Abstract
Introduction
Hyposmia and metacognitive errors are related to aging, depression, male gender, and cognitive decline. The current study investigated the awareness of olfactory dysfunction in subjective cognitive decline (SCD), mild cognitive impairment (MCI), and Alzheimer’s disease (AD), as well as the influence of additional factors.
Methods
A sample of 641 patients, including controls, SCD, non-amnestic MCI (naMCI), amnestic MCI (aMCI), and AD patients, was assessed with the Sniffin’ Sticks odor identification test (OIT) and the subjective olfactory capability (SOC) scale, in addition to measures of depressive symptoms, verbal memory, and executive functioning. Olfactory awareness groups were formed by means of the cutoffs of the OIT and the SOC.
Results
Moderate and small, although significant, correlations between the OIT and the SOC were found among the study groups, with a significant discrimination of measured olfactory function via subjective assessment existing among controls but not among patients with AD. Of all AD patients, 34% overrated their sense of smell while 21% correctly identified themselves as being hyposmic, as opposed to corresponding 6% and 1% of healthy elderly. Overraters and correct hyposmic participants showed higher age and worse verbal memory and executive functions.
Conclusions
Reduced odor identification might underlie the same pathological changes within the brain as cognitive impairment and could serve as an additional marker for the development of AD.
Implications
Although people with AD are aware of hyposmia to some extent, the majority is affected by overestimation of the ability to smell, making the combination of subjective ratings and measures of olfactory function an interesting topic for further research.
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Introduction
Several studies carried out during the last few years have been trying to find a reliable way of predicting the development of Alzheimer’s disease (AD) among patients with mild cognitive impairment (MCI). MCI can be described as an intermediate state between age-related cognitive deterioration and dementia and is referred to as amnestic MCI (aMCI) if the impairment affects tasks requiring a normal function of memory or as non-amnestic MCI (naMCI) if other cognitive areas are impaired (Petersen 2004). Recently, these studies started focusing on olfactory dysfunction as a potential marker for the development of AD in patients suffering from MCI (Lehrner et al. 1997; Murphy 2002; Djordjevic et al. 2008; Devanand et al. 2015). Additionally, a new diagnostic entity, called subjective cognitive decline (SCD), has been gaining more attention lately as a potential prodromal stage of MCI and AD (Jessen et al. 2014).
In general, olfactory deficits are positively related to increasing age (Doty and Kamath 2014), to male sex (Kern et al. 2014), and to cognitive decline, especially concerning memory deficits (Lehrner et al. 2009; Wehling et al. 2016). Interestingly, the majority of the concerned population is not aware of any impairment of their ability to perceive odors (Nordin et al. 1995; Murphy et al. 2002; Bahar-Fuchs et al. 2011). Moderate correlations between measures and subjective ratings of the ability to smell are often explained by the partly subconscious nature of olfactory perception compared with other human senses. The more gradually hyposmia emerges, such as through aging or neurodegenerative diseases, the more likely people overrate their olfactory capacity (White and Kurtz 2003). Overestimation as well as underestimation of abilities is the result of deficits in metacognitive knowledge, which is called anosognosia (Rosen 2011), a phenomenon relatively common in neurodegenerative diseases (Lehrner et al. 2015; White et al. 2016). Specifically, olfactory awareness is negatively related to age (Wehling et al. 2011), cognitive decline, especially concerning memory and executive control such as attention (Devanand et al. 2000; Wehling et al. 2011), and male sex (Wehling et al. 2011).
The main purpose of this study is to investigate the awareness of olfactory dysfunction in people with SCD, MCI, and AD as well as factors influencing it. First, severity and prevalence rates of olfactory impairment by means of a smell performance test as well as a subjective rating will be compared in healthy controls and subjects with SCD, naMCI, aMCI, and AD. As shown in previous studies, it can be expected that patients with cognitive impairment score lower on the measure of olfactory function than controls (Djordjevic et al. 2008; Lehrner et al. 2009; Bahar-Fuchs et al. 2011; Woodward et al. 2017), but not on the subjective one (Nordin et al. 1995; Lehrner et al. 2009; Bahar-Fuchs et al. 2011).
