Abstract
A variant of multiscale analysis for ergodic Schrödinger operators is developed. This enables us to prove positivity of Lyapunov exponents, given initial scale estimates and an initial Wegner estimate. This postivivity is then applied to high-dimensional skew-shifts at small coupling, where initial conditions are checked using the Pastur-Figotin formalism.
Similar content being viewed by others
References
N. Alon and J. Spencer, The Probabilistic Method, third edition, John Wiley & Sons, Inc., Hoboken, NJ, 2008.
A. Avila, On the spectrum and Lyapunov exponent of limit periodic Schrödinger operators, Comm. Math. Phys. 288 (2009), 907–918.
A. Avila, D. Damanik, in preparation.
J. Avron and B. Simon, Singular continuous spectrum for a class of almost periodic Jacobi matrices, Bull. Amer. Math. Soc. (N.S.) 6 (1982), 81–85.
J. Bourgain, Positive Lyapounov exponents for most energies, Geometric Aspects of Functional Analysis, Lecture Notes in Mathematics 1745, Springer, Berlin, 2000, pp. 37–66.
J. Bourgain, On the spectrum of lattice Schrödinger operators with deterministic potential, J. Anal. Math. 87 (2002), 37–75.
J. Bourgain, Estimates on Green’s functions, localization and the quantum kicked rotor model, Ann. of Math. (2) 156 (2002), 249–294.
J. Bourgain, Green’s Function Estimates for Lattice Schrödinger Operators and Applications, Princeton University Press, Princeton, NJ, 2005.
J. Bourgain, Recent progress on quasi-periodic lattice Schrödinger operators and Hamiltonian partial differential equations, Russ. Math. Surveys 59 (2004), 231–246.
J. Bourgain, Positivity and continuity of the Lyapounov exponent for shifts on T d with arbitrary frequency vector and real analytic potential, J. Anal. Math. 96 (2005), 313–355.
J. Bourgain and M. Goldstein, On nonperturbative localization with quasi-periodic potential, Ann. of Math. (2) 152 (2000), 835–879.
J. Bourgain, M. Goldstein, and W. Schlag, Anderson localization for Schrödinger operators on ℤ with potentials given by the skew-shift, Comm. Math. Phys. 220 (2001), 583–621.
J. Bourgain and W. Schlag, Anderson localization for Schrödinger operators on ℤ with strongly mixing potentials, Comm. Math. Phys. 215 (2000), 143–175.
M. Boshernitzan and D. Damanik, Generic continuous spectrum for ergodic Schrödinger operators. Comm. Math. Phys. 283 (2008), 647–662.
J. Chaika, D. Damanik, and H. Krüger, Schrödinger operators defined by interval exchange transformations, J. Mod. Dyn. 3 (2009), 253–270.
V. Chulaevsky and T. Spencer, Positive Lyapunov exponents for a class of deterministic potentials, Comm. Math. Phys. 168 (1995), 455–466.
J. M. Combes and L. Thomas, Asymptotic behaviour of eigenfunctions for multiparticle Schrödinger operators, Comm. Math. Phys. 34 (1973), 251–270.
W. Craig and B. Simon, Subharmonicity of the Lyaponov index, Duke Math. J. 50 (1983), 551–560.
D. Damanik, Lyapunov exponents and spectral analysis of ergodic Schrödinger operators: A survey of Kotani theory and its applications, Spectral Theory and Mathematical Physics, Part 2, Amer. Math. Soc., Providence, RI, 2007, pp. 539–563.
D. Damanik, M. Embree, D. Lenz, H. Krüger, and G. Stolz, in preparation.
D. Damanik and R. Killip, Almost everywhere positivity of the Lyapunov exponent for the doubling map, Comm. Math. Phys. 257 (2005), 287–290.
M. Disertori, W. Kirsch, A. Klein, F. Klopp, and V. Rivasseau, Random Schrödinger Operators, Société Mathematique de France, Paris, 2008.
M. Goldstein and W. Schlag, On Schrödinger operators with dynamically defined potentials, Mosc. Math. J. 5 (2005), 577–612.
S. Jitomirskaya, Metal-insulator transition for the almost Mathieu operator, Ann. of Math. (2) 150 (1999), 1159–1175.
S. Jitomirskaya, Nonperturbative localization, Proceedings of the ICM, Beijing 2002, 3, 445–456.
A. Kiselev, Y. Last, and B. Simon, Modified Prüfer and EFGP transforms and the spectral analysis of one-dimensional Schrödinger operators, Comm. Math. Phys. 194 (1998), 1–45.
A. Kiselev, C. Remling, and B. Simon, Effective perturbation methods for one-dimensional Schrödinger operators, J. Differential Equations 151 (1999), 290–312.
H. Krüger, Probabilistic averages of Jacobi operators. Comm. Math. Phys. 295 (2010), 853–875.
S. Łojasiewicz, Sur le problème de la division, Studia Math. 18 (1959), 87–136.
B. Malgrange, Ideals of Differentiable Functions, Oxford University Press, London 1967.
L. Pastur and A. Figotin, Spectra of Random and Almost-Periodic Operators, Springer-Verlag, Berlin, 1992.
C. Sadel and H. Schulz-Baldes, Positive Lyapunov exponents and localization bounds for strongly mixing potentials, Adv. Theor. Math. Phys. 12 (2008), 1377–1399.
W. Schlag, On discrete Schrödinger operators with stochastic potentials, XIVth International Congress on Mathematical Physics, World Sci. Publ., Hackensack, NJ, 2005, pp. 206–215.
T. Spencer, Ergodic Schrödinger operators, Analysis, et cetera, Academic Press, Boston, MA, 1990, pp. 623–637.
S. Surace, Positive Lyapunov exponents for a class of ergodic Schrödinger operators. Comm. Math. Phys. 162 (1994), 529–537.
Author information
Authors and Affiliations
Corresponding author
Additional information
H. K. was supported by NSF grant DMS-0800100 and a Nettie S. Autrey Fellowship.
Rights and permissions
About this article
Cite this article
Krüger, H. Multiscale analysis for ergodic schrödinger operators and positivity of Lyapunov exponents. JAMA 115, 343–387 (2011). https://doi.org/10.1007/s11854-011-0032-9
Received:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11854-011-0032-9