Introduction

The 18-month period of complementary feeding (CF), from approximately 6 to 24 months of age, is the largest proportion of the “1,000 day Critical Window”. During these dynamic months, the infant must transition to consuming a variety of textures and types of foods while meeting relatively high nutrient requirements, and to developing autonomy and exerting preferences and self-feeding skills. This period is also crucial for establishing and/or maintaining an appropriate trajectory of growth, both linear and ponderal.

Despite the importance of this period, the evidence base for best practices in CF is limited primarily to observational data. This review will focus on westernized nations where excess infant weight gain and subsequent obesity are primary outcomes of concern, as opposed to growth faltering in developing nations [1]. Historically, considerations of the impact of diet after early infancy have not typically distinguished or controlled for breastfeeding versus formula feeding, or a combination thereof. Yet this fundamental consideration is critical for both CF timing and food (or supplement) choices. For simplicity, this review will address breastfed and formula-fed infants as distinct groups, acknowledging that feeding occurs along a spectrum between these two feeding modes. Herein, the term “complementary foods” (CF) refers to nutrient- and energy-containing solid or semi-solid foods (or liquids) fed to infants in addition to human milk (HM) or formula.

In this review, the evidence base for the broad areas of timing of CF; impact of macro- and micro-nutrient sources; nutritional risks; and feeding behaviors are discussed. This overarching framework reflects the premise that each of these areas are inter-connected and equally important to a healthy progression through a period of tremendous physical and social–emotional development (Fig. 1). Although intervention trials have been prioritized for discussion, the paucity of such data in the literature has inevitably resulted in inclusion of a broader evidence review.

Fig. 1
figure 1

Factors influencing health outcomes during the CF window. This figure demonstrates the inter-connected and complex inputs that affect the health outcomes associated with the CF period. A common clinical example of this interplay is the predominantly breastfed infant that exhibits growth faltering without any detectable underlying medical problem. In such cases, it is often due to a combination of predominantly low calorie CF, modest HM intake, micronutrient deficiencies that impact infant temperament and growth, and a stressed feeding relationship resulting from parental frustration. In formula-fed infants, a more common concern is excessive infant weight gain, which can often be driven by a different combination of factors residing in all three of the categories shown above

When

The American Academy of Pediatrics (AAP) and numerous other organizations recommend exclusive breastfeeding for approximately 6 months, with a minimum of 4 months [2]. Whether 4 or 6 months is the ideal age for introduction of CF has remained controversial [3, 4], partially because of the small number of intervention trials that have randomized timing of introduction to solid foods [3, 5, 6, 7••]. For infants in westernized, hygienic settings, adverse impact on growth has not been identified for groups according to either interval [7••, 8]. However, in reality, over 50 % of infants in the United States are reportedly fed solid foods before 4 months of age [9••].

In developed countries, the major outcomes of concern that drive this controversy are infants’ micronutrient status (namely, iron and zinc), risk of excessive weight gain and later obesity, and atopic disease. These risk factors differ by feeding mode (breast- vs. formula-fed). Two trials that randomized the timing of introduction of CF found early introduction (at 4 months) resulted in improved serum ferritin (i.e. iron storage) at 6 months among breastfed infants [7••], but did not impact the iron status of formula-fed infants, who are at minimal risk of micronutrient deficiencies [6].

The evidence for a relationship between timing of introduction of CF and infant obesity risk is equally conflicting. Some studies have failed to detect a relationship [10], while others report relationships with a variety of obesity outcomes at various time points [1113]. Again, infant feeding mode may explain this variation. Two large cohort studies have reported that early introduction of CF was associated with increased odds of obesity at 3 years only among formula-fed infants [14•], and increased infant weight gain only among infants who were breastfed <20 weeks [15].

As with all outcomes related to infant feeding, the initial feeding mode (breast vs. formula) and the individual infant’s growth and risk must be considered beyond this 4-month period. Certain individuals or subgroups (e.g., breastfed infants at risk for micronutrient deficiency, late pre-term, or low birth weight infants) may benefit from introduction of specific CF before 6 months, although actual micronutrient deficiencies may be better addressed with therapeutic supplements.

