Introduction

As global fishery trade expands (Gephart and Pace 2015), one of the problems facing fisheries management is how to effectively manage high-value fisheries in low-income contexts. Dried sea cucumbers (often called beche-de-mer), shark fins, live fish and other high-value fishery products from low-income communities display a pattern of serial depletion, whereby high prices and demand overwhelm the capacity of sustainability institutions in source countries (Anderson et al. 2011; Berkes et al. 2006; Eriksson et al. 2016; Prescott et al. 2017; de Sadovy Mitcheson et al. 2013). These fisheries create economic opportunities for coastal communities that have few alternative livelihood opportunities (Jentoft et al. 2010). The species being fished, however, play important ecological roles and are becoming vulnerable and endangered (de Sadovy Mitcheson et al. 2013; Uthicke 2001; Purcell et al. 2016b). Attention to improving governance is an urgent priority for fisheries managers and fishing communities. This paper examines the governability of one such fishery: sea cucumbers in Papua New Guinea (PNG).

Overfishing in low-income contexts that supply high-value global markets is one of the ‘wicked problems’ of fisheries management (Jentoft and Chuenpagdee 2009). Sociopolitical and socioeconomic factors drive fishing and limit the effectiveness of conservation measures, making fisheries problems intractable (Fulton et al. 2011). Limited fisheries management capacity in low-income areas is compounded by a lack of jurisdiction over relevant activity in international supply chains. Governance scholars argue that improved management of fisheries requires innovative, multi-scale and multi-actor solutions that go beyond traditional fisheries management measures (Berkes et al. 2006), with a greater focus on the human aspect of fisheries management (Coulthard et al. 2011; Jentoft and Chuenpagdee 2015). The human dimension of fisheries must also be included because of the desires of coastal peoples to improve their standards of living (Coulthard et al. 2011; Fabinyi et al. 2015; Foale 2001; Jentoft 2000). Such understandings have been built into various policy frameworks, including the United Nations Food and Agriculture Organisation (FAO) ecosystems approach to fisheries (De Young et al. 2008), the FAO Voluntary Guidelines for Securing Sustainable Small-Scale Fisheries(FAO 2015) and, specifically for the island Pacific region, the New Song for Coastal Fisheries—Pathways to Change: The Noumea Strategy(SPC 2015).

One aspect of the human dimension common to high-value fisheries in low-income contexts is the need to place ‘development’ at the centre of fisheries management. Development, as a concept, has been criticised. Decades of international development assistance has not achieved positive effects, the ‘catch-up’ game of development generally spells environmental disaster and the notion is derogatory to people from countries considered less-than-fully-developed(Schafer et al. 2009). The implementation of development typically treats problems with deeply entrenched political and economic roots as merely technical (Li 2007). Nevertheless, people in low-income situations desire development and the improved health services, education and livelihood opportunities that come with it (Foale 2001).

Development is often measured on a national scale and many of the services and infrastructure required for development are most efficiently coordinated on a national scale. Fisheries have been treated as a resource for development at a national scale (Dupont and Baker 2014; Thorpe et al. 2005). The kinds of development usually considered important for the human dimension of fisheries, however, are those visible at the scale of fishing communities.

Governance frameworks to better incorporate local-level development into fisheries management have proliferated in the literature with the sustainable livelihoods approach (Allison and Ellis 2001; Allison and Horemans 2006), the wellbeing framework (Coulthard et al. 2011; Weeratunge et al. 2014) and human rights–based approaches (Allison et al. 2012; Ratner et al. 2014; Willman et al. 2017). In practice, however, fisheries management regimes still fail to address local desires for development, focusing on the effects of fishing on the biomass of target species. One reason for this is that the fields of fish stock management and community development are separate, with distinct conceptual frameworks. In the research upon which this paper is based, the ‘interactive governance’ approach is used to bring the two fields together.

