Abstract
Participatory action research (PAR) is an approach for fully co-creating research into environmental problems with the public. We argue this is mostly done for manifest environmental problems that clearly threaten livelihoods and have highly predictable impacts. But the conventional PAR approach is not suitable when the impacts are poorly understood and pose a low threat to livelihoods. Such latent environmental problems do not have a clear conflict to be resolved; instead, the community’s inertia should be overcome. In this article, we develop what we call the PAR-L approach, for which we present a step-by-step guide and an evaluation framework. We then demonstrate this approach on the latent problem of the invasive alien Coralita vine (Antigonon leptopus) on Saba (Caribbean Netherlands) and find that it results in thorough understanding of the community inertia. Overcoming the inertia would require a project to run longer and a simultaneous knowledge-gathering effort, but PAR-L is a good starting point.
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Introduction
The involvement of local communities in the management of the environment is by now widely accepted as crucial to successful governance (Armitage 2009; Folke et al. 2005; Lührs et al. 2018; Newig et al. 2018; Papadopoulos and Warin 2007; Turnhout et al. 2010). Approaches for doing so abound, and one that is increasingly applied is participatory action research (PAR), in which research into how to manage an environmental problem is fully co-created and co-conducted with members of the public (Shirk 2012). This goes beyond citizens participating in specific research activities such as mapping (Hawthorne et al. 2015) or species monitoring (Dangles et al. 2010), as it involves locals in every step of the research. The knowledge created is used to inform action, with the aim of changing the day-to-day lives of a community (Kemmis et al. 2014a, b, Kindon et al. 2007, Reason and Bradbury 2001, Reason and Canney 2015). It has been quite successful in achieving improvements to livelihoods by ameliorating tangible environmental problems such as the depletion of fish stocks (Apgar et al. 2017a, b) or disputes about land-use (Valencia et al. 2012). PAR has fostered change by co-creating knowledge among stakeholders and researchers, strengthening social networks, opening up networks towards collaborative governance and generating compromises and shared visions (Apgar et al. 2017a, b; Trimble and Berkes 2013; Trimble and Lázaro 2014). Thus, PAR enables environmental problems to be addressed with the support and full involvement of a community. Nevertheless, there seems to be an absence of PAR studies of environmental management challenges with low impacts on people’s livelihoods. We contend that there is a suite of environmental problems characterized by high uncertainty and a low threat to livelihoods, for which conventional PAR approaches are not suitable. These latent environmental problems result in community inertia, since the community does not clearly experience a problem, and this makes PAR’s focus on shared visions and compromises inapplicable. Yet the full involvement of a community as fostered through PAR may still be required: for example, if their cooperation is needed to implement the solution. In this article, we therefore develop an alternative approach for conducting PAR, suitable for latent environmental problems. To that end, we first elaborate on latent environmental problems and the ensuing inertia, then outline the steps to conduct and lastly present criteria for evaluating such a trajectory. These three elements are demonstrated on a latent environmental problem in the Caribbean Netherlands: the invasive alien Coralita vine.
Tailoring participatory action research to latent environmental problems
Participatory action research can be conducted in many different ways, but we argue extant approaches for doing so to be less suitable for latent environmental problems. Here we elaborate on latent problems by presenting a typology based on the predictability and threat of impacts and on the inertia they result in. Then, we present a step-by-step guide and an evaluation framework for PAR pertaining to such cases.
Latent problems and the inertia that ensues
We first introduce a typology of environmental problems, to illustrate the types of problem for which we think the conventional PAR approaches are not applicable, centred on the impacts on a community’s livelihoods and on the certainty these impacts will occur. Then, we look at how inertia may ensue, and why that poses an atypical challenge for PAR.
