Skip to main content
Log in

Multiscale analysis for ergodic schrödinger operators and positivity of Lyapunov exponents

  • Published:
Journal d'Analyse Mathématique Aims and scope

Abstract

A variant of multiscale analysis for ergodic Schrödinger operators is developed. This enables us to prove positivity of Lyapunov exponents, given initial scale estimates and an initial Wegner estimate. This postivivity is then applied to high-dimensional skew-shifts at small coupling, where initial conditions are checked using the Pastur-Figotin formalism.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. N. Alon and J. Spencer, The Probabilistic Method, third edition, John Wiley & Sons, Inc., Hoboken, NJ, 2008.

    Book  MATH  Google Scholar 

  2. A. Avila, On the spectrum and Lyapunov exponent of limit periodic Schrödinger operators, Comm. Math. Phys. 288 (2009), 907–918.

    Article  MathSciNet  MATH  Google Scholar 

  3. A. Avila, D. Damanik, in preparation.

  4. J. Avron and B. Simon, Singular continuous spectrum for a class of almost periodic Jacobi matrices, Bull. Amer. Math. Soc. (N.S.) 6 (1982), 81–85.

    Article  MathSciNet  MATH  Google Scholar 

  5. J. Bourgain, Positive Lyapounov exponents for most energies, Geometric Aspects of Functional Analysis, Lecture Notes in Mathematics 1745, Springer, Berlin, 2000, pp. 37–66.

    Chapter  Google Scholar 

  6. J. Bourgain, On the spectrum of lattice Schrödinger operators with deterministic potential, J. Anal. Math. 87 (2002), 37–75.

    Article  MathSciNet  MATH  Google Scholar 

  7. J. Bourgain, Estimates on Green’s functions, localization and the quantum kicked rotor model, Ann. of Math. (2) 156 (2002), 249–294.

    Article  MathSciNet  MATH  Google Scholar 

  8. J. Bourgain, Green’s Function Estimates for Lattice Schrödinger Operators and Applications, Princeton University Press, Princeton, NJ, 2005.

    MATH  Google Scholar 

  9. J. Bourgain, Recent progress on quasi-periodic lattice Schrödinger operators and Hamiltonian partial differential equations, Russ. Math. Surveys 59 (2004), 231–246.

    Article  MathSciNet  Google Scholar 

  10. J. Bourgain, Positivity and continuity of the Lyapounov exponent for shifts on T d with arbitrary frequency vector and real analytic potential, J. Anal. Math. 96 (2005), 313–355.

    Article  MathSciNet  MATH  Google Scholar 

  11. J. Bourgain and M. Goldstein, On nonperturbative localization with quasi-periodic potential, Ann. of Math. (2) 152 (2000), 835–879.

    Article  MathSciNet  MATH  Google Scholar 

  12. J. Bourgain, M. Goldstein, and W. Schlag, Anderson localization for Schrödinger operators onwith potentials given by the skew-shift, Comm. Math. Phys. 220 (2001), 583–621.

    Article  MathSciNet  MATH  Google Scholar 

  13. J. Bourgain and W. Schlag, Anderson localization for Schrödinger operators onwith strongly mixing potentials, Comm. Math. Phys. 215 (2000), 143–175.

    Article  MathSciNet  MATH  Google Scholar 

  14. M. Boshernitzan and D. Damanik, Generic continuous spectrum for ergodic Schrödinger operators. Comm. Math. Phys. 283 (2008), 647–662.

    Article  MathSciNet  MATH  Google Scholar 

  15. J. Chaika, D. Damanik, and H. Krüger, Schrödinger operators defined by interval exchange transformations, J. Mod. Dyn. 3 (2009), 253–270.

    Article  MathSciNet  MATH  Google Scholar 

  16. V. Chulaevsky and T. Spencer, Positive Lyapunov exponents for a class of deterministic potentials, Comm. Math. Phys. 168 (1995), 455–466.

    Article  MathSciNet  MATH  Google Scholar 

  17. J. M. Combes and L. Thomas, Asymptotic behaviour of eigenfunctions for multiparticle Schrödinger operators, Comm. Math. Phys. 34 (1973), 251–270.