Second, the question of validity of self-reported olfactory functioning as an economic means of screening in neurodiagnostics within controls and AD patients and the relation between measured scores and subjective rating of olfactory ability, representing olfactory awareness, within the diagnostic groups, will be explored. So far, previous studies on the self-rated ability to smell led to conflicting results regarding these purposes (Devanand et al. 2000; Bahar-Fuchs et al. 2011).
Third, variables of cognitive decline, namely verbal memory and executive control, in addition to depressive symptoms, age, and gender, will be compared between formed groups of awareness of olfactory functioning in the study population. The awareness of one’s own olfactory functioning is likely to be not only influenced by symptoms of depression and age, but also by cognitive decline, in a way that depressed patients tend to underestimate their abilities (Hur et al. 2018; Rochet et al. 2018), while the contrary is expected with increasing age and cognitive decline (Nordin et al. 1995; Devanand et al. 2000; Wehling et al. 2011).
Method
Participants
The study was conducted in accordance with the Helsinki Declaration and approved by the Ethical Committee of the Medical University of Vienna. The study site was the Department of Neurology of the Medical University of Vienna. Patients were either referred by general practitioners, neurologists, or psychiatrists or were self-referrals. All patients received a complete neurological examination, standard laboratory blood tests, and psychometric testing (Pusswald et al. 2013), which included the following tests: the Mini-Mental State Examination (MMSE) (Folstein et al. 1975); the Wortschatztest (WST), a vocabulary IQ test (Schmidt and Metzler 1992); the Beck Depression Inventory II (BDI-II) (Hautzinger et al. 2006); and the Neuropsychological Test Battery Vienna (NTBV), which includes assessments of psychomotor speed, attention, language, memory, and executive functions (Lehrner et al. 2007). In most cases, a computer tomography scan or magnetic resonance imaging scan of the brain was obtained (Lehrner et al. 2015).
The study population consisted of 641 persons, among them 161 cognitively healthy controls, 69 SCD, 210 naMCI, 163 aMCI, and 38 AD patients. The diagnosis of SCD, naMCI, aMCI, or AD was determined by the decision of a consensus committee including neuropsychologists, neurologists, and other study personnel involved in the evaluation of the patients’ cognitive status. Diagnosis of MCI was based on Petersen criteria (Petersen 2004) and required a z score of − 1.5 SD below the age and education-corrected norms for elderly controls using MIN-mode MCI classification (Pusswald et al. 2013; Lehrner et al. 2015). SCD classification required (a) the presence of subjective memory deterioration as manifested by the seeking of medical help for memory problems and (b) the concurrent absence of any objectively measurable cognitive deficits (mean z score of each domain greater than − 1.5 SD) (Jessen et al. 2014; Lehrner et al. 2015). AD was diagnosed according to the National Institute of Neurological and Communicative Disorders and Stroke and the Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) (McKhann et al. 1984) and DSM-IV criteria (Saß et al. 1996). None of the olfactory assessments evaluated by this study were used for diagnostic purposes regarding the study population.
Cognitively healthy control subjects were recruited via advertisements. They underwent a rigorous screening evaluation and were assessed as being in good health. The criteria for healthy function included (a) an MMSE score ≥ 27 and a Montreal Cognitive Assessment score ≥ 26, adjusted for education; (b) no active neurological or psychiatric disease; (c) no psychotropic medication; and (d) no medical disorder or treatment that negatively affects cognitive functioning. Controls underwent the same neuropsychological assessment as patients (Lehrner et al. 2015).
The exclusion criteria for all participants were as follows: (1) evidence of stroke as determined by neuroradiologic and clinical examination; (2) history of severe head injury; (3) current psychiatric diagnosis according to ICD-10, however, patients with (sub-) depressive symptoms were included because (sub-) depressive symptoms often occur in elderly patients; and (4) any medical condition that leads to severe cognitive deterioration including renal, respiratory, cardiac, and hepatic disease (Lehrner et al. 2015). Exclusion criteria were applied during routine medical checkup. Thus, no exact data regarding the number of excluded patients is available.
Measures
Olfactory functioning was measured as well as self-rated by the patients and the combination of both served as an indication for the associated awareness.