A typology of environmental problems
Several typologies have been developed to categorize environmental problems according to the type and degree of uncertainty involved. For example, De Boer et al. (2010) distinguish between uncertainty pertaining to cause and effect relations and uncertainty regarding preferred outcomes. Inspired by, among others, Hisschemöller and Hoppe (1995), Hurlbert and Gupta (2015) propose a grid in which one axis represents agreement on values and norms, and the other represents agreement about the science. Van Enst et al. (2014) use the same distinction but call the axes consensus on relevant norms and values and certainty of relevant knowledge. A general distinction we glean from these typologies is between uncertainties that are subjective (norms, values) and those that are objective (facts, science). Similarly, Gormley (1986) introduced the distinction between salience and complexity of issues, with salience defined as whether the public is interested in an issue. Building on the thinking about salience and normative aspects of environmental issues, we look at an issue’s salience to communities, defined by the threat it poses to their livelihoods. This is placed on the horizontal axis in Fig. 1, juxtaposed against the predictability of an environmental problem’s impact on the vertical axis. Predictability depends firstly on knowledge and understanding of the processes involved, i.e. the factors at play and their interactions such as feedbacks. Secondly, it depends on their parametrization, i.e. the quantification of these impacts, which is a step further in uncertainty reduction and allows predictive models to be calibrated and validated. The greater the predictability of impacts, the easier it is to prevent or deal with them, but whether people are interested in making any efforts to achieve this also depends on the threat posed to their livelihoods. Naturally, the threat of an environmental problem can differ across livelihoods; we use this grid only for a generalized and tentative categorization of environmental problems.
An example of a manifest problem is arsenic contamination of groundwater. The sources of contamination are well understood, as are the impacts on people via drinking water and accumulation in the soil and crops. The locations of pollution are well-known, thus making the impacts very predictable (Rajmohan and Prathapar 2014). This is not the case for tangible problems such as sea-level rise, since apart from the generally accepted understanding that the increase in anthropogenic greenhouse gas emissions has accelerated sea-level rise, the exact processes are largely unknown. Generally, thermal expansion and the melting of glaciers and ice sheets are seen as resulting in global mean sea-level rise (Le Bars 2018), but the models are highly complex and thus contested (Sriver et al. 2018). Making projections of local levels beyond their capacity (Rasmussen et al. 2018). Conversely, for conceptual problems the impacts are highly predictable, but threats to livelihoods are minimal. An example is the near-extinction of the Mauritius kestrel (Falco punctatus). How predator pressure from invasive species such as mongoose and the spraying of DDT affect the population of kestrels, is well understood (Cassimally 2010), but the impact of the species’ decline on Mauritians’ livelihood is zero. Environmental problems with an equally low threat to livelihoods but compounded by the low predictability of their impacts are what we call latent problems. An example of this is the fragmentation of habitats, which is argued to have a wide array of impacts, such as species’ extinction (Benchimol and Peres 2014), disturbance of pollination dynamics (Hadley and Betts 2012) and evolutionary adjustment in reproductive traits of plants (Jacquemyn et al. 2012). However, none of these impacts, let alone their cumulative effect on an ecosystem scale, is fully understood (Ewers and Didham 2006). Another example is the invasive alien Coralita vine (Antigonon leptopus) on Saba, whose spread and impacts are poorly understood and whose threats are mainly ecological. This case is more elaborately discussed in the ‘Applying the latency-attuned participatory action research on Coralita on Saba’ section, as we use it to demonstrate our adjustments to PAR.
These four quadrants should be understood as heuristic categories for which in reality many hybrids exist. Stratospheric ozone depletion is one such example: the chemical process is very straightforward, captured by a formula of ozone-depleting substances (hydrocarbons) after photodissociation in the stratosphere releases halogen atoms that break down ozone into oxygen. Both the amount of ozone-depleting substances and the size of the hole in the ozone layer are easily and closely monitored (Grundmann 2018; Lovelock 1977). While the potential health impacts are severe, the threat to livelihoods is lower than for sea-level rise or arsenic groundwater contamination. Similar in its threat to livelihoods, but with less predictable impacts, is the decline of pollinators. We know how important pollination is for crop production and have a reasonable understanding of the processes that result in pollinator decline. Pesticides and pathogens are infamous culprits, as is habitat decline. The exact impacts of rising temperatures due to climate change on populations are less well-known, but the main barrier to full understanding of pollinator decline is a shortage of long-term and geographically spread data (Jarvis 2018; Rhodes 2018). Thus, the processes are well-known, but parametrization is not yet feasible.
