Abstract
Parental incarceration has been increasingly recognized as a significant threat to the development and well-being of millions of American children and youth. After decades of documenting problems among youth with incarcerated parents, researchers have now started to emphasize the critical need for research on heterogeneity and competence in this population. Towards this end, we used a mixed-methods approach to identify different subgroups of youth with incarcerated and non-resident parents (n = 26) and to explore potential patterns of individual and family factors across groups. Cluster analysis suggested four different subgroups of youth that varied in the extent to which they exhibited behavior problems and competence. The majority of youth were classified as “adjusted” or “striving”, with comparatively few categorized as either “thriving” or “vulnerable”. Thematic analysis of qualitative data suggested that groups varied in terms of the extent to which they experienced economic and residential instability and challenges related to their social location, as well as caregiver positive expressiveness, agency, and social support. Results further indicated that although parental incarceration may be a part of an overall profile of risk, it does not appear to consistently distinguish youth separated from parents for different reasons in terms of patterns of adjustment and competence.
Similar content being viewed by others
Change history
26 December 2018
The original version of this manuscript contained an error in the reference for our general life events measure. General life events were assessed using the Life Events and Circumstances Checklist (LEC; Work, Cowen, Parker & Wyman, 1990) rather than the Coddington Life Events Scale (CLES; Coddington, 1972). A corrected description of the measure is provided below.
References
Aaron, L., & Dallaire, D. (2010). Parental incarceration and multiple risk experiences: Effects on family processes and children’s delinquency. Journal of Youth and Adolescence, 39, 1471–1484.
Achenbach, T. M., & Rescorla, L. A. (2001). Manual for the ASEBA School-Age Forms and Profiles. Burlington, VT: University of Vermont, Research Center for Children, Youth, & Families.
Anthony, E. K., & Robbins, D. E. (2013). A latent class analysis of resilient development among early adolescents living in public housing. Children and Youth Services Review, 35, 82–90.
Arditti, J. A. (2015). Family process perspective on the heterogeneous effects of maternal incarceration on child wellbeing: The trouble with differences. Criminology & Public Policy, 14, 169–182.
Arditti, J. A. (2016). A family stress-proximal process model for understanding the effects of parental incarceration on children and their families. Couple and Family Psychology: Research & Practice, 5, 65–88.
Arditti, J., Burton, L., & Neeves-Botelho, S. (2010). Maternal distress and parenting in the context of cumulative disadvantage. Family Process, 49, 142–164.
Bergman, L. R., & Magnusson, D. (1997). A person-oriented approach in research on developmental psychopathology. Development and Psychopathology, 9, 291–319.
Berry, J. O., & Jones, W. H. (1995). The Parental Stress Scale: Initial psychometric evidence. Journal of Social and Personal Relationships, 12, 463–472.
Besemer, S., & Murray, J. (2016). Incarceration and development of delinquency. In T. P. Beauchaine & S. P. Hinshaw (Eds.), The Oxford Handbook of Externalizing Spectrum Disorders (pp. 323–346). New York, NY: Oxford University Press.
Boss, P. (2002). Family stress management: A contextual approach. (2nd ed.). Thousand Oaks, CA: Sage Publications.
Bowen, G. (2006). Grounded theory and sensitizing concepts. International Journal of Qualitative Methods, 5. http://www.ualberta.ca/~ijqm/backissues/5_3/pdf/bowen.pdf.
Brand, A., & Johnson, J. (1982). Note on the reliability of the Life Events Checklist. Psychological Reports, 50, 1274–1274.
Bronfenbrenner, U. (1979). The ecology of human development. Cambridge, MA: Harvard University Press.
Charmaz, K. (2006). Constructing grounded theory. Thousand Oaks, CA: SAGE Publications.
Cho, R. M. (2011). Understanding the mechanism behind maternal imprisonment and adolescent school dropout. Family Relations, 60, 272–289.
Cicchetti, D., & Rogosch, F. A. (2002). A developmental psychopathology perspective on adolescence. Journal of Consulting and Clinical Psychology, 70, 6–20.
Coddington, R. (1972). The significance of life events as etiologic factors in the diseases of children. Journal of Psychosomatic Research, 16, 7–18.
Coddington, R. (1999). Coddington Life Events Scales (CLES) technical manual. Toronto: Multi Health Systems.
Collins, P. (2005). Black women and motherhood. In S. Hardy & C. Wiedmer (Eds.), Motherhood and space. Configurations of the maternal through politics, home, and the body (pp. 149–159). NY: Palgrave.
