Skip to main content
Log in

Pathways to Social Complexity and State Formation in the Southern Zambezian Region

  • Original Article
  • Published:
African Archaeological Review Aims and scope Submit manuscript

Abstract

Theorists have put forth various anthropological perspectives on the variables leading to social complexity and the emergence of state-level polities. This paper incorporates data from the Zambezian region of Southern Africa in order to contribute to the literature on social evolutionary theory. It traces the cultural trajectories of communities that flourished during the region’s Iron Age within the Shashi-Limpopo Basin, leading to the emergence of the Great Zimbabwe polity. In examining the archaeological record, the authors discuss the emergence of state-like societies, offering a review of current interpretations and explanations for the emergent complexity.

Les théoriciens ont émis plusieurs points de vue anthropologiques sur les variables qui conduisent à la complexité sociale et à l’émergence des états. Cet article est une contribution à la littérature sur la théorie de l’évolution des sociétés réalisée à partir des données de la région du Zambèze au sud de l’Afrique. Il retrace les trajectoires culturelles de communautés qui sont apparues au cours de l’age du fer dans le Bassin du Shashi-Limpopo et qui ont conduit à l’émergence de l’état du Grand Zimbabwe. En s’appuyant sur les données archéologiques, les auteurs discutent l’émergence de sociétés-états, offrant une revue des dernières interprétations et explications au sujet des complexités émergentes.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. We explore the role of coercion and warfare in the rise and fall of state societies in Southern Zambezia in a separate paper to be published soon (Kim and Kusimba 2008)

  2. The evidence for this is inferred from several widespread burning episodes at the site before and after 1250 AD (Mitchell 2002: 302).

References

  • Arkush, E., & Stanish, C. (2005). Interpreting conflict in the ancient Andes. Current Anthropology, 46(1), 3–28.

    Article  Google Scholar 

  • Beach, D. (1980). The Shona and Zimbabwe, 9001850: an outline of shona history. Gweru: Mambo.

    Google Scholar 

  • Beach, D. (1998). Cognitive archaeology and imaginary history at Great Zimbabwe. Current Anthropology, 39(1), 47–72.

    Article  Google Scholar 

  • Bent, T. (1892). The ruined cities of Mashonaland. Bulawayo: Books of Rhodesia.

    Google Scholar 

  • Bilman, B. (2002). Irrigation and the origins of the Southern Moche State on the north coast of peru. Latin American Antiquity, 13(4), 371–400.

    Article  Google Scholar 

  • Blanton, R. (1998). Beyond centralization: steps toward a theory of egalitarian behavior in archaic states. In G. Feinman, & J. Marcus (Eds.), Archaic States (pp. 135–172). Santa Fe: School of American Research Press.

    Google Scholar 

  • Blanton, R., et al. (1996). A dual-processual theory for the evolution of Mesoamerican civilization. Current Anthropology, 37(10), 1–14.

    Article  Google Scholar 

  • Carneiro, R. (1970). A Theory of the Origin of the State. Science, 169, 733–738.

    Article  Google Scholar 

  • Carneiro, R. (1981). The chiefdom: precursor of the state. In G. Jones, & R. Kautz (Eds.), The Transition to Statehood in the New World (pp. 37–79). New York: Cambridge University Press.

    Google Scholar 

  • Carneiro, R. (1990). Chiefdom-level warfare as exemplified in Fiji and the Cauca Valley. In J. Haas (Ed.), The Anthropology of War (pp. 190–211). New York: Cambridge University Press.

    Google Scholar 

  • Caton-Thompson, G. (1970). The Zimbabwe culture: ruins and reactions. New York: Negro Universities Press [reprint of 1931 edition].

    Google Scholar 

  • D’Altroy, T. (2002). The Incas. Malden: Blackwell.

    Google Scholar 

  • Davison, C. C. (1972). Glass beads in African archaeology: Results from neutron activation analyses. Unpublished PhD Dissertation, University of California, Berkeley.

