequence of Proposition 3.2 and Theorem 3.3. It can be verified by straightforward computations that the points (49) are base points of the pencil of invariant curves \(\overline{{\mathcal {E}}}_{\lambda }\). \(\square \)
With (25) we see that the point \(B_{-}^{(3)}\) is a fixed point of \(\phi _{+}\) while \(B_{+}^{(3)}\) is a fixed point of \(\phi _{-}\). Therefore, they participate in patterns
which do not qualify as singularity confinement patterns [15, 21] and need not be blown up.
7.1 Lifting the map to an analytically stable map
We blow up the plane \({{\mathbb {C}}}{{\mathbb {P}}}^2\) at the four base points \(B_{-}^{(i)}\!, B_{+}^{(i)}\), \(i=1,2\), and denote the corresponding exceptional divisors by \(E_{i,0},E_{i,1}\), \(i=1,2\). The resulting blow-up surface is denoted by X. On this surface \(\phi _{+}\) is lifted to an analytically stable map \(\widetilde{\phi }_{+}\) acting on the exceptional divisors according to the scheme [compare with (50)]
where \(\widetilde{{\mathscr {L}}}_{\pm }^{(i)}\) denotes the proper transform of the line \({\mathscr {L}}_{\pm }^{(i)}\).
We compute the induced pullback map on the Picard group \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\). Let \({\mathscr {H}}\in \mathrm {Pic}(X)\) be the pullback of the class of a generic line in \({{\mathbb {C}}}{{\mathbb {P}}}^2\). Let \({\mathscr {E}}_{i,n}\in \mathrm {Pic}(X)\), for \(i=1,2\) and \(n=0,1\), be the class of \(E_{i,n}\). Then the Picard group is
The rank of the Picard group is 5. The induced pullback \(\widetilde{\phi }_{+}^*:\mathrm {Pic}(X)\rightarrow \mathrm {Pic}(X)\) is determined by (3).
With Theorem 2.3 we arrive at the system of recurrence relations for the degree d(m):
with initial conditions \(d(0)=1\), \(\mu _1(m)=0\), for \(m=0,1\), and \(\mu _2(m)=0\), for \(m=0,1\). The solution to this system of recurrence relations is given by
The sequence d(m) grows linearly.
8 The case \((\gamma _1,\gamma _2,\gamma _3)=(n,1,-1)\)
By Theorem 3.3 this case corresponds to the orbit data \((n_1,n_2)=(1,n)\), \((\sigma _1,\sigma _2)=(1,2)\). In this case, we consider the Kahan map \(\phi _+:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) corresponding to a quadratic vector field of the form
The case \(n=1\) was studied in [20].
For \(\ell _1(\mathbf{x})=x\), \(\ell _2(\mathbf{x})=x+y\), \(\ell _3(\mathbf{x})=x-y\) the vector field reads
and the Kahan discretization (13) reads
Proposition 8.1
The Kahan map \(\phi _{+}:{\mathbb {C}}^2\rightarrow {\mathbb {C}}^2\) admits an integral of motion
where
for \(I=\{1,3,5,\dots ,n-1\}\) if n is even and \(I=\{2,4,6,\dots ,n-1\}\) if n is odd.
Proof
Note that the following identity holds:
Then, using (52), from Eq. (14) it follows that
Moreover, multiplying (15) by \(\ell _3(\mathbf{x})\) and (16) by \(\ell _2(\mathbf{x})\) and then subtracting the second equation from the first equation and again applying (52), we arrive at
On the other hand, from (53) it follows that
and therefore, with \(h_{\pm }^k(\mathbf{x})=(\varepsilon d_{23}k\ell _1(\mathbf{x})\pm 1)\), we find
if n is even, and
if n is odd. This proves the claim.\(\square \)
With Theorem 2.3 we arrive at the system of recurrence relations for the degree d(m):
with initial conditions \(d(0)=1\), \(\mu _1(0)=0\) and \(\mu _2(m)=0\), for \(m=0,\dots ,n-1\). The generating functions of the solution to this system of recurrence relations are given by
Note that the degrees of \(\phi _{+}^k\) grow linearly for \(k=1,\dots ,n-1\) and stabilize to \(n+1\) for \(k\geqslant n\). This seems to be the first example of a birational map of \(\deg =2\) with such behavior.
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The author would like to thank Matteo Petrera and Yuri Suris for their critical feedback on this manuscript.
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Zander, R. On the singularity structure of Kahan discretizations of a class of quadratic vector fields. European Journal of Mathematics 7, 1046–1073 (2021). https://doi.org/10.1007/s40879-021-00479-4
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DOI: https://doi.org/10.1007/s40879-021-00479-4