Abstract
In this short note, we give a proof of our partial C 0-estimate for Kähler–Einstein metrics. Our proof uses a compactness theorem of Cheeger–Colding–Tian and L 2-estimate for \(\bar{\partial}\)-operator.
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1 Introduction
In this paper, we give a proof of our conjecture on the partial C 0-estimate for Kähler–Einstein metrics with positive scalar curvature. As a corollary, as we already pointed out in [9], the Gromov–Hausdorff limits of Kähler–Einstein manifolds are projective varieties.
Let M be a compact Kähler manifold with positive first Chern class c 1(M). We denote by \(\mathcal{K}(M)\) the set of all Kähler metrics ω with Kähler class [ω]=c 1(M). Consider its set
Clearly, \(\mathcal{K}(M,t_{0})\) is empty unless t 0≤1 and \(\mathcal{K}(M, 1)\) is the set of Kähler–Einstein metrics on M with Kähler class c 1(M).
By the Kodaira embedding theorem, for ℓ sufficiently large, any basis of \(H^{0}(M, K_{M}^{-\ell})\) embeds M into a projective space \(\mathbb{C}P^{N}\). For any \(\omega\in\mathcal{K}(M,t_{0})\), choose a Hermitian metric h with ω as its curvature form and any orthonormal basis {σ i }0≤i≤N of each \(H^{0}(M, K_{M}^{-\ell})\) with respect to the induced inner product by h and ω. Put
This is independent of the choice of h and the orthonormal basis {σ i }.
Conjecture 1.1
[8] There are uniform constants c k =c(k,n)>0 for k≥1 and ℓ i →∞ such that for any \(\omega\in\mathcal{K}(M,t_{0})\) and ℓ=ℓ i for each i,
Remark 1.2
In fact, I expect the stronger version of Conjecture 1.1: There are uniform constants c k =c(k,n)>0 for k≥1 and ℓ 0=ℓ 0(n) such that for any \(\omega\in\mathcal{K}(M,t_{0})\), and ℓ≥ℓ 0, ρ ω,ℓ ≥c ℓ .
The resolution of this conjecture will lead to a proof of the Yau–Tian–Donaldson conjecture: If M is K-stable for a sufficiently large ℓ, then M admits a Kähler–Einstein metrics. For recent progress, see [11].
If ω i is a sequence of Kähler metrics on M with [ω i ]=c 1(M) and their Ricci curvature greater than or equal to t 0>0, then by taking a subsequence if necessary, we may assume that (M,ω i ) converge to a length space (M ∞,d ∞). On the other hand, for ℓ sufficiently large, we have embeddings \(\psi_{i}: M\hookrightarrow\mathbb{C}P^{N}\) by an orthonormal basis of \(H^{0}(M, K_{M}^{-\ell})\) with respect to ω i . By taking a subsequence if necessary, we may assume that \(\psi _{i}(M)\subset\mathbb{C}P^{N}\) converge to a holomorphic cycle \(\bar{M}_{\infty}\subset\mathbb{C}P^{N}\). It was known (see [9]) that the irreducibility of \(\bar{M}_{\infty}\) implies Conjecture 1.1.
We have expected since the early 1990s:
Conjecture 1.3
The Gromov–Hausdorff limit M ∞ coincides with the complex limit \(\bar{M}_{\infty}\). In particular, \(\bar{M}_{\infty}\) is irreducible.
Our main theorem of this paper is to confirm Conjecture 1.1 for \(\mathcal{K}(M,1)\), precisely.
Theorem 1.4
There are a positive constant ϵ=ϵ(n)>0 and sufficiently large ℓ=ℓ(n) such that ρ ω,ℓ ≥ϵ for all \(\omega\in\mathcal{K}(M,1)\).
It is known that for each n, there are only finitely many family of compact Kähler manifolds of complex dimension n and with positive first Chern class. Hence, Theorem 1.4 holds for all Kähler–Einstein manifolds of dimension n.