PAR generally focusses on manifest problems, implying conflicts that need to be resolved. For example, in the village of Cinquera in El Salvador, PAR addressed conflicting claims to land used for agriculture by former civil war combatants and the severely impoverished villagers (Valencia et al. 2012). In the Barotse Floodplain of Zambia, PAR addressed an aquatic agricultural system on which both fishermen and government depend for their income (Apgar et al. 2017a, b). In Uruguay, PAR addressed declining fish stocks in coastal areas, on which the local communities fully depend for their livelihood (Trimble and Berkes 2015). Through PAR, trust between stakeholders was enhanced, reflective dialogue among them promoted, shared visions developed and compromise reached (Apgar et al. 2017a, b; Trimble and Berkes 2013; Trimble and Lázaro 2014). But whereas manifest problems come with conflicting stakes that matter to a community, latent environmental problems are characterized by a community’s inertia in dealing with them, as discussed in the next section.
Community inertia
The purpose of PAR is to resolve problems that affect people’s day-to-day lives, by generating knowledge and informing action (Bradbury 2015; Kemmis et al. 2014a, b). Thus, PAR projects select the problem to focus on jointly with the community (Bacon et al. 2013). However, in the case of latency, the community does not really experience a problem and is inert because of the uncertainties and low impact of the phenomenon. Inertia occurs when, among other factors, the costs of acting are high and not acting becomes rational in the face of large uncertainties (Munck af Rosenschöld et al. 2014). Acting on e.g. habitat fragmentation would entail large costs for a community, such as changing their land-use and creating ecological corridors. Given the uncertainties involved and the lack of threat to their livelihoods, inertia on the part of a community is understandable. This differs from diametrically opposed opinions resulting in an impasse (sensu Biesbroek et al. 2014) or gridlock (sensu Jones and Baumgartner 2012). Nor is it a non-decision, where a community knows that existing authorities, powers and values will keep them from addressing the issue (Bachrach and Baratz 1963). Rather, a community’s inertia is similar to Munck af Rosenschöld et al.’s institutional inertia, which they employ to explain the lagging responses to climate change: ‘Institutional inertia refers to the “stickiness” (Pierson 2004, p. 8) of institutions, or to how they resist change.’ (Munck af Rosenschöld et al. 2014, 640).
We conceptualize community inertia as resulting from an aggregate of a community’s practices in which sticking points prevent change from happening. A community can refrain from acting for many reasons, such as lack of faith in others’ cooperation (Niemiec et al. 2016), tension around responsibilities and obligations (Head and Atchison 2015) or differences in prioritization (Tauro et al. 2018). In this article, we focus on the practices in which Coralita is embedded on Saba. Practices are purposeful arrangements of people relating to sayings and doings, such as land-use or harvesting, and are a common unit of analysis in PAR (Kemmis et al. 2014a, b). While practices themselves are purposeful, they can have corollary effects on, for example, a latent problem. We use the sticking point typology as presented succinctly by Waylen et al. (2015) to analyse elements of practices that keep a community inert regarding a latent environmental problem. Sticking points are a type of legacy effect that explain resistance to change, or why only incremental change is achieved. The term is similar to ‘lock-in’, ‘pathway’ or ‘gridlock’, but leaves open in what way change is resisted. Waylen et al. (2015) distinguish three types of sticking points: (1) institutional, which are the (in)formal rules and norms arising from previous ways of working; (2) cognitive, arising from ways of framing and knowing; and (3) political, which are sticking points arising from extant power relations and interests. The aggregate of practices explains why an environmental problem manifests itself the way it does in a given community. Next to that, it is necessary to map the practices and sticking points from which—intentionally or otherwise—inertia regarding a latent problem ensues, so improvements can be envisioned and implemented with a community. These changes should mean improvements for the community, while also adjusting practices such that the latent problem is positively affected; below, we outline a stepwise approach for achieving this.