This approach sees governance as broader than what governments do to regulate a sector (Bavinck et al. 2013; Jentoft and Chuenpagdee 2015; Kooiman et al. 2005; Song et al. 2018b). Governance is a system with:

  • diverse actors and institutions—human and non-human—including state and non-state actors (such as markets or cultural norms)

  • complex or ‘wicked’ problems requiring multidisciplinary analysis

  • dynamic and interactive situations

  • operation across various scales, from local to global.

Interactive governance divides the analysis into social-ecological systems to be governed and governing systems. Governance arises from interactions between the system to be governed and the governing system. The system to be governed may be conceptualised as not only the fishery itself, but also the ‘fish chain’: the supply chain from the ecosystem to consumers. This is particularly important for high-value fisheries in low-income contexts, as the drivers for overfishing occur outside the jurisdiction of the fishery.

The goals of interactive governance are broader than fisheries management goals. They include environmental sustainability, food security, economic livelihood viability and social justice (Bavinck et al. 2013; Kooiman et al. 2005), with a fifth concern about community wellbeing emerging in later work (Jentoft and Chuenpagdee 2015, p. 744) (see Fig. 1). Four of these governance goals are about development at a community scale, so are used as reference points for discussion about governability and development.

Fig. 1
figure 1

Governability model (adapted from Jentoft and Chuenpagdee 2009, 2015)

This paper addresses the governability of high-value fisheries in low-income contexts using a case study of the PNG sea cucumber fish chain. The analysis of the system to be governed highlights how development is a factor affecting the fishery, in terms of the fishery’s effect on the governance goals of food security, economic livelihood viability, community wellbeing and social justice. The analysis of the governing system highlights how development is not addressed and how it could be, by bringing development for fishing communities and fishery management into one conceptual framework and illuminating interrelationships.

Regional markets for BDM have existed for centuries, and expanded greatly since the 1980s with growing incomes in the main market, China. In the period from the 1990s to 2010 approximately 4–5000 t of dried sea cucumber were imported annually to Hong Kong, the world centre for the BDM trade (Eriksson et al. 2015). Sea cucumbers are relatively easy to harvest and process, even in remote locations. Once dried BDM is shelf stable, and is high value relative to its size and weight, so it is an ideal cash-earning commodity for PNG coastal communities, for whom cash-earning opportunities are extremely limited. Increasing prices and more buyers entering the trade in PNG in the 2000s led to overfishing. In 2009 the PNG National Fisheries Authority (NFA) closed the fishery to allow stocks to recover, reopening it in 2017. According to NFA records, in 2009 533 t of BDM with a total value of US$12 million were exported from PNG. In 2018, the second year after reopening, 1109 t of BDM with a total value of US$25.5 million were exported from PNG.

Methods and Data

The research for this paper employed a qualitative methodology centered around interviews conducted in PNG, China and Australia (including 58 individual interviews and four group interviews with approximately 125 fishers), three stakeholder workshops (involving approximately 75 people in total) and a review of policy documents, legislation, scholarly literature and technical reports on sea cucumber fisheries and the BDM trade. The total number of participants including individual and group interviews and workshops was approximately 260. The individual and group interviews were semi-structured with targeted questions for each stakeholder group. Interviewees were asked open-ended questions about: their role in the supply chain; prospects for making the sea cucumber fishery sustainable; and their relationships with other stakeholders, including financial arrangements along the supply chain. Interviews were conducted during fieldwork visits to PNG, Hong Kong and mainland China and also remotely by phone, Skype and email. Stakeholder workshops also constituted part of the methodology. The inception workshop held in Kavieng, in New Ireland Province at the outset of the project brought together experienced coastal fisheries managers from NFA, researchers, staff from conservation organizations, exporters and coastal and island resource owners. It operated like a key informant focus group as the basis for designing the project fieldwork. Two culmination workshops were held to present draft findings and receive feedback to validate the findings, one in Manus with fishers and resource owners, and another in Port Moresby with NFA staff. Four group interviews with fishers were conducted; one with five men from Brooker Island (Louisiade Archipelago) conducted in Alotau, in Milne Bay Province, and three with large groups of 40 or more people (men and women) in three fishing villages on the south coast of Manus Island. Fieldwork constraints precluded individual interviews with fishers for this project, but two authors have previously conducted extended fieldwork in sea cucumber fishing communities (Kinch 2004; Foale 2005; Kinch et al. 2007) and their background knowledge influenced this study. Eight PNG exporters from two provincial capitals and the national capital Port Moresby were also interviewed (see Fig. 2). Thirty Chinese trading companies and trade representative organizations were interviewed in Hong Kong, Guangzhou, Shanghai and Beijing (results from this analysis were published in Fabinyi et al. 2017). PNG government interviews included people from the NFA, Customs, and provincial governments. Sixteen interviews were with key informant consultants, researchers and staff from conservation organizations with specialist expertise on coastal fisheries and/or the beche-de-mer trade specifically.

