1 Introduction

One of the parameters used in sediment transport modeling is the settling velocity. For cohesive sediment, the settling velocity is affected in a complex way by the sediment properties and the environmental conditions through the process of flocculation. Flocculation can be regarded as a competition between aggregation and breakup. The rate at which flocs grow and the size they attain depend on hydrodynamic conditions, residence time, sediment properties, pH, and salinity. All these quantities are highly variable in estuaries, where fresh river water mixes with salty marine water, and where the tidal forcing induces variations in shear rate. Burton and Liss (1976) observed that the organic matter content (OMC) is one order of magnitude higher in coastal seas (≈ 10 mg/l) than in rivers (≈ 1 mg/l). Seasonal variations of the OMC have been observed by Mikkelsen (2002).

It is technically difficult and costly to monitor cohesive sediment flocculation behavior in situ, and we seek tools to predict this behavior. Therefore, we seek laboratory investigations and process modeling that can be used to establish relations between relevant parameters, easily measurable in situ, and this behavior.

The rate of aggregation and the strength of flocs depend on the electrical charge of/on the particles. This charge is often expressed in terms of an electric potential defined as the ζ potential (Kruyt 1983), although the relation between the surface charge of particles and their ζ potential is complex (Chassagne et al. 2009). As a rule of thumb, uniformly charged particles with lower ζ potential (in absolute value) are more likely to aggregate than particles with a higher ζ potential. However, the charge of mud or clay particles is not uniform and it depends on the suspending medium properties. For instance, at pH = 4, the edges of kaolinite and montmorillonite are positively charged, which leads to fast aggregation and to the formation of larger flocs than at pH = 8, when both edges and faces are negatively charged (Tombacz and Szekeres 2004; Tomback and Szekeres 2006).

A suspension where particles are likely/unlikely to aggregate is referred to as unstable/stable. Dissolved (counter) ions can either adhere to the charged particles surface or screen its charge. An increase in salt concentration decreases the particles’ charge and, therefore, would lead to an increase in the floc size; however, this is not always observed in situ. While van Leussen (1999) measured, in the Ems estuary, an increase of the floc size for increasing salinity, Eisma et al. (1991) observed a decrease of the floc size for increasing salinity. Burt (1986) carried out a large series of floc size measurements at different salinities within the Thames estuary, but could not find any correlation between salinity and floc size. In situ variations of salinity are associated with variations of the shear rate, sediment concentration, and OMC, and it is therefore difficult to establish the effect of each of these physical quantities independently. Moreover, the effect of salinity is also influenced by the history of flocs. Although a few authors performed flocculation experiments on natural sediment at different salinities (van Leussen 1999), mud flocculation has not been related to the electrokinetic properties (ζ potential) of the sediment in a systematic way.

To give an order of magnitude, the salinity changes from 0 to 33 parts per thousand (ppt) in estuaries while the pH is rather constant (pH ≈ 7–8). However, to determine the relation between the charge of the particles and their flocculation behavior, we investigate a wider range of salinity and pH. The surface charge of clays is pH-sensitive. By using different pH values, we can study the flocculation kinetics for particles with different surface charges (Tomback and Szekeres 2006).

Organic matter consists mainly of polymers (Winterwerp and van Kesteren 2004); it is a major factor responsible for mud flocculation since it can adhere to particles modifying their surface charge. Long polymers may adhere to two different particles through the so-called bridging. An increase of the OMC leads, therefore, to an increase of the floc size, as observed by van der Lee (2000) and Mikkelsen (2002).

In the first part of this article (Section 3.1), we investigate the variation of floc size with shear rate for a few different suspensions (different pH and salinity). In the second part (Sections 3.3 and 3.4), we investigate the variation of floc size for a wide range of pH, salinity, and OMCs at a specific shear rate.

In the third part (Section 4), we compare small-scale and large-scale flocculation experiments. We use two different laboratory devices: small-scale mixing jars and a large-scale settling column. The mixing jar experiments enable us to investigate high shear rates (Mietta et al. 2009), whereas settling column experiments yield both low and high shear rates (Maggi et al. 2002).