Let (M i ,ω i ) be any sequence of Kähler–Einstein manifolds with Ric(ω i )=ω i and which converges to (M ∞,d ∞) in the Gromov–Hausdorff topology. Theorem 1.4 follows from the following:
Theorem 1.5
There are a positive constant c>0 and sufficiently large ℓ=ℓ(n) such that \(\rho_{\omega_{i}, \ell} \ge c\) for all (M i ,ω i ).
It follows from [1] that there is a closed subset \(\mathcal{S}\subset M_{\infty}\) of Hausdorff codimension at least 4 such that \(M_{\infty}\backslash\mathcal{S}\) is a smooth Kähler manifold and d ∞ is induced by a Kähler–Einstein metric ω ∞ outside \(\mathcal{S}\) with Ric(ω ∞)=ω ∞. Moreover, ω i converges to ω ∞ in the C ∞-topology outside \(\mathcal{S}\).
A consequence of the above theorem implies (as indicated in [9]):
Theorem 1.6
The Gromov–Hausdorff limit M ∞ is a variety embedded in some \(\mathbb{C}P^{N}\) and \(\mathcal{S}\) is a subvariety.
In particular, this theorem affirms Conjecture 1.3 for Kähler–Einstein metrics. The proof of this theorem is based on the same arguments as those in the proof of Theorem 1.4, that is, constructing holomorphic sections which separate points for the limit of embeddings ψ i . A proof based on Theorem 1.4 was already given by Chi Li in his thesis. We will omit the details in this note (cf. [11, Sect. 5]).
The main theorems above were announced with an outlined proof in our expository paper [10] submitted for a proceeding last June. I also lectured on these theorems in several conferences in last June and July. Meanwhile, I learned that Donaldson and Sun had posted a preprint [4] last June in which they also gave an independent proof of these two theorems. This note just provides a proof of the first theorem following the arguments in [10]. The second theorem follows easily as we indicated above. The first version of this note was completed last July. In this newer version, I made some simplifications and fixed some notations.
It is also worth mentioning that I gave a complete solution for the YTD conjecture in the case of Fano manifolds (see [11]) last October. My solution relies on establishing the partial C 0-estimate for conic Kähler–Einstein metrics.
2 Proving Theorem 1.5
The proof of Theorem 1.5 is essentially a localized version of the proof for the following:
Proposition 2.1
By taking a subsequence if necessary, for each ℓ, we see that \(H^{0}(M_{i}, K_{M_{i}}^{-\ell})\) converges to \(H^{0}(M_{\infty}, K_{M_{\infty}}^{-\ell})\) as i tends to ∞ in the sense: There are orthonormal bases \(\{\sigma^{i}_{a}\}_{0\le a \le N}\) of \(H^{0}(M_{i}, K_{M_{i}}^{-\ell})\) with respect to h i such that \(\sigma _{a}^{i}\) converges to \(\sigma^{\infty}_{a}\) (0≤a≤N) as i tends to ∞ and \(\{\sigma^{\infty}_{a}\}\) forms an orthonormal basis of \(H^{0}(M_{\infty}, K_{M_{\infty}}^{-\ell})\).
As in [7], we prove this by using the L 2-estimate for \(\bar{\partial}\)-operator and the theory for elliptic equations. Next we recall from [8]:
Lemma 2.2
For each i and any \(\sigma\in H^{0}(M_{i}, K_{M_{i}}^{-\ell})\), we have the following identities:
and
Corollary 2.3
There is a uniform constant C 0 such that for any \(\sigma\in H^{0}(M_{i}, K_{M_{i}}^{-\ell})\) (ℓ>0), we have
and
It follows from Lemma 2.2 and the standard Moser iteration since the Sobolev constants of (M i ,ω i ) are uniformly bounded due to some results of Croke and Li (see [3, 5, 6]).
It follows that by taking a subsequence if necessary, we may assume \(\sigma_{a}^{i}\) converges to a \(\sigma_{a}^{\infty}\) as i tends to ∞. Furthermore, one can show that \(\rho_{\omega_{i},\ell}\) are uniformly continuous and converge to \(\rho_{\omega_{\infty},\ell} \) which is also continuous on M ∞.
