Abstract
The potential of a particular ground accelerogram to inflict damage to asymmetric strongly-inelastic systems is studied in the paper. An idealised analogue, the rigid block with frictional contact on an inclined base, is adopted as the generic representation of such systems. The inclined base (of (a sufficiently steep) angle) is shaken with numerous strong records bearing the effects of forward-directivity and/or fling-step. The accumulated slippage, D, of the block caused by each record is taken as the induced “damage” to the system. The relevance of a variety of ‘Intensity Measures’ of each accelerogram (ranging from PGA and PGV to Housner’s and Arias’ Intensities) in predicting this damage, is investigated statistically. It is shown that only a few of these ‘Intensity Measures’ are reasonably successful and their use could therefore be recommended, but only for statistical inference. A detailed deterministic analysis presented in the paper for one of these successful measures, Arias Intensity, reveals the unacceptably poor predictive power of this measure. Upper-bound curves of slippage provided in closed-form expressions, are an improvement over the state-of-practice Makdisi & Seed diagrams.
Similar content being viewed by others
Abbreviations
- A(t):
-
Acceleration time-history
- A C1 = α C1 g :
-
Critical (or yielding) acceleration of the block for sliding downward
- A C2 = α C2 g :
-
Critical (or yielding) acceleration of the block upward
- A H :
-
peak value of the base ground acceleration
- A RMS :
-
square root of the mean of ground acceleration (see Eq. 5)
- ASI :
-
Acceleration Spectrum Intensity (see Eq. 10)
- CAV :
-
Cumulative Absolute Velocity (see Eq. 9)
- D(t):
-
Sliding displacement time-history
- D :
-
Residual (permanent) sliding displacement
- D RMS :
-
square root of the mean of ground displacement (see Eq. 7)
- I A :
-
Arias intensity (see Eq. 3)
- I C :
-
Characteristic intensity (see Eq. 8)
- I H :
-
Housner intensity (see Eq. 4)
- M :
-
Earthquake magnitude
- M W :
-
Moment earthquake magnitude
- P D :
-
Destructiveness Potential Factor (see Eq. 12)
- P V :
-
Modified Destructiveness Potential Factor
- PGA :
-
Peak ground acceleration of ground motion
- PGV :
-
Peak ground velocity of ground motion
- PGD :
-
Peak ground displacement of ground motion
- R F :
-
Site distance from the fault
- R 2 :
-
Correlation coefficient
- SMA :
-
Sustained Maximum Acceleration
- SMV :
-
Sustained Maximum Velocity
- T P :
-
predominant period of ground motion
- T mean :
-
mean period of ground motion (see Eq. 13)
- V(t):
-
velocity time-history
- V RMS :
-
square root of the mean of ground velocity (see Eq. 6)
- VSI :
-
Velocity Spectrum Intensity (see Eq. 11)
- β :
-
angle of the inclined plane measured from the horizontal
- ΔV :
-
maximum velocity step (Bertero et al 1976)
- μ :
-
Coulomb’s constant coefficient of friction
References
Abrahamson NA (2000) Effects of rupture directivity on probabilistic seismic hazard analysis. In: Proceedings, 6th international conference on seismic zonation, palm springs, California, Earthquake Engineering Research Institute
Abrahamson NA (2001) Incorporating effects of near fault tectonic deformation into design ground motions. University at Buffalo MCEER: Friedman F.V. Professional Program, webcast: http://mceer:buffalo.edu/outreach/pr/Abrahamson.asp
Alavi B, Krawinkler H (2000) Consideration of near-fault ground motion effects in seismic design. In: Proceedings of the 12th world earthquake conference on earthquake engineering, New Zealand
Ambraseys NN, Menu JM (1988) Earthquake-induced ground displacements. Earthq Eng Struct Dyn 16: 985–1006
Ambraseys NN, Sarma SK (1967) The response of earth dams to strong earthquakes. Géotechnique 17: 181–213
Ambraseys NN, Srbulov M (1994) Attenuation of earthquake-induced ground displacements. Earthq Eng Struct Dyn 23: 467–487
Araya R, Saragoni G (1984) Earthquake accelerogram destructiveness potential factor. In: Proceedings of 8th world conference on earthquake engineering, pp 835–842
Arias A (1970) A measure of earthquake intensity, In: Hansen RJ (ed) Seismic design for nuclear power plants. MIT Press, Cambridge, pp 438–483
Bertero VV (1976) Establishment of design earthquakes: evaluation of present methods. In: Proceedings, international symposium of earthquake structural engineering, vol 1, University of Missouri-Rolla, St. Louis, pp 551–580
Bertero VV, Mahin SA, Herrera RA (1978) Aseismic design implications of near-fault san fernando earthquake records. Earthq Eng Struct Dyn 6: 31–42
