Abstract
This paper examines barriers and opportunities for climate change adaptation in an urban coastal setting where adaptation is in its infancy. It draws on a diagnostic framework as a foundation for identifying and organising barriers and opportunities in terms of three broad phases of the adaptation process, i.e. (1) understanding the problem, (2) planning adaptation options and (3) managing implementation of such options. Data come from the analysis of documents (e.g. policy, plans and reports) and a survey of 49 representatives from 42 organisations (e.g. government, environmental non-governmental organisations, businesses and local industry and professional associations). Nineteen barriers and/or opportunities pertaining to the different phases of the adaptation process were identified. Three of those barriers (i.e. competing priorities, existing management context and existing ecological context) are our additions to the initial list of common barriers proposed in the diagnostic framework. Barriers pertaining to the understanding phase were the most frequently noted by respondents. The understanding phase was also one which most of the barriers were nevertheless considered as opportunities. Emerging critical barriers and/or opportunities for climate change adaptation included perception of signal, availability and accessibility of information, existing management context and leadership. We propose that addressing these barriers and opportunities would involve improving perception about climate change and availability and accessibility of information, fostering anticipatory planned adaptation through the existing management context and developing leadership for adaptation. Findings from this study may prove useful to other jurisdictions, particularly those where climate adaptation is at its early stages of development.
Similar content being viewed by others
References
Adger WN (2003) Social capital, collective action and adaptation to climate change. Econ Geogr 79:387–404. doi:10.1007/978-3-531-92258-4_19
Adger WN, Arnell NW, Tompkins EL (2005) Successful adaptation to climate change across scales. Glob Environ Change 15:77–86. doi:10.1016/j.gloenvcha.2004.12.005
Baker I, Peterson A, Brown G, McAlpinea C (2012) Local government response to the impacts of climate change: an evaluation of local climate adaptation plans. Landsc Urban Plan 107(2):127–136. doi:10.1016/j.landurbplan.2012.05.009
Barbi F, Ferreira LC (2013) Risks and political responses to climate change in Brazilian coastal cities. J Risk