Skip to main content

Advertisement

Log in

Dynamic Representation(s): Federal Criminal Justice Policy and an Alternative Dimension of Public Mood

  • Original Paper
  • Published:
Political Behavior Aims and scope Submit manuscript

Abstract

Does public policy respond to public opinion? Previous research suggests dynamic representation occurs in the aggregate. Yet, most of the evidence for policy response is limited to the policy intentions of elected officials on issues related to more or less government spending. We examine policy response to an alternative dimension of public mood, public preferences for more or less punitive criminal justice policies, using multiple indicators of policy from various stages of the policy-making process. Criminal justice policy should be responsive to public preferences given the public’s concern about crime and the negative social construction of criminals. Thus, there is an electoral incentive for public officials to respond to public preferences along this alternative dimension of public sentiment regarding criminal justice policy. We estimate a DYMIMIC model of federal criminal justice policy as a function of the multiple dimensions of public policy mood using Kalman filtering. The results indicate that criminal justice policy responds to the second, not the first, dimension of public mood. We find evidence that policy-makers at multiple stages of the policy process are able to differentiate among multiple signals from the public and respond appropriately. The results present a more sophisticated portrait of democratic responsiveness.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

Notes

  1. More recently, Stimson (2004) suggests that abortion may have evolved to be aligned with the more general domestic policy sentiment. All of the analyses about the effects of domestic policy mood, however, exclude abortion attitudes.

  2. By using the term “genuine” we are not suggesting that attitudes about crime are unresponsive to elite or media influence, but instead we refer to the notion that punitive preferences are related to core-values of morality and equality and have a relatively low probability of being constructed at the time of survey response. This leads some scholars to suggest that attitudes toward punishment are very stable and reluctant to capricious change (Ellsworth and Gross 1994).

  3. An exception to this claim is the work of Monroe (1998) showing a high degree of consistency between aggregate public opinion on foreign policy issues and public policy over time (also see Monroe 1979; Page and Shapiro 1983).

  4. Stimson et al. (1995), for instance, measure policy as legislative roll call votes, interest group ratings of those votes, the ideological slant of amicus briefs filed by the Solicitor General, and Supreme Court votes.

  5. See Walker (1993) for a discussion of the extensive discretion that police, prosecutors, and judges have traditionally enjoyed in the U.S. criminal justice system.

  6. Both policy mood measures (dimensions 1 and 2) are taken directly from Stimson (1999) and are available at http://www.unc.edu/~jstimson/time.htm.

  7. The crime index can also represent improvement in reporting practices (Nettler 1974) and changes in the seriousness of criminal activity (Skogan 1976).

  8. The technique is similar to a hidden Markov model with a continuous rather than discrete latent state variable with a Gaussian distribution. Readers who are interested in the details of the Kalman filter and the DYMIMIC model in particular should refer to the work of Beck (1989) and Kellstedt et al. (1996).

  9. We have estimated the model using racial policy preferences as the only indicator of public opinion as well as a simple bivariate model. In both instances the relationship between racial policy preferences and criminal justice policy is consistent with the results reported above.

  10. Four lags were determined to be appropriate based on the AIC, SBIC, and a Likelihood Ratio test. The estimates are from a VARX model controlling for all the variables shown in Table 1. The latter ensures the models are fully specified. Since the measure of the latent state of criminal justice policy is estimated (see Table 1), Granger causality tests were also conducted between each observed indicator and the second dimension of mood. None of these tests indicate that policy or presidential attention Granger causes public opinion.

References

  • Anderson, J. E. (1997). Public policymaking, 3rd (ed.). Boston, MA: Houghton Mifflin.

    Google Scholar 

  • Bartels, L. M. (1991). Constituency opinion and congressional policy making: The Reagan defense build up. American Political Science Review, 85(2), 457–474.

    Article  Google Scholar 

  • Beck, N. (1989). Estimating dynamic models using Kalman filtering. Political Analysis, 1(1), 121–156.

    Article  Google Scholar 

  • Beckett, K. (1997). Making crime pay. New York: Oxford University Press.

    Google Scholar 

  • Blumstein, A., & Beck, A. F. (1999). Population growth in the U.S. prisons, 1980–1996. Crime and Justice: A Review of Research, 26, 17–60.

    Article  Google Scholar 

  • Brace, P., Sims-Butler, Kellie, Arceneaux, Kevin & Martin, J. (2002). Public opinion in the American states: New perspectives using national survey data. American Journal of Political Science, 46(1), 173–189.