2 Materials and methods

2.1 Materials

We used mud from the lower Western Scheldt, sampled in October 2007. The major clay components of the Western Scheldt mud are illite (53%), smectite or montmorillonite (21%), and kaolinite (26%) (Fettweis et al. 2006). The OMC measured by loss on ignition is 6.6% by mass; 2% by mass of the material is less than 2 μm, and 93% is less than 63 μm. The pH of the suspension with mud and tap water is modified by adding hydrochloric acid, HCl. NaCl and MgCl2 are used to investigate the effect of monovalent and divalent salt. Artificial sea salt is prepared as a composition of its four major components: KCl, NaCl, MgCl2, and CaCl2. The salt concentration is expressed in ppt. To remove organic matter, the mud has been treated with hydrogen peroxide following the protocol in Leifeld and Kogel-Knabner (2001). Suspensions with different OMC are obtained mixing untreated mud with mud treated with hydrogen peroxide at different ratios. Where not otherwise specified, the term “mud” refers to untreated mud. We also used kaolinite (China clay) Al2O3 − 2SiO2 − 2H2O from (VE-KA, The Netherlands); see Mietta et al. (2009) for details.

2.2 ζ potential

The ζ potential has been estimated from electrophoretic measurements (Malvern Zetasizer 1000HS/3000HS) using the Smoluchowski equation. As discussed in Chassagne et al. (2009), the magnitude of the ζ potential using this formula may not be correct. However, we will show that, as for kaolinite, the variation of the Smoluchowski ζ potential with the properties of the suspension provides useful information for the flocculation behavior.

The ζ potential is a property of a single particle, and it is not affected by the sediment concentration. For electrophoretic measurements, the sediment concentration needs to be low enough to ensure that there is no electrostatic interaction between the particles. All ζ potential measurements shown in this article are done at a mud concentration c = 0.05 g/l. We checked that this concentration was low enough to ensure that there is no electrostatic interaction between the particles.

2.3 Small-scale flocculation experiments: mixing jar

We used jars of 125 mm diameter and 85 mm height, equipped with four 12 mm-wide baffles to increase and homogenize the shear rate. The suspension is stirred using a single rectangular paddle, which is placed 10 mm above the bottom of the jar. The paddle is 25 mm high and 75 mm in diameter.

The average shear rate in the jar for each stirring frequency can be determined measuring the power dissipation of the propeller P (Bouyer et al. 2005; Nagata 1975). If V is the volume of the suspension, the power dissipation per unit volume P v  = P/V can be related to the turbulent energy dissipation parameter ε as \(\epsilon \: \rho_w= P_v g_c\), where g c is the centrifugal acceleration of the propeller and ρ w is the fluid density. The shear rate for each stirring frequency can be derived from the dissipation parameter by (Tennekes and Lumley 1972):

$$ G=\sqrt{\frac{\epsilon}{\nu}}= \sqrt{\frac{P_v g_c}{\rho_w\: \nu}},\label{E_shear} $$
(1)

where ν is the viscosity of the fluid. The power number N p of a propeller can be expressed as a function of the power dissipation P, the stirring frequency in rotations per seconds n, and the diameter of the propeller d as follows (Nagata 1975):

$$ N_p=\frac{Pg_c}{\rho_w\: n^3 d^5}.\label{E_power} $$
(2)

Substituting Eq. 2 into Eq. 1, the shear rate can be defined as a function of the power number:

$$ G=\sqrt{\frac{N_pd^5n^3}{V\nu}}. $$
(3)

By measuring the power dissipation of the propeller P, a relation between G and the stirring frequency n has been derived for the jar used in our experiments (KIWA 1976): \(\log G = -0.849 + 1.5 \log {(60\:n)}\), where n is expressed in rotations per second. This relation has been verified for n ∈ [0, 9] rps. On the basis of a large number of experiments, Nagata (1975) proposed an empirical relation to compute the power number from the geometry of the jar and the propeller. The shear rate obtained from the measurements of the power consumption and that obtained using the empirical equation proposed by Nagata (1975) differ not more than 5% for G ≤ 101 s − 1.

The volume-based floc size distributions within the jar are measured every 20–30 min through laser diffraction with a Malvern Mastersizer 2000. The size range covered by the instrument is from 10 nm to 10 mm. Samples are taken from the mixing jar 20 mm below the water surface by means of a peristaltic pump. The pump is located after the measuring section, and the diameter of the tube connecting the jar to the measuring section is 6 mm; the flow rate is set to 0.1 l/min corresponding to a Reynolds number of 350 in the tube. At this flow rate, we checked that particles do not settle in the tube, but that flocs are not disrupted either.