To measure olfactory performance, the odor identification test (OIT) of the Sniffin’ Sticks test battery (Kobal et al. 1996) was administered. It consists of 16 pen-like sticks containing different odors that are each to be identified within a four-alternative forced-choice format. The Sniffin’ Sticks test kit has established normative data (Hummel et al. 2007) and is frequently used in age-related clinical assessments (Hummel et al. 1997). Scores range from 0 to 16 depending on how many odors were correctly identified, and according to Hummel et al., a score of 9 and below is considered as being hyposmic/anosmic for patients aged from 51 to 70 years, which equals the average age of our study population (Hummel et al. 2007).
To capture the subjective rating of one’s own sense of smell, the subjective olfactory capability (SOC) domain of the assessment of self-reported olfactory functioning and olfaction-related quality of life (ASOF) (Pusswald et al. 2012) was administered. It consists of one question, namely “How would you rate your sense of smell over the past four weeks?,” which is answered by circling a number on a scale from 0 (unable to smell) to 10 (best possible). A score of 3 and below is considered as subjective impairment in olfactory functioning. The ASOF has proven to be of good validity and reliability in normosmic controls as well as in hyposmic/anosmic patients (Pusswald et al. 2012).
The NTBV (Lehrner et al. 2007) measures different aspects of cognitive decline and was administered to extensively evaluate the domains of attention, executive functions, language, and memory. Part of the NTBV are the Verbal Selective Reminding Test (VSRT) (Lehrner et al. 2006) and the Trail Making Test (TMT) with part A and B (Reitan 1979), measuring verbal memory and executive functions, respectively.
Finally, depressive symptoms were detected by the BDI-II (Hautzinger et al. 2006). The BDI-II is a questionnaire broadly applied in clinical research because of its high internal consistency, test-retest reliability, and validity (Wang and Gorenstein 2013). Scores range from 0 to 63 with a score above 13 indicating clinical depression.
Data Preparation and Statistical Methods
All statistics have been calculated with IBM SPSS Statistics Version 23. The significance level for all tests, unless stated otherwise, was set to α = 0.05. According to visual inspection of histograms and the Kolmogorov-Smirnov test, none of the variables ascertained for this study showed a normal distribution, which is why non-parametric tests were used for their evaluation.
Concerning the first hypothesis, the subjective rating and the measure of olfactory function were compared across diagnostic groups via a Kruskal-Wallis test and pairwise post hoc testing using Dunn’s test was applied for variables with significant differences. Prevalence rates of hyposmia/anosmia were calculated by means of the abovementioned cutoffs of the OIT and the SOC domain, respectively, which were then used to split the awareness of olfactory function into the following four categories: (1) underestimation of olfactory function: normosmia according to OIT and hyposmia according to SOC, (2) awareness of normosmia: normosmia according to OIT and normosmia according to SOC, (3) awareness of hyposmia: hyposmia according to OIT and hyposmia according to SOC, and (4) overestimation of olfactory function: hyposmia according to OIT and normosmia according to SOC. Due to the low number of patients in the individual combinations of cognitive and olfactory function groups, the use of inferential statistics was not feasible for the evaluation of this hypothesis.
To examine the relationship between measured and self-rated olfactory performance, Spearman rank correlations of the OIT and the SOC were performed and compared between the diagnostic groups. Furthermore, to investigate the sensitivity and specificity of the SOC domain, receiver operating characteristic (ROC) curves were created for AD patients as well as for healthy subjects, using the odor identification score as a gold standard. The areas under the curves were explored and compared for conclusions concerning the validity of the SOC domain.
To test for differences in age, gender, BDI-II, VSRT delayed recall, and TMT B-A score between the awareness groups, a Kruskal-Wallis and Pearson’s chi-squared test were conducted. For all variables with a significant difference during the aforementioned tests, pairwise post hoc testing was conducted via Dunn’s test or via Fisher’s exact test with Bonferroni correction.