  • Denbow, J. (1984). Cows and kings: a spatial and economic analysis of a hierarchical Early Iron Age settlement system in eastern Botswana. In M. Hall, et al. (Ed.), Frontiers: southern African archaeology today (pp. 24–39). Oxford: British Archaeological Reports.

    Google Scholar 

  • Earle, T. (1997). How Chiefs Come to Power. Stanford: Stanford University Press.

    Google Scholar 

  • Ehrenreich, R. N., et al. (1995). Heterarchy and the analyses of complex societies. Archaeological Paper Number 5. Arlington: American Anthropological Association.

    Google Scholar 

  • Fagan, B. (1964). The Greefswald sequence: Bambandyanalo and Mapungubwe. The Journal of African History, 5(3), 337–361.

    Google Scholar 

  • Feinman, G. (2001). Mesoamerican political complexity: the corporate–network dimension. In J. Haas (Ed.), From Leaders to Rulers (pp. 151–175). New York: Kluwer Academic/Plenum.

    Google Scholar 

  • Flannery, K. (1998). The Ground Plans of Archaic States. In G. Feinman, & J. Marcus (Eds.), Archaic States (pp. 15–57). Santa Fe: School of American Research Press.

    Google Scholar 

  • Fried, M. (1967). The evolution of political society: an essay in political anthropology. New York: Random House.

    Google Scholar 

  • Galloway, A. (1959). Skeletal remains of Bambandyanalo. Johannesburg: University of Witwatersrand.

    Google Scholar 

  • Garlake, P. (1973). Great Zimbabwe. London: Thames and Hudson.

    Google Scholar 

  • Garlake, P. (1978). Pastoralism and Zimbabwe. The Journal of African History, 19(4), 479–493.

    Google Scholar 

  • Garlake, P. (1982). Prehistory and Ideology in Zimbabwe. Africa: Journal of the International African Institute, 52(3), 1–19 Past and Present in Zimbabwe (1982).

    Article  Google Scholar 

  • Garlake, P. (1983). Early Zimbabwe: From the Matopos to Inyanga. Harare: Mambo.

    Google Scholar 

  • Haas, J. (2001). Warfare and the evolution of culture. In G. Feinman, & T. D. Price (Eds.), Archaeology at the millennium: a sourcebook (pp. 329–350). New York: Kluwer/Plenum.

    Chapter  Google Scholar 

  • Hall, M. (1990). Farmers, kings and traders: the peoples of southern Africa, 200–1860. Chicago: University of Chicago Press.

    Google Scholar 

  • Hannan, J. (1974). Standard Shona Dictionary. Salisbury: Rhodesia Literature Bureau.

    Google Scholar 

  • Hemming, J. (1970). The Conquest of the Incas. San Diego: Harcourt.

    Google Scholar 

  • Herlehy, T. J. (1984). Ties that bind. International Journal of African Historical Studies, 17(2), 285–308.

    Article  Google Scholar 

  • Holl, A. F. C. (1985). Background to the Ghana Empire: archaeological investigations on the transition to statehood in the Dhar Tichitt region (Mauritania). Journal of Anthropological Archaeology, 4, 73–115.

    Article  Google Scholar 

  • Holl, A. F. C. (1997). Western Africa: the prehistoric sequence. In J. O. Vogel (Ed.), Encyclopedia of Precolonial Africa (pp. 305–312). Walnut Creek: AltaMira.

    Google Scholar 

  • Holl, A. F. C. (2000). The Diwan Revisited: Literacy, State Formation, and the Rise of Kanuri Domination (AD 12001600). London: Kegan Paul.

    Google Scholar 

  • Holl, A. F. C. (2003). The land of Houlouf: Genesis of a Chadic chiefdom (1900BC1800AD). Ann Arbor: University of Michigan Museum of Anthropology.

  • Huffman, T. (1972). The rise and fall of Zimbabwe. The Journal of African History, 13(3), 353–366.

    Article  Google Scholar 

  • Huffman, T. (1982). Archaeology and ethnohistory of the African Iron Age. Annual Review of Archaeology, 11, 133–150.

    Article  Google Scholar 

  • Huffman, T. (1986a). Archaeological evidence and conventional explanations of Southern Bantu settlement. Africa: Journal of the International African Institute, 56(3), 280–298.