All experiments started from a deflocculated suspension obtained by stirring for 3 min at G = 400 s − 1. We verified that this is sufficient to deflocculate the suspension by comparing the floc size distribution after stirring to the one after ultrasonic treatment. All flocculation tests have been carried out at mass concentration c = 0.12 g/l. Tests are continued until a steady state has been reached, and the average floc size remains constant in time. Although the floc size varies very little after 2 h from the beginning of the experiments, tests are continued for 5 h to ensure a steady state. At low shear rate, experiments were stopped before reaching this steady state, as mean size and sediment concentration started to decrease because of particle settling.

2.4 Large-scale flocculation experiments: settling column

The settling column used for the experiments is described in Maggi et al. (2002) and Maggi (2005). A highly concentrated suspension is injected into the buffer tank on top of the settling column, where two counter-rotating vanes generate a uniform sediment distribution at the top of the settling tube. The concentration in the buffer tank is kept at the test concentration c c via a controlled system. The settling column is 4.7 m high and 280 mm in diameter. Herein, a homogeneous turbulence field, produced by an oscillating grid, induces flocculation. Turbulent shear G values in the column range from 1 to 10 s − 1, and 20 ppt of sea salt was added to the suspension. Mud concentration is set to c c  = 0.165 g/l. The whole settling column is placed in a climatized room at T = 20°C to minimize temperature gradients and convective flows. Flocs are sampled from the settling column 0.93 m above the bottom, at the end of the oscillating grid. To compensate the hydrostatic pressure of the 4-m-high settling column, a dual-valve floc sample chamber (FSC) has been constructed. The tubular FSC is 24 cm in length and has an internal diameter of 18 mm. The tube is connected to a valve located in the column outer wall and to a secondary water column with the free surface at the same height as the settling column.

Floc sizes and settling velocities of each sample are measured using the low intrusive, video-based laboratory spectral flocculation characteristics (LabSFLOC) instrument (Manning 2006). A picture of the different components of the LabSFLOC is shown in Fig. 1. The LabSFLOC is an adaptation for the laboratory of the INSSEV instrument developed for in situ observation by Fennessy et al. (1997), and the same camera system is used in both instruments. Flocs are transferred from the FSC to the LabSFLOC column using a modified pipette technique (e.g., Gratiot and Manning 2004). The settling flocs are monitored with a high-resolution monochromatic video camera, used to observe flocs as they settle in a settling column (Manning and Dyer 2002).

Fig. 1
figure 1

Image of the LabSFLOC instrumentation: settling column (left), camera control unit (right) and modified floc extraction pipette (front right)

Floc settling images are initially recorded by an S-VHS video recorder at 25 frames per second. These analogue images are then digitized via a Zarbeco USB 2.0 Videolink PC card at a resolution of 640 ×480. An individual pixel represents 6.7 μm (determined from calibration). Each floc video image time series was converted into separate AVI format files (one for each floc sample). The AVI files were then converted into a series of snap-shot images using a MatLab frame-grabbing routine (AVI2JPEG) to provide a series of JPEG frames for each floc sample. The HR Wallingford “DigiFloc” software (version 1.0) was then used to obtain floc size and settling data from the series of JPEG frames per floc sample. Floc sizes are measured from the image size by overlaying an ellipse on each floc (provides major and minor axis floc dimensions: L x and L y ). Settling velocity is determined by measuring the vertical distance that the center of each floc travels between two frames. A spherical equivalent floc size L i was calculated as: \(L_i=(L_xL_y)^{0.5}\). At a sediment concentration of c = 0.165 g/l, approximately 300–500 flocs are measured depending on the size of flocs.

2.5 Data processing

All flocculation data are divided into 100 size bins according to a geometrical series ranging between 10 nm and 10 mm. Volume-based distributions are derived and normalized. The mean of the floc size distributions discussed in this paper is defined as:

$$ L_{\rm mean}=\frac{\sum_i L_i V_i}{\sum_i V_i}, $$
(4)

where L i is the equivalent size of the particles in class i and V i is the total volume of particles in that class.

The lower limit of the camera system used in the column (20 μm) is much higher than the lower limit of the Malvern Instrument used in the mixing jar (10 nm). This may lead to a cut off of the distribution towards smaller flocs and to a larger mean size for the distribution observed with the camera system.