Tailoring participatory action research to deal with latent problems
The community inertia described above is the main challenge to be dealt with in the case of latent problems, instead of a manifest problem’s contradicting stakes. Yet PAR’s aim to co-produce a solution with a community can be argued to be preferable for manifest and latent problems alike because it increases the democratic value, because locals have important insights, or because compliance is likely higher among those who have been involved (Bulkeley and Mol 2003; Glucker et al. 2013; Koontz and Thomas 2006). Therefore, we propose an adjusted approach for conducting PAR, which we name ‘PAR-L’, with the L referring to the latent problems it is intended to address. The approach comprises a step-by-step guide to conducting PAR-L and an evaluation framework to reflect on its success.
A step-by-step guide to latency-attuned participatory action research
PAR-L’s aim is to work together with a community to jointly develop improvements to that community’s practices that both benefit their day-to-day lives and address the latent problem affected by these practices. We outline seven steps for doing so, which are based on the conventional approaches to PAR (such as Apgar et al. 2017a, b, Bacon et al. 2013, Ballard and Belsky 2010, Kemmis et al. 2014a, b, Shirk 2012, Trimble and Berkes 2013). In essence, five stages are gone through: defining the issue, planning, acting, observing and reflecting (as presented by Apgar et al. 2017a, b). The process is iterative, so in the reflection phase it can be decided to start a new cycle, or during project implementation it can be decided to return to an earlier phase. The shape PAR trajectories take is highly unpredictable, since they are co-produced with the local community. Thus, the research approach and implementation procedure are chosen in accordance with the project aim that is selected. PAR trajectories should respond to a community’s needs and advancements in understanding (Coughlan and Coghlan 2002). They start with researchers becoming or being made aware of an issue at stake in a certain community, which prompts them to start PAR. The problem is defined together with stakeholders and it forms the basis for drawing up a plan for researching or critically assessing related practices (Bacon et al. 2013; Kemmis et al. 2014a, b; Trimble and Lázaro 2014). Then a project is implemented to solve the issue and, based on a joint evaluation of the improvements made, a new cycle can be started. These steps are listed in the left-hand column of Table 1 together with an indication of why they need to be adjusted for PAR-L; the results of the adjustments are shown in the right-hand column. In step 2, the researchers gather an overview of practices and sticking points, which as the project progresses, may be added to. In step 3, the researchers and community jointly envision improvements to these practices and sticking points that benefit the community’s livelihoods while also positively affecting the latent environmental problem. These changes are then to be implemented in the subsequent steps, thereby overcoming the community inertia regarding the latent problem and concomitantly improving the community’s livelihoods. In the last step, the changes are evaluated, using the framework presented in the next section.
Evaluation scheme for the latency-attuned participatory action research
A PAR-L trajectory aims at overcoming community inertia regarding a latent environmental problem by implementing changes co-developed with the community to practices and sticking points. These changes should both improve the community’s livelihood and positively impact the latent problem. We adjusted two PAR evaluation schemes to fit the PAR-L aim presented by Trimble and Lázaro (2014) and Kraaijvanger et al. (2016). We added criteria regarding the upscaling potential of the project, the envisioning of an improved situation by participants, and understanding and overcoming the community inertia; this resulted in 15 evaluation criteria for a PAR-L trajectory. These criteria are listed and operationalized in Table 2, for application in the reflection in step 7, which informs the decision on how to proceed.