    Article  Google Scholar 

  • Huffman, T. (1986b). Cognitive studies of the iron age in southern Africa. World Archaeology, 18(1), 84–95 Perspectives in World Archaeology (June 1986).

    Article  Google Scholar 

  • Huffman, T. (1986c). Iron Age settlement patterns and the origins of class distinction in Southern Africa. Advances in World Archaeology, 5, 291–338.

    Google Scholar 

  • Huffman, T. (1996). Snakes and crocodiles: power and symbolism in ancient Zimbabwe. Johannesburg: Witwatersrand University Press.

    Google Scholar 

  • Huffman, T. (2005). Mapungubwe: ancient African civilization on the Limpopo. Johannesburg: Wits University Press.

    Google Scholar 

  • Huffman, T. (2007). Handbook to the Iron Age: The archaeology of pre-colonial farming societies in southern Africa. Scottsville: University of KwaZulu-Natal Press.

    Google Scholar 

  • Johnson, A., & Earle, T. (2000). The evolution of human societies: from foraging group to agrarian state (2nd ed.). Stanford: Stanford University Press.

    Google Scholar 

  • Keeley, L. (1996). War Before Civilization. Oxford: Oxford University Press.

    Google Scholar 

  • Kusimba, C. (1999). The rise and fall of Swahili states. Walnut Creek: AltaMira.

    Google Scholar 

  • Kusimba, C. (2007). The collapse of coastal city-states of East Africa. In A. Ogundiran, & T. Falola (Eds.), Archaeology of Atlantic Africa and the African Diaspora (pp. 160–184). Bloomington: Indiana University Press.

    Google Scholar 

  • Kusimba, C., & Oka, R. (2008). Trade and polity in East Africa: re-examining elite strategies for acquiring power. In J. Rawley (Ed.), Africa in India, Indian in Africa. Bloomington: Indiana University Press.

    Google Scholar 

  • Kusimba, C., & Kusimba, S. (2005). Mosaics and Interactions: East Africa 2000 BP to the Present. In A. B. Stahl (Ed.), African Archaeology: a critical introduction (pp. 394–419). Oxford: Blackwell.

    Google Scholar 

  • Mabogunje, A. (1962). Yoruba Cities. Ibadan: University of Ibadan Press.

    Google Scholar 

  • Mann, M. (1986). The Sources of Social Power. Volume 1. A History of power from the Beginning to A. D. 1760. Cambridge: Cambridge University Press.

    Google Scholar 

  • Manyanga, M. (2006). Resilient Landscapes: socio-environmental dynamics in the Shashi-Limpopo Basin, southern Zimbabwe c. AD 800 to the present, Studies in Global Archaeology 11, Department of Archaeology and Ancient History. Uppsala: Uppsala University.

    Google Scholar 

  • Marcus, J. (1998). The Peaks and Valleys of Ancient States: An Extension of the Dynamic Model. In G. Feinman, & J. Marcus (Eds.), Archaic States (pp. 59–94). Santa Fe: School of American Research Press.

    Google Scholar 

  • McIntosh, S. K. (1999). Pathways to Complexity: An African Perspective. In McIntosh, S. K. (ed.) Beyond Chiefdoms: pathways to complexity in Africa pp. 1–30. Cambridge: Cambridge University Press.

    Google Scholar 

  • Meyer, A. (1998). The archaeological sites of Greefswald. Pretoria: University of Pretoria Press.

    Google Scholar 

  • Miller, D. (1996). The Tsodillo jewellery: Metalwork from Northern Botswana. Cape Town: University of Cape Town Press.

    Google Scholar 

  • Mitchell, P. (2002). The Archaeology of southern Africa. Cambridge: Cambridge University Press.

    Google Scholar 

  • Mitchell, P. (2005). African Connections: Archaeological perspectives on Africa and the Wider World. Walnut Creek: Altamira.

    Google Scholar 

  • Morris, C. (1998). Inka Strategies of Incorporation and Governance. In G. Feinman, & J. Marcus (Eds.), Archaic States (pp. 293–309). Santa Fe: School of American Research Press.