Most laser diffraction (LD) instruments obtain their particle (floc) sizes by employing the small-angle scattering method known as Mie scattering theory (Agrawal and Pottsmith 2000). This is an analytical solution of Maxwell’s equations for the scattering of electromagnetic radiation by spherical particles. Scattering from a laser beam is observed at multiple angles. The applicability of Mie theory to LD devices has been examined by Agrawal et al. (2008). The multi-parameter Mie scattering equation is then mathematically inverted to determine size distribution, which would produce the observed multi-angle scattering (www.sequoiasci.com). From these calculations, a spherical equivalent particle diameter L i is produced, as all particles are assumed to be spherical.

LD devices are limited to measuring in low-turbidity environments, and can only indirectly measure particle sizes. LabSFLOC provides actual optical images of the flocs. By using gravimetrically determined SPM, the 3-D inferred floc sizes (eventually used to estimate floc dry mass) can be independently checked. LabSFLOC have generally demonstrated a more than 90% correlation between the computed and actual floc mass in a wide range of suspended concentrations (e.g., Manning and Dyer 2002; Manning et al. 2007a), which indicates that the 3-D inferred INSSEV and LabSFLOC floc size values are valid and can be compared with LD-derived floc sizes.

A Malvern particle sizer adapted for underwater use (Bale and Morris 1987) was compared to INSSEV floc size measurements by Fennessy et al. (1997). Floc sizes were seen to be comparable up to a floc size of 500 μm. Fennessy et al. (1997) found that both the Malvern particle sizer and INSSEV measured similar floc shapes. In situ comparisons with INSSEV floc measurements and those from a Lasentec P100 (Law et al. 1997) were made during the COSINUS project deployments conducted within the upper Tamar estuary. Again, there was a good general agreement between the floc sizes measured by both instruments (Manning 2001).

3 Results—small-scale experiments

The purpose of these experiments is to investigate the effect of the suspension properties (pH, salinity and OMC) on flocculation. We use colloidal science on particles’ charge and aggregation to predict flocculation. First, a study at different shear rates is done to verify that the influence of the properties of the suspension is the same at any G. We then select the more appropriate shear rate to use for the other mixing jar experiments, where pH, salt concentration, and OMC are varied. The results of these experiments are then shown and compared to ζ potential measurements.

3.1 Influence of shear rate

Both aggregation and breakup depend on the shear rate G as turbulent diffusion induces collisions between particles, which may result in aggregation, as well as shear stresses that may result in floc breakup (Hunt 1980). As a result of this, the mean floc size scales as the Kolmogorov microscale η (\(\eta=\sqrt{\nu/G}\) with ν water viscosity). The time needed for the suspension to reach equilibrium, the flocculation time T f , decreases with increasing G because both aggregation and breakup rate increase.

The volume-based floc size distributions at equilibrium are plotted in Fig. 2a for different shear rates (suspension at pH = 8 with 9.5 ppt of MgCl2). The total volume under the curves is the same for all distributions. The floc size is plotted in logarithmic scale to better represent the wide range of floc sizes. All distributions show a small peak at the smaller classes and another at the larger ones. When the shear rate decreases from G = 101 s − 1 to G = 23 s − 1, both peaks shift towards the larger classes as L mean increases. Although the maximum floc size observed at G = 12 s − 1 is larger than that at G = 23 s − 1, the distribution in this case is unimodal with a tail towards the smaller particles: possibly, flocculation of small particles is not complete. The evolution in time of L mean is plotted in Fig. 2b for different shear rates. The experiments are continued until a steady state has been reached, and the time needed to reach the equilibrium is close to 2 h for all G ≥ 23 s − 1.

Fig. 2
figure 2

Floc size distribution (a) and time evolution of L mean (b) for different shear rates. Laser obscuration as a function of L mean (c). Suspension at pH = 8 and with 9.5 ppt of MgCl2

The “obscuration” is a measure of the amount of laser light lost within the sample. The obscuration decreases with increasing L mean and can be used to estimate the amount of sediment in suspension. At constant sediment concentration, the total cross-sectional area decreases when the floc size increases. The evolution in time of the obscuration as a function of L mean is shown for the same suspension in Fig. 2c. For G ≥ 23 s − 1, the obscuration decreases slightly as L mean increases. At G = 12 s − 1, a steep decrease of the obscuration is observed. This suggests that settling is taking place in the mixing jars at G = 12 s − 1.

