Abstract
Purpose
Post-acute sequelae of COVID-19 (PASC) affect approximately 10% of convalescent patients. The spectrum of symptoms is broad and heterogeneous with fatigue being the most often reported sequela. Easily accessible blood biomarkers to determine PASC severity are lacking. Thus, our study aimed to correlate immune phenotypes with PASC across the severity spectrum of COVID-19.
Methods
A total of 176 originally immunonaïve, convalescent COVID-19 patients from a prospective cohort during the first pandemic phase were stratified by initial disease severity and underwent clinical, psychosocial, and immune phenotyping around 10 weeks after first COVID-19 symptoms. COVID-19-associated fatigue dynamics were assessed and related to clinical and immune phenotypes.
Results
Fatigue and severe fatigue were commonly reported irrespective of initial COVID-19 severity or organ-specific PASC. A clinically relevant increase in fatigue severity after COVID-19 was detected in all groups. Neutralizing antibody titers were higher in patients with severe acute disease, but no association was found between antibody titers and PASC. While absolute peripheral blood immune cell counts in originally immunonaïve PASC patients did not differ from unexposed controls, peripheral CD3+CD4+ T cell counts were independently correlated with fatigue severity across all strata in multivariable analysis.
Conclusions
Patients were at similar risk of self-reported PASC irrespective of initial disease severity. The independent correlation between fatigue severity and blood T cell phenotypes indicates a possible role of CD4+ T cells in the pathogenesis of post-COVID-19 fatigue, which might serve as a blood biomarker.
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Introduction
In an enormous global endeavor, > 300,000 clinical and experimental studies related to COVID-19 have been published, addressing topics from infection dynamics to potential long-term consequences and sequelae of COVID-19 (as of early 2023).
On average, 81% of patients infected with the severe acute respiratory syndrome corona virus 2 (SARS-CoV-2) had a mild disease course during the initial phase of the pandemic with the wildtype virus (D614G variant). Around 14% exhibited respiratory complications including tachypnea, radiological lung infiltrates, or need for oxygen supplementation, while five percent of the patients were critically ill due to severe respiratory failure, hyperinflammation, and other organ dysfunctions [1]. The early pandemic phase saw an overall mortality rate of approx. 2.3%, which was elevated to 50% in high-risk patients with severe COVID-19 [1, 2]. With the introduction of specific antiviral and anti-inflammatory treatments, along with evolving virus strains and widespread vaccination, disease severity and mortality rates have decreased [3].
Beyond the acute disease phase, both physical and mental long-term consequences of COVID-19 have been reported very early on. The World Health Organization (WHO) estimates that 10–20% of those infected may experience post-acute COVID-19 sequela (PACS) [4] spanning multiple organ systems [5]. Identified risk factors for PACS include female sex, more severe acute disease, and a higher number of symptoms during COVID-19 [6,7,8]. Most commonly reported symptoms include cardiopulmonary sequelae such as exertional dyspnea and tachycardia as well as reduced quality of life, anxiety and, most frequently, fatigue [9]. While the humoral immune response, specifically the presence of specific immunoglobulin G (IgG) antibodies against the spike protein S1, was linked with an increased risk of PASC [10], the role of dysregulated cellular immunity became a later focus of research [11]. Despite the extensive research into PACS, there remains a notable absence of reliable blood-based biomarkers specifically for fatigue.
In the present study, we therefore conducted a prospective analysis on 176 previously immunonaïve, convalescent COVID-19 patients from the first pandemic phase with the D614G wildtype virus from two large university hospitals in Northern Germany (UKE, Hamburg and MHH, Hannover). We investigated the associations between common COVID-19 sequelae, emphasizing particularly on fatigue, and various peripheral blood immune phenotypes to identify possible biomarkers of PASC. This included a detailed exploration of cellular immunity patterns and B cell responses across three patient cohorts: non-hospitalized, hospitalized (non-ICU), and hospitalized (ICU).
