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Classification of Behaviorally Defined Disorders: Biology Versus the DSM

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Abstract

Three levels of investigation underlie all biologically based attempts at classification of behaviorally defined developmental and psychiatric disorders: Level A, pseudo-categorical classification of mostly dimensional descriptions of behaviors and their disorders included in the 2013 American Psychiatric Association’s Fifth Edition of the Diagnostic and Statistical Manual (DSM-5); Level C, mostly categorical classification of genetic and environmental causes (etiologies) of Level A disorders; and Level B, the pathophysiologic—both categorical and dimensional—biologic mechanisms underlying Level A “diagnoses” which comprise hierarchically interacting molecular, cellular, and neural networks and major brain pathways orchestrated by Level C etiologies. Besides modest numbers of effective psychotropic medications and their derivatives, major advances in treatment have addressed the behavioral symptoms of Level A-defined developmental and psychiatric disorders. The National Institute of Mental Health proposes support for a new biologically based Research Domain Criteria (RDoC) classification; its goal is to apply to behaviorally defined Level A developmental and psychiatric disorders the biologically based Level C and Level B research strategies that have greatly accelerated treatment and prevention of medical disorders. It plans to supplement effective educational and behavioral symptom-based interventions with faster, more potent and specific biologic therapies and, hopefully, to discover how effective behavioral interventions alter brain function. This commentary raises the question of whether a hybrid nosology that maps biology onto behavior is attainable. At a minimum, such a nosologic effort requires greater in-depth and better informed dialog between investigators of behavior and biology than occurs typically, and more realistic communication of the implications of research results to the public.

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Acknowledgments

The author thanks Deborah Fein, Ph.D. and Carl Feinstein, M.D. for their incisive suggestions to an earlier version of the text and S. Robert Snodgrass, M.D. who contributed to sharpening this nosologic model and encouraged its further elaboration in this commentary. She also thanks 3 anonymous reviewers and especially the Editor for their detailed suggestions to earlier drafts, calling for more clarity and explicitness. She gratefully acknowledges numerous discussions with the many colleagues who participated over three decades to Program Project #20489 Nosology of Developmental Disorders in Children, originally supported by NINDS, which sharpened the author’s thinking and interest in classification.

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Rapin, I. Classification of Behaviorally Defined Disorders: Biology Versus the DSM. J Autism Dev Disord 44, 2661–2666 (2014). https://doi.org/10.1007/s10803-014-2127-5

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