The water depth in the jar is small (8 cm), and if particles are not kept in suspension by the rotating paddle, they settle before the flocculation process is complete. As observed in Fig. 2c, at G = 12 s − 1, particles are no longer kept in suspension by the paddle, and their residence time T r is limited by settling. The flocculation time T f is large at low G since the collision frequency between particles is small. The flocculation time also depends on the properties of the suspension: T f is larger for more stable suspensions than for unstable ones, as the collision efficiency is smaller. As flocs settle, the suspended sediment concentration decreases, and this leads to a decrease of the equilibrium floc size. Moreover, when flocs settle before the population reaches equilibrium (T r  < T f ), the observed floc size is smaller than the equilibrium floc size.

Similar results have been found by Serra et al. (2008) and Colomer et al. (2005), who observed that the mean floc size increases with G at low shear. They used a mixing jar similar to ours and latex particles with the same density as the suspension (not affected by settling). The authors argue that the effect of shear rate at low G is to induce particle collisions and, therefore, aggregation. This is in contrast with our interpretation of the results, as well as with the theoretical considerations by Winterwerp (1998). We decided therefore to repeat the experiments by Serra et al. (2008) both with non-buoyant particles and with particles heavier than the suspension. The results of these experiments are presented in Mietta et al. (2009) and support our hypothesis, showing the effect of settling when particles are heavier than water at G < G *. G * depends on the size and density of the flocs, on the shape of the jar and the mixing efficiency of the propeller, and on the flocculation time of the suspension T f . By testing our specific setup with different suspensions, we concluded that T r  > T f for all G > G * = 35 s − 1. G * is the shear rate used for investigation of the role of the properties of the suspension on flocculation.

Lmean is plotted as a function of shear rate for different suspensions in Fig. 3a, where the Kolmogorov microscale is plotted for reference as well. The floc size and the Kolmogorov microscale vary similarly with G as observed by Fettweis et al. (2006) and van der Lee et al. (2009): for a given suspension, the ratio between the Kolmogorov microscale and the floc size is the same for all G. At a given shear rate, as mentioned above, the floc size depends on the charge of the particles, the OMC, the salinity, and the pH. At G = 12 s − 1, the equilibrium Lmean is smaller or equal to the value observed at G = 23 s − 1. This is due to the settling of particles, the effect of which is more pronounced for more stable suspensions (MgCl2 at 9.5 ppt and sea salt at 20 ppt), as the flocculation time at low G is larger. The time evolution of Lmean at G = 35 s − 1 varies little with the properties of the suspension. The initial growth rate is slightly higher for more unstable suspensions (pH = 1.8 and no added salt), see Fig. 3b. The time needed to reach equilibrium is close to 2 h for all suspensions.

Fig. 3
figure 3

Lmean as a function of shear rate (a) and time evolution of Lmean at G = 35 s − 1 (b) for different suspensions. The numbers indicate, respectively, pH and salt concentrations in ppt. At low pH, no salt is added to the suspension and suspensions with different salts are at pH = 8

3.2 ζ potential measurements

The ζ potential of the mud used is plotted in Fig. 4a and b for different pH and salt concentrations, respectively. The ζ potential increases very little with pH at pH > 4, and it is close to 0 mV at pH = 2. The ζ potential also increases with increasing salt concentration. At the same salt concentration, the ζ potential is larger for the suspension with MgCl2 than for the suspension with NaCl, Fig. 4b. Sea salt is mainly composed of NaCl, to which KCl, MgCl2, and CaCl2 are added in different proportions: the ζ potential of the suspension with sea salt is in between those of the suspensions with NaCl and MgCl2. The variation of the mud ζ potential with salt concentration and pH is identical to that observed for the clay constituents of the mud. For all the clays, the ζ potential increases with increasing salt concentration and decreasing pH. The increase of the ζ potential is larger upon addition of divalent salt than of monovalent salt (Sondi et al. 1996; Kosmulski 2006; Tombacz and Szekeres 2004; Tomback and Szekeres 2006; Mietta et al. 2009).