Methods
Study design and patient characteristics
Patients following an infection with the D614G wildtype virus were recruited via prospective follow-up programs started in April 2020 or specialized outpatient clinics of the Departments of Respiratory Medicine by Hannover Medical School (MHH, 124 patients) and the University Medical Center Hamburg-Eppendorf (UKE, 52 patients). Adult patients (≥ 18 years) with proven previous SARS-CoV-2 infection detected by virus-specific RT-qPCR from nasopharyngeal swabs (cycle threshold values < 34) were included in this study. Baseline characteristics are shown in Table 1. An additional control cohort of 33 unexposed and unvaccinated individuals (19 females [58%], 14 males [42%], mean age 45·6 years) was recruited by an open call between May and September 2020 through the Institute of Transplantation Immunology of the MHH. Written informed consent was obtained from each patient.
Clinical phenotyping
The following assessment was performed in all patients: Pulmonary function testing (PFT) including body plethysmography, measurements of diffusion capacity for carbon monoxide (DLCO), arterialized capillary blood gas analysis (CBG) at rest, and assessment of the 6-min walking distance (6MWD, expressed as an absolute value and adjusted for age, sex, height, and weight (= % of predicted, %/pre)) with continuous measurement of peripheral oxygen saturation (SpO2), heart rate by pulse oximetry, and routine blood lab parameters (Table 2).
Patient-reported outcome measures (PROMs)
Quality of life (QoL), levels of pain, depression, anxiety, and work productivity were assessed using validated standard questionnaires HADS, PHQ-9, and GAD-7. Fatigue severity was measured using the Fatigue Assessment Scale (© FAS Fatigue Assessment Scale: ild care foundation www.ildcare.nl, supplementary (suppl.) material for more details). A change of four points or 10% in the FAS score is considered the Minimal Important Difference (MCID) if performed at different time points [12,13,14]. Patients were also asked to rate their levels of fatigue before disease onset (pre-COVID-19) retrospectively within the last three months before COVID-19 and the difference between the two time points was calculated. Limitations in daily life were evaluated using a self-developed questionnaire based on the post-COVID-19 functional status scale (PCFS) [15] using a five-point Likert-scale covering the following topics: COVID-19-specific symptoms, pain or psychological burden, and daily physical performance. Results were categorized into improved, stable, and worsened (suppl. material).
The sociodemographic standards of the German statistical federal agency of statistics (destatis) were used to assess occupation and general and professional education [16].
Immunophenotyping
Quantification of blood immune cell phenotypes of peripheral venous EDTA whole blood was performed using the BD Trucount™ System (Multitest™ 6-Color TBNK: CD3-FITC, CD16-PE, CD56-PE, CD45-PerCP-Cy5.5, CD4-Pe-Cy7, CD19-APC, CD8-APC-Cy7 (Trucount) with tubes; BD Biosciences cat #337,166) according to the manufacturer’s instructions. In brief, 20 μL of BD Multitest 6-Color TBNK antibody solution was mixed with 50 μL of whole blood in Trucount tubes. The solution was vortexed and incubated for 15 min at RT in the dark. Next, 450 μL of BD FACS Lysing Solution (1x), which was previously diluted 1:10 from the 10 × stock solution in distilled aqua, was added to the sample, vortexed, and incubated again for 15 min at RT in the dark to allow lysis of the erythrocytes. Samples were immediately measured on the LSR-II flow cytometer by recording 200,000 cell events and analyzed using FACSDiva software (version 8.0.1). The gating strategy is depicted in suppl Fig. 1.