Bray JD, Rathje EM (1998) Earthquake-induced displacements of solid-waste landfills. J Geotech Geoenviron Eng ASCE 124: 242–253
Cai Z, Bathurst RJ (1996) Deterministic sliding block methods for estimating seismic displacements of earth structures. Soil Dyn Earthq Eng Elsevier 15: 255–268
Changhai Z, Shuang L, Xie LL, Yamin S (2007) Study on inelastic displacement ratio spectra for near-fault pulse-type ground motions. Earthq Eng Eng Vib Springer 6(4): 351–356
Constantinou MC, Gazetas G (1987) Probabilistic seismic sliding deformations of earth dams and slopes. In: Proceedings of the specialty conference on probabilistic mechanics and structural reliability, ASCE, pp 318–321
Constantinou MC, Gazetas G, Tadjbakhsh I (1984) Stochastic seismic sliding of rigid mass against asymmetric coulomb friction. Earthq Eng Struct Dyn 12: 777–793
Crespellani T, Madiai C, Vannucchi G (1998) Earthquake destructiveness potential factor and slope stability. Geotechnique 48: 411–420
Franklin A, Chang FK (1977) Earthquake resistance of earth and rock-fill dams, report 5: permanent displacements of earth embankments by Newmark sliding block analysis. Miscellaneous paper S-71-17, soils and pavements laboratory, U.S. Army Engineer Waterways Experiment Station, Vicksburg
Garini E, Gazetas G (2012) Destructiveness of earthquake ground motions: “Intensity Measures” versus sliding displacement. In: Proceedings of the 2nd international conference on performance-based design in earthquake geotechnical engineering, Taormina, Italy, Paper No. 7.07, pp 886–899
Garini E, Gazetas G, Anastasopoulos I (2011) Asymmetric ‘Newmark’ sliding caused by motions containing severe ‘directivity’ and ‘fling’ pulses. Géotechnique 61(9): 733–756
Gazetas G, Garini E, Anastasopoulos I, Georgarakos T (2009) Effects of near–fault ground shaking on sliding systems. J Geotech Geoenviron Eng ASCE 135(12): 1906–1921
Gazetas G, Uddin N (1994) Permanent deformation on pre-existing sliding surfaces in dams. J Geotech Eng ASCE 120(11): 2041–2061
Gazetas G, Debchaudhury A, Gasparini DA (1981) Random vibration analysis for the seismic response of earth dams. Géotechnique 31(2): 261–277
Hall JF, Heaton TH, Halling MW, Wald DJ (1995) Near-source ground motion and its effects on flexible buildings. Earthq Spectra 11(4): 569–605
Harp EL, Jibson RW (1995) Seismic instrumentation of landslides: building a better model of dynamic landslide behaviour. Bull Seismol Soc Am 85: 93–99
Hisada Y, Bielak J (2003) A theoretical method for computing near-fault ground motions in layered half-spaces considering static offset due to surface faulting, with a physical interpretation of fling step and rupture directivity. Bull Seismol Soc Am 93(3): 1154–1168
Housner GW (1952) Spectrum intensities of strong motion earthquakes. In: Proceedings of the symposium on earthquake and blast effects on structures, EERI, Oakland California, pp 20–36
Iwan WD, Huang CT, Guyader AC (2000) Important features of the response of inelastic structures to near-fault ground motion. In: Proceedings of the 12th world earthquake conference on earthquake engineering, New Zealand, Paper No. 1740
Jibson RW (2007) Regression models for estimating coseismic landslide displacement. Eng Geol 91: 209–218
Jibson RW (1994) Predicting earthquake-induced landslide displacements using Newmark’s sliding block analysis. Transportation Research Record, No. 1411, Transportation Research Board, Washington, DC, pp 9–17
Kramer SL, Lindwall NW (2002) Dimensionality and directionality effects of Newmark stability analysis. J Geotech Geoenviron Eng ASCE 130: 303–315
Kramer SL, Smith M (1997) Modified Newmark model for seismic displacements of compliant slopes. J Geotech Geoenviron Engin ASCE 123: 635–644
Lagomarsino S, Giovinazzi S (2006) Macroseismic and mechanical models for the vulnerability and damage assessment of current buildings. Bull Earthq Eng 4: 415–443
Lin JS, Whitman RV (1983) Decoupling approximation to the evaluation of earthquake-induced plastic slip in earth dams. J Geotech Eng Div ASCE 11: 667–678
Ling H (2001) Recent applications of sliding block theory to geotechnical design. Soil Dyn Earthq Eng ASCE 21(3): 189–197
Makdisi FI, Seed HB (1978) Simplified procedure For estimating dam and embankment earthquake induced deformations. J Geotech Eng Div ASCE 104: 849–867
Makris N, Roussos YS (2000) Rocking response of rigid blocks under near-source ground motions. Géotechnique 50(3): 243–262
Makris N, Chang S (2000) Effect of viscous, visco-plastic and friction damping on the response of seismic isolated structures. Earthq Eng Struct Dyn 29: 85–107