Fig. 4
figure 4

ζ potential (a, b) and equilibrium Lmean at G = 35 s − 1 (c, d) as a function of pH (a, c) or salt concentration (b, d). Triangles indicate MgCl2, squares indicate NaCl, and circles indicate sea salt. At low pH, no salt is added to the suspension, and suspensions with different salts are at pH = 8

We note that, for suspension at pH = 8 and added MgCl2, L mean = 90 μm when ζ = 8 mV and L mean = 60 μm when ζ = − 8 mV. This indicates that the repartition of charges and organic matter on the particles depends on the salt concentration. If it would not be the case, L mean would be the same regardless of the sign of the ζ potential.

3.3 Influence of salinity and pH

The equilibrium L mean of flocs is shown in Fig. 4c and d as a function of pH or salt concentration. A decrease of the pH implies a rapid increase of the particles’ size due to rapid flocculation promoted by the chemical interactions (protonation/deprotonation) on the clay surfaces, Fig. 4c.

For different salt concentrations, L mean shows a behavior similar to that of the ζ potential: it increases for increasing salt concentration, Fig. 4d. Flocculation enhancement is stronger for divalent salts than for monovalent salts, at equal concentration. The suspension with sea salt varies very little for salt concentrations larger than 15 ppt. A similar behavior was observed by Krone (1963) and Migniot (1968), who did not observe variations of floc size at salinities higher than 3–10 ppt. This value was found to depend on the sediment concentration.

A few equilibrium floc size distributions obtained at G = 35 s  − 1 for different pH values and salts are plotted in Fig. 5. All suspensions are bimodal with a small peak corresponding to the primary particles, and another corresponding to large flocs. Both peaks are shifted towards larger floc sizes when the suspension is more unstable.

Fig. 5
figure 5

Equilibrium floc size distribution of different suspensions at G = 35 s  − 1. At low pH, no salt is added to the suspension and suspensions with different salts are at pH = 8

The equilibrium mean sizes for all suspensions are shown in Fig. 6 as a function of the ζ potential. When salt is added to the suspension (pH = 8), the mean size of flocs increases linearly with the ζ potential. In addition, the mean floc size is the same for a given ζ potential for any salt. The fit by the dotted line plotted in Fig. 6 is \(L_{\rm mean}=L_{{\rm mean},0}+c_{\zeta}\: \left(\zeta-\zeta_0\right)\), where ζ is the ζ potential, L mean,0 and ζ 0 represent a reference point, and c ζ  = 1.3 1/mV is an interpolation coefficient. The correlation coefficient for this interpolation is R 2 = 0.695. The three points at low pH have not been considered here. The slope of this line depends on the salt concentration and, therefore, on the charge of the particles. The intercept of the line with ζ = 0 mV depends on the shear rate, sediment concentration, primary particles size distribution and OMC. For given conditions, it is therefore possible to derive L mean at different salt concentrations from the measure of the equilibrium floc size and of the ζ potential at a given salinity.

Fig. 6
figure 6

Equilibrium L mean at G = 35 s − 1 as a function of the ζ potential for different suspensions. The trend line is explained in the text. pH indicates a suspension at low pH and no added salt, MgCl2, NaCl, and sea salt refer, respectively, to suspensions at pH = 8 and different concentrations of MgCl2, NaCl, and sea salt

When the pH is decreased (no added salt), flocs are always larger than those formed upon addition of salt. As for saline suspensions, L mean increases with the ζ potential. These results are in agreement with electrokinetic considerations and show how a simple measure of the ζ potential can be used to predict the flocculation behavior.

3.4 Influence of organic matter content

OMC influences both the collision efficiency and the floc strength (Winterwerp and van Kesteren 2004). This is reflected in Fig. 7a, where the variation of the equilibrium floc size with OMC is shown. The size of a completely deflocculated suspension, where flocs have been broken through ultrasonic treatment, is plotted for reference. If all other conditions are equal (shear rate, pH, and salt concentration), the mean floc size increases with increasing OMC. The equilibrium floc size of the mud suspension treated with hydrogen peroxide (OMC = 0) is very similar to the one of a suspension completely deflocculated by ultrasonic treatment. This shows that mud in tap water with no organic matter is rather stable. The same has been observed for kaolinite in Mietta et al. (2009). Charged particles in tap water are very unlikely to aggregate if no organic matter is present. The equilibrium FSDs at low OMC are monomodal with a small tail towards smaller particles; when OMC increases, the larger peak shifts towards larger particles and, at OMC = 6.52%, a bimodal distribution can be observed (Fig. 7b).