    Article  Google Scholar 

  • Canes-Wrones, B., Brady, D. W., & Cogan, J. F. (2002). Out of step, out of office: Electoral accountability and house members’ voting. American Political Science Review, 96(1), 127–140.

    Article  Google Scholar 

  • Carmines, E. G., & Stimson, J. A. (1980). The two faces of issue voting. American Political Science Review, 74(1), 78–91.

    Article  Google Scholar 

  • Carpenter, D. P. (1996). Adaptive signal processing, hierarchy, and budgetary control in federal regulation. American Political Science Review, 90(2), 282–302.

    Google Scholar 

  • Dahrendorf, R. (1985). Law and order. Boulder, CO: Westview Press.

    Google Scholar 

  • Davey, J. D. (1998). The politics of prison expansion. Westport, CT: Praeger.

    Google Scholar 

  • Edsall, T. B., & Edsall, M. D. (1992). Chain reaction. New York: W. W. Norton.

    Google Scholar 

  • Ellsworth, P. C., & Gross, S. R. (1994). Hardening of the attitudes: Americans’ views on the death penalty. Journal of Social Issues, 50(2), 19–52.

    Article  Google Scholar 

  • Engle, R., & Watson, M. (1981). A one-factor multivariate time series model of Metropolitan wage rates. Journal of the American Statistical Association, 76, 774–780.

    Article  Google Scholar 

  • Erikson, R. S. (1976). The relationship between public opinion and state policy: A new look based on some forgotten data. American Journal of Political Science, 20(1), 25–36.

    Article  Google Scholar 

  • Erikson, R. S., Mackuen, M. B., & Stimson, J. A. (2002). The macro polity. New York: Cambridge University Press.

    Google Scholar 

  • Fernandez, K. (2003). Race, political institutions, and criminal sentencing: A multi-level analysis. Paper presented at the Race, Crime, and Voting Conference at New York University.

  • Fiorina, M. P. (1981). Retrospective voting in American national elections. New Haven: Yale University Press.

    Google Scholar 

  • Freeman J. R. (1983). Granger causality and the time series analysis of political relationships. American Journal of Political Science, 27(2), 327–358.

    Article  Google Scholar 

  • Freeman, J. R., Williams, J. T., & Lin, Tse-min (1989). Vector autoregression and the study of politics. American Journal of Political Science, 33(4), 842–877.

    Article  Google Scholar 

  • Gordon, D. (1994). The return of the dangerous classes: Drug prohibition and policy politics. New York: Norton.

    Google Scholar 

  • Gormley, W. T. (1986). Regulatory issue networks in a federal system. Polity, 18(4), 595–620.

    Article  Google Scholar 

  • Granger, C. W. J., & Newbold, P. (1974). Spurious regressions in econometrics. Journal of Econometrics, 2, 111–120.

    Article  Google Scholar 

  • Hartley, T., & Russett, B. (1992). Public opinion and the common defense: Who governs military spending in the United States. American Political Science Review, 86(4), 905–915.

    Article  Google Scholar 

  • Huber, J. D., & McCarty, N. (2004). Bureaucratic capacity, delegation, and political reform. American Political Science Review, 98(3), 481–494.

    Article  Google Scholar 

  • Hurley, P. A., & Hill, K. Q. (2003). Beyond the demand-input model: A theory of representational linkages. Journal of Politics, 65(2), 304–326.

    Article  Google Scholar 

  • Hurwitz, J., & Peffley, M. (1997). Public perceptions of race and crime: The role of racial stereotypes. American Journal of Political Science, 41(2), 375–401.

    Article  Google Scholar 

  • Hurwitz, J., & Peffley, M. (2005). Playing the race card in the post-Willie Horton era: The impact of racialized code words on support for punitive crime policy. Public Opinion Quarterly, 69(1), 99–112.

    Article  Google Scholar 

  • Iyengar, S. (1991). Is anyone responsible? Chicago, IL: The University of Chicago Press.

    Google Scholar 

  • Jackson, P. I., & Carroll, L. (1981). Race and the war on crime: The sociopolitical determinants of municipal police expenditures in 90 non-Southern U.S. cities. American Sociologial Review, 46(3), 290–305.

    Article  Google Scholar 

  • Jacobs, L. R., & Shapiro, R. Y. (2000). Politicans don’t pander. Chicago, IL: University of Chicago Press.