Applying the latency-attuned participatory action research on Coralita on Saba
Having elaborated on how to conduct and evaluate PAR-L, we now demonstrate its merit for application to a latent environmental problem, namely the invasive alien Coralita vine that covers large stretches of land on the island of Saba in the Caribbean Netherlands. Saba is the northernmost volcanic island in the active arc of the Lesser Antilles, with a terrestrial surface of 13 km2 and 2010 inhabitants in 2016 (CBS 2017; de Freitas et al. 2016). Saba has been part of the Caribbean Netherlands and a special municipality of the Netherlands since 2010. Hence, nature management responsibilities are held both by the ministries in The Hague and local Saba government (Vaas et al. 2017). But up until now there has been a lack of policy and of concerted control efforts, and there are no apparent stakeholder groups regarding Coralita (Vaas et al. 2017; Vaas et al. 2019). Ecologists claim Coralita poses an enormous risk to biodiversity, but understanding of the processes in play is largely lacking and there do not appear to be any threats to people’s livelihoods (Jongman et al. 2010; Smith et al. 2014; Sweeney 2018). It has been documented that Coralita rapidly covers vast areas and is very tough to remove due to its tuberous roots (Burke and diTommaso 2011), which is why it is a threat to native flora and fauna, including the endangered iguana (van der Burg et al. 2012). Thus, the predictability of the vine’s impacts is low. As is the threat it poses to livelihoods: it is a nuisance in yards, and locals generally dislike the vine (Vaas et al. 2017, Vaas et al. 2019). There are a few farmers on Saba, but the scale of agriculture is very limited (CBS 2017, Ministerie van BZK 2018). Thus, for the large majority of Sabans, Coralita poses no threat to their livelihoods, and there is little incentive to make the huge effort removal of the vine requires.
This is problematic, since invasive alien species (IAS) can have disastrous effects, especially on islands (Russell et al. 2017). Moreover, involvement of stakeholders is crucial, due to the need for full participation for successful management of IAS (Niemiec et al. 2016; Stokes et al. 2006; Verbrugge et al. 2013). Involvement of the Saban community is even more important because 90% of land is privately owned and there are no spatial planning ordinances (Schoenmaeckers 2010). Coralita on Saba is thus a good case of a latent problem for demonstrating the potential of PAR-L, and the small scale of the community makes it an expedient setting. While it means a lower absolute number of interviewees and participants, it also results in a highly representative sample: small numbers of participants do not preclude impact, as long as the participants are representative (see Ens et al. 2016). In the following, we recount the methods employed in the demonstration case.
Methods used in this demonstration case
Our trajectory, which ran from December 2017 to June 2018, employed different methods that were partially decided on in advance but mainly chosen during the process. In Table 3 a brief overview of activities per step and methods employed is given, and a detailed project description can be found in the Supplementary material.
Guided tours
During steps 2 and 4, we needed information that is only available to locals: for example, the boundaries of properties and the historic uses of land. Guided tours allow locals and researchers to exchange such information, which is not otherwise obtainable (Berbés-Blázquez 2011). Accompanied by one or several locals, the first author visited an area and discussed the boundaries, land-use, ownership disputes and visions for future developments. The tours generally lasted an hour. We used these tours to find a project area, and to make designs for a project.
Interviews and focus groups
Semi-structured interviews were conducted during steps 2, 5 and 7. In steps 2 and 5, the interviews served to explore practices and sticking points regarding Coralita. We complemented this data with insights from interviews conducted earlier (Vaas et al. 2017). During implementation of the project, step 5, we frequently met briefly with the core team to discuss progress. The interviews in step 7 served to evaluate the project, using the criteria in Table 2; we thought the privacy of an interview would elicit franker answers (see Table 1 in the Online resource for an overview). As well as interviews, we conducted focus group sessions with the core team assembled in step 3. These served for discussing and creating understanding of the views of others, for co-creating knowledge and collectively interpreting experiences (Cameron 2010; Ingram et al. 2015). Thus, two focus group sessions were held; one during step 4 and one combining steps 6 and 7. The interviews and focus groups were audio recorded and transcribed, and analysed in NVivo 11.4.1. We coded according to a grounded theory approach, starting with open coding, followed by axial coding and, finally, closed coding (Kock 2004). Additionally, we coded deductively for the variables in Table 2, as well as for the practices and sticking points identified.