Thus, in order to prove Theorem 1.5, we only need to show
Since \(\rho_{\omega_{\infty},\ell} \) is continuous and M ∞ is compact, it suffices to show that for any x∈M ∞, there is ℓ=ℓ x such that
This can be achieved by using the L 2-estimate and the structure results on M ∞ from [1].
According to [1], for any r i ↦0, by taking a subsequence if necessary, we have a tangent cone \(\mathcal{C}_{x}\) of (M ∞,ω ∞) at x, where \(\mathcal{C}_{x}\) is the limit \(\lim_{i\to\infty} (M_{\infty}, r_{i}^{-2} \omega_{\infty}, x)\) in the Gromov–Hausdorff topology, satisfying:
-
(i)
\(\mathcal{C}_{x}\) is a Kähler cone with vertex o;
-
(ii)
Each \(\mathcal{C}_{x}\) is regular outside a closed subcone \(\mathcal {S}_{x}\) of complex codimension at least 2. Such a \(\mathcal{S}_{x}\) is the singular set of \(\mathcal{C}_{x}\);
-
(iii)
There is a natural Kähler Ricci-flat metric g x on \(\mathcal {C}_{x} \backslash\mathcal{S}_{x}\) which is also a cone metric.
Since g x is a Kähler cone metric, its Kähler form ω x is equal to \(\sqrt{-1} \partial\bar{\partial}\rho_{x}^{2}\) on the regular part of \(\mathcal{C}_{x}\), where ρ x denotes the distance function from the vertex of \(\mathcal {C}_{x}\), denoted by x for simplicity. In other words, the trivial bundle \(L_{x} = \mathcal{C}_{x}\times\mathbb{C}\) over \(\mathcal{C}_{x}\) admits a Hermitian metric \(e^{-\rho_{x}^{2}}|\cdot|^{2}\) whose curvature is ω x .
Without loss of generality, we may choose r i such that \(k_{i}= r_{i}^{-2}\) are integers.
Now we fix some notations: For any r,δ,ϵ>0, we denote by V(x;δ,ϵ,r) the set
where B R (o,g x ) denotes the geodesic ball of \((\mathcal{C}_{x}, g_{x})\) centered at the vertex o and with radius R.
If \(\mathcal{C}_{x}\) has isolated singularity, i.e., ∂B 1(x) is smooth, then we can drop ϵ and write
Let k i be the above sequence such that (M ∞,k i ω ∞,x) converges to \((\mathcal{C}_{x}, g_{x}, x)\). By [1], for any given δ,ϵ>0, whenever i is sufficiently large, there are diffeomorphisms \(\phi_{i}: V(x;\delta,\epsilon, 2)\mapsto M_{\infty}\backslash\mathcal{S}\), where \(\mathcal{S}\) is the singular set of M ∞, satisfying:
-
(i)
d(x,ϕ i (V(x;δ,ϵ,2)))<δr i and \(\phi _{i}(V(x;\delta,\epsilon, 2)) \subset B_{3 r_{i}}(x)\), where B R (x) the geodesic ball of (M ∞,ω ∞) with radius R and center at x;
-
(ii)
If g ∞ is the Kähler metric with the Kähler form ω ∞ on \(M_{\infty}\backslash\mathcal{S}\), then
$$ \lim_{i\to\infty} \bigl\|r_i^{-2} \phi_i^*g_\infty- g_x \bigr\|_{C^6(V(x;\delta/2, \epsilon/2, 3))} = 0, $$(2.7)where the norm is defined in terms of the metric g x .
Lemma 2.4
There is an integer a>0 such that for i sufficiently large, there are δ i ↦0Footnote 1 and isomorphisms ψ i from the trivial bundle \(\mathcal {C}_{x}\times\mathbb{C}\) onto \(K_{M_{\infty}}^{-a k_{i}}\) over V(x;δ,ϵ,2) commuting with ϕ i satisfying:
where ∥⋅∥ denotes the induced norm on \(K_{M_{\infty}}^{-k_{i}}\) by g x , D denotes the covariant derivative with respect to the norms ∥⋅∥ and \(e^{-\rho_{x}^{2}/2} |\cdot|\).