Conger, R. D., Conger, K. J., Elder, Jr., G. H., Lorenz, F. O., Simons, R. L., & Whitbeck, L. B. (1992). A family process model of economic hardship and adjustment of early adolescent boys. Child Development, 63, 526–541.
Cummings, E. M., & Davies, P. T. (1994). Maternal depression and child development. Journal of Child Psychology and Psychiatry, 35, 73–122.
Dallaire, D., Zeman, J., & Thrash, T. (2014). Children’s experiences of maternal incarceration-specific risks: Predictions to psychological maladaptation. Journal of Clinical Child and Adolescent Psychology, 44, 109–122.
Dion, J., Matte-Gagné, C., Daigneault, I., Blackburn, M., Hébert, M., McDuff, P., Auclair, J., Veillette, S. & Perron, M. (2016). A prospective study of the impact of child maltreatment and friend support on psychological distress trajectory: From adolescence to emerging adulthood. Journal of Affective Disorders, 189, 336–343.
Edin, K., Nelson, T. J., & Paranal, R. (2001). Fatherhood and incarceration as potential turning points in the criminal careers of unskilled men. Evanston, IL: Northwestern University Institute for Policy Research.
Geller, A., Cooper, C. E., Garfinkel, I., Schwartz-Soicher, O., & Mincy, R. B. (2012). Beyond absenteeism: Father incarceration and child development. Demography, 49, 49–76.
Gillespie, M. A. (1984). The myth of the strong Black woman. In A. M. Jaggar & P. S. Rothenberg (Eds.), Feminist frameworks: Alternative theoretical accounts of relations between women and men (pp. 32–35). New York, NY: McGraw-Hill.
Giordano, P. C. (2010). Legacies of crime: A follow-up of the children of highly delinquent girls and boys. Cambridge: Cambridge University Press.
Giordano, P. C., & Copp, J. E. (2015). “Packages” of risk: Implications for determining the effect of maternal incarceration on child wellbeing. Criminology and Public Policy, 14, 157–168.
Goodman, S. H., Rouse, M. H., Connell, A. M., Broth, M. R., Hall, C. M., & Heyward, D. (2011). Maternal depression and child psychopathology: A meta-analytic review. Clinical Child and Family Psychology Review, 14, 1–27.
Hagan, M. J., Sulik, M. J., & Lieberman, A. F. (2016). Traumatic life events and psychopathology in a high risk, ethnically diverse sample of young children: A person-centered approach. Journal of Abnormal Child Psychology, 44, 833–844.
Halevi, G., Djalovski, A., Vengrober, A., & Feldman, R. (2016). Risk and resilience trajectories in war-exposed children across the first decade of life. The Journal of Child Psychology and Psychiatry, 57, 1183–1193.
Hanlon, T. E., Carswell, S. B., & Rose, M. (2007). Research on caretaking of children of incarcerated parents: Findings and their service delivery implications. Children and Youth Services Review, 29, 384–362.
Haskins, A. R. (2016). Beyond boys’ bad behavior: Paternal incarceration and cognitive development in middle adulthood. Social Forces, 95, 861–892.
Henry, D., Dymnicki, A. B., Mohatt, N., Allen, J., & Kelly, J. G. (2015). Clustering methods and qualitative data: A mixed-methods approach for prevention research with small samples. Prevention Science, 16, 1007–1016.
Henry, D. B., Tolan, P. H., & Gorman-Smith, D. (2005). Cluster analysis in family psychology research. Journal of Family Psychology, 19, 121–132.
Huebner, B. M., & Gustafson, R. (2007). The effect of maternal incarceration on adult offspring involvement in the criminal justice system. Journal of Criminal Justice, 35, 283–296.
Johnson, E. I., & Easterling, B. (2012). Understanding unique effects of parental incarceration on child well-being: Challenges, progress, and recommendations. Journal of Marriage and Family, 74, 342–356.
Johnson, E. I., & Easterling, B. (2015). Coping with confinement: Adolescents’ experiences with parental incarceration. Journal of Adolescent Research, 30, 244–267.
Kampfner, C. J. (1995). Post-traumatic stress reactions in children of imprisoned mothers. In K. Gabel & D. Johnston (Eds.), Children of incarcerated parents (pp. 89–100). New York, NY: Lexington Books.
Kjellstrand, J. M., & Eddy, J. M. (2011). Parental incarceration during childhood, family context, and youth problem behavior across adolescence. Journal of Offender Rehabilitation, 50, 18–36.
Lerner, R. M., Almerigi, J. B., Theokas, C., & Lerner, J. V. (2005). Positive youth development: A view of the issues. Journal of Early Adolescence, 25, 10–16.
