Abstract
Large dam projects attract worldwide scientific attention due to their environmental impacts and socioeconomic consequences. One prominent example is the Three Gorges Dam (TGD) at the Yangtze River in China. Due to considerable resettlements, large-scale expansion of infrastructure and shifts in land use and management, the TGD project has irreversible impacts on the Upper Yangtze River Basin and strongly challenges the environmental conditions of this fast-developing region. Soil erosion and landslides are major geo-hazards. Knowing the extent and consequences of those geo-hazards for the landscape is essential to predict and evaluate their risk potential and allows for the development of strategies for a sustainable future land use in the Three Gorges Region (TGR). In this context, our research objectives are (1) to better understand the mechanisms of soil erosion, landslides, and diffuse matter fluxes in the TGR and their anthropogenic and environmental control factors, (2) to predict their hazard potential by combining spatial and temporal, scenario-driven high-resolution modeling in combination with multi-scale earth observation data, and (3) to develop a multi-component approach for the assessment and monitoring of geogene structures and processes. The paper describes the workflow of the project and introduces case studies, representing the current state of our research. It is shown that land-use changes as well as the water-level fluctuations of the reservoir are the crucial drivers for the soil erosion and landslide hazard. Furthermore, we present a framework aiming at the establishment of a monitoring and measuring network as well as an early warning system.
Similar content being viewed by others
References
Amitrano D, Arattano M, Chiarle M, Mortara G, Occiena C, Pirulli M, Scavia C (2010) Microseismic activity analysis for the study of rupture mechanisms in unstable rock masses. Nat Hazards Earth Syst 10:831–841
Arnold JG, Srinivasan R, Muttiah RS, Williams JR (1998) Large-area hydrologic modeling and assessment: part I. Model development. J Am Water Res Ass JAWRA 34(1):73–89
Bai S, Xu Q, Wang J, Zhou P (2013) Pre-conditioning factors and susceptibility assessments of Wenchuan Earthquake Landslide at the Zhouqu Segment of Bailongjiang Basin, China. J Geol Soc India 82:575–582
Behrens T, Förster H, Scholten T, Steinrücken U, Spies ED, Goldschmitt M (2005) Digital Soil mapping using artificial neural networks. J Plant Nutr Soil Sci 168:21–33
Behrens T, Schmidt K, Scholten T (2008) An approach to remove uncertainties in nominal environmental covariates and soil class maps. In: Hartmenink AE, McBratney A, Mendoca-Santos ML (eds) Digital soil mapping for regions and countries with sparse soil data infrastructure. Springer, New York, pp 213–224
Behrens T, Schmidt K, Ramirez-Lopez L, Gallant J, Zhu AX, Scholten T (2014) Hyper-scale digital soil mapping and soil formation analysis. Geoderma 213:578–588
Bieger K, Hörmann G, Fohrer N (2014) Simulation of streamflow and sediment with the SWAT model in a data scarce catchment in the Three Gorges Region, China. J Environ Qual 43:37–45
Bieger K, Hörmann G, Fohrer N (2015) The impact of land use change in the Three Gorges Region (China) on water balance and sediment transport. Reg Environ Change 15(3):485–498
Bishop AW (1955) The use of the slip circle in the stability analysis of slopes. Geotechnique 5:7–17
Bontemps S, Defourny P, van Bogaert E, Arino O, Kalogirou V, Perez JR (2011) GlobCover 2009—products description and validation report. UCLouvain & ESA
Changjiang Water Resources Commission (2014) Discharge Data. Gauge Xingshan, China
CMA (2012) Climate data 1961–2009. Chinese Meteorological Administration, Beijing