Fig. 2
figure 2

Map of PNG provinces

A key part of the desktop review portion of the study was a close examination of the old sea cucumber Fishery Management Plan that had been in place while the fishery was open to 2009, the new Management Plan that was revised twice during the moratorium period, and technical reports about the fishery and trade, including a review of the legal and policy framework of fisheries management for sea cucumbers in PNG and internationally (Waddell and EDO 2016).

Due to the fishery having been closed since 2009 at the time of our interviews in 2015, our interviews were about how the fishery had operated prior to 2009. Our questions were not about precise catch amounts or prices so the six-year gap did not constitute a significant problem for the accuracy of answers. Our questions were about the broad operations of the sea cucumber fishery and the beche-de-mer trade, and relations among actor groups. We were able to verify interview data by triangulating it with reports written while the fishery was still open.

The System to Be Governed

For hundreds of years, BDM have been sold throughout southern China and South-East Asia for health reasons and as a luxury dish (Akamine 2005). Over the last three decades, the market for BDM has grown with economic growth in China and prices have increased, resulting in serial stock depletions (Eriksson et al. 2015). Retail markets for BDM around China vary greatly. Hong Kong and southern China are established markets for tropical BDM. In northern China, tropical BDM is less popular compared to the temperate Japanese spiky sea cucumber (Apostichopus japonicus). As Chinese wealth rises, there is continued and increasing pressure for BDM, as markets for lower-value species and new species are growing, spreading fishing pressure to other species (Fabinyi et al. 2017; Purcell et al. 2018).

The high value of BDM and the lack of alternative income opportunities in low-income coastal fishing communities means that artisanal fishing effort does not decline after stocks have been ecologically overexploited (Bell et al. 2008; Friedman et al. 2011; Mangubhai et al. 2016; Toral-grandaet al. 2008). Surveys in PNG in the 2000s demonstrated that sea cucumber stocks were severely overfished (Skewes et al. 2002; Friedman et al. 2009; Hamilton and Lokani 2011). As noted above, in 2009, the fishery was closed to allow stocks to recover and was reopened in 2017.

The PNG sea cucumber fish chain is diverse and complex, operating across multiple scales, from local to global (see Table 1 and Fig. 3). Development for coastal communities affected the fishery in several areas (italic areas in Table 1).

Table 1 PNG BDM: Properties of the system to be governed
Fig. 3
figure 3

PNG BDM fish chain

Opportunities to earn money in PNG are limited in villages far from main transport routes (Gibson and Rozelle 2003). The sea cucumber fishery is a rare opportunity and if governed well is potentially an avenue for development. Once processed by boiling and drying by smoking or sun-drying, or using salt, they are shelf stable for several months. Sea cucumbers can be caught and processed locally, without expensive or technical equipment (Kinch et al. 2008; see Figs. 4, 5 and 6).