Proof
First we note that by a recent result of Colding–Naber [2], the regular part \(\mathrm{Reg}(\mathcal{C}_{x})\) of \(\mathcal{C}_{x}\) is geodesically convex, so its universal cover \(\widetilde{\mathrm{Reg}}(\mathcal{C}_{x})\) is a finite cover, say of the order a≥1. Since g x is a Kähler Ricci-flat metric on \(\mathcal{C}_{x}\), the induced metric on \(\widetilde{\mathrm{Reg}} (\mathcal{C}_{x})\) has its holonomy group in SU(n) and consequently, \(K_{\mathcal{C}_{x}}^{-a}\) admits a parallel section. It follows that for i sufficiently large, \(K_{M_{\infty}}^{-a}\) is trivial over ϕ i (V) for any open subset V whose closure is contained in \(\mathrm{Reg}(\mathcal{C}_{x})\). This makes it plausible to construct the isomorphisms ψ i . For simplicity, we assume a=1 or equivalently, \(\mathrm{Reg}(\mathcal {C}_{x})\) is simply connected, otherwise, we do the following on its universal cover \(\widetilde{\mathrm{Reg}}(\mathcal{C}_{x})\). We cover V(x;δ,ϵ,2) by finitely many geodesic balls \(B_{s_{\alpha}}(y_{\alpha})\) (1≤α≤N) such that the closure of each \(B_{2s_{\alpha}}(y_{\alpha})\) is strongly convex and contained in \(\mathrm{Reg}(\mathcal{C}_{x})\). Now we construct ψ i . For simplicity of notations, we fix a sufficiently large i and write r=r i , k=k i etc. First we construct \(\tilde{\psi}_{\alpha}\) over each \(B_{2 s_{\alpha}}(y_{\alpha})\). For any \(y\in B_{2 s_{\alpha}}(y_{\alpha})\), let \(\gamma _{y}\subset B_{2 s_{\alpha}}(y_{\alpha})\) be the unique minimizing geodesic from y α to y. We define \(\tilde{\psi}_{\alpha}\) as follows: First we define \(\tilde{\psi}_{\alpha}(1)\in L_{i}|_{\phi(y_{\alpha})}\), where \(L_{i}=K_{M_{\infty}}^{-k}\), such that \(\|\psi(1)\|^{2} = e^{-\rho _{x}^{2}(y_{\alpha})}\). Next, for any y∈U α , where \(U_{\alpha}= B_{2 s_{\alpha}}(y_{\alpha})\), define \(\tilde{\psi}_{\alpha}: \mathbb{C}\mapsto L_{i}|_{y}\) by \(\tilde{\psi}_{\alpha}(a(y)) = \tau(\phi(y))\), where a(y) is the parallel transport of 1 along γ y with respect to the standard norm above and τ(ϕ(y)) is the parallel transport of ψ(1) along ϕ⋅γ y . Clearly, we have the first equation in (2.8). The estimates on derivatives can be done as follows: If \(a: U_{\alpha}\mapsto U_{\alpha}\times\mathbb{C}\) and \(\tau: U_{\alpha}\mapsto\phi^{*}L|_{U_{\alpha}}\) are two sections such that \(\tilde{\psi}_{\alpha}(a) = \tau\), then we have the identity: \(D\tau = D\tilde{\psi}_{\alpha}(a) + \tilde{\psi}_{\alpha}(D a)\), where D denotes the covariant derivatives with respect to various norms on line bundles. By the definition, one can easily see that \(D \tilde{\psi}_{\alpha}(y_{\alpha}) \equiv0\). To estimate \(D\tilde{\psi}_{\alpha}\) at y, we differentiate along γ y to get
where T is the unit tangent of γ y and X is a vector field along γ y with [T,X]=0. Here we have used the fact that \(D_{T}\tilde{\psi}_{\alpha}=0\) which follows from the definition. Using the curvature formula, we see that it is the same as
Using
we deduce from the above that \(D_{T}(D_{X}\tilde{\psi}_{\alpha}(a))\) converges to 0 as i tends to ∞. Since \(D_{X}\tilde{\psi}_{\alpha}= 0\) at y α , we see that \(\|D \tilde{\psi}_{\alpha}\|_{C^{0}(U)}\) can be made sufficiently small. The higher derivatives can be bounded in a similar way.