SARS-CoV-2 serology and neutralizing capacity
IgG, IgA, and IgM antibodies specific for the S1, S2, receptor-binding (RBD) domains and the nucleocapsid (N) antigen were detected in plasma samples using the SARS-CoV-2 Antigen Panel 1 IgG, IgM, and IgA assay (Millipore HC19SERM1-85 K-04, HC19SERA1-85 K-04, HC19SERG1-85 K-04) following the manufacturer’s instructions. EDTA plasma samples were diluted 1:200 in sample diluent and 25 µl was used for incubation with the bead mixture containing S1-, S2-, RBD-, and N-coated beads together with three positive and one negative bead control. After incubation and three washing steps, specific IgG, IgM, or IgA antibodies were detected by goat-anti-human Ig-specific PE-labeled secondary antibodies. The median fluorescence intensity (MFI) of > 50 beads was measured using a Bio-Rad200 system and Bio-Plex Manager 6.2 Software. Inhibition capacity of IgG antibodies against SARS-CoV-2 was measured as interference of patients’ antibodies between the spike protein of certain variants and the human angiotensin converting enzyme 2 (ACE2) using the Bio-Plex Pro Human SARS-CoV-2 Variant Neutralization Antibody 11-Plex Panel #12,016,897. The neutralizing capacity was quantified using a VSV-based pseudovirus luciferase neutralization assay with serial 1:25, 100, 400 1600 dilutions of plasma in triplicates [17]. Virus neutralization titers reducing infection by 50% (VNT50) were determined for each plasma sample.
Statistical analysis
IBM SPSS Statistics 28.0 (IBM Corp, Armonk, NY, USA), STATA 13.0 (State Corp LP, College Station, Texas, USA), and PRISM V9.10 statistical software were used for analysis of the data. Categorical variables are stated as numbers (n) and percentages (%). Continuous variables are shown as median with interquartile ranges (IQR) unless indicated otherwise. For group comparisons, Fisher’s exact test, Chi-squared test, two-sided t-test, ANOVA, or Mann–Whitney U-test were used, as appropriate. Correlation of immunological and clinical symptoms was established by using Spearman’s correlations coefficient R. Univariate and multivariate linear regression with forward selection and pairwise deletion were calculated to assess correlates of fatigue with all clinical parameters. All reported p-values are tw -sided. P-values < 0·05 were considered statistically significant.
Results
Baseline characteristics
Table 1 summarizes baseline characteristics of all 176 convalescent COVID-19 patients stratified into prior non-hospitalized (non-hos), hospitalized non-ICU (non-ICU), and hospitalized ICU (ICU) patients. Refer to suppl. Table 1 for additional details.
Patients were assessed a median of 70 days (IQR 58–101) after initial symptom onset of COVID-19 without a significant difference between the groups. Symptom burden and clinical impairment characteristics during assessment are given in Table 2. Frequency of reported physical post-COVID-19 symptoms did not differ between the groups. In clinical phenotyping, PFTs showed lower median FVC, FEV1, DLCO, and TLC %/pre in hospitalized patients but remained within normal limits in all groups except for DLCO %/pre (67%/pre (IQR 51%–84%) in ICU patients (Table 2). ICU patients had lower absolute and adjusted 6MWD and lower paO2 and sO2 in capillary blood gas (CBG) analysis at rest. Tested blood parameters did not differ across groups except for slightly higher AST and NT-proBNP levels in ICU patients.
Functional assessment
Approximately 25% of patients reported moderate to severe impairment on the depression and anxiety spectrum according to HADS, PHQ-9, and GAD-7 scores, which was unrelated to initial disease severity. Quality of life, pain level, work productivity, and results of the self-compiled COVID-19-questionnaire did also not differ between the groups.
Clinically relevant fatigue (FAS score of ≥ 22 points) was equally present in all three groups with an overall incidence of 29·5% (incidence ICU patients: 29·2%, non-ICU hospitalized patients: 20·0%, non-hospitalized patients: 35·9%). Extreme fatigue (FAS score of ≥ 35) was reported by 18·8% of the patients. Incidence for extreme fatigue was highest in non-hospitalized patients (23·1%) followed by hospitalized non-ICU patients (16%) and ICU patients (12·5%). All three groups reported clinically relevant increases in fatigue scores (Table 2). Severity of reported fatigue did not differ between COVID-19 patient groups (Fig. 1).