Lewin-Bizan, S., Doyle Lynche, A., Fay, K., Schmid, K., Lerner, J. V., & Lerner, R. M. (2010). Trajectories of positive and negative behaviors from early- to middle-adolescence. Journal of Youth and Adolescence, 39, 751–763.
Lovejoy, M. C., Graczyk, P. A., O’Hare, E., & Neuman, G. (2000). Maternal depression and parenting behavior: A meta-analytic review. Clinical Psychology Review, 20, 561–592.
Macia, L. (2015). Using clustering as a tool: Mixed methods in qualitative data analysis. The Qualitative Report, 20, 1083–1094.
Magnusson, D. (2003). The person approach: Concepts, measurement models, and research strategy. New Directions for Child and Adolescent Development, 101, 3–23.
Masten, A. S. (2014). Ordinary magic: Resilience in development.. New York, NY: The Guilford Press.
Martinez-Torteya, C., Miller-Graff, L. E., Howell, K. H., & Figge, C. (2017). Profiles of adaptation among child victims of suspected maltreatment. Journal of Clinical Child and Adolescent Psychology, 46, 840–847.
Miller, K. M. (2007). Risk and resilience among African American children of incarcerated parents. Journal of Human Behavior in the Social Environment, 15, 25–37.
Milligan, G. (1980). An examination of the effect of six types of error perturbation on fifteen clustering algorithms. Psychometrika, 45, 325–342.
Milligan, G. W., & Cooper, M. C. (1985). An examination of procedures for determining the number of clusters in a dataset. Psychometrika, 50, 159–176.
Mooi, E. A., & Sarstedt, M. (2010). A concise guide to market research. Berlin, Germany: Springer.
Mowbray, C. T., Bybee, D., Oyserman, D., Allen-Meares, P., MacFarlane, P., & Hart-Johnson, T. (2004). Diversity of outcomes among adolescent children of mothers with mental illness. Journal of Emotional and Behavioral Disorders, 12, 206–221.
Murphey, D., & Cooper, P. M. (2015). Parents behind bars: What happens to their children? Washington, DC: Child Trends.
Murray, J., Loeber, R., & Pardini, D. (2012). Parental involvement in the criminal justice system and the development of youth theft, marijuana use, depression, and poor academic performance. Criminology, 50, 255–302.
Murray, J., & Farrington, D. P. (2008). Parental imprisonment: Long-lasting effects on boys’ internalizing problems through the life course. Development and Psychopathology, 20, 273–290.
Nesmith, A., & Ruhland, E. (2008). Children of incarcerated parents: Challenges and resiliency, in their own words. Children and Youth Services Review, 30, 1119–1130.
Oldehinkel, A. J., Ormel, J., Verhulst, F. C., & Nederhof, E. (2014). Childhood adversities and adolescent depression: A matter of both risk and resilience. Development and Psychopathology, 26, 1067–1075.
Patterson, J. M. (2002). Integrating family resilience and family stress theory. Journal of Marriage and Family, 64, 349–360.
Patton, M. Q. (2002). Two decades of qualitative inquiry: A personal, experiential perspective. Qualitative Social Work, 1, 261–283.
Pearlin, L., Schieman, S., Fazio, E. M., & Meersman, S. C. (2005). Stress, health, and the life course: Some conceptual perspectives. Journal of Health and Social Behavior, 46, 205–219.
Pew Charitable Trusts. (2010). Collateral costs: Incarceration’s effect on economic mobility. Washington, DC: The Pew Charitable Trusts.
Phelps, E., Zimmerman, S., Warren, A. E. A., Jeličić, H., von Eye, A., & Lerner, R. M. (2009). The structure and developmental course of Positive Youth Development (PYD) in early adolescence: Implications for theory and practice. Journal of Applied Developmental Psychology, 30, 571–584.
Phillips, S., & Gates, T. (2011). A conceptual framework for understanding the stigmatization of children of incarcerated parents. Journal of Child and Family Studies, 20, 286–294.
Poehlmann, J., Eddy, J. M., Dallaire, D. H., Zeman, J. L., Myers, B. J., & Burraston, B. (2013). Relationship processes and resilience in children with incarcerated parents. Monographs for the Society for Research in Child Development, 78, 1–129.
Poehlmann, J., & Eddy, J. M. (2010). A research and intervention agenda for children and incarcerated parents. In J. Poehlmann & M. Eddy (Eds.), Children of incarcerated parents: A handbook for researchers and practitioners (pp. 311–341). Washington, DC: Urban Institute Press.