CRI (2012) Three Gorges Dam Set to Displace 100,000. China Radio International, China. http://english.cri.cn/6909/2012/04/18/2021s694058.htm. Accessed 10 Dec 2013
Cruden DM, Varnes DJ (1996) Landslide types and processes. In: Turner AK, Shuster RL (eds) Landslides: investigation and mitigation. Transp Res Board, Spec Rep, vol. 247. pp 36–75
Cui P, Ge Y, Lin Y (2011) Soil erosion and sediment control effects in the Three Gorges Reservoir Region, China. J Resour Ecol 2(4):289–297
Dale F, Ritter DF, Kochel RC, Miller JR (2011) Process Geomorphology, 5th edn. Waveland Press, Long Grove
Densmore AL, Ellis MA, Anderson RS (1998) Landsliding and the evolution of normal-fault-bounded mountains. J Geophys Res 103(B7):15203–15219
Ehret D, Rohn J, Xiang W (2009) Large water level changes and their influence on slope stability and reactivation of landslides in the Three Gorges Reservoir, P. R. China. In: Bayerisches Landesamt für Umwelt (eds) 6th EUREGEO—European Congress on Regional Geoscientific Cartography and Information Systems vol. 1. pp 355–358
Ehret D, Rohn J, Dumperth C, Eckstein S, Ernstberger S, Otte K, Rudolph R, Wiedenmann J, Xiang W, Bi R (2010) Frequency ratio analysis of mass movements in the Xiangxi catchment, Three Gorges Reservoir area, China. J Earth Sci 21(6):824–834
Erencin Z (2000) C-factor mapping using remote sensing and GIS—a case study of Lom Sak/Lom Kao, Thailand. Dissertation, Institute of Geography of the University of Giessen and Soil Science Devision, International Institute for Aerospace Survey and Earth Sciences (ITC). Giessen, Germany
FAO/IIASA/ISRIC/ISSCAS/JRC (2012) Harmonized World Soil Database (version 1.2). FAO, Rome, Italy and IIASA, Laxenburg, Austria
Farina P (2010) IBIS-M: an innovative solution for slope monitoring within open-pit mines, IDS company and product presentation
Ferro V, Minacapilli M (1995) Sediment delivery processes at basin scale. Hydrol Sci J 40(6):703–717
Figueiredo M, Augustin CHRR, Fabris JD (1999) Mineralogy, size, morphology and porosity of aggregates and their relationship with soil susceptibility to water erosion. Hyperfine Interact 122(1–2):177–184
Fourniadis IG, Liu JG, Mason PJ (2007) Landslide hazard assessment in the Three Gorges area, China, using ASTER imagery: Wushan–Badong. Geomorphology 84:126–144
Fu C, Jiang Z, Guan Z, He J, Xu Z (2008) Regional climate studies of China, 1st edn. Springer, Berlin
Ghahramani A, Yoshiharu I, Mudd SM (2011) Field experiments constraining the probability distribution of particle travel distance during natural rainstorms on different slope gradients. Earth Surf Proc Land 37:473–485
Glade T (2003) Landslide occurrence as a response to land use change: a review of evidence from New Zealand. Catena 51:297–314
Gleick PH (2009) Three Gorges Dam Project, Yangtze River, China. In: Gleick PH (ed) The world’s water 2008–2009: the biennial report on freshwater resources. Island Press, Washington DC, pp 139–150
Guo Z, Xiao X, Li D (2000) An assessment of ecosystem services: water flow regulation and hydroelectric power production. Ecol Appl 10:925–936
Holbach A, Wang L, Chen H, Hu W, Schleicher N, Zheng B, Norra S (2012) Water mass interaction in the confluence zone of the Daning River and the Yangtze River—a driving force for algal growth in the Three Gorges Reservoir. ESPR 10:7027–7037
Hu X, Tang H, Li C, Sun R (2012) Stability of Huangtupo riverside slumping mass #II under water level fluctuation of Three Gorges Reservoir. J Earth Sci 23(3):326–334
Hua L, Moran CJ, Prosser IP (2006) Modelling sediment delivery ratio over the Murray Darling Basin. Environ Mod Softw 21(9):1297–1308
Huang BL, Chen XT (2007) Deformation failure mechanism of Baijiabao Landslide in Xiangxi River Valley. Chin J Geotech Eng 29(6):938–942 (in Chinese)