Survey
We administered a small-scale questionnaire on the perceived invincibility of Coralita; the set-up and results can be found in the Online resource. It was filled out by the core team members before and after the project (steps 2 and 6) and by a control group of 43 Sabans during step 2. This increased our understanding of the cognitive sticking point that Coralita is invincible and gave an indication of whether the PAR-L project changed that sticking point.
Public participatory mapping
During step 2, we employed public participatory GIS (PPGIS) to give some spatial context to the Coralita issue. PPGIS is used to gather information on individual or community experiences of ecosystem services, to research ecological and social values in tandem or to evaluate the compatibility of different projected uses of an area (Alessa et al. 2008, see Brown and Fagerholm 2015, Ramirez-Gomez et al. 2016). We used it to find out if there are areas where people are more annoyed by the vine. Fifty Sabans delineated up to five areas each, guided by the question ‘Where do you not want Coralita?’, regardless of whether the vine was already present or not. The drawing was done on a tablet using ESRI’s ArcGis Collector App and the resulting drawings were collated in ArcMap; the result is shown in Fig. 2. Additionally, we undertook a small mapping exercise regarding fences and the presence of Coralita, to tentatively test a dynamic we observed. To that end, we walked one village and mapped all the intact fences and walls that could realistically be assumed to keep out goats. For each area, we indicated whether Coralita was present there; the result is presented in Figure 7 in the Online resource.
Steps 1–6 of the demonstration case
A detailed description of the full PAR-L trajectory on Saba can be found in the Online resource. Here we briefly discuss the main points, which are evaluated in the next section. We started with exploratory interviews to gauge interest in setting up a Coralita-related project and to explore practices affecting Coralita. Based on that analysis, a project in which Coralita was replaced with fruit trees was decided on with the core team, as we will explain after discussing the three main practices relating to goats, land-use and land titles, of which an overview is given in Fig. 3.
Free-roaming goats
Free-roaming goats are a persistent issue on Saba, despite the island ordinance that requires animals to be fenced in and tagged (Saba Government 2004). Two ‘goat buy-back’ programmes have been conducted on Saba and in each village a hunter holds a permit to shoot free-roaming goats (DCNA 2017, Ministerie van EZ 2017). Accounts of whether this actually happens are contradictory, but informants agree that even in the food-scarce period after the hurricanes of September 2017, no goats were eaten. This contradicts the argument from interviewees that goats are a standby for hard times. The damage these animals do to nature and gardens is, however, severe. One calculation suggests that each year 1.8% of the total area of healthy land becomes degraded habitat due to goats (van der Lely et al. 2014, 20). In our project area, a fence was pushed over and one of the trees half-eaten. The offending goats are owned by the brother of a prominent politician and core team member, who in the evaluation interviews revealed the difficulty he had in getting his brother to comply with the island ordinance. Political stickiness is at play here: a political actor does not have the influence to confront goat owners. That the self-sufficiency from the past is invoked as a reason for keeping goats and that they are still regarded as a standby for hungry times together form a cognitive sticking point. For Coralita management, properties will have to be fenced to keep out feral goats, resulting in a major cost to farmers, as we discuss in the next section.
Limited agricultural activity
The Saban government’s Department of Agriculture provides farmers with free fencing and water tanks, and our project area received these resources too. However, only fulltime farmers are eligible, not people growing a few vegetables in their backyard. For these people, fences and water are costly and gardening is an expense rather than a profit, forming an institutional sticking point. The core team also pointed out the cognitive sticking point of the lack of appeal of agriculture: it is not a profession people aspire to anymore, and not having to work the land but buying food in a grocery store is considered a luxurious lifestyle. The core team member looking after the lemon trees was retired and farming on a small scale. Due to these two sticking points, most people consider the efforts and expenses required for transforming large stretches of Coralita land to be too high. And indeed, gardens with an intact fence are Coralita-free (see Figure 7 of the Online resource), since the people concerned have plans for their garden that warrant the expense. For them, Coralita is more of a tangible problem than a latent problem. A cognitive sticking point is Coralita widely being regarded as invincible, which adds to people’s reluctance to garden. We conducted a survey among the core team to quantify this sticking point and gauge whether the PAR-L trajectory changed anything. The findings, discussed in Table 4, showed that people became more convinced not only of the vine’s invincibility but also of the need to control it. One core team member also pointed out different views of what a yard should look like: land overgrown by a weed is not problematic to everyone. In addition, land titles are often an impediment to using land, as we discuss in the next section.