Poehlmann-Tynan, J. & Arditti, J. A. (in press). Developmental and family perspectives on parental incarceration. In C. Wildeman, A. Haskins & J. Poehlmann-Tynan (Eds.), Minimizing collateral damage: Interdisciplinary perspectives and interventions to diminish the consequences of mass incarceration for children. Washington, DC: American Psychological Association.
Radloff, L. S. (1977). The CES-D Scale: A self-report depression scale for research in the general population. Applied Psychological Measurement, 1, 385–401.
Rodriguez, A. J., & Margolin, G. (2015). Parental incarceration, transnational migration, and military deployment: Family process mechanisms of youth adjustment to temporary parent absence. Child and Family Psychology Review, 18, 24–49.
Sampson, R. J. (2011). The incarceration ledger: Toward a new era in assessing societal consequences. Criminology & Public Policy, 10, 819–828.
Sharp, S. F., & Marcus-Mendoza, S. T. (2001). It’s a family affair: Incarcerated women and their families. Women and Criminal Justice, 12, 21–49.
Siegel, J. (2011). Disrupted childhoods: Children of women in prison. New Brunswick, NJ: Rutgers University Press.
Teddlie, C., & Yu, F. (2007). Mixed methods sampling: A typology with examples. Journal of Mixed Methods Research, 1, 77–100.
Thomas, S. S., Smith, V. C., & Muhammad, B. M. (2016). Mass incarceration: Perpetuating the “habits of survival” and race identities of Black women caregivers to children of incarcerated parents. Journal of Criminal Justice and Law Review, 5, 95–115.
Turanovic, J. J., Rodrigues, N., & Pratt, T. C. (2012). The collateral consequences of incarceration revisited: A qualitative analysis of the effects on caregivers of children of incarcerated parents. Criminology, 50, 913–959.
Turney, K. (2017). The unequal consequences of mass incarceration for children. Demography, 54, 361–389.
Turney, K., & Wildeman, C. (2015). Detrimental for some? Heterogeneous effects of maternal incarceration on child wellbeing. Criminology & Public Policy, 14, 125–156.
Unger, M., Liebenberg, L., Dudding, P., Armstrong, M., & van de Vijver, F. J. R. (2013). Patterns of service use, individual and contextual risk factors, and resilience among adolescents using multiple psychosocial services. Child Abuse & Neglect, 37, 150–159.
Wallace, M. (1990). Black macho and the myth of the superwoman. New York, NY: The Dial Press.
Ward, J. H. Jr. (1963). Hierarchical grouping to optimize an objective function. Journal of the American Statistical Association, 58, 236–244.
Wilbur, M. A. B., Marani, J. E., Appugliese, D., Woods, R., Siegel, J. A., Cabral, H. J., & Frank, D. A. (2007). Socioemotional effects of fathers’ incarceration on low-income, urban, school-aged children. Pediatrics, 120, e678–e685.
Wildeman, C. (2010). Paternal incarceration and children’s physically aggressive behaviors: Evidence from the Fragile Families and Child Wellbeing Study. Social Forces, 89, 285–310.
Wildeman, C., Wakefield, S., & Turney, K. (2013). Misidentifying the effects of parental imprisonment? A comment on Johnson and Easterling (2012). Journal of Marriage and Family, 75, 252–258.
Woods-Giscombé, C. L. (2010). Superwoman schema: African American women’s views on stress, strength, and health. Qualitative Health Research, 20, 668–683.
Acknowledgements
This paper is based on data from a pilot study funded by the Institute of Society, Culture, and Environment (ISCE) at the Virginia Polytechnic Institute and State University (Virginia Tech). The authors would like to thank the children and caregivers who participated in this study as well as the community-based organization that helped us recruit participants. We are also grateful to Amanda Capannola, Macy Halladay, Rachel Harr, and Lexi Jantz for their research assistance and to Amy Rauer for helpful comments on an earlier draft.
Author Contributions
E. I. J.: Contributed to study design, conducted quantitative and qualitative data analyses, and wrote the paper. J. A.: designed and executed the study, contributed to the qualitative analyses, and collaborated in the writing and editing of the manuscript. C. M.: conducted qualitative analyses and edited drafts of the paper.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Ethics Approval
This study was approved by the Institutional Review Boards at Virginia Tech and the University of Tennessee.
Informed Consent
Informed consent and assent were obtained from all individual participants included in this study.
Rights and permissions
About this article
Cite this article
Johnson, E.I., Arditti, J.A. & McGregor, C.M. Risk, Protection, and Adjustment among Youth with Incarcerated and Non-Resident Parents: A Mixed-Methods Study. J Child Fam Stud 27, 1914–1928 (2018). https://doi.org/10.1007/s10826-018-1045-0
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10826-018-1045-0