    Google Scholar 

  • Jacobs, L. R., & Shapiro, R. Y. (2002). Politics and policymaking in the real world: Crafted talk and the loss of democratic responsiveness. In Manza, J., Cook, F. L., & Page, B. I. (Eds.), Navigating public opinion (pp. 54–75). New York: Oxford University Press.

  • Kellstedt, P. M. (2003). The mass media and the dynamics of American racial attitudes. New York: Cambridge University Press.

    Google Scholar 

  • Kellstedt, P. M., McAvoy, G. E., & Stimson, J. A. (1996). Dynamic analysis with latent constructs. Political Analysis, 5(1), 113–150.

    Article  Google Scholar 

  • Kinder, D. R., & Sanders, L. M. (1996). Divided by color. Chicago, IL: University of Chicago Press.

    Google Scholar 

  • Kingdon, J. W. (1973). Congressmen’s voting decisions. New York: Harper and Row.

    Google Scholar 

  • Lowi, T. J. (1964). American business, public policy, case-studies, and political theory. World Politics, 16(4), 677–715.

    Article  Google Scholar 

  • Manza, J., & Cook, F. L. (2002). The impact of public opinion on public policy: The state of the debate. In Manza, J., Cook, F. L., & Page B. I. (Eds.), Navigating public opinion (pp. 17–32). New York: Oxford University Press.

  • Marion, N. E. (1994). A history of federal crime control initiatives, 1960-1993. London: Praeger.

    Google Scholar 

  • Mayer, W. G. (1993). The changing American mind. Ann Arbor, MI: University of Michigan Press.

    Google Scholar 

  • McCubbins, M. D., Noll, R. R., & Weingast, B. R. (1987). Administrative procedures as instruments of political control. Journal of Law and Economic Organization, 3(2), 243–277.

    Google Scholar 

  • McCubbins, M. D., & Schwartz, T. (1984). Congressional oversight overlooked: Police patrols versus fire alarms. American Journal of Political Science, 28(1), 165–179.

    Article  Google Scholar 

  • McIntyre, J. (1967). Public attitudes toward crime and law enforcement. Annals of the American Academy of Political and Social Science, 374(1), 34–46.

    Article  Google Scholar 

  • Meier K. J. (1994). The politics of sin. New York: M. E. Sharpe.

    Google Scholar 

  • Meier K. J., & O’Toole L. J. (2006). Bureaucracy in a democratic state. Baltimore, MD: The John Hopkins University Press.

    Google Scholar 

  • Miller, J. (1996). Search and destroy: African American males in the criminal justice system. Cambridge: Cambridge University Press.

    Google Scholar 

  • Miller W. E., & Stokes D. E. (1963). Constituency influence in congress. American Political Science Review, 57(1), 45–56.

    Article  Google Scholar 

  • Monroe, A. D. (1979). Consistency between public preferences and national policy decisions. American Politics Quarterly, 7(1), 3–19.

    Article  Google Scholar 

  • Monroe, A. D. (1998). Public opinion and public policy, 1980–1993. Public Opinion Quarterly, 62(1), 6–28.

    Article  Google Scholar 

  • Mooney, C. Z., & Lee, M.-H. (2000). The influence of values on consensus and contentious morality policy: U.S. death penalty reform, 1956–82. Journal of Politics, 62(1), 223–239.

    Google Scholar 

  • Nettler, G. (1974). Explaining crime. New York: McGraw-Hill.

    Google Scholar 

  • Nicholson-Crotty, S., & Meier, K. J. (2003). Crime and punishment: The politics of federal criminal justice sanctions. Political Research Quarterly, 56(2), 119–126.

    Google Scholar 

  • Oliver, W. M. (2003). The law & order presidency. New York: Prentice Hall.

    Google Scholar 

  • Page, B. I., & Shapiro, R. Y. (1983). Effects of public opinion on policy. American Political Science Review, 77(1), 175–190.

    Article  Google Scholar 

  • Page, B. I., & Shapiro, R. Y. (1992). The rational public. Chicago, IL: The University of Chicago Press.

    Google Scholar 

  • Peffley, M., & Hurwitz, J. (2002). The racial components of race-neutral crime policy attitudes. Political Psychology, 23(1), 59–75.

    Article  Google Scholar 

  • Peterson, D. A. M., Grossback, L. J., Stimson, J. A., & Gangl, A. (2003). Congressional response to mandate elections. American Journal of Political Science, 47(3), 411–426.

    Article  Google Scholar 

  • Poole, K. T., & Rosenthal, H. (1997). Congress: A political-economic history of roll call voting. New York: Oxford University Press.