Results
Sample Characteristics of the Study Population
Table 1 shows the sample characteristics of the study population and their comparison among all diagnostic groups via Kruskal-Wallis and Pearson’s chi-squared test. For all variables with a significant difference during the aforementioned tests, pairwise testing was conducted via Mann-Whitney U test or via Fisher’s exact test. Age was significantly higher among AD patients compared with the other groups and significantly lower among controls compared with naMCI and aMCI patients. The MMSE and WST IQ scores of the AD group were significantly lower compared with the other groups. In general, the MMSE score differed significantly between all groups except for between controls and SCD patients, showing a decline from controls to AD patients. Interestingly, the WST IQ of the aMCI group differed significantly only from the SCD and AD group, but not from controls or naMCI patients. The SCD group had a significantly higher WST IQ than the other groups, with the exception of the naMCI group. A potential explanation for this would be that our study recruited SCD patients, as opposed to controls, from a medical help seeking rather than a population-based sample, which might have biased the selection of patients in the direction of overreporting of cognitive impairment. As the patients of our study population originate from a memory clinic, the obtained results might not be representative of the general population. Controls had a significantly lower BDI-II score compared with the other groups. There was no significant difference in the distribution of sex or the duration of education between the groups.
Olfactory Identification, Self-Estimation of Olfaction, and Awareness of Olfactory Functioning
The comparison of measured and self-rated olfactory function among diagnostic groups, which is shown in Table 2, revealed significant differences for both variables. The subsequently conducted post hoc testing revealed the following: The OIT score was significantly lower among AD patients compared with the other groups; significantly lower among aMCI patients compared with healthy controls, SCD, and naMCI patients; and significantly lower among naMCI patients compared with healthy controls. Subjective olfaction as measured by the SOC score showed a significantly lower score among AD patients compared with controls.
The resulting occurrences of tested and self-reported olfactory impairment as well as the prevalence of awareness groups among the diagnostic groups are displayed in Table 3. Based on the olfactory cutoff score for the OIT, the diagnostic groups of the study population displayed a steadily increasing percentage of patients with measured hyposmia when looking at them in the following order: controls (7.5%) ≥ SCD (11.6%) ≥ naMCI (19.5%) ≥ aMCI (34.4%) ≥ AD (55.3%). Total prevalence of measured hyposmia was 21.5%. Using the cutoff score of the SOC, a similar order can be found, with the only difference being that the SOC test showed a lower overall prevalence of hyposmia among the study population and almost equal percentages for SCD, naMCI, and aMCI patients. A graphical illustration of these results can be found in Fig. 1a and b. Regarding the prevalence of overestimation of olfactory function and of the awareness of hyposmia among patient groups, a similar sequence can be found. The frequency of the awareness of normosmia showed an opposite order, decreasing from controls to AD patients. The frequency of the underestimation of olfactory function did not show such a strict order, with the aMCI group having the lowest and the AD group having the highest percentage of patients with underestimation. Regarding the entire patient sample, awareness of normosmia was the most prevalent, followed by overestimation of olfaction, awareness of hyposmia, and underestimation of olfactory capability. For a further, purely descriptive illustration of the awareness of olfactory dysfunction among diagnostic groups, z scores of the OIT and SOC scores have been calculated for every patient based on the mean and standard deviation values of the entire sample. The mean difference between these two z scores (awareness of olfactory dysfunction = z score SOC − z score OIT) can be seen in Fig. 2 for each diagnostic group. Patients with aMCI and AD showed a slightly positive mean value, indicating overestimation of olfactory function, while controls showed a slightly negative mean value, which indicates underestimaion of olfactory function. SCD and even more so naMCI patients showed values close to zero, indicating correct self-estimation of olfactory function. The AD group showed the highest standard error of the mean awareness score, probably due to the lower number of patients compared with the other groups.
Validation of the Subjective Olfactory Capability Domain
To investigate the sensitivity and specificity of the SOC domain in relation to achievements on the OIT, ROC curves were created with the dichotomized OIT score (hyposmic/anosmic versus normosmic) as a state variable. This was done separately with the AD and the control group in order to compare the validity of the SOC scale between the two. The analysis with patients with AD resulted in an area under the curve of 0.69 (p = 0.051, 95% CI = 0.51 to 0.86), suggesting that the subjective scale did not discriminate between AD patients with measured hyposmia/anosmia and those with normosmia to a significant extent. The matching ROC curve is depicted in Fig. 3a. Figure 3b shows the ROC curve that resulted from the analysis with control subjects. The respective area under the curve was 0.74 (p = 0.005, 95% CI = 0.61–0.88), representing a moderate (poor to good) discriminative validity. Differences in the ROC areas between the AD and the control group were not statistically significant, since the confidence intervals overlapped.