Next we want to modify each \(\tilde{\psi}_{\alpha}\) to get the required ψ=ψ i . For any α,β, we set
Clearly, θ αγ =θ αβ ⋅θ βγ on U α ∩U β ∩U γ , so we have a closed cycle {θ αβ }. Using the fact that \(K_{M_{\infty}}^{-k}\) is trivial over ϕ i (V) for any \(V\Subset\mathrm{Reg}(\mathcal{C}_{x})\), one can deduce from the simply connectedness that this cycle has to be exact, moreover, by replacing each U α by \(B_{s_{\alpha}}(x_{\alpha})\), we can construct \(\zeta _{\alpha}: B_{s_{\alpha}}(x_{\alpha})\mapsto S^{1}\) satisfying:
-
(i)
\(\tilde{\psi}_{\alpha}\cdot\zeta_{\alpha}= \tilde{\psi}_{\beta}\cdot \zeta_{\beta}\) on \(B_{s_{\alpha}}(x_{\alpha})\cap B_{s_{\beta}}(x_{\beta})\);
-
(ii)
\(\|D \zeta_{\alpha}\|_{C^{3}(B_{s_{\alpha}}(x_{\alpha}))}\) is dominated by \(\|D \tilde{\psi}_{\alpha}\|_{C^{3}(U)}\).
Then we can get ψ by setting \(\psi= \tilde{\psi}_{\alpha}\cdot\zeta_{\alpha}\) on \(V(x;\delta,\epsilon, 2)\cap B_{s_{\alpha}}(x_{\alpha})\). It is easy to show that this ψ has all the properties we asked. □
We also have the following extension property:
Lemma 2.5
Given any c>0, there are small δ>ϵ>0, which may depend on c and the cone \(\mathcal{C}_{x}\),Footnote 2 such that for any holomorphic function f on V(x;δ,ϵ,2) with |f|,|df|≤c and Re(f)≥1 on \(\partial B_{1}(o,g_{x})\cap V(x;1/2,\delta^{\frac{1}{4n(n+1)}}, 2)\), we have
where v∈∂B 1(o,g x ) satisfying \(d(v , \mathcal {S}_{x}\cap\partial B_{1}(x,g_{x})) \ge1/100\).
Proof
This is proved by using the Green function on B 1(o,g x ) with boundary value 0. Let η be a cut-off function satisfying: η(t)=0 for t≤1, η(t)=1 for t≥2 and |η′(t)|≤1. Put
Define
Then F vanishes near the singularity of \(\mathcal{C}_{x}\) and smooth on \(\mathrm{Reg}(\mathcal{C}_{x})\). Moreover,
Clearly, it implies that ΔF supports in V(x;δ,ϵ,2)∖V(x;2δ,2ϵ,2) and for some uniform constant C′, we have
If G(⋅,⋅) denotes the Green function on B 1(o,g x ) with boundary value 0, then we have
Note that if δ is sufficiently small, the first integral on the right can be bounded from below by
On the other hand, if \(y = \sqrt{\delta} v \) as above, we have
where C″ is a uniform constant which may depend on \(\mathcal{C}_{x}\). Since \(\mathcal{S}_{x}\) is codimension at least 4,Footnote 3 by choosing ϵ sufficiently small, we can deduce from the above
Then the lemma follows easily from (2.9). □
Now we can apply the L 2-estimate to proving (2.6), and consequently, Theorem 1.5. Choose 0<ϵ<δ small such that Lemma 2.5 holds. For each i sufficiently large, there is a section τ i =ψ i (e) of \(K_{M_{i}}^{-k_{i}}\) on ϕ i (V(x;δ,ϵ,2)) such that \(\|\tau_{i}\|^{2} = e^{1 -\rho_{x}^{2}}\). Clearly, ∥τ i ∥ is greater than 1 inside B 1(x) and less than 1 outside B 1(x). By Lemma 2.4, \(\|\bar{\partial}\tau_{i}\| \le C \delta_{i}\) for some uniform constant C. Let η be the cut-off function satisfying: η(t)=0 for t≤1, η(t)=1 for t≥2 and |η′(t)|≤1. We define for any y∈V(x;δ,ϵ,2),
Here l is a large integer which depends only on δ. Clearly, \(\tilde{\tau}_{i}\) extends to a Lipschitz section of \(K_{M_{\infty}}^{-l k_{i}}\) on M ∞ satisfying:
-
(i)
\(\tilde{\tau}_{i} \) coincides with \(\tau_{i}^{\ell}\) on ϕ i (V(x;2δ,2ϵ,3/2));
-
(ii)
\(\int_{M_{\infty}} \|\bar{\partial}\tilde{\tau}_{i}\|^{2} \omega _{\infty}^{n} \le C r_{i}^{2n-2}\).