What—Energy and Nutrient Considerations

Energy

Following the introduction of CF, the caloric contribution of HM/formula often dramatically differs between breastfed and formula-fed infants/toddlers. The breastfed infant exhibits fairly tight self-regulation of energy intake, with decreasing consumption of HM in response to caloric intake from CF [16], even when breastfeeding frequency is maintained [3, 5]. A reduction in infant demand for HM will impact maternal milk supply so that caloric contribution from HM will tend to decrease as intake of solids increases. In one study, breastfed infants over 6 months of age decreased HM consumption more with calorically dense CF [17]. Despite compensatory decreases in HM consumption, high energy density CF resulted in higher total caloric intake and infant weight gain. This study objectively illustrates the complexity of the feeding environment and emphasizes that high (or low)-calorie foods can impact weight gain in the short term [17]. From a clinical standpoint, the imprecision of appetite and energy regulation is evidenced when predominantly breastfed infants exhibit growth faltering without any detectable underlying medical problem. In such cases, it is often due to a combination of predominantly low-calorie CF, modest HM intake, micronutrient deficiencies (see below), and sometimes, a stressed feeding relationship.

This infant demand–maternal supply feedback system is lacking in formula-fed infants, and appetite regulation may be more easily over-ridden. For example, in formula-fed infants before 6 months, CF may be additive to rather than substitutive of the calories from formula [18], and may place certain infants at risk for excess weight gain [19]. The mechanisms whereby appetite and satiety may be deregulated, particularly in the formula-fed infant, remain unknown, but likely include a combination of the following: absence of biological feedback that reduces HM supply; exclusive bottle feeding [20, 21]; lack of exposure to bioactive components in HM that regulate appetite and satiety [22]; and varied satiety responses to different CF (high vs. low-calorie and liquids vs. semi-solids). Irrespective of the mechanism, impaired appetite regulation may lead to excess caloric intake and weight gain. In one group of infants selected for familial risk of developing obesity, careful prospective determinations of energy intake and energy expenditure found that energy intake, not expenditure or parental adiposity, was predictive of body weight and adiposity at 1 and 2 years of age [23, 24]. The balance of energy density of CF and formula intake should be monitored after CF are introduced, to avoid overconsumption and excess weight gain.

Fat

In developed countries, concerns about pediatric overweight/obesity have drawn attention to the importance of the energy density of CF (as discussed above). HM and formula provide approximately 50 % of calories from fat, although there is inherently more fluctuation in the fat content of HM. During the period of CF, it is recommended that infants transition to a diet consisting of ~30–40 % calories from fat [25] with a gradual reduction to 20–30 % calories from fat by year 2 [26]. While median intakes of fat among US toddlers are within these guidelines, approximately one-quarter of toddlers consume diets below the recommended range of fat, while only 3 % exceeded the recommended range [27]. The traditional emphasis placed on cereal, fruits, and vegetables as first foods, all of which are low in fat, contributes to an overall sharp reduction in the percentage of energy from fats in older infants and may be associated with inadequate energy intake, especially in those who are breastfed.

Both the quantity and quality of fat in the transitional diet are relevant. The quality of dietary fat is critical to provide optimal intakes of essential and beneficial fatty acids. Breast milk and most infant formulas are rich sources of long chain-polyunsaturated fatty acids (LC-PUFAs). However, intake of these lipid components dramatically decreases as HM and formula consumption wanes [28]. Higher intakes of LC-PUFA at 14 months of age have been associated with lower risk of overweight at the age of preschool [29], yet interventions manipulating the type of dietary fat in CF have been very limited. A fish oil supplementation trial from 9 to 12 months of age (5 mL daily) resulted in increased serum cholesterol, decreased systolic blood pressure, decreased serum triglycerides over time [30], and improved immune response [31] in supplemented infants. Avoidance of saturated fat and cholesterol may also be an effective early strategy for reduction of cardiovascular disease risk. The famous “STRIP” (Special Turku Coronary Risk Factor Intervention Project) trial, initiated at 7 months of age, counseled intervention families to decrease infant saturated fat and cholesterol intake while improving intake of PUFAs, vegetable oils, and skim milk after 12 months [32]. These infants grew similarly to control infants, and exhibited lower serum cholesterol at 13, 24, and 36 months [33]. Notably, both intervention and control infants exhibited quite low fat intakes (<30 % energy from calories) at 8 and 13 months, and had marginally adequate intakes of vitamin D and iron [3335]. Longer-term follow-up of this cohort has demonstrated favorable effects on obesity and cardiovascular health status [36, 37].