Links Between the Odor Identification Test and the SOC Domain
To explore the relationship between the OIT and the SOC domain in the diagnostic groups, six Spearman rank correlations were executed and assessed according to the classification suggested by Cohen (r = 0.1 being a small, r = 0.3 being a medium, and r = 0.5 being a large effect size) (Cohen 1988). The group of participants with SCD (rs = 0.35, p = 0.003), aMCI (rs = 0.30, p < 0.001), and AD (rs = 0.40, p = 0.013) showed a significant moderate correlation of the OIT score and the SOC domain, Furthermore, there was a small but also significant correlation between the two measures in the control group (rs = 0.25, p = 0.002), the naMCI group (rs = 0.22, p = 0.001), and the entire study population (rs = 0.29, p < 0.001).
Influential Factors on Olfactory Functioning and Its Awareness
Concerning the links between the tested and self-rated ability to smell and aging, gender, depression as well as cognitive functioning, Table 4 displays the median, 25th and 75th percentile of age, BDI-II, VSRT delayed recall, and TMT B-A scores, and the percentage of females within the four awareness groups of the study population. In order to evaluate differences in the aforementioned metric variables between the awareness groups, a Kruskal-Wallis test was conducted, showing a significant result for all variables. To determine any significant differences between two groups, Dunn’s test was applied. It revealed a significantly higher age and worse verbal memory of correct hyposmic and overrating patients compared with the other groups and significantly worse executive control functions of overraters compared with underraters and correct normosmic patients and of correct hyposmic compared with correct normosmic participants. Depressive symptoms, as measured by the BDI-II, did not differ significantly during the pairwise group comparisons. A comparison of female and male patients concerning their awareness of olfactory functioning showed a significant difference (χ2(3) = 15.69, p = 0.001), with female patients accounting for almost two thirds of participants with awareness of normosmia and for less than one third of those who underrated their olfactory capability. A post hoc Fisher’s exact test showed a significant difference in the gender distribution only for the aforementioned two groups of awareness. In order to check for the influence of age, depression, and cognitive functioning on tested and self-rated olfactory function regardless of awareness groups, Spearman rank correlations among the entire study population were calculated. The OIT showed a significant decline with higher age (rs = − 0.390, p < 0.001), increasing depression, as measured by the BDI-II (rs = − 0.101, p = 0.011), and deterioration of executive control, as measured by the TMT B-A score (rs = − 0.326, p < 0.001), while a significant increase with better verbal memory, as measured by the VSRT score (rs = 0.393, p < 0.001), could be observed. The SOC correlated with these variables in a rather similar way, with the most notable differences being a non-significant association with executive control (rs = − 0.025, p = 0.528), a weaker one with age (rs = − 0.116, p = 0.003) and verbal memory (rs = 0.135, p = 0.001), and a slightly stronger one with depression (rs = − 0.176, p < 0.001) compared with that of the OIT. From these significant correlations, only the ones of the OIT with age, verbal memory, and executive control were moderate in size, with the others displaying low effect sizes only. A correction for multiple testing was skipped due to the explorative nature of these Spearman rank correlations.
Discussion
The main purpose of this study was to investigate awareness of olfactory dysfunctioning in patients with SCD, naMCI, aMCI, and AD and healthy elderly people. As hypothesized and expected from prior research (Woodward et al. 2017), participants showed an olfactory identification deficit which correlated with their cognitive decline. The same correlation could be seen when looking at the prevalence of measured and self-rated hyposmia among the diagnostic groups of the study population, although the subjective score only showed a significant difference between AD patients and controls, which did not occur during previous research (Nordin et al. 1995; Bahar-Fuchs et al. 2011), and a rather subtle increase in subjectively hyposmic patients with increasing cognitive decline. This is also reflected by the distribution of the olfactory awareness groups among the study sample, which shows a growth in overraters compared with correct hyposmic patients with increasing cognitive impairment, thus being congruent with previous research (Nordin et al. 1995; Lehrner et al. 2009; Wehling et al. 2011; Bahar-Fuchs et al. 2011).