Itasca Consulting Group (2002) FLAC3D—Fast Lagrangian Analysis of Continua in 3 Dimensions, version 2.1 (computer program). Itasca Consulting Group, Minneapolis
Janbu N (1973) Slope stability computations. In: Hischfied RC, Poulos SJ (eds) Embankment dam engineering. Wiley, New York, pp 49–86
Jarvis A, Reuter HI, Nelson A, Guevara E (2008) Hole-filled seamless SRTM data V4, International Centre for Tropical Agriculture (CIAT). Palmira, Colombia
Jian WX, Yang J (2013) Formation mechanism of no. 1 part slide of Huangtupo landslide in the Three Gorges Reservoir Area. J China Univ Geosci 38(3):625–631 (in Chinese)
Jiang J, Xiang W, Rohn J, Schleier M (2012) Research on the water–rock (soil) interaction mechanism with a dynamic tracing method taking Huangtupo Riverside landslide in the Three Gorges Reservoir. Chin J Geotech Eng 34(7):1209–1216
Kachinsky NA (1965) Soil physics, part I. Kolos Publishers, Moscow, pp 132–139 (in Russian)
Kallen D, Xiang W, Ehret D, Rohn J (2006) Landslides at Qingjiang river in the downstream area of Shuibuya dam site, China. J China Univ Geosci 17(2):158–162
Konz N, Schaub M, Prasuhn V, Baenninger D, Alewell C (2009) Caesium-137-based erosion-rate determination of a steep mountainous region. J Plant Nutr Soil Sci 172:615–622
Lehner B, Reidy-Liermann C, Revenga C, Vörösmarty C, Fekete B, Crouzet P, Döll P, Endejan M, Frenken K, Magome J, Nilsson C, Robertson JC, Rödel R, Sindorf N, Wisser D (2011) High resolution mapping of the world’s reservoirs and dams for sustainable river flow management. Front Ecol Environ 9(9):494–502
Lenhart T, Van Rompaey A, Steegen A, Fohrer N, Frede HG, Govers G (2005) Considering spatial distribution and deposition of sediment in lumped and semi-distributed models. Hydrol Process 19(3):785–794
Li Z, Guo J, Long M, Fang F, Sheng J, Zhou H (2009) Seasonal variation of nitrogen and phosphorus in Xiaojiang River—a tributary of the Three Gorges Reservoir. Front Environ Sci Eng China 3:334–340
Liu Y, Luo Z (2005) A study on estimation of the amount of soil erosion in small watershed based on GIS: a case study in the Three Gorge Area of China. Geoscience and Remote Sensing (IGARSS). IEEE Int Geosci Remote Sens Symp 3:1859–1863
Liu C, Wu B (2010) ‘Grain for Green Programme’ in China: policy making and implementation? Briefing Series—Issue 60. China Policy Institute, University of Nottingham, Nottingham
Liu SM, Zhang J, Chen HT, Wu Y, Xiong H, Zhang ZF (2003) Nutrients in the Changjiang and its tributaries. Biogeochemistry 62:1–18
Liu JG, Mason PJ, Clerici N, Chen S, Davis A, Miao F, Deng H, Liang L (2004) Landslide hazard assessment in the Three Gorges Area of the Yangtze River using ASTER imagery: Zigui–Badong. Geomorphology 61:171–187
Lu XX, Higgitt DL (2000) Estimating erosion rates on sloping agricultural land in the Yangtze Three Gorges, China, from caesium-137 measurements. Catena 39:33–51
Luo G, Bu F, Xu X, Cao J, Shu W (2010) Seasonal variations of dissolved inorganic nutrients transported to the Linjiang Bay of the Three Gorges Reservoir, China. Environ Monit Assess 173:55–64
McBratney AB, Mendoca-Santos ML, Minasny B (2003) On digital soil mapping. Geoderma 117:3–53
McDonald B, Webber M, Duan Y (2008) Involuntary resettlement as an opportunity for development: the case of urban resettlers of the Three Gorges Project, China. J Refug Stud 21(1):82–102
Meng QH, Fu BJ, Yang LZ (2001) Effects of land use on soil erosion and nutrient loss in the Three Gorges Reservoir Area, China. Soil Use Manage 17:288–291
MEP (2008) Bulletin on the ecological and environmental monitoring results of the Three Gorges Project 2008. Ministry of Environmental Protection of the People’s Republic of China. http://english.mep.gov.cn/down_load/Documents/200906/P020090629499562609329.pdf. Accessed 28 May 2013