Fig. 4
figure 4

Sea cucumber catch in a canoe near fishing village. Photo credit: Simon Foale

Fig. 5
figure 5

Sea cucumber being processed in a village, boiling stage. Photo credit: Simon Foale

Fig. 6
figure 6

Dried sea cucumber being graded at a trading business in China. Photo credit: Michael Fabinyi

The fishing node of the PNG sea cucumber fish chain varies across diverse geographies and species and according to factors such as the proximity of fishing grounds to living areas and proximity to buyers and exporters. Sandfish (Holothuria scabra) live in seagrass in shallow waters, so this fishery includes children, women, men and the elderly gleaning sea cucumbers. White teatfish (H. fuscogilva) live in deeper waters and are caught by free diving by younger men. Almost all fishing was small-scale and conducted by Papua New Guineans in coastal and island areas. Processing and trading sea cucumbers in villages was conducted by men and women of all ages. Post-harvest handling determines product quality and, therefore, price (Purcell et al. 2016a). Exporters advised on and often finished the processing to improve quality and dryness before shipping. The first point of BDM sale included local buyers and buyers who came to the village from provincial towns. In other cases, fishers took their BDM to town and sold directly to exporters.

In the early 2000s, demand and prices increased and more buyers entered the market. For good quality sandfish, the price fishers were paid rose from USD17 in 1991 to USD37 in 2004. For the same period, the price of white teatfish went from USD8 to USD31 and black teatfish (H. whitmaei) from USD8 to USD19 (Kinch 2004). From the late 1990s, the PNG sea cucumber fishery shifted from low-volume high-value to high-volume low-value, as high-value species were fished out and new markets for low-value species expanded (Kinch et al. 2008).

BDM and Development in Coastal Communities

Development is important at various points in the system to be governed, particularly with fishers’ impetus to continue fishing due to lack of other cash earning opportunities and the high value of BDM. Villagers and interviewees from other stakeholder groups saw coastal villagers as the rightful owners of the resource and argued they should be the main beneficiaries of the fishery. Government interviewees were concerned about environmental sustainability, but framed the issue in terms of sustainable livelihoods for coastal and island villagers (Foale 2001; Foale et al. 2016). The first objective of the 2018 National Beche-de-mer Fishery Management Plan is to ‘manage the fishery for the long-term economic benefit of coastal and island communities’, with biological sustainability the second objective (PNG Government 2018, Section 3). Traders, including some interviewed in China, echoed the perceptions of other stakeholder groups that Papua New Guineans, especially villagers, should be the primary beneficiaries of the trade. The exporters interviewed in Alotau stressed the importance of BDM as an income source for people from the outer islands. As the fishery increased in 2000, the Governor of Milne Bay Province stated:

[T]he simple fact [is] that many thousands of my people who depend on beche-de-mer as their only source of cash income cannot be penalised by Port Moresby based academics looking at only one side of the picture. Conservation must be a balance between developing a resource and the legitimate needs of the resource owners (Anonymous 2000).

After the 2009 moratorium, coastal villagers struggled economically (Vieira et al. 2017) and pushed, via politicians and the media, to reopen the fishery (Anonymous 2015).

Food Security and Viable Livelihoods

Food security is one of the development-related values most discussed for small-scale fisheries. Periodic episodes of food shortage have been a long-term problem in PNG (Mogina 2001), particularly in rural areas with high population density (Foale et al. 2011). A strong indicator of development is the elimination or reduction of food shortages. Sea cucumbers are not a source of food for most Papua New Guineans, but the connection between fishing and food security is often about using the proceeds from sales of fish to purchase food, rather than direct subsistence practices (Fabinyi et al. 2017). This point resonates with comments from interviewees and observations from previous studies that there was more food during the sea cucumber fishing season, as BDM sales meant the Papua New Guineans could purchase food (Kinch et al. 2007). However, anthropologist, Anders Rasmussen noted that hunger remained a feature of life during the sea cucumber closed season in Manus in the 2000s (Rasmussen 2015). Hunger was also common during the closed season in several island areas in Milne Bay (Kinch 2004). This indicates that the proceeds from BDM only alleviated food shortages during the open season, and did not fix the problem of precarious food security during periods when the fishing was closed, through savings or investments in food systems, for example.