    Article  MathSciNet  MATH  Google Scholar 

  18. W. Craig and B. Simon, Subharmonicity of the Lyaponov index, Duke Math. J. 50 (1983), 551–560.

    Article  MathSciNet  MATH  Google Scholar 

  19. D. Damanik, Lyapunov exponents and spectral analysis of ergodic Schrödinger operators: A survey of Kotani theory and its applications, Spectral Theory and Mathematical Physics, Part 2, Amer. Math. Soc., Providence, RI, 2007, pp. 539–563.

    Google Scholar 

  20. D. Damanik, M. Embree, D. Lenz, H. Krüger, and G. Stolz, in preparation.

  21. D. Damanik and R. Killip, Almost everywhere positivity of the Lyapunov exponent for the doubling map, Comm. Math. Phys. 257 (2005), 287–290.

    Article  MathSciNet  MATH  Google Scholar 

  22. M. Disertori, W. Kirsch, A. Klein, F. Klopp, and V. Rivasseau, Random Schrödinger Operators, Société Mathematique de France, Paris, 2008.

  23. M. Goldstein and W. Schlag, On Schrödinger operators with dynamically defined potentials, Mosc. Math. J. 5 (2005), 577–612.

    MathSciNet  MATH  Google Scholar 

  24. S. Jitomirskaya, Metal-insulator transition for the almost Mathieu operator, Ann. of Math. (2) 150 (1999), 1159–1175.

    Article  MathSciNet  MATH  Google Scholar 

  25. S. Jitomirskaya, Nonperturbative localization, Proceedings of the ICM, Beijing 2002, 3, 445–456.

    MathSciNet  Google Scholar 

  26. A. Kiselev, Y. Last, and B. Simon, Modified Prüfer and EFGP transforms and the spectral analysis of one-dimensional Schrödinger operators, Comm. Math. Phys. 194 (1998), 1–45.

    Article  MathSciNet  MATH  Google Scholar 

  27. A. Kiselev, C. Remling, and B. Simon, Effective perturbation methods for one-dimensional Schrödinger operators, J. Differential Equations 151 (1999), 290–312.

    Article  MathSciNet  MATH  Google Scholar 

  28. H. Krüger, Probabilistic averages of Jacobi operators. Comm. Math. Phys. 295 (2010), 853–875.

    Article  MathSciNet  MATH  Google Scholar 

  29. S. Łojasiewicz, Sur le problème de la division, Studia Math. 18 (1959), 87–136.

    MathSciNet  MATH  Google Scholar 

  30. B. Malgrange, Ideals of Differentiable Functions, Oxford University Press, London 1967.

    Google Scholar 

  31. L. Pastur and A. Figotin, Spectra of Random and Almost-Periodic Operators, Springer-Verlag, Berlin, 1992.

    Book  MATH  Google Scholar 

  32. C. Sadel and H. Schulz-Baldes, Positive Lyapunov exponents and localization bounds for strongly mixing potentials, Adv. Theor. Math. Phys. 12 (2008), 1377–1399.

    MathSciNet  MATH  Google Scholar 

  33. W. Schlag, On discrete Schrödinger operators with stochastic potentials, XIVth International Congress on Mathematical Physics, World Sci. Publ., Hackensack, NJ, 2005, pp. 206–215.

    Google Scholar 

  34. T. Spencer, Ergodic Schrödinger operators, Analysis, et cetera, Academic Press, Boston, MA, 1990, pp. 623–637.

    Google Scholar 

  35. S. Surace, Positive Lyapunov exponents for a class of ergodic Schrödinger operators. Comm. Math. Phys. 162 (1994), 529–537.

    Article  MathSciNet  MATH  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Helge Krüger.

Additional information

H. K. was supported by NSF grant DMS-0800100 and a Nettie S. Autrey Fellowship.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Krüger, H. Multiscale analysis for ergodic schrödinger operators and positivity of Lyapunov exponents. JAMA 115, 343–387 (2011). https://doi.org/10.1007/s11854-011-0032-9

Download citation

  • Received:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11854-011-0032-9

Keywords

Navigation