Large stretches of unused land
The property rights of one of the possible project areas were contested, which is a common phenomenon on Saba. Many properties are not officially registered in the cadastre, but vernacular knowledge on which family owns which area is widespread. In the past, land titles were not always registered correctly, and incomplete records of inhabitants make it impossible to reconstruct ownership properly (Franklin 2015). When the original owner died, the heirs were generally not registered as the new proprietors, resulting in a phenomenon known as ‘undivided property’ (de Kort 2009). In day-to-day reality, the informal ownership is respected by government institutions as if it were legal (Hof van Justitie 2018). Difficulties arise, however, when contradicting claims to land are made, and legally unsound deed transfers make it hard to adjudicate such conflicts. According to Dutch law, land on Saba for which the titles and deeds are not in order belongs to the island government. However, this is rarely enforced and the government does not engage in any type of spatial planning (Hof van Justitie 2018). This is an institutional sticking point: historical claims to land are informal rules abided by in the present, compounded by a political sticking point, of political actors not wanting to change that practice for fear of voters’ backlash. Core team members confirmed the delicate nature of land titles and gave examples of how this practice hampers the establishment of nature areas, or the practising of agriculture. Lastly, they mentioned a cognitive sticking point: land is considered an asset and an investment for the future that does not need to be put to use at this moment. These areas provide space for the goats to roam, where they find their food and Coralita can spread freely, which makes agriculture even less attractive Fig. 3.
Together, the free-roaming goats, unused land and limited agricultural activity result in large stretches of unused land where Coralita is free to grow and increase its potential to spread. Sticking points such as a lack of law enforcement, historical land claims and costs of fencing make the community inert regarding this phenomenon. We selected the town of St. John’s as our project area, based on a map of the areas where people do not want Coralita (see Fig. 2), the presence of Coralita and the availability of a project plot. At a public brainstorming evening, the participants were mainly interested in enhancing agriculture so as to achieve cheaper and better-quality food—an approach which would also help reduce the Coralita. A core team of seven was established, and jointly with the first author, they envisioned a fruit orchard as an attractive alternative for a Coralita-infested plot. Using input from them, the Department of Agriculture and local farmers, a design was made for an area made available by a member of the core team. Students in an after-school care programme mowed the Coralita in an attempt to eradicate it from the area, and the Department of Agriculture assisted with the planting and fencing-off of five lemon trees. The fences were reinforced once, but despite this, one was pushed over and a tree was half-eaten. The trees were watered daily by one of the core team members, using water from a cistern on the land, which was filled by the government. Two weeks after planting, Coralita had already appeared next to the lemon trees. It was removed by the first author and thereafter was only removed from inside the fences by the core team member watering the trees. During another public evening, the end of May, the experiences with the lemon trees were discussed, such as the restraints posed by the need for water and the costs of fencing. Ideas were raised for follow-up research into removal methods and the exact impacts of the vine, as well as arrangements to fund larger-scale land conversion. Due to time and resource constraints, these ideas could not be put into practice in a new PAR-L cycle. Interviews with the core team members were conducted as well, to evaluate the trajectory; the results are presented in the next section.
Step 7 of the demonstration case: reflection and evaluation
The evaluation of the demonstration case is presented in Table 4. Three aspects stand out: (1) ownership of the project was rather low, which does not fit the co-production character of PAR projects; (2) adjustments were made during the project, but no new cycles were started; and (3) participants were positively surprised by the involvement of locals with the project. In the ‘Conclusion and discussion’ section, we reflect on the project’s overall impact.