These studies collectively confirm nutrient-rich sources of fat that provide essential and beneficial fatty acids (e.g., LC-PUFA) and micronutrients provide health benefits and diminish future disease risk. No current evidence indicates adverse outcomes from fat intakes within the recommended range of 30–40 % of energy from fat. Indeed, a relatively generous dietary fat intake from nutrient dense sources may also foster healthy growth and ensure micronutrient sufficiency without placing infants/toddlers at risk for excessive weight gain [24, 29]. However, a well-selected lower fat intake (<30 % of calories from fat) can also be safe and adequate for normal growth and development when emphasis is placed on nutrient dense CF that provide adequate energy and meet requirements for micronutrients and essential fatty acids. In instances of excessive weight gain, a reduction in fat intake (especially saturated fats), is an appropriate intervention to reduce overall energy intake [26].

Protein

“High protein” intake has been cited as a risk factor for excessive weight gain during the CF period, but the basis for this concern has several important nuances. Building on early observational data that suggested a relationship between protein intake during the first 2 years of life with fatness at later childhood [24, 3840], a large European trial randomized infants within the first 2 months of life to infant formulas with different concentrations of cow milk protein through the first year [41]. Infants who received the high protein formula had greater weight gain and weight relative to length by 6 months. The primary divergence occurred during the first 6 months, peaked at 12 months, and persisted over the 2-year follow-up period [41]. In a non-random subgroup, higher protein intake was associated with higher weight velocity in the first 6 months, which was correlated with fat mass at 6 months, which in turn correlated with BMI at 6, 12, and 24 months [42]. Notably, the amounts of protein in the high protein formulas were very high, leading to intakes well above typical intakes.

The type of protein source is likely critical: only dairy protein has been demonstrated to promote higher growth rates. The exact mechanism is unknown; stimulation of both the insulin-like growth factor-1 (IGF-1) axis and insulin activity have been documented [43]. In one short-term randomized trial, cow milk (vs. infant formula) was assigned as a CF between 9 and 12 months of age [44]. No effect on growth was observed but the percentage of energy from cow milk protein was associated with IGF-1 levels. Although the results were attributed to the short duration and relatively small sample size, they may also reflect different susceptibility of breastfed infants to protein source compared to formula-fed infants, since the protein intake from HM is considerably lower than that of typical infant formulas.

Although few trials have been conducted to examine the effects of meat on growth, the existing data do not suggest a growth-stimulating effect of meat when used as a CF in healthy breastfed infants [45, 46, 47••], nor in stunted breastfed infants [48••]. The difference in effect of dairy versus meat protein is further supported by a study in 8-year-old children in which dairy was associated with higher IGF-1 concentrations compared to high protein intake from meat [49].

Based on concerns of obesigenic effects, a maximum intake of 15 % of total energy from protein has been recommended for later infancy and the second year of life, with particular emphasis on limiting dairy protein [50, 51]. Prospective observational trials, however, have found conflicting results regarding protein intake and weight status at 2 years of age [24, 29, 51]. Median intakes of protein as a percentage of energy for older infants (6–11 months) and toddlers (12–24 months) in the US were 9 and 15 %, respectively [27]. In a randomized trial comparing meats versus fortified infant cereal as predominant CF for older breastfed infants, the percentage of energy from protein was 17 and 9–10 %, respectively, with no differences in growth or weight status [47••]. The optimal contribution of total protein to the weaning diet is thus debatable. Consideration of at least three factors is warranted for any recommendation: timing of exposure; source of protein; and host feeding status.

Micronutrients

The distinctions for breastfed versus formula-fed infants’ CF needs are perhaps most notable in relation to the risk of micronutrient inadequacy. Fortification of all standard infant formulas with all essential micronutrients results in a minimal risk of deficiencies for healthy, term, formula-fed infants. This risk changes after 12 months of age, when most healthy toddlers have transitioned to family foods and no longer consume formula. U.S. survey data indicated that toddlers’ average intakes of most micronutrients, including antioxidants, B vitamins, and other micronutrients, were adequate [27]. In contrast, older breastfed infants are clearly at risk for certain micronutrient deficiencies. Assuming maternal diet is adequate and unrestricted, the gap between potential intake from HM and the dietary requirement is highest for iron and zinc.

The older breastfed infant’s need for iron from CF is dictated not only by dietary intake but by gestational age, complications of pregnancy (maternal iron deficiency anemia, diabetes), timing of umbilical cord clamping, post-natal growth rate, and duration of exclusive breastfeeding. For the healthy term exclusively breastfed infant, by at least 6 months of age, the infant will either need to consume iron-rich CF or receive iron supplements to support increasing erythropoiesis and normal brain development. The risks of iron deficiency and iron deficiency anemia progressively increase beyond 6 months [2]. National data indicate a prevalence of approximately 9 % in 1–3 year olds in the U.S. In 9-month-old breastfed infants, rates of iron deficiency may be much higher: two prospective but relatively small studies in Denver observed rates of ~30 % [46, 47••].