Mavroeidis PG, Dong G, Papageorgiou SA (2004) Near-fault ground motions, and the response of elastic and inelastic single-degree-Of-freedom (SDOF) systems. Earthq Eng Struct Dyn 33: 1023–1049
Nuttli OW (1979) The relation of sustained maximum ground acceleration and velocity to earthquake intensity and magnitude. US Army Engineer Waterways Experiment Station. Miscellaneous Paper S-76-1, Report 16, p 74
Newmark NM (1965) Effects of earthquakes on dams and embankments. Géotechnique 15(2): 139–160
Pavlou EA, Constantinou MC (2004) Response of elastic and inelastic structures with damping systems to near-field and soft-soil ground motions. Eng Struct 26: 1217–1230
Pitilakis K (2004) Site effects. In: Ansal A (ed) Recent advances in geotechnical engineering and microzonation. Springer, New York, pp 139–197
Richards R, Elms DG (1979) Seismic behaviour of gravity retaining walls. J Geotech Eng Div ASCE 105: 449–464
Richards R, Elms DG, Budhu M (1993) Seismic bearing capacity and settlement of foundations. J Geotech Eng ASCE 119: 662–674
Sarma SK (1975) Seismic stability of earth dams and embankments. Géotechnique 2(4): 743–761
Sarma SK (1981) Seismic displacement analysis of earth dams. J Geotech Eng Div ASCE 107: 1735–1739
Sarma SK, Yang KS (1987) An evaluation of strong motion records and a new parameter A95. Earthq Eng & Struct Dyn 15(1): 119–132
Sarma SK, Kourkoulis R (2004) Investigation into the prediction of sliding block displacements in seismic analysis of earth dams. In: Proceedings of the 13th world conference on earthquake engineering, Vancouver, Canada, paper no 1957
Sasani M, Bertero VV (2000) Importance of severe pulse-type ground motions in performance-based engineering: historical and critical review. In: Proceedings of the 12th world conference on earthquake engineering, New Zealand, Paper No 1302
Sawada T, Chen WF, Nomachi SG (1993) Assessment of seismic displacements of slopes. Soil Dyn Earthq Eng 12: 357–362
Seed HB, Martin GR (1966) The seismic coefficient in earth dam design. J Soil Mech Found Div ASCE 92: 25–58
Seyedi M, Gehl P, Davenne L, Ghavamian S, Mezher N, De Douglas, J., Martin F, Modaressi H (2007) Numerical modelling of the influence of earthquake strong-motion characteristics on the damage level of a reinforced concrete structure. 7ème Colloque National AFPS, Ecole Centrale Paris, ID: A095
Shen J, Tsai MH, Chang KC, Lee GC (2004) Performance of a Seismically Isolated Bridge under Near-Fault Earthquake Ground Motions. Journal of Structural Engineering, ASCE 130: 861–868
Singh JP (1985) Earthquake ground motions: implications for designing structures and reconciling structural damage. Earthq Spectra 1: 239–270
Somerville P (2000) Seismic hazard evaluation, 12th WCEE 2000. Bull N Z Soc Earthq Eng 33:325–346, 484–491
Somerville PG, Smith NF, Graves RW, Abrahamson NA (1997) Modification of empirical strong ground motion attenuation relations to include the amplitude and duration effects of rupture directivity. Seismol Res Lett 68: 199–222
Stamatopoulos CA, Velgaki EG, Modaressi A, Lopez-Caballero F (2006) Seismic displacement of gravity walls by a two-body model. Bull Earthq Eng 4: 295–318
Stamatopoulos CA (1996) Sliding system predicting large permanent co-seismic movements of slopes. Earthq Eng Struct Dyn 25: 1075–1093
Von Thun JL, Rochim LH, Scott GA, Wilson JA (1988) Earthquake ground motions for design and analysis of dams. Earthquake engineering and soil dynamics II—recent advances in ground-motion evaluation. Geotechnical Special Publication 20, ASCE, pp 463–481
Whitman RV, Liao S (1984) Seismic design of gravity retaining walls. In: Proceedings of the 8th world conference on earthquake engineering, vol 3, San Francisco, pp 533–540
Wartman J, Bray JD, Seed RB (2003) Inclined plane studies of the Newmark sliding block procedure. J Geotech Geo-environ Eng ASCE 129(8): 673–684
Xu LJ, Rondriguez-Marek A, Xie LL (2006) Design spectra including effect of rupture directivity in near-fault region. Earthq Eng Eng Vib Springer 5(2): 159–170
Yegian MK, Marciano EA, Ghahraman VG (1991) Earthquake induced permanent deformations: a probabilistic approach. J Geotech Eng ASCE 117: 35–50
Yegian MK, Harb JN, Kadakal U (1998) Dynamic response analysis procedure for landfills and geosynthetic liners. J Geotech Geoenviron Eng ASCE 124(10): 1027–1033
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Garini, E., Gazetas, G. Damage potential of near-fault records: sliding displacement against conventional “Intensity Measures”. Bull Earthquake Eng 11, 455–480 (2013). https://doi.org/10.1007/s10518-012-9397-0
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10518-012-9397-0