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Clinicopathologic Features and Treatment Trends of Pancreatic Neuroendocrine Tumors: Analysis of 9,821 Patients

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Journal of Gastrointestinal Surgery Aims and scope

Abstract

The natural history of pancreatic neuroendocrine tumors (PNET) remains poorly defined. Our objectives were to examine the clinicopathologic features of PNETs, to assess treatment trends over time, and to identify factors associated with undergoing resection. From the National Cancer Data Base (1985–2004), 9,821 patients were identified with PNETs. Clinicopathologic features and treatment trends were examined. Multivariable logistic regression was used to assess factors associated with undergoing resection. Of 9,821 patients with PNETs, 85% were nonfunctional, 7.1% were functional, and 7.9% were carcinoid tumors. Of the 3,851 (39.0%) patients who underwent pancreatectomy, 449 (11.7%) received adjuvant chemotherapy, and 254 (6.6%) received adjuvant radiation. From 1985 to 2004, utilization of pancreatectomy increased from 39.4 to 44.3% (P < 0.0001). Patients were less likely to undergo resection if they were >55 years old, had tumors in the head of the pancreas, tumors ≥4 cm, or had distant metastases (P < 0.0001). Patients treated at NCCN/NCI, academic, or high-volume hospitals were more likely to undergo resection. There are disparities in the utilization of pancreatectomy for PNETs. As PNETs have a better prognosis than adenocarcinoma, concerns regarding the morbidity and mortality of pancreatic surgery and neoplasms should not preclude resection.

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Acknowledgements

KYB is supported by the American College of Surgeons, Clinical Scholars in Residence program and a research grant from the Department of Surgery, Feinberg School of Medicine, Northwestern University. This study was presented in part at the 48th Annual Meeting of the Society for Surgery of the Alimentary Tract (SSAT) meeting at Digestive Disease Week 2007 in Washington, DC on May 23, 2007.

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Discussion

C. Max Schmidt, M.D. (Indianapolis, IN): Congratulations, Karl, on an excellent study. I have enjoyed watching you continue to succeed as a clinician scientist.

Dr. Bilimoria and his group presented the largest study that I know of pancreatic neuroendocrine tumors, defining their clinical and pathological characteristics and outcomes, finding that age, grade, as well as distant metastases, and not size predict survival after resection. I have a few questions for you and your co-authors.

Pancreatic neuroendocrine tumors, as you noted in your talk and in your paper, in the National Cancer Center Data Base are included only when they are determined to be malignant as opposed to benign by the pathologist. This is rather intriguing because I am not sure how this would be determined. Did you talk to any pathologists at your institution or others to try to get an idea of maybe the proportion of tumors that have been categorized as benign and what characteristics they might have?

Secondly, you have done extensive analysis with this data, and you have looked at factors that predict whether or not patients with pancreatic neuroendocrine tumors will undergo surgical resection. Interestingly, size and location are predictive factors, i.e., larger size and location in the head of the pancreas, which are not associated with resection. In the last 20 years, despite the fact that surgical resection is the only effective treatment, we have only increased the number of resections for this cancer by 5%. So my question to you is, how are we going to get this message to the community? Fifty percent of these tumors are resected in academic centers or National Cancer Institute centers, and 50% are resected in the community.

The third question is about your prognostic score in resected patients. Interestingly, age, grade and distant metastases were utilized in your score and all significant on multivariate analysis. I would like you to speculate why age in resected patients is associated with survival? Eventually all of us must die, but there have been some nice studies to suggest that pancreatic surgery in the elderly is safe, and perhaps you can comment if it is different in terms of age predicting survival in the community versus the academic setting?

And finally, you mentioned some ways in which you are going to validate your prognostic score, but I have not worked with the National Cancer Data Base. I wonder if there is a way to prospectively use the database to validate from here onwards?

Thank you for the privilege of the floor.

Dr. Bilimoria: Thank you for those insightful questions. First, it was a source of irritation when realized that only the malignant tumors are reported to cancer registries. This is partly due to the WHO classification of 2000 where they try to make the distinction between benign and malignant, and our pathologists give this no credence and don't understand the WHO’s distinction between benign and malignant. They don't think it is a useful system. Other people have classified benign versus malignant in the literature by patients who have metastases vs. no metastases or nodal involvement vs. no nodal involvement to classify the tumor as benign or malignant, and so it is sort of a confounded definition. I think that it is very unclear, and I think it shouldn't be used, and I hope that we can have all of these tumors reported to the National Cancer Data Base regardless of whether they are deemed benign or malignant.

As far as utilization goes, it is similar to our work with pancreatic adenocarcinoma where we found that nearly 40% of patients were not undergoing surgery for resectable disease. We saw the same thing here, and age, size and tumor location really affected utilization of surgery. Certainly the issue of location of the tumor is probably based on historical concerns with the Whipple procedure, such as high perioperative mortality and complications. Thus, those views are based on outdated data. It probably goes to the point of trying to influence our community hospitals and surrounding hospitals to utilize surgery for this disease.