Associations between immunological and clinical outcome parameters
Peripheral blood immune cell phenotypes
In 123 convalescent patients (n = 56 non-hos, n = 32 non-ICU, n = 35 ICU), and n = 33 unexposed controls (UE)), immunophenotyping was performed by FACS analysis (Fig. 2, suppl. Figure 2). Post-acute absolute blood immune cell counts did not differ between unexposed controls and convalescent COVID-19 patients, independent of initial COVID-19 severity. Post-acute lymphocyte counts, in particular CD3+ T cells, were associated with initial COVID-19 severity (p < 0·05). Initially hospitalized patients had higher CD45+ intermediate monocyte counts compared with patients requiring ICU treatment (p < 0·05) (Fig. 2). CD19+ B cell, −CD16/56+ NK cell, CD4+, and CD8+ T cell counts as well as activated CD56+CD4+ and CD8+ T cell counts did not differ between groups (Fig. 2, suppl. Figure 2).
To assess the correlation of immunological and clinical parameters, we selected a single parameter with the strongest effect size from each category (DLCO%/pre for PFT, pO2 for CBG analysis, 6MWD%/pre for exercise capacity and FAS score for psychosocial assessment) as dependent variables.
In non-hospitalized patients, fatigue severity (by FAS score) was positively correlated with lymphocyte and CD4+ T cell counts, and DLCO was positively correlated with total T cell counts (suppl. Figure 3).
In hospitalized, non-ICU patients, fatigue severity was positively correlated with leukocyte, granulocyte, and CD4+ T cell counts with FAS score. DLCO was negatively correlated with total T cell counts.
In ICU patients, fatigue severity directly correlated with total lymphocyte, and total CD3+ T cell and CD4+ T cell counts. Positive correlations were also detected for DLCO with CD4−CD8− T cell counts, for adjusted 6MWD with CD3−CD16/56+ NK cell counts and for PaO2 with CD8+ T cell counts.
Of note, fatigue severity was positively correlated with CD4+ T cell counts across all patient groups (r = 0·703, p = 0·005 in non-hospitalized; r = 0·468, p = 0·050 in hospitalized non-ICU; r = 0·364, p = 0·048 in hospitalized ICU; suppl. Table 4). In addition, the Spearman’s correlation coefficient increased from ICU over non-ICU hospitalized to non-hospitalized patients in parallel to the increase of absolute CD4+ T cells, suggesting a potential link between CD4+ T cells and fatigue manifestation (Fig. 2, suppl. Figure 2 and suppl. Table 4). Details of the univariate linear regression analysis are provided in suppl. Table 3.
In the multivariate regression analysis, FAS score (as measure of fatigue severity) increased by 0·7 points for every 100 CD4+ T cells/µL whole blood (corrected r2 0·599, p < 0·001) (suppl. Table 3).
Spike- and nucleocapsid-specific IgG antibodies and neutralizing capacities
Due to the early infection time point between spring and winter 2020 in this cohort, vaccination was not available and the D614G wildtype was the predominant variant. In terms of the humoral response to SARS-CoV-2 infection, in 124 patients, testing for SARS-CoV-2-specific IgG was performed including S1, S2, receptor-binding domain (RBD) and nucleocapsid (N) antigens (suppl. Table 5).
Therefore, a subgroup analysis of MHH patients was performed and IgG, IgA, and IgM levels specific for the S1, S2, RBD, and the N antigens were determined (Fig. 3a, suppl. Figure 4a). Except for three antibody-negative patients, relative IgG levels (as determined by MFI) were significantly higher in the hospitalized cohorts compared to the non-hospitalized group. All groups showed an increase of IgG levels from S1 lowest, RBD, N, and S2 highest (Fig. 4b). Levels of spike- and N-specific IgA and IgM antibodies were significantly lower in plasma of convalescent patients compared to IgG (suppl. Figure 4a). In a subgroup analysis of n = 51 samples, the neutralizing capacity in patient plasma aligned with S1-specific IgG levels, followed by S2- and RBD-specific antibodies indicating a collective contribution of all three spike regions in blocking infection by wildtype-spike pseudoviruses in vitro (suppl. Figure 4b). Spike-specific IgA and IgM antibodies correlated weakly with neutralization activity, suggesting that IgG assumes the primary role in neutralization. The potency of these spike-specific IgG antibodies in interfering with binding of spike domains of wildtype virus versus 10 various variants of concern was quantified (Fig. 4a, b). Across all spike domains, both wildtype and variants, the inhibition was significantly higher for plasma samples derived from hospitalized as opposed to non-hospitalized patients (p < 0,001). The direct comparison of all domains within the three groups in Fig. 4b unveiled the most efficient interference with the wildtype (wt) domains, S1 wt, RBD wt, and S1-D614G, and the lowest interference with the delta, gamma, and beta domains. Despite the high individual variability in IgG responses, plasma of individuals with > 85% interference with wildtype RBD domain (56/122, 45.9%) could also efficiently interfere with all other variants. This semi-quantitative effect was even more pronounced in the non-hospitalized group, in which only six of 56 patients (10.7%) reached this high level of interference and 95% of plasma samples contained antibodies insufficient for interfering with the beta domain, which represents the domain closest to the omicron variant. Overall, hospitalized non-ICU and ICU patients displayed higher inhibition capacity against all tested SARS-CoV-2 variants compared to non-hospitalized patients, suggesting that antibody levels as well as antibody inhibition capacity increase with COVID-19 severity (Fig. 4a).