MEP (2009) Bulletin on the ecological and environmental monitoring results of the Three Gorges Project 2009. Ministry of Environmental Protection of the People’s Republic of China. http://english.mep.gov.cn/down_load/Documents/201002/P020100225376514651439.pdf. Accessed 28 May 2013
MEP (2010) Bulletin on the ecological and environmental monitoring results of the Three Gorges Project 2010. Ministry of Environmental Protection of the People’s Republic of China. http://english.mep.gov.cn/down_load/Documents/201104/P020110407569629279171.pdf. Accessed 28 May 2013
Monteith L (1965) Evaporation and environment. Symp Soc Exp Biol 19:205–224
Morgan RPC (2005) Soil erosion and conservation, 3rd edn. Blackwell Publishing, Oxford
Moriasi DN, Arnold JG, Van Liew MW, Bingner RL, Harmel RD, Veith TL (2007) Model evaluation guidelines for systematic quantification of accuracy in watershed simulations. Trans ASABE 50(3):885–900
Neitsch SL, Arnold JG, Kiniry JR, Williams JR (2011) Soil and water assessment tool theoretical documentation version 2009, Texas Water Resources Institute Technical Report No. 406. Texas A&M University System, College Station
Penman HL (1948) Natural evaporation from open water, bare soil and grass. Proc Roy Soc London 194:120–145
Petley DN (2013) Global losses from landslides associated with dams and reservoirs. Ital J Eng Geol Environ 6:63–72
Petley DN, Dunning SA, Rosser NJ (2005) The analysis of global landslide risk through the creation of a database of worldwide landslide fatalities. In: Hungr O, Fell R, Couture R, Eberhardt E (eds) Landslide risk management. Taylor & Francis, London, pp 367–374
Pimentel D (2006) Soil erosion: a food and environmental threat. Environ Dev Sustain 8:119–137
Ponseti M, López-Pujol J (2006) The Three Gorges Dam project in China: history and consequences. ORIENTATS-2006, Revista HMiC No. IV. pp 151–188
Prinz H, Strauß R (2006) Abriss der Ingenieurgeologie. Spektrum Akademischer Verlag, Heidelberg (in German)
Quine TA, Walling DE, Chakela QK, Mandiringana OT, Zhang X (1999) Rates and patterns of tillage and water erosion on terraces and contour strips: evidence from caesium-137 measurements. Catena 36:115–142
Rallison RE, Miller N (1981) Past, present and future SCS runoff procedure. In: Singh VP (ed) Rainfall runoff relationship. Water Resources Publication, Littleton, pp 353–364
RapidEye (2012) Satellite Imagery Product Specifications—version 4.1. http://www.rapideye.com/upload/RE_Product_Specifications_ENG.pdf. Accessed 31 July 2013
Renard KG, Foster GR, Weesies GA, McCool DK, Yoder DC (1997) Predicting Soil Erosion by Water: a guide to conservation planning with the Revised Universal Soil Loss Equation (RUSLE). US Department of Agriculture, Agriculture Handbook No. 703, United States Department of Agriculture, United States Government Printing Office, Washington, DC
RWCSCB (1998) Technologic manual of soil and water conservation of Changjiang basin. Rural Water Conservancy and Soil Conservation Bureau, Changjiang River Water Resources Commission. Standards Press of China, Beijing (in Chinese)
Schmidt J, Werner MV, Michael A (1999) Application of the EROSION3D model to the Catsop watershed, The Netherlands. Catena 37(3–4):449–456
Schmidt K, Behrens T, Scholten T (2008) Instance selection and classification tree analysis for large spatial datasets in digital soil mapping. Geoderma 146:138–146
Schönbrodt S, Saumer P, Behrens T, Imbery S, Scholten T (2010) Assessing the USLE crop and management factor C for soil erosion modeling in a large mountainous watershed in Central China. J Earth Sci 21(6):835–845
Schönbrodt-Stitt S, Behrens T, Schmidt K, Shi X, Scholten T (2013a) Degradation of cultivated bench terraces in the Three Gorges Area—field mapping and data mining. Ecol Indic 34:478–493