The relationship between fishing for sea cucumbers and having money for food security has an added complexity; in that, time spent fishing for sea cucumbers means less time spent on other food producing practices. Improved food security through better capacity to buy food coexists with decreased food security through reduced capacity to produce food. Labour uses in Pacific Island countries are flexible. One way people have protected themselves against a problem in an economic activity is to have several options and devote time to whichever is working best. Social obligations have high priority and people are often diverted from food producing tasks by communal tasks, such as funerary rites (Macintyre 2011). On Ware Island, and likely in other places as well, the BDM trade contributed to longer term food insecurity, as when the sea cucumber fishery was open people ished more, bought more food and reduced garden labour. When the fishery closed, their gardens were not as productive. Longer term reductions in gardening resulted in loss of skills and knowledge (Foale 2005). Although there is considerable variation and debate in the wider literature over the ways fisheries trade can contribute to food security (Béné et al. 2016), our evidence indicates BDM may have reduced food security in some areas of PNG, resonating with findings from other high-value fisheries in Melanesia (Kinch et al. 2006) and from other sources of cash income such as mining (Macintyre et al. 2007).

Did BDM contribute to viable livelihoods? It is estimated that, in the 1990s, BDM accounted for just under 50% of income on Brooker Island (Kinch et al. 2008). Villagers from Manus Island stated in interviews that, during the fishing season, BDM production was the highest priority activity in the village, as it brought more money than any other sources. By contrast, during the closed season, villagers struggled financially. If the fishery were to be governed sustainably, BDM could be a seasonal part of viable livelihoods.

Community Wellbeing and Social Justice

On Ware Island in the Milne Bay Province, the BDM trade resulted in some tangible contributions to community wellbeing in the form of overall improvements to housing standards and the construction of four new teachers houses for the school. Villagers spent large amounts of BDM cash on fuel, dinghies and outboard motors (Foale 2005). In Ontong Java, in nearby Solomon Islands, fishers bought solar panels with BDM money, improving power to their communities (Christensen 2011; Christensen and Mertz 2010). There remained ongoing community problems with wellbeing in villages visited for fieldwork that had not been alleviated by sea cucumber income, including lack of infrastructure for water supplies during the dry season and poor access to schooling and health care services, which are to be provided by the national and provincial governments.

Although interviewees unanimously agreed that income from BDM was vital for fishing families, the social effects of cash from BDM were also discussed. When asked what BDM income was used for, interviewees from Manus villages said they used it for food, education, expenses for their children and savings. One man said that sometimes the money was not used ‘wisely’ and he hoped people would learn from past mistakes and manage their income better when the fishery reopens. In separate interviews, Government Official A said that, when the BDM fishery was open, fishing areas and nearby towns were like ‘boom towns’. Official D said she felt the money was often ‘misused’ by young people. According to Exporter B, when fishers received a large payment, they spent it on alcohol, gambling and transactional sex. Similar points were raised by participants at the project inception workshop.

In PNG and other Melanesian countries, when cash has flowed into villages from logging, mining or fishing, negative social effects have been noted, including binge drinking and socially unaccepted sexual liaisons (Banks 2014). Increased alcohol consumption was one of the results of the BDM trade (Kinch et al. 2007). In the Western Province in the Solomon Islands, most money from BDM was spent on alcohol (Kinch et al. 2006; Ramofafia et al. 2007). Similar patterns of spending were noted in Ontong Java in Solomon Islands, with social disharmony arising from the ways young men used their income (Christensen 2011; Christensen and Mertz 2010; Rasmussen 2015). Unpublished data from a study in the Tigak Islands in New Ireland Province discovered that, when the season opened in 2017, some people ‘went a bit crazy’ with their first experience of having large amounts of cash and used most of it on recreation. Many married men surveyed provided money for household needs, in addition to buying alcohol. Several households surveyed substantially improved their housing. Some younger people donated part of their catch to their elders for them to process and sell for themselves (personal communication, Cathy Hair, June 2018).