No significant correlations were found between antibody levels of IgG and clinical outcome parameters including fatigue prevalence or severity (suppl. Figure 5).
Discussion
Ten weeks following the onset of COVID-19, our initially immunonaïve cohort demonstrated a significant correlation between the fatigue severity and T cell phenotypes, regardless of the initial disease severity. Notably, even though non-hospitalized patients had fewer organ-specific complications, they reported comparable levels of impairment concerning fatigue, depression, anxiety, and overall quality of life.
In our cohort, hospitalized non-ICU patients showed higher monocyte counts than ICU patients 10 weeks after infection and, most strikingly, mean total lymphocyte and T cell counts were lowest in non-hospitalized patients. This is in line with reports of possible long-term monocyte, B, and T cell dysfunction in the peripheral blood of patients with PASC [11, 18]. Despite multiple reports of impaired or dysregulated immune responses during acute COVID-19 with differences between mild and severe disease [19], quality, longevity, and specificity of persisting immunity after recovery from COVID-19 are still poorly understood, especially with its potential impact on long-COVID.
All convalescent patients of our cohort displayed an antigen-dependent increase of S2- and N- compared to S1- and RBD-specific IgG antibodies. This can likely be explained by a stepwise antibody response, being firstly driven by cross-reactive memory B cells recognizing S2 and N epitopes and in a second step the generation of new antibody clones against the RBD and S1 domain [20]. Decreased levels of S1- and RBD-specific antibodies, which we have shown to be most potent neutralizers, suggest the need of a SARS-CoV-2 vaccination after infection. Moreover, this could promote antigen persistence, which has been identified as one potential driver of PASC [21]. Furthermore, a reduced in vitro antibody inhibition capacity of non-hospitalized patients especially against delta and beta variants of SARS-CoV-2 was found, which might explain breakthrough infection of patients with mild course of disease. The importance of repetitive vaccinations has been shown by Ruhl et al. [22]. In the multivariate analysis, CD4+ T cell counts were positively correlated with post-acute FAS score. Other studies have found altered T cell counts and function in patients with PACS but did not test the correlation with PROMs and fatigue in particular [18].
T cells are direct infection targets of SARS-CoV-2 and especially central/effector memory and cytotoxic CD4+ T cells prevail after infection with a half-life of up to ~ 200 days [23, 24]. Some reports suggest that COVID-19 can trigger sarcoidosis and sarcoidosis-like autoimmune conditions, which are associated with CD4+ T cell-mediated inflammation and feature a high prevalence of chronic fatigue [14, 25, 26]. In summary, our data indicate that fatigue in convalescent COVID-19 patients with PASC is linked with altered CD4+ T cell counts. If these fatigue-associated changes resolve over time remains an open questions.
The high psychological and mental burden of PACS is demonstrated by high prevalence of severe fatigue (FAS ≥ 35) and moderate to severe anxiety (24.4–31.0% of patients) and depression (20.0–25.6%) in our cohort. Overall quality of life and severity of depression symptoms were independently associated with fatigue in our cohort, which in part might be due to overlapping symptoms queried in the questionnaires.