The recommended practice of introducing infant cereals as a first CF addresses the recognized need for iron. While commercial infant cereals in the U.S. are iron fortified, consumption of infant cereals has actually decreased in recent years [9••]. The RDA of 11 mg/day for infants 7–12 months of age is based on the relatively low iron absorption from cereal [52]. In contrast, flesh foods, especially red meats, are naturally rich in heme iron, which has a much more favorable bioavailability (20–35 % absorption rate). Dietary intake alone, however, does not predict iron status: a threefold higher intake of iron from cereal compared to meats resulted in similar rates of iron deficiency in 9-month-old breastfed infants [47••]. Iron deficiency is associated with altered social and emotional development, including more hesitation and wariness, which may contribute to more cautious behavior in the feeding domain. No data have specifically linked food neophobia to iron deficiency, but an altered maternal–infant interaction is certainly plausible. In such cases, resistance to new foods at a critical period may prompt more intrusive and pressured feeding style by parents, and emphasizes the bi-directionality of feeding interactions [53] (Fig. 1).

The exclusively breastfed infant is also strongly dependent on CF to provide adequate zinc intake after approximately 6 months of age. Zinc fortification of infant cereals is not routine in the U.S., and traditional CF practices that emphasize infant cereals, fruits, and vegetables are not likely to meet the zinc requirements of the older breastfed infant. Meats (and liver) are the best CF source of zinc, but these are often delayed until late in the progression of CF. Prevalence data for zinc deficiency are lacking, in large part due to the lack of sensitive biomarkers of zinc status. Available data and clinical experience suggest, however, that zinc deficiency is relatively common in older breastfed infants and young children [48••, 54, 55]. The effects of mild zinc deficiency are highly relevant to the CF period. Well before the development of the classic dermatitis of severe zinc deficiency, growth faltering and loss of appetite manifest [54]. These non-specific presentations are most likely to be identified as related to marginal zinc status only with recognition of a dietary pattern suggestive of inadequacy: breastfeeding or mixed diet without fortified formula or foods, and modest meat intake. As noted for iron, the physiologic signals associated with zinc deficiency, especially the anorexia, set the stage for perturbed feeding interactions and parental feeding styles.

What—Food Considerations

Vegetables, Fruits, and Juice

Infants should eventually be exposed to a wide variety of fruits and vegetables to increase incorporation of these foods into the child/adult diet. However, among U.S. infants between 6 and 18 months, between 28 and 37 % of infants consume zero vegetables and between 10 and 23 % consume zero fruits on any given day [9••]. While 4 ounces of 100 % juice is considered a serving of fruit, excessive or constant consumption is discouraged in order to avoid excess simple sugar intake, dental caries, and displacement of more nutrient-dense foods [56, 57]. Some research suggests that overconsumption (≥340 g or 12 oz/day) of 100 % juice leads to shorter stature and/or increased obesity risk. This link remains controversial with several conflicting reports [56, 58, 59], and may only be relevant to children who are already overweight [60]. Because of these risks, the AAP recommends that 100 % fruit juice not be introduced before 6 months of age and be limited to 113–170 g (4–6 oz) per day thereafter [61]. While 7 % of American infants receive juice before 6 months [9••], the prevalence of early introduction of juice, and overall consumption rates of juice have decreased since 2002 [9••]. Although fruit and vegetable consumption has been associated with lower total energy intakes for preschool age children, data related to intake from CF and weight status of infants and toddlers are not available [62].

Sweet and Savory Snacks

The combination of small gastric capacity and large nutrient/kg demands leaves minimal margin for nutrient-poor dietary choices in CF. This is particularly relevant for breastfed infants who may be at increased risk for micronutrient deficiencies after 6 months, and for toddlers in the second year of life when consumption of fortified foods typically decreases. Sugar sweetened beverages including fruit drinks (vs. 100 % fruit juice) displace more nutrient dense choices and may also contribute excess calories in the diet. Processed commercial toddler snacks and desserts, common in the older infant and toddler diet, are also often low in nutrient density and high in added sugars and sodium. The percentage of infants consuming sugar-sweetened beverages or desserts on any given day at 6–9 and 9–12 months is 17 and 43 % respectively, reaching 81 % by 24 months [9••]. Additions of sodium and sugar are not necessary to improve acceptance of new fruits and vegetables in older infants [63]. Despite this research, over 60 % of baby and toddler foods contain either excess sodium and/or proportion of calories from sugar [64]. Since the development of long-standing preferences is built on familiarity, early and frequent exposures to highly palatable sweet and salty foods raises concern [65]. Furthermore, the potential for foods from this category to contribute to excessive energy intake during this critical period is quite high.