And that goes to the next question of how are we going to get the message out. It is not the people in this room who won't operate on pancreatic cancer. So it is the people in this room who can spread the message and take it to other surrounding hospitals and state medical societies and continue to educate and update the medical community on the improving data for pancreatic cancer resection.

Your third question was regarding the importance of age on utilization of surgery. A study by Dr. Makary and colleagues from Hopkins looked at age for the Whipple procedure and found that old patients did pretty well, and I think Dr. Cameron's review of 1,000 Whipples actually had a 103-year-old patient who underwent a Whipple procedure. I agree that we need to think about pushing the limit, but that may speak directly to what we were talking about next door yesterday. It’s the system and the team that are really involved in being able to take care of the elderly patient. It is the ICU care, the anesthesia care, and so forth. If that turns out to be the case, then maybe referral for those older patients is important. We are going to submit some data to that effect looking at 15 different cancers very soon. Also age is an important prognostic factor no matter what cancer you look at. In a multivariate model, age was the most powerful predictor of outcome. Simply having age in the model doesn't completely account for it, but it does to some extent, and it is a powerful predictor of survival. Older people die, old people have more comorbidities, and so it is also a proxy for the severity of comorbidities. There were no differences between academic and community hospitals in the multivariate models by age, but community hospitals on univariate analysis typically, as we saw in the rectal cancer paper, have older patients and actually they have sicker patients than at the academic hospitals by Charlson score.

Finally, to validate the model using a prospective system is exactly something that we would like to look into. SEER in the Detroit and LA regions allow investigators to get the names of patients and follow them once they have been diagnosed, and this happens relatively quickly after diagnosis so you can actually do a study early on. The National Cancer Data Base isn't set up that way and there are some limitations because we have so much sensitive data on the hospital and the patient that we cannot to give out freely at this point. We are looking at developing a public use data set. But to do this prospectively where we can identify patients quickly after diagnosis and include them in clinical trials would be fantastic, and I think that we need to take a lesson from SEER on how to do that and move in that direction. That is a great idea.

Dr. K. Lillemoe (Indianapolis, IN): Karl, another nice bit of work from you and your group. I do quibble a little bit with this study, though, because I really think you are mixing apples with oranges. All these tumors are rare, but I think clinicians have got an idea of the natural history of gastrinomas, they have an idea of the natural history of carcinoids, insulomas, as we have talked before, the rare one that is malignant, falls into your group. The big unknown is the nonfunctional neuroendocrine or islet cell tumors which make up the vast majority of your cases. So I guess my question for you is, if you just threw out all the functional tumors and just focused on the nonfunctional islet tumors, is this a valid tool, because that is where we need help in telling patients what to do. Obviously we don't have a lot of options in terms of adjuvant therapies, but clearly those are the big unknown and that is where I really question if you could mine your database to answer the real prognosis with those tumors.

Another nice bit of work from your group.

Dr. Bilimoria: We did exactly that. We excluded the carcinoid tumors and the functional tumors separately and then we excluded both groups, the carcinoid and the functional tumors. When we just looked at the nonfunctional tumors, the remaining 83% of tumors that underwent resection, the prognostic score held up in exactly the same way. The magnitude and direction of the hazard ratios in the Cox model were almost identical to when we included the functional and/or carcinoid tumors.

Dr. Lillemoe: And lymph nodes didn't have any prognosis with the nonfunctional?

Dr. Bilimoria: No, they did not.

Dr. H. Chen (Madison, WI): Fantastic study. Congratulations. I just had a quick question for clarification. In your carcinoids, were all those pancreatic carcinoids or did you throw in gastrointestinal carcinoids in your study?

Dr. Bilimoria: They were purely pancreatic carcinoids. These did not include peripancreatic or other gastrointestinal tumors. They had to be coded as a primary pancreatic neoplasm to be included in our study.

Dr. B. Clary (Durham, NC): One last question. For your multivariate analysis, that was done on the entire population. If you limited it to your resected patients, do nodal status and margin become important and should you create your prognostic scoring system from that population?

Dr. Bilimoria: Sorry if I didn't make that clear. The score and the prognostic factors are based entirely on resected patients. We did the analyses on all patients as well, but what I have shown you here is only on the resected patients.

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Bilimoria, K.Y., Tomlinson, J.S., Merkow, R.P. et al. Clinicopathologic Features and Treatment Trends of Pancreatic Neuroendocrine Tumors: Analysis of 9,821 Patients. J Gastrointest Surg 11, 1460–1469 (2007). https://doi.org/10.1007/s11605-007-0263-3

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