Fig. 7
figure 7

Equilibrium L mean (a) and floc size distributions (b) at different OMCs. L mean of mud after ultrasonic treatment is plotted for reference in a. The shear rate is G = 35 s − 1 and the OMC is written in the legends. All suspensions are at pH = 8 with no added salt

Figure 8 shows the mean floc sizes for mud, mud with no organic matter, and kaolinite in different suspensions. L mean of mud with organic matter is always larger than the one of mud treated with hydrogen peroxide, which in turn is very similar to the one of kaolinite (Mietta et al. 2009). Moreover, L mean of kaolinite and mud with and without organic matter responds in the same way to the changes in pH and salt concentration of the suspension. This is promising since our aim is to seek a general response of the flocculation behavior to changes in chemistry for complex sediments formed by organic matter and clays at different ratios.

Fig. 8
figure 8

Comparison between equilibrium L mean of mud with organic matter (circles), mud without organic matter (triangles), and kaolinite (squares) for different ambient water properties. Mg, Na, and S refer, respectively, to suspensions at pH = 8 and added MgCl2, NaCl, and sea salt. The numbers indicate the pH or the salt concentration in ppt. Shear rate G = 35 s − 1, mass concentration c mud = 0.12 g/l and c kao = 0.135 g/l

4 Results – from small to large scale

Two data-sets from two different experiments in the settling column are discussed in this section. The first experiment was performed at a shear rate G = 2 s − 1 and sediment concentration c = 0.165 g/l. This experiment started with no sediment in the column and the data-set S2 was measured 25 h after the beginning of the sediment injection and of the grid oscillation. The sediment concentration was observed to be uniform through the column after 20 h, we consider the flocculation experiment to start after this moment. The second experiment was started right after the first one, and the initial population is the one measured in S2. This experiment was performed at a shear rate G = 10 s − 1 and sediment concentration c = 0.195 g/l. The data-set S10 is measured 3.5 h after the increase in shear rate. Both experiments have been done on a suspension at pH = 8 with 20 ppt of added sea salt.

Figure 9 shows the floc settling velocity distributions as a function of the floc size for the two different data sets. The lines plotted represent the settling velocity computed for fractal flocs for different fractal dimensions d 0 with the equation proposed by Winterwerp (1998):

$$ \omega_s=a\frac{(\rho_s-\rho_w)g}{\mu}L_{p}^{3-d_{0}} \frac{L^{d_{0}-1}}{1+0.15Re^{0.687}}, \label{E_settWINT} $$
(5)

where a ≈ 1/18 is a shape parameter, ρ s and ρ w are the specific density of the sediment and water respectively, g is the gravity acceleration and μ is the dynamic viscosity of water. \(L_p=1\cdot 10^{-5}\) m is the size of the primary particles. This value is the mean size of the primary particles size distribution. Re = \(\frac{\omega_sL}{\nu}\) with ν kinematic viscosity of water as the floc Reynolds number. The values of floc size and settling velocity observed are of the same order as the ones observed in situ by Manning et al. (2007b) in similar conditions. The density of the particles (d 0 ≈ 1.7) is smaller than usually observed in situ (d 0 ≈ 2). This can be due to the shear history of flocs, as well as to the nature and amount of the organic matter. However, the data are rather scattered and the interpolating line may not fully represent the properties of the observed flocs.

Fig. 9
figure 9

Settling velocity distributions as a function of the floc size for settling column data. Suspension at pH = 8 with 20 ppt of sea salt and sediment concentration c = 0.165 g/l for G = 2 s − 1 (a) and c = 0.195 g/l for G = 10 s − 1 (b). The settling velocity computed with Eq. 5 and d 0 = 1.7 is plotted for reference. Stokes refers to the settling velocity computed for solid spheres using the Stokes law

The residence time in the settling column depends on the duration of the experiment and on the time needed by the particles to settle through the column. This can be estimated from the observed settling velocity of flocs. The settling velocity varies between 0.2 and 4 mm/s for S2 and 0.1 and 4 mm/s for S10. These settling velocities correspond approximately to a residence time T r varying between 16 min and 5.5 h for S2 and 16 min and 11 h for S10.