    Google Scholar 

  • Moseley, M. (2001). The Incas and their Ancestors. New York: Thames and Hudson.

    Google Scholar 

  • Ndoro, W. (2001). Your Monument our Shrine: The preservation of Great Zimbabwe. Uppsala: Uppsala University Studies in African Archaeology 19, Department of Archaeology and Ancient History.

    Google Scholar 

  • Pikirayi, I. (1993). The archaeological identity of the Mutapa state: Towards an historical archaeology of northern Zimbabwe, Studies in African Archaeology 6, Uppsala, Societas Archaeologica Upsaliensis.

  • Pikirayi, I. (2001). The Zimbabwe Culture: Origins and Decline of Southern Zambezian States. Walnut Creek: AltaMira.

    Google Scholar 

  • Pikirayi, I. (2006a). The demise of Great Zimbabwe, AD 1420–1550: an environmental re-appraisal. In A. Green, & R. Leech (Eds.), Cities in the World, 1500–2000. The Society for Post-Medieval Archaeology Monograph 3 (pp. 31–47). Leeds: Maney.

    Google Scholar 

  • Popelka, R. S., et al. (2005). Laser ablation ICP-MS of African glass trade beads. In R. J. Speakman, & H. Neff (Eds.), Laser ablation ICP-MS in archaeological research (pp. 84–93). Albuquerque: University of New Mexico Press.

    Google Scholar 

  • Pwiti, G. (2005). Southern Africa and the East Africa Coast. In A. B. Stahl (Ed.), African Archaeology: A Critical Introduction (pp. 378–391). Oxford: Blackwell.

    Google Scholar 

  • Rightmire, G. P. (1970). Iron Age Skulls from Southern Africa Reassessed by Multiple Discriminant Analysis. American Journal of Physical Anthropology, 33, 147–167.

    Article  Google Scholar 

  • Robb, J. (1999). Material Symbols in Prehistory. Carbondale: Southern Illinois University Press.

    Google Scholar 

  • Robinson, K. (1966). The Iron Age in Kapula Vlei, near Msuma Dam, Wankie Gane Reserve, Rhodesia. Arnoldia, 2, 1–7.

    Google Scholar 

  • Service, E. (1975). Origins of the State and Civilization: The Process of Cultural Evolution. New York: Norton.

    Google Scholar 

  • Sinclair, P. (1982). Chibuene—an early trading site in Southern Mozambique. Festschrift for J. Kirkman. Paideuma, 28, 149–164.

    Google Scholar 

  • Sinclair, P. (1987). Space, Time and Social Formation: a territorial approach to the archaeology and anthropology of Zimbabwe and Mozambique, c. 0–1700 AD. Uppsala: Societas Archaeologica Upsaliensis.

    Google Scholar 

  • Sinclair, P. J. J., et al. (1993). Urban Trajectories on the Zimbabwean Plateau. In T. Shaw, et al. (Ed.), The Archaeology of Africa: food, metals and towns (pp. 705–731). London: Routledge.

    Google Scholar 

  • Sinclair, P., & Hakansson, T. (2000). The Swahili city-state culture. In M. Hansen (Ed.), Comparative study of thirty city-state cultures (pp. 461–482). Copenhagen: Reizels Forlog.

    Google Scholar 

  • Smith, J., Lee-Thorp, J., & Hall, S. (2007). Climate change and agropastoralist settlement in the Shashe-Limpopo River Basin, southern Africa. South African Archaeological Bulletin, 62(186), 115–125.

    Article  Google Scholar 

  • Soper, R. (2006). The Terrace Builders of Nyanga. Avondale: Weaver.

    Google Scholar 

  • Spencer, C., & Redmond, E. (2004). Primary State Formation in Mesoamerica. Annual Review of Anthropology, 33, 173–199.

    Article  Google Scholar 

  • Stahl, A. B. (2001). Making History in Banda. Anthropological Visions of Africa’s Past. Cambridge: Cambridge University Press.

    Google Scholar 

  • Stahl, A. B. (2005). African Archaeology: A Critical Introduction. Oxford: Blackwell.