One explanation for these problems is that most of the income was going to young men. When sea cucumbers were available close to the surface and within walking distance of the village, the fishery was open to women, children and older people and the income was spread evenly. In 2017, after stocks in shallow waters near villages recovered, the fishery reverted to this egalitarian mode (Hair et al. 2018). In the years preceding the moratorium, when accessible grounds were fished out, it was mainly a dive fishery requiring boats. Due to the physical demands of diving, the fishery became dominated by younger men with access to boats. One social problem arising from a fishery dominated by young males was that older senior men felt challenged and resentful of young men controlling so much of the village income, giving rise to conflict (Kinch et al. 2007; Rasmussen 2015). The tendency of young men to use their money for personal entertainment, not family, has been noted in PNG (Macintyre 2011) and internationally (Chaaban and Cunningham 2011; UN Women Fiji 2014). Problems arising from a lack of money for food, education and health fall disproportionately on women, due to the gendered division of household responsibilities. Women also bear the brunt of any domestic violence that may result. Although most interviews reflected the public desire for the fishery to reopen, one woman from Manus commented: ‘Me, I don’t want the fishery to reopen. We are better off without all the problems it brings’.

Summary

PNG’s sea cucumber fishery increased income to fishing villages but overall did not give rise to significantly improved food security, livelihoods, community wellbeing or social justice. It led to a complex set of outcomes, including some improvements and some problems for community development. This finding aligns with socioeconomic surveys from several Pacific Island countries, suggesting that family income from fishing has not significantly benefited development indicators (Foale 2008; Kaly 2005; Purdy et al. 2017).

This study was a qualitative governance analysis. Further investigation is required to better understand the dynamics and measure development effects. It can be argued that having the fishery open does not ensure development. Therefore, in addition to governance for environmental sustainability, active governance is required for fishery income to translate into development. Having accepted that community development is essential for small-scale fisheries, the next challenge is establishing how government-led and community-based resource management can promote development. Our research shows that for the PNG sea cucumber fishery the key questions are: How is food security best promoted within the mix of cash income and seasonal subsistence production? How do communities manage gender and intergenerational relations to resolve disputes over the distribution and use of BDM income? How do they ensure some income goes to long-term investments in community wellbeing? How can governments provide the infrastructure and services to support community development? The following section examines the extent to which these questions were addressed in the PNG sea cucumber fishery governing system.

Addressing Development in the Governing System

There are many different governing interactions along a fish chain. The wider project from which this paper is drawn considered the full range of governance initiatives (see Barclay et al. 2016). For the purposes of this paper we focus on three main areas where development is a factor in governability: intergovernmental fisheries initiatives, fisheries management by government and community-based resource management (CBRM).

Intergovernmental Fisheries Initiatives

The recognition that development is a foundational value for coastal fisheries has been articulated in policy documents from intergovernmental organisations, such as the international Small-Scale Fisheries Guidelines (FAO, 2016) and, for the Pacific Islands, the Noumea Strategy(SPC 2015; also known as the New Song) and the Melanesian Spearhead Group Roadmap for Inshore Fisheries Management and Sustainable Development 2014–2023(Melanesian Spearhead Group Secretariat and Secretariat of the Pacific Community 2013). These documents focus on the rights of small-scale fishers and workers (FAO 2015) and the need to meet ‘domestic development aspirations’ (SPC 2015, p. 5). There are significant challenges for national adoption and implementation of these policy ideas in Pacific Island countries (Govan et al. 2013; Hanich et al. 2017). As yet, the main influence on governance of these commitments is as a shared set of aspirations for coastal fisheries governance, in which community development is central.

In addition to commitment documents, the regional organisation, the Pacific Community (SPC), has provided services to support sea cucumber fisheries, including stock assessments, assistance with the development of management plans, and extension on mariculture (SPC 2016; Bermudes 2017). SPC also publishes the Beche-de-mer Information Bulletin (available at http://www.spc.int/coastfish/en/publications/bulletins/beche-de-mer.html). The Australian Centre for International Agriculture Research has funded work to help fishers improve the value of their product (Purcell 2014; Ram et al. 2014). These initiatives are focused on the development of sea cucumber fisheries, assuming that development for communities will flow from that. None of these initiatives deal with community development from sea cucumber fisheries. Facilitating community development from fisheries is different from resource management or technical extension. Reorienting human resources and institutions to the community development aspirations in the Noumea Strategy(SPC 2015) and Small-Scale Fisheries Guidelines (FAO, 2015) is currently a significant hurdle for national implementation.