For the first experiment, the initial floc size is smaller than the equilibrium size as the experiment starts from a completely deflocculated suspension (as in the mixing jar experiments). The dominant mechanism in this experiment is, therefore, aggregation. From the jar test observations with the same suspension (20 ppt of sea salt and pH = 8), the time needed to reach equilibrium at G = 35 s − 1 is 2 h. The flocculation time of a saline suspension (pH = 8 and 9.5 ppt of added MgCl2) varies little with G, see Fig. 2b. From this, we deduce that the suspension should be at equilibrium after 5.5 h in the settling tube.

For the second experiment, the initial floc size is larger than the equilibrium size. The dominant mechanism in this experiment is therefore breakup. The flocculation time is, in this case, smaller than for the first experiment: both aggregation and breakup rates scale as the size of flocs and the initial floc size is larger than for the first experiment (Winterwerp 1998). We therefore expect that the population measured after 3.5 h for S10 is at equilibrium.

The equilibrium L mean for estuarine conditions (20 ppt sea salt and pH = 8) is shown for both small-scale and large-scale experiments in Fig. 10. A wide range of shear rates is taken into account, and the Kolmogorov microscale is plotted for reference as well. All data are smaller than the Kolmogorov microscale, and L mean decreases with G. For a given suspension, the ratio between the Kolmogorov microscale η and the mean floc size L mean does not vary with the shear rate for both the small-scale mixing jars and the large-scale settling column. L mean found with the mixing jar at G = 12 s − 1 and the one obtained with the settling column at G = 10 s − 1 are very close. As discussed in Section 3.1, L mean measured in the mixing jar at G = 12 s − 1 is slightly smaller than the equilibrium size because of settling. A combination of the two experimental devices (mixing jar and settling column) allows, therefore, to measure the equilibrium floc size over a wide range of shear rates.

Fig. 10
figure 10

Equilibrium L mean as a function of the shear rate. Kolmogorov microscale is plotted for comparison. Suspension at pH = 8 with 20 ppt of sea salt and sediment concentration c = 0.165 g/l for G = 2 s − 1, c = 0.195 g/l for G = 10 s − 1 and c = 0.12 g/l for G ≥ 12 s − 1

5 Conclusions

Small-scale experiments in the mixing jar show that L mean and the Kolmogorov microscale vary in a similar way with G for suspensions at different pH and salt concentrations. For a given shear rate, the particle size depends on the properties of the suspension (pH, salt concentration, and OMC). By means of a wide range of flocculation experiments, we found a relation between the ζ potential of the particles and their flocculation behavior at high shear rate (G = 35 s − 1): when salt is added to the suspension (pH = 8), the equilibrium size of flocs increases when the ζ potential decreases in magnitude independently of the salt used. For a given ζ potential, L mean is larger at low pH than at high pH for any salt. The pH is rather constant in estuaries and oceans (pH = 6–8); therefore, the mean floc size can be predicted from the measure of the ζ potential. While L mean is strongly dependent on the properties of the suspension, the time needed to reach equilibrium is rather constant and is, in most cases, smaller than the one observed for kaolinite suspensions in Mietta et al. (2009).

Another parameter affecting floc size is the OMC. Organic matter increases both collision efficiency and floc strength, and we observed an increase of the equilibrium floc size in the mixing jar experiments. Moreover, the response to changes in suspension properties is similar for mud, mud with no organic matter, and kaolinite. This suggests that electrokinetic and flocculation studies on clays can improve our understanding of the effect of the suspending medium chemistry on the flocculation of complex cohesive sediments. A further improvement of this study would be to investigate the effect of not only the amount but also the composition and properties of the organic matter (polymers in particular) on flocculation.

From the considerations above, a schematic representation of the flocculation behavior of mud for different shear rates and suspension properties can be drawn. The size of flocs is always smaller than the Kolmogorov microscale and the equilibrium floc size increases when the ζ potential of the particles decreases in magnitude or the OMC increases. Moreover, when the pH of the suspension decreases, L mean increases (Fig. 11). If the residence time of flocs is limited, a shear rate G * can be found below which L mean varies no longer with G as the Kolmogorov microscale. At limited residence time, L mean no longer represents the equilibrium floc size at G < G *.

Fig. 11
figure 11

Schematic representation of the variation of L mean with the shear rate and the properties of the suspension. Solid lines: unlimited residence time, dashed line: limited residence time. The critical value G * depends on the residence time and flocculation behavior. The size of flocs increases for increasing OMC, decreasing pH, and decreasing absolute value of the ζ potential