Conclusion and discussion
We started this article by pointing out a limitation of conventional PAR approaches when it comes to dealing with latent environmental problems, since it is centred around a community’s wish to improve their day-to-day lives. We therefore developed an alternative approach (PAR-L), comprising a step-by-step guide and an evaluation framework. Within the demonstration case, both worked well, and some improvements could be made. Analysing sticking points and practices as a second step was useful, but the graphic depiction may suggest a degree of organization that does not exist in reality: the costs of gardening affect both agricultural and goat-related practices, and of course affect each another too. And the last two steps happened simultaneously, as it is hard to separate them. When working with the evaluation framework, we found that ‘legitimacy of the project’ was a rather abstract variable for participants to evaluate. Some of the variables, such as ‘improvements to livelihoods’ or ‘overcoming the inertia’ require a longer evaluation period to assess properly.
Overall, getting a community involved with a latent problem through addressing practices they would like to see improved, worked quite well. We identified and implemented adjustments that were beneficial both to the latent problem and to the community’s livelihood, but only at project scale and during the project’s duration. To have island-wide effects, multiple plots and a longer project period are needed. However, we foresee challenges to upscaling this project, due to what Mills et al. (2017) refer to as ‘response efficacy’: feeling that your behaviour will have the intended effect. While this is frequently mentioned as a factor limiting the implementation of policy or adoption of measures (e.g. Keshavarz and Karami 2016), it may also play a role before implementation, when involvement of a community or stakeholders is sought after to decide on what measures or policy to implement. Participants wanted to see the land-use practice changed but wondered whether this project would be able to do so. This goes to show that the latency of Coralita is not the only reason for the community inertia, and other factors such as project efficacy should be addressed in future PAR-L projects as well.
Related to project efficacy, questions regarding Coralita’s impact and solutions to its invasion kept resurfacing: thus, the latency we tried to work around through PAR-L did not fully disappear from view. Looking back at the grid presented in Fig. 1, PAR-L worked mainly to achieve movement along the horizontal axis, by having the community identify points for improvements to practices to benefit their livelihoods. The project addressed a problem that matters to them, namely the lack of agriculture, and by doing so positively affected the latent problem of Coralita invasion. A simultaneous effort to move up the vertical axis should be made too; to achieve this, the literature on, for example, joint knowledge production (Hegger et al. 2012) and socially robust science (Seijger et al. 2016) might be useful in offering analytical and methodological tools for knowledge production that take account of stakeholders’ questions, knowledge and interests. PAR-L’s focus on improving day-to-day lives could thus be complemented with a knowledge-gathering component, pre-empting the risk that a low sense of project efficacy will keep the community from participating. With these improvements, we think our PAR-L approach is well equipped for overcoming a community’s inertia regarding other latent environmental problems such as habitat fragmentation. Whether it would also work for non-latency incited inertia cannot be established based on this one case, but it is definitely suitable for co-creating solutions to problems that communities did not know they had.
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Acknowledgements
We thank the reviewers for their remarks that improved this article. The research was funded through the Netherlands Organisation for Scientific Research (NWO) Caribbean programme. J. Burrough advised on the English of a draft version of the manuscript. We are highly indebted to the participants for their time and effort put into this project, which we hope is to their benefit. Also, we thank the Caribbean Netherlands Science Institute, Dutch Caribbean Nature Alliance and Saba government for providing us support in our research. Lastly, the PPGIS was designed and conducted jointly with Elizabeth Haber, whose contribution we very much appreciate.
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Vaas, J., Driessen, P.P.J., Giezen, M. et al. Tailoring participatory action research to deal with the latent problem of an invasive alien vine on Saba, Caribbean Netherlands. Reg Environ Change 20, 30 (2020). https://doi.org/10.1007/s10113-020-01591-z
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DOI: https://doi.org/10.1007/s10113-020-01591-z