The SOC domain of the ASOF discriminated between normosmic and hyposmic/anosmic controls, as indicated by the OIT, to a moderate extent. This was not observable for subjects with AD, although, similar to the aMCI and SCD group, they showed a significant moderate correlation of the OIT score and the SOC domain, while the entire study group, controls, and participants with naMCI displayed a small but still significant correlation. On the one hand, a fair amount of previous research showed poor prediction of olfactory function via subjective olfactory assessments (Bahar-Fuchs et al. 2011) and a lack of correlation between self-rated and measured olfaction (Djordjevic et al. 2008; Lehrner et al. 2009). On the other hand, a study by Pusswald et al., which also used the OIT and SOC for assessing olfaction, found significant results, with low and moderate correlations for controls and hyposmic patients, respectively, indicating that those differences might be due to methodical issues (Pusswald et al. 2012). This issue is further emphasized by previous research finding a strong correlation among patients with olfactory impairment (Welge-Luessen et al. 2005) and, if olfactory testing preceded the rating of olfactory function, also for healthy subjects (Landis et al. 2003). Although the SOC score did not show a significant ROC for detecting measured hyposmia in patients with AD, the importance of subjective olfactory assessments in the diagnosis and prediction of AD is yet to be fully evaluated, especially when taking the relationship between the overestimation of olfactory capability and the severity of cognitive impairment among our study sample into account, which has been shown to exist in previous studies (Devanand et al. 2000).
Although we found higher age and cognitive impairment assessed via verbal memory and executive function to be more common among overraters and correct hyposmic patients, as reported by previous studies (Wehling et al. 2011, 2016; Doty and Kamath 2014), the lack of awareness of olfactory impairment per se did not correlate with these parameters, since overraters did not differ from correct hyposmic subjects, thus contradicting earlier studies (Nordin et al. 1995; Devanand et al. 2000; Wehling et al. 2011). Consequently, it may not be the metacognition of olfactory functioning but the measurably reduced sense of smell that should be focused on when looking for markers of cognitive decline. The fact that they seem to be interrelated in the current sample could partly be explained by the same underlying pathological changes within the brain. Among others, cholinergic denervation is suspected to be involved in the development of hyposmia in several neurodegenerative diseases (Doty 2017) and was found to be correlating with executive impairment (Behl et al. 2007) and overall cognitive dysfunction (Kim et al. 2013) within AD. Further investigations including data from several neurodegenerative diseases are needed to explore this potentially causative relationship (Doty 2017).
Even though gender was significantly different among awareness groups, the only significant result during post hoc testing was the lower prevalence of females among underraters (approximately one third) compared with correct normosmic participants (approximately two thirds). Prior research showed worse olfactory identification (Brämerson et al. 2004; Kern et al. 2014) and a more frequent lack of awareness of said impairment among males compared with females (Wehling et al. 2011). There is, however, no previous research regarding the influence of gender on the self-estimation of olfaction among normosmic subjects, which would be needed for a comparison with our results.
Concerning depressive symptoms, we found them to be significantly different among the awareness groups, with correct normosmic participants having the lowest and underraters having the highest median of the BDI-II score. There was, however, no significant result during the pairwise group comparisons for this variable. Prior research showed a strong association between subjective smell impairment and major depression (Hur et al. 2018). Furthermore, a review by Rochet et al. argues that measured olfactory identification is often not impaired in depression (Rochet et al. 2018). Taken together, this implies that correct normosmic patients are less likely to be depressive, especially compared with underraters, thus matching the descriptive statistics of our study sample. The lack of a significant result between correct normosmic and underrating patients might be due to the low number of participants in the latter group.