    Google Scholar 

  • Scheingold, S. (1984). The politics of law and order: street crime and public policy. New York: Longman.

    Google Scholar 

  • Scheingold, S. (1992). The politics of street crime: Criminal process and cultural obsession. Philadelphia, PA: Temple University Press.

    Google Scholar 

  • Schneider, A., & Ingram, H. (1993). Social construction of target populations: Implications for politics and policy. American Political Science Review, 87(2), 334–347.

    Article  Google Scholar 

  • Schneider, A. L. (2006). Patterns of change in the use of imprisonment in the American states: An integration of path dependence, punctuated equilibrium and policy design approaches. Political Research Quarterly, 59(3), 457–470.

    Article  Google Scholar 

  • Sears, D. O., Lau, R. R., Tyler, T. R., & Allen, H. M. (1980). Self-Interest vs. symbolic politics in policy attitudes and presidential voting. American Political Science Review, 74(3), 670–684.

    Article  Google Scholar 

  • Secret, P. E., & Johnson, J. B. (1989). Racial differences in attitudes toward crime control. Journal of Criminal Justice, 17(5), 361–375.

    Article  Google Scholar 

  • Silver, C., & Shapiro, R. (1984). Public opinion and the federal judiciary: Crime, punishment, and demographic constraints. Population Research and Policy Review, 3(3), 255–280.

    Article  Google Scholar 

  • Skogan, W. G. (1976). The victims of crime: Some material findings. In Guenther, A. L. (Eds.), Criminal behavior in social systems (pp. 131–148). Chicago: Rand McNally.

  • Smith, K. B. (2004). The politics of punishment: Evaluating political explanations of incarceration rates. Journal of Politics, 66(3), 925–938.

    Google Scholar 

  • Smith, M. A. (2000). American business and political power. Chicago, IL: The University of Chicago Press.

    Google Scholar 

  • Stimson, J. A. (1999). Public opinion in America: moods, cycles, and swings, (2nd ed.). Boulder, CO: Westview Press.

    Google Scholar 

  • Stimson, J. A. (2004). Tides of consent. New York: Cambridge University Press.

    Google Scholar 

  • Stimson, J. A., Mackuen M. B., & Erikson, R. S. (1995). Dynamic representation. American Political Science Review, 89(3), 543–565.

    Article  Google Scholar 

  • Stinchcombe, A., Adams, R., Heimer, C., Lane, K., Smith, T., & Taylor D. G. (1980). Crime and punishment: Changing American attitudes. New York: Jossey Bass.

    Google Scholar 

  • Tatalovich, R., & Daynes B. W. (1998). Moral controversies in American politics. Armonk, NY: M.E. Sharpe.

    Google Scholar 

  • Thomas C., & Cage R. (1976). Correlates of public attitudes toward legal sanctions. International Journal of Criminology and Penology, 4, 239–255.

    Google Scholar 

  • Thomas, C., & Foster, S. (1975). A sociological perspective on public support for capital punishment. American Journal of Orthopsychiatry, 45(4), 641–657.

    Article  Google Scholar 

  • Tyler T. R., & Weber, R. (1982). Support for the death penalty; instrumental response to crime, or symbolic attitude. Law & Society Review, 17(1), 21–46.

    Article  Google Scholar 

  • Walker, S. (1993). Taming the system: The control of discretion in criminal justice, 1950-1990. New York: Oxford University Press.

    Google Scholar 

  • Watson, M., & Engle, R. (1983). Alternative algorithms for the estimation of dynamic factor, MIMIC, and varying coefficient regression models. Journal of Econometrics, 23(3), 385–400.

    Article  Google Scholar 

  • Wlezien, C. (1996). Dynamics of representation: The case of US spending on defense. British Journal of Political Science, 26(1), 81–103.

    Article  Google Scholar 

  • Wlezien, C. (2004). Patterns of representation: Dynamics of public preferences and policy. Journal of Politics, 66(1), 1–24.

    Article  Google Scholar 

  • Wood, B. D., & Waterman, R. (1994). Bureaucratic dynamics: The role of a bureaucracy in a democracy. Boulder, CO: Westview Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Sean Nicholson-Crotty.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Nicholson-Crotty, S., Peterson, D.A.M. & Ramirez, M.D. Dynamic Representation(s): Federal Criminal Justice Policy and an Alternative Dimension of Public Mood. Polit Behav 31, 629–655 (2009). https://doi.org/10.1007/s11109-009-9085-1

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11109-009-9085-1

Keywords

Navigation