The Papua New Guinean Government

The PNG Government has moved towards improving the management of coastal fisheries, having completed a Roadmap for Coastal Fisheries and Marine Aquaculture for Papua New Guinea: 2017–2026(PNG Government 2017). The goal of the Roadmap is ‘to sustainably develop and manage our coastal resources to provide sustenance, income and ecosystem benefits to our communities and the nation at large without endangering food security or the long-term health of the resources’ (p. 6). The Roadmap identifies challenges to implementing the development of fisheries and management. Central to this is a reorganisation of how the NFA and Provincial Fisheries Offices have conducted their work (pp. 6–7). Ensuring fisheries provide ‘sustenance, income and ecosystem benefits’ departs from the conventional focus on natural resource management and technical extension in these agencies.

The governing system for PNG’s sea cucumber fisheries was based on the 2001 National Beche-de-Mer Fishery Management Plan, under the 1998 Fisheries Management Act (amended 2015) (Waddell and EDO 2016). The Management Plan was revised twice during the moratorium, with the new 2018 National Beche-de-Mer Fishery Management Plan(PNG Government 2018) now in effect. There is little in the Management Plan relating to food security, viable livelihoods, community wellbeing or social justice for coastal communities. There are provisions to allow for CBRM, as long as they are in line with the Management Plan and Fisheries Act, but not for community development. The provisions that could relate to development are to have fishing community representatives on advisory committees and to reserve occupations and business roles for Papua New Guinean nationals.

The main focus of the 2018 Management Plan is protecting sea cucumber stocks with total allowable catches for each species, and province and season closures. Because the fishery was informal and dispersed over huge areas with little government presence, measures were not applied at the fishing node of the supply chain. Regulations and monitoring, including of catches, were implemented on exporter businesses, which were accessible to government agencies in major towns and cities. Because the exporters were formal businesses, the government had leverage over them in the form of exporting licenses, permissions and a compliance bond. This management approach was pragmatic and based on the expertise of NFA staff in this fishery. On paper, the Management Plan appears effective for protecting stocks (for further discussion, see Barclay et al. 2016). However, there are capacity problems, which meant it did not prevent overfishing. The effectiveness of the public service in PNG has been deteriorating for decades (ADB 2006; Polum and Wallace 2009). The NFA has been more effective than government departments, due to reforms in the late 1990s. They became self-funding with tuna access fees, so that staff were competitively remunerated and well-resourced.Footnote 1 However, subnational capacity has remained low (Kinch et al. 2011). The regulatory system for managing the sea cucumber fishery and BDM trade relies on provincial fisheries and customs officials whose bureaucratic environment was not reformed or resourced in the same way as NFA.

Government management of the sea cucumber fishery has thus focused on protecting stocks, with ‘development’ limited to having the fishery open and encouraging some technical extension. When findings about the need for a community development approach were raised at the project culmination workshop in Port Moresby, NFA staff responded that they recognised this need and attempted to conduct development projects in coastal and island areas, including deploying inshore-anchored fish aggregating devices, support for fishing cooperatives and funding for community groups. Because the NFA lacks community development expertise, they collaborate with other organisations who have staff trained in community development, including other government agencies and non-government organisations (NGOs), such as The Nature Conservancy and WWF (Foale and Sullivan 2013; Kinch 2005). These collaborations are largely unsuccessful, however, due to divergent interests and bureaucratic processes. Moreover, the NGO projects are usually technical initiatives (Li 2007) and do not focus on the intergenerational and gender relations or economic planning needs revealed in our research as important for community development in sea cucumber fisheries.

Community-Based Measures

In addition to government management of the sea cucumber fishery, governance for development could occur through CBRM. This is not a discussion of whether CBRM can provide effective management of sea cucumber stocks (see Barclay et al. 2016; Cohen and Foale 2013; Foale et al. 2011), but whether CBRM has contributed to governance for development of the sea cucumber fishery.