Interestingly, almost 89% of healthy elderly neither had a measured nor a self-rated impairment concerning their sense of smell. Given the findings of Murphy et al. and Wehling et al., which support the hypothesis that measured and to a smaller extent also self-rated olfactory impairment are not uncommon among otherwise healthy elderly populations, the current prevalence rate of unimpaired controls seems surprisingly high (Murphy et al. 2002; Wehling et al. 2011). Yet, the correlation between the self-rating and the measure of olfaction was small in this sample. A corresponding discrepancy was to be expected (Nordin et al. 1995; Wehling et al. 2011), although to a smaller extent in controls than in AD patients, who actually exhibited a higher correlation in this regard. This could be explained by an increased availability of information within the patient population. When only considering the awareness groups that are measurably hyposmic/anosmic, namely the correct hyposmic and the overrating subjects of both the AD and the control group, it becomes clear that, among those having an impaired sense of smell, the share of those being fully aware of it is 38% in patients with AD but only 17% in the population of healthy elderly. Prior research by Nordin et al. found a rather identical (74% vs 77%) rate of unawareness of olfactory deficits among AD patients and healthy controls in their study population (Nordin et al. 1995). The higher rate of overestimating controls in our study sample could be explained by methodical differences, such as the tests used for classification of olfaction, which would also explain the different prevalences of self-rated and measured olfactory impairment among controls and AD patients of the study samples. This further demonstrates the need for standardized olfactory assessments in order to facilitate comparisons and improve the replicability of future studies.
There are several limitations that have to be considered when interpreting our results. Since the study design was cross-sectional, no conclusions concerning causality can be drawn. The size of the individual diagnostic groups was not equal, with a rather small number of SCD and especially AD patients reducing the feasibility of the statistical analysis. Moreover, gender and age were significantly different in the diagnostic groups, and variables such as medication intake and a history of smoking were not considered in this study, although they might have had an impact on the smelling ability. Generally, measuring olfactory functioning by means of an odor identification test requires the abilities to not only sense an odor but also to identify and name it which involves higher cognitive domains such as executive functions and semantic memory (Hedner et al. 2010). This means that failing to identify a certain amount of odors might still imply that the individual is able to smell the scents but has difficulties to recognize and discriminate them within the four-alternative forced-choice format. Therefore, it is likely that cognitive capabilities had an impact on this measure and future studies should include odor threshold and discrimination testing as well. Additionally, the use of special olfactory assessments, which rely on measuring objective parameters such as sniff pressure only (Frank et al. 2006; Dulay et al. 2008), could be helpful for minimizing the effects of cognitive decline on measured olfactory capability. It can be argued that self-rated olfactory functioning was influenced by a similar methodological issue in our investigation, since it was measured by only one rating scale, with the possibility that the grading from zero to ten was too demanding for self-assessment. In the future, a more simple choice of answers such as increased, normal, or decreased sense of smell (Wehling et al. 2011) might be suitable to use, together with a scale covering the perception of specific odors like the self-reported capability of perceiving specific odors scale (SRP) of the ASOF (Pusswald et al. 2012). Another limitation is the dichotomization of measured and self-rated olfactory functioning to obtain awareness groups. Since anosognosia can be described by a continuum ranging from mild to severe deficits in self-awareness (Ries et al. 2007), the categorization into either aware or unaware represents a loss of information. Furthermore, no correction for multiple testing was applied to the correlation analysis between measured and self-rated olfaction among diagnostic groups due to the explorative nature of the analysis. And lastly, no inferential statistics could be conducted for the comparison of the prevalences of olfactory function and awareness among diagnostic groups due to the low number of participants in the individual groups.
To summarize, the present findings demonstrate that, although to some extent people with AD seem to be aware of their olfactory impairment in contrast to healthy elderly, the majority is not accurate enough at assessing its full scale. Thus, overestimation of the ability to smell is a common phenomenon within AD, and self-reported functioning on its own is not a reliable source of information. Since olfactory impairment can be seen as an early marker for neurodegenerative diseases (Barresi et al. 2012), practitioners are well advised to test the ability to identify odors rather than just asking patients if they noticed any difficulties. Moreover, measurably normosmic and hyposmic participants seem to differ from each other concerning age, executive control, and verbal memory, which does not apply when comparing groups with a similar measure but different self-rating of olfactory function.
To conclude, olfactory impairment and its unawareness might serve as a diagnostic marker for early AD. Further investigations with thorough longitudinal designs and standardized assessments are needed to validate the usefulness of olfactory awareness in the detection of early AD and to assess the factors influencing it.
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Tahmasebi, R., Zehetmayer, S., Stögmann, E. et al. Awareness of Olfactory Dysfunction in Subjective Cognitive Decline, Mild Cognitive Decline, and Alzheimer’s Disease. Chem. Percept. 13, 59–70 (2020). https://doi.org/10.1007/s12078-019-09267-7
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DOI: https://doi.org/10.1007/s12078-019-09267-7