Schönbrodt-Stitt S, Bosch A, Behrens T, Hartmann H, Shi X, Scholten T (2013b) Approximation and spatial regionalization of rainfall erosivity based on sparse data in a mountainous catchment at the Yangtze River in Central China. ESPR 10:6917–6933
SCS (1972) Section 4: hydrology. In: National Engineering Handbook. USDA Soil Conservation Service, Washington, DC
Scull P, Franklin J, Chadwick OA, McArthur D (2003) Predictive soil mapping: a review. Prog Phys Geog 27:171–197
Seeber C, Hartmann H, Xiang W, King L (2010) Land use change and causes in the Xiangxi catchment, Three Gorges Area, derived from Multispectral Data. J Earth Sci 21(6):846–855
SEPA (2006) Bulletin on the ecological and environmental monitoring results of the Three Gorges Project 2006. State Environmental Protection Administration. http://english.mep.gov.cn/down_load/Documents/200712/P020071226462929438115.pdf. Accessed 28 May 2013
Shi DM, Yang YS, Lu XX (1992) Analysis of soil erosion characteristics and sediment sources for the Yangtze Three Gorges region. Int J Sediment Res 7(2):1–22
Shi ZH, Cai CF, Ding SW, Wang TW, Chow TL (2004) Soil conservation planning at the small watershed level using RUSLE with GIS—a case study in the Three Gorges Area of China. Catena 55:33–48
Shi XZ, Yu DS, Xu SX, Warner ED, Wang HJ, Sun WX, Zhao YC, Gong ZT (2010) Cross-reference for relating genetic soil classification of China with WRB at different scales. Geoderma 155:344–350
Shi ZH, Ai L, Fang NF, Zhu HD (2012) Modeling the impacts of integrated small watershed management on soil erosion and sediment delivery: a case study in the Three Gorges Area, China. J Hydrol 438–439:156–167
Shirazi MA, Boersma L (1984) A unifying quantitative analysis of soil texture. Soil Sci Soc Am J 48:142–147
Song Y, Liu L, Yan P, Cao T (2005) A review of soil erodibility in water and wind erosion research. J Geog Sci 15(2):167–176
Stanley JD, Jorstad TF, Goddio F (2006) Human impact on sediment mass movement and submergence of ancient sites in the two harbours of Alexandria, Egypt. Norwegian J Geol 86:337–350
Stone R (2008) Three Gorges Dam: into the unknown. Science 321:321–628
Strozzi T, Wegmüller U, Werner C, Wiesmann A (2000) Measurement of slow uniform surface displacement with mm/year accuracy. Proc Geosci Remote Sens Symp 5:2239–2241
Subklew G, Ulrich J, Fürst L, Höltkemeier A (2010) Environmental impacts of the Yangtze Three Gorges Project—an overview of the Chinese-German research cooperation. J Earth Sci 21(6):817–823
Taddese G (2001) Land degradation: a challenge to Ethiopia. Environ Manage 27(6):815–824
Tarboton DG (1997) A new method for the determination of flow directions and upslope areas in grid digital elevation models. Water Resour Res 33:309–319
Tian Y, Huang Z, Xiao W (2010) Reductions in non-point pollution through different management practices for an agricultural watershed in the Three Gorges Reservoir Area. J Environ Sci 22:184–191
Toy TJ, Renard KG (1998) Chapter 1—Introduction. In: Toy TJ, Foster GR (eds) Guidelines for the use of the Revised Universal Soil Loss Equation (RUSLE) version 1.06 on mined land, construction sites, reclaimed land. Office of Surface Mining, Reclamation, and Enforcement, Denver
Wang L, Cai Q, Zhang M, Tan L, Kong L (2010) Longitudinal patterns of phytoplankton distribution in a tributary bay under reservoir operation. Quatern Int 244:280–288
Wang P, Dong S, Lassoie JP (2014a) The large dam dilemma—an exploration of the impacts of hydro projects on people and the environment in China. Springer Science + Business Media, Dordrecht
Wang J, Xiang W, Ning L (2014b) Landsliding triggered by reservoir operation: a general conceptual model with a case study at Three Gorges Reservoir. Acta Geotech. doi:10.1007/s11440-014-0315-2