    Google Scholar 

  • Steyn, M. (1997). A reassessment of the human skeletons from K2 and Mapungubwe (South Africa). South African Archaeological Bulletin, 51, 14–20.

    Article  Google Scholar 

  • Steyn, M., & Henneberg, M. (1995a). The health status of the people of the Iron Age sites at K2 and Mapungubwe (South Africa). Revista di Antropologia, 73, 133–143.

    Google Scholar 

  • Steyn, M., & Henneberg, M. (1995b). Pre-Columbian presence of treponemal disease: a possible case from Iron Age southern Africa. Current Anthropology, 36(5), 869–873.

    Article  Google Scholar 

  • Steyn, M., & Henneberg, M. (1996). Skeletal growth of children from the Iron Age site at K2 (South Africa). American Journal of Physical Anthropology, 100(3), 389–396.

    Article  Google Scholar 

  • Steyn, M., & Henneberg, M. (1997). Cranial growth in the prehistoric sample from K2 and Mapungubwe (South Africa) is population specific. Homo, 48(1), 62–71.

    Google Scholar 

  • Summers, R. (1967). Archaeological Distributions and a Tentative History of Tsetse Fly Infestation in Rhodesia and Adjacent Territories. Arnoldia, 3, 1–18.

    Google Scholar 

  • Trigger, B. (2003). Understanding Early Civilizations. Cambridge: Cambridge University Press.

    Google Scholar 

  • Tyson, P. D., & Lindesay, J. A. (1992). The climate of the last 2000 years in southern Africa. The Holocene, 2, 271–278.

    Article  Google Scholar 

  • Tyson, P. D., Karlen, W., Holmgren, K., & Heiss, G. (2000). The Little Ice Age and medieval warming in South Africa. South African Journal of Science, 96, 121–126.

    Google Scholar 

  • Tyson, P. D., Lee-Thorp, J., Holmgren, K., & Thackeray, J. F. (2002). Changing gradients of climate change in southern Africa during the past millennium: implications for population movements. Climate Change, 52, 29–135.

    Article  Google Scholar 

  • Usman, A. A. (2001). A View From the Periphery: Northern Yoruba Villages During the Old Oyo Empire, Nigeria. Journal of Field Archaeology, 27, 43–61.

    Article  Google Scholar 

  • Van der Merwe, N. J. (1969). The Carbon-14 Dating of Iron. Chicago: The University of Chicago Press.

    Google Scholar 

  • Walker, N. J. (1995). Late Pliestocene and Holocene Hunter-gatherers of he Matopos. (Studies in African Archaeology 10). Uppsala: Societas Archaeologica Upsaliensis.

    Google Scholar 

  • Webster, D. L. (1998). Warfare and Status Rivalry. In G. Feinman, & J. Marcus (Eds.), Archaic States (pp. 311–351). Santa Fe: School of American Research Press.

    Google Scholar 

  • Wilmsen, E. (1989). Land Filled with Flies: A Political Economy of the Kalahari. Chicago: University of Chicago Press.

    Google Scholar 

  • Wood, M. (2000). Making connections: relationships between international trade and glass beads from the Shashe-Limpopo area. In M. Leslie, and T. Maggs (eds.) Africa Naissance: The Limpopo Valley 1000 years ago. The South African Archaeological Society Goodwin Series, 8, 78–90.

  • Yoffee, N. (2005). Myths of the Archaic State: Evolution of the Earliest Cities, States, and Civilizations. Cambridge: Cambridge University Press.

    Google Scholar 

Download references

Acknowledgements

We are grateful to a number of colleagues who have shared their time and insights with us in completing this paper, including Robert Carneiro, Lawrence Keeley, and Innocent Pikirayi.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Chapurukha M. Kusimba.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Kim, N.C., Kusimba, C.M. Pathways to Social Complexity and State Formation in the Southern Zambezian Region. Afr Archaeol Rev 25, 131–152 (2008). https://doi.org/10.1007/s10437-008-9031-3

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10437-008-9031-3

Keywords

Navigation