Some obstacles preventing cash from sea cucumber fisheries from contributing to community development can be best managed at a community level. That is, distributional problems relating to gender and age, choices to use cash for long-term investment versus consumables and recreational activities and the balance of cash and production in food security. An important caveat to this point is that it is unrealistic to expect communities alone to achieve fisheries-related community development. Many long-term development investments are the responsibility of government. Community initiatives for development should be supported with government infrastructure and services.

Conceiving of CBRM goals as community development, as well as preventing overfishing, fits with Pacific Islander principles for resource management (Govan et al. 2009). Approaching village-level governing interactions as a community development challenge aligns with the principles behind the SSF Guidelines(FAO 2015), Noumea Strategy(SPC 2015) and the PNG Roadmap for Coastal Fisheries(PNG Government 2017). The objectives, principles and key approaches of the Roadmap (pp. 6–7) highlight the key role of communities in coastal resource management and the importance of wellbeing improvements for all groups within island and coastal societies. Environmental NGOs working on CBRM in the Pacific increasingly include development goals with conservation goals to encourage community engagement.

Fishing communities in PNG vary greatly in their potential for fostering development from CBRM of the sea cucumber fishery. The Titan Council of Chiefs group in southern Manus and Brooker Island in Milne Bay represent two ends of this spectrum (see Fig. 2). In Manus, with the help of The Nature Conservancy, several villages have, for some years, coordinated management of their sea resources under an umbrella group called Mwanus E Ndras (Almany et al. 2015). Building on this coordination, they made good income from their high value sea cucumbers and avoided overfishing in the 2017 open season (Konia 2018; personal communication Peter Waldie, August 2018). In contrast, sea cucumber fishing communities from Brooker Island have had much less external support and have not experimented with different models for coastal fisheries management. For Brooker, a continued spiral of ‘boom and bust’ that has characterised PNG sea cucumbers in the past appears likely (Hair et al. 2016). In some locations, communities may help drive development initiatives. In others, community-driven attempts to improve development from the sea cucumber fishery and trade appear unlikely to succeed in the short to medium term.

Conclusion

One of the central governability challenges in high-value fisheries in low-income countries is how to understand and incorporate local aspirations for development. The approach taken in this project—interactive governance analysis—is useful for addressing that challenge. This kind of analysis of a single fishery does not result in a blueprint for managing the problem of high-value fisheries from low-income contexts everywhere, but helps move beyond general statements, showing specifically where in a fishery development is an issue and indicating directions for tackling it in that context, including through government policies and practices.

Analysis of the system to be governed illuminates the importance of development as a motivating force in PNG and as a principle legitimising actions within the sea cucumber fishery and its management. All major stakeholder groups agree that the main value of the sea cucumber fishery in PNG is to enable development for fishing communities. From a conventional fisheries management perspective, the governance problem facing the PNG BDM industry is to avoid overfishing so that an ecologically sustainable fishery can bring development through income. Through applying a governability analysis, we observed that overfishing is only part of the problem. Asking whether the fishery was meeting the governance goals of food security, viable livelihoods, social justice and community wellbeing, we discovered that incomes from sea cucumbers were at best ambiguously contributing to these goals. Improving governance means reframing the problem, from sustainable development of the sea cucumber fishery, to sustainable development from the sea cucumber fishery. This means, in addition to preventing overfishing, and providing government infrastructure and services, it is also important to consider food security needs in the context of cash incomes, address gender and intergenerational tensions around the distribution and use of cash incomes, and balance the use of cash incomes between consumables and durable improvements to standards of living and human development. Strategies, such as the Small-Scale Fisheries Guidelines(FAO 2015), the Noumea Strategy(SPC 2015) and the PNG Roadmap for Coastal Fisheries(PNG Government 2017) can only be achieved if this kind of reframing of fisheries governance occurs.

To catalyse the reframing of fisheries governance, agencies must encompass a new skill set in community development, which is not a trivial task. There are existing approaches and knowledge about community development in other sectors (Allison and Horemans 2006; Allison et al. 2012; Coulthard et al. 2011; Song et al. 2018a). The challenge is to integrate community development approaches and knowledge with existing fisheries management skills through training, recruitment and collaboration with other organisations.