How

The third and equally important component of CF is how the infant and toddler are fed and allowed to develop feeding autonomy. Two overarching themes encompass this domain: (1) the physical environment and regular routines around eating; and (2) the behavioral aspects of parental feeding style and parent–infant interaction, including how the increasing autonomy of the toddler is managed in the feeding domain.

Commonplace and popular spill-proof, child-size hand-held, lidded containers and squeezable packaging that allow liquids and pureed and semi-solid products to be eaten ‘on the go’ enable grazing behavior. Constant access to nutrient-poor foods (e.g., infant cookies, freeze-dried fruit and vegetable crisps, and caloric beverages) should be avoided, as this feeding pattern may foster poor eating habits, including eating in the absence of hunger, and may also interfere with consumption of foods offered at meal times.

A few studies have investigated how to introduce CF to improve infant acceptance. Both breastfed and formula-fed infants show improved acceptance of new foods with repeated neutral exposures, with or without an accompanying sweet fruit [66, 67]. The importance of exposure is supported by trials demonstrating equal acceptance of pureed meats and infant cereals as a first CF in 6 month olds [46, 48]. Breastfed infants have been shown to exhibit larger intake of food after the same number of exposures compared to formula-fed infants [67]. This finding may be due to the fact that infants are exposed to flavor profiles of the maternal diet via amniotic fluid in utero and via breast milk post-natally. Such exposure may increase acceptance later during the period of CF [65, 68, 69].

A responsive feeding style is recommended, encouraging parents to respond to infant cues of both hunger and satiety [70, 71]. Inappropriate feeding behaviors, including both restrictive and indulgent/overly permissive parenting styles, have been associated with poor self-regulation of energy intake [65] and increased infant adiposity and overweight [7274]. In a responsive feeding relationship, the caregiver ideally remains in an authoritative position, respecting the infant/toddler’s developing autonomy, but not yielding full control to the child [75]. Interventions targeting feeding style have often resulted in subtle improvements in infant intake and parental behaviors and knowledge, but have generally not impacted infant growth or obesity risk [76, 77]. Rarely do these studies control for initial infant feeding mode, or consider micronutrient status. Maternal breastfeeding habits may also impact the degree of maternal control exerted during CF [78, 79]. Additional research suggests that infants who are breastfed for at least 6 weeks exhibit improved satiety responsiveness at 18–24 months [80]. As noted in the discussion of micronutrient deficiencies, disruptions of satiety signals can also adversely impact the feeding dynamic between infant and caregiver, which can progress to disordered feeding [53].

Several recent studies have incorporated a relatively holistic approach, educating parents extensively on both mechanical and behavioral components associated with ideal infant feeding patterns. Overall, the findings demonstrated a positive impact on parental responsiveness, but have reported mixed results on infant weight gain and child overweight [8183].

Conclusions

Individualized nutrition begins in early infancy and involves the progressively complex interplay among infants’ early dietary exposures; relatively high energy and nutrient requirements; rapid physical, social and emotional development; and the feeding environment, all of which interact to impact feeding and health outcomes (Fig. 1). Assessment of deviations in optimal growth and development must consider the potential impact of each of these domains. The differences between breastfeeding and formula feeding, and between breastfed and formula-fed infants are substantial (Table 1), and need to be considered on an individual basis. Furthermore, these differences should be acknowledged in population recommendations. As rates of exclusive breastfeeding and of extended duration of breastfeeding increase in westernized settings, the implications of these differences should be incorporated into clinical assessments and the anticipatory guidance provided to parents regarding the CF period. Micronutrient deficiencies at this age, particularly of iron and zinc, are not trivial or rare in these settings and often go unrecognized, especially among breastfed infants. Although the evidence base for CF continues to emerge, the importance of this developmental period warrants recommendations that accurately reflect the current state of knowledge.

Table 1 Key points relevant to CF emphasizing the difference between breast and formula-fed infants

Future research and interventions should also ideally address the complex intersection of environmental, behavioral, nutritional, and biological factors that impact outcomes specific to this period of development, as well as the longer-term health effects with their origins in early life (Fig. 1).