Note that C, C′ et al., always denote uniform constants. Set ℓ=lk i . By the L 2-estimate for \(\bar{\partial}\)-operator,Footnote 4 we get a section v i of \(K_{M_{\infty}}^{-\ell}\) such that \(\bar{\partial}v_{i} = \bar{\partial}\tilde{\tau}_{i}\) and
Then \(\sigma_{i} = \tilde{\tau}_{i} - v_{i}\) is a holomorphic section of \(K_{M_{\infty}}^{-\ell}\). By (i),
then by applying the standard elliptic estimates, we can get
for any \(y\in\phi_{i}(V(x;1/2,\delta^{\frac{1}{4 n(n+1)}}, 3/2))\cap \partial B_{1}(o,g_{x})\).
We can make ∥v i ∥ restricted to ϕ i (V(x;1/2,δ,3/2))∩∂B 1(o,g x ) as small as we want on so long as (δl 2(n+1))−1 is small enough. On the other hand, since ∥σ i ∥ are uniformly bounded, as i tends to ∞, σ i restricted to \(\phi_{i} (B_{3/2}(o,g_{x}))\backslash\mathcal {S}\) converges to a holomorphic function f on B 3/2(o,g x ). By our construction, \(\tilde{\tau}_{i}\) converges to 1 on B 3/2(o,g x ). This implies that Re(f)≥1/2 on ∂B 1(o,g x ). Then by Lemma 2.5, we can show that if i is sufficiently large, \(\|\sigma_{i}\| (\phi_{i}(\sqrt{\delta} v ) )\ge1/4\) for some v∈∂B 1(o,g x ) with \(d(v, \mathcal {S}_{x}) \ge1/10\).
By applying the second estimate in Corollary 2.3 to σ i , we get
Since the distance \(d(x_{i}, \phi_{i}(\sqrt{\delta} v)) \) is less than \(2\sqrt{\delta} r_{i}\) for i sufficiently large, we deduce from the above estimates
Therefore, if we choose δ sufficiently small, then \(\rho _{\omega_{\infty},\ell} (x) > 1/8\). The theorem is proved.
Remark 2.6
There is another way of constructing \(\tilde{\tau}_{i}\). Instead of transplanting the constant function 1 on V(x;δ,ϵ,2), one can do the same on V(x;δ,ϵ,R) for a very large R. Then one can use the L 2-estimate to construct σ i even without using Lemma 2.5.
Notes
In fact, δ i can be chosen depending only on \(\|k_{i} \phi^{*}g_{\infty}- g_{x} \| _{C^{6}(V(x;\delta/2,\epsilon/2, 3))}\).
It is possible to remove the dependence on \(\mathcal{C}_{x}\) by using known estimates on Green function over manifolds with nonnegative Ricci curvature.
This is not crucial, by choosing ζ 2 more carefully, we can prove this lemma under the assumption that \(\mathcal{C}_{x}\) arises from a limit of conic Kähler–Einstein metrics and has \(\mathcal{S}_{x}\) of codimension 2.
We can do it directly on M ∞ by using the L 2-estimate on M i and Proposition 2.1.
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Tian, G. Partial C 0-Estimate for Kähler–Einstein Metrics. Commun. Math. Stat. 1, 105–113 (2013). https://doi.org/10.1007/s40304-013-0011-9
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DOI: https://doi.org/10.1007/s40304-013-0011-9