A limitation of our study is the lack of information of clinical and functional parameters before the disease. Therefore, we cannot rule out prevalent organ dysfunction, especially lung function impairment. Also, we cannot exclude additional reasons for exertional dyspnea and impaired exercise tolerance, for example (respiratory) muscle weakness, which was only tested systematically in a subgroup of our cohort [27]. In addition, FAS for the time before COVID-19 was assessed retrospectively and might have been subject to recall bias.
One strength of our study, however, involves the early time point of the initial testing from May 2020 onwards allowing us to directly compare the immune phenotype of patients with PASC with healthy controls unexposed to SARS-CoV-2 or COVID-19 vaccines.
In conclusion, subjective disease burden as measured by PROMs was independent of disease severity. Our study identified an independent and direct correlation between severity of fatigue, as the most reported PASC symptom, and blood T cell counts paving the way for a clinically widely applicable blood biomarker of PACS-associated fatigue.
Data availability
Files of Flow Cytometry Standard (FCS) are accessible at RepoMed (https://doi.org/10.26068/mhhrpm/20231016-000).
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Acknowledgements
The authors thank all colleagues who supported us in data collection and processing of the samples.
Funding
Open Access funding enabled and organized by Projekt DEAL. Data and sample collection were funded by Förderstiftung MHHPlus Hannover at Hannover Medical School, the DZIF TTU-IICH project 07_913 (to CF) and supported by the COVID-19 –Research Network of the State of Lower Saxony (COFONI) through funding from the Ministry of Science and Culture of Lower Saxony in Germany (grant 14-76103-184 CORONA-13/20 and COFONI-2FF4).
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Contributions
IP* contributed to conceptualization, investigation, formal analysis, writing original draft, and project administration; JKH* contributed to conceptualization, investigation, formal analysis, and writing original draft; LR performed investigation, formal analysis, visualization, and writing––review and editing; AS, LB, MH, and HK performed investigation and writing––review and editing; JF did data curation, formal analysis, and validation; CSF was involved in conceptualization, supervision, validation, and writing––review and editing; TP was responsible for formal analysis and writing––review and editing; MdZ and AP were responsible for validation and writing––review and editing; SK was involved in conceptualization, validation, and writing––review and editing; MMH was involved in conceptualization and writing––review and editing; TW contributed to project administration, supervision, validation, and writing––review and editing.
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Conflict of interest
IP has received fees for lectures from Boehringer Ingelheim and AstraZeneca outside the submitted work; JKH has received grants, contracts, and/or fees for lectures and/or consultations from Boehringer Ingelheim, Janssen, Pfizer, and Years outside the submitted work; JF reports personal fees/speaker honoraria from AstraZeneca outside the submitted work; AP reports speaker honoraria from Boehringer Ingelheim, Novartis, Gilead, Amgen outside the submitted work; MMH has received fees for lectures and/or consultations from Acceleron, AOP Health, Bayer, Ferrer, Janssen, and MSD outside the submitted work; TW has received fees for lectures and/or consultations from AstraZeneca, Berlin-Chemie, Boehringer, GSK, Insmed, Janssen, Moderna, Novartis, Pfizer, Roche, Sanofi Aventis, and Shionogi outside the submitted work; SK has received fees for lectures and/or consultations from Gilead, MSD, Shionogi, and Pfizer outside the submitted work; AP, LB, LR, CSF, MdZ, and TP have nothing to disclose.
Ethical approval
This study was approved by the institutional review board at Hannover Medical School (#9226_BO_K_2020) and by the ethic committee of the Hamburg Chamber of Physicians (Hamburger Ärztekammer) (#PV7298 and PV7343).
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Pink, I., Hennigs, J.K., Ruhl, L. et al. Blood T cell phenotypes correlate with fatigue severity in post-acute sequelae of COVID-19. Infection 52, 513–524 (2024). https://doi.org/10.1007/s15010-023-02114-8
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DOI: https://doi.org/10.1007/s15010-023-02114-8