Werner C, Wegmüller U, Strozzi T, Wiesmann A (2003) Interferometric point target analysis for deformation mapping. Proc IGARSS 7:4362–4364
Williams JR (1975) Sediment-yield prediction with universal equation using runoff energy factor. In: Present and prospective technology for predicting sediment yield and sources: proceedings of the sediment yield workshop, USDA Sedimentation Lab, Oxford, MS, Accessed 30 Nov 1972
Wischmeier WH, Smith DD (1978) Predicting rainfall erosion losses—a guide to conservation planning. Agriculture Handbook No. 537, USDA, Washington, DC
Wu F, Luo Y (2006) Cutting slope reinforcement in reconstructed migrants cities in the Three Gorges area of China. The Geological Society of London, IAEG2006 Paper No 714. pp 1–5
Wu SR, Shi L, Wang RJ, Tan CX, Hu DG, Mei YT, Xu RC (2001) Zonation of the landslide hazards in the forereservoir region of the Three Gorges Project on the Yangtze River. Eng Geol 59:51–58
Wu YJ, King L, Jiang T (2006) Climatic vertical graduation and its use in the Xiangxi River catchment. In: Cai Q, Fohrer N (eds) Sino-German Workshop on Environmental Impacts of large-scale hydraulic Engineering—Programme and Abstracts. Xingshan, China
Wu C, Zhou Z, Xiao W, Wang P, Teng M, Huang Z (2011) Estimation of soil erosion in the Three Gorges Reservoir Area of China using RUSLE, remote sensing and GIS. J Food Agric Environ 9:728–734
Xiang W, Jiang J, Cui D, Huang L (2009) Deformation mechanism of Dagouwan landslide in Dongping Reservoir. J Earth Sci 34:855–860
Xu Y, Peng J, Shao X (2009) Assessment of soil erosion using RUSLE and GIS: a case study of the Maotiao River watershed, Guizhou Province, China. Environ Geol 56:1643–1652
Yang SL, Zhang J, Zhu J, Smith JP, Dai SB, Gao A, Li P (2005) Impact of dams on Yangtze River sediment supply to the sea and delta intertidal wetland response. J Geophys Res. doi:10.1029/2004JF000271
Ye L, Cai Q, Liu R, Cao M (2009) The influence of topography and land use on water quality of Xiangxi River in Three Gorges Reservoir Region. Environ Geol 58:937–942
Zhang B (2008) Impact on mountainous agricultural development in the Three Gorges Reservoir Area forced by migrants of the Three Gorges Project. Chin J Popul Resour Environ 6:83–89
Zhang J, Liu Z, Sun X (2009) Changing landscape in the Three Gorges Reservoir Area of Yangtze River from 1977 to 2005: land use/land cover, vegetation cover changes estimated using multi-source satellite data. Int J Appl Earth Obs 11:1403–1412
Zhang L, Wu B, Zhu L, Wang P (2012) Patterns and driving forces of cropland changes in the Three Gorges Area, China. Reg Environ Change 12:765–776
Zhu AX, Wang P, Zhu T, Chen L, Cai Q, Liu H (2013) Modeling runoff and soil erosion in the Three-Gorge Reservoir drainage area of China using limited plot data. J Hydrol 492:163–175
Acknowledgments
The authors gratefully acknowledge funding from the German Ministry of Education and Research (BMBF, Grant No. 03G0669 and 03G0827A) for the German-Sino research collaboration YANGTZE-GEO. We especially thank Dr. Xiang Wei and the students of the Department of Geotechnical Engineering and Engineering Geology of the China University of Geosciences in Wuhan for collaborating and supporting in the field campaigns. We further highly appreciate assistance in laboratory analyses that have been carried out at the Institute of Hydrobiology and the Changjiang River Scientific Research Institute in Wuhan.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Strehmel, A., Schönbrodt-Stitt, S., Buzzo, G. et al. Assessment of geo-hazards in a rapidly changing landscape: the three Gorges Reservoir Region in China. Environ Earth Sci 74, 4939–4960 (2015). https://doi.org/10.1007/s12665-015-4503-7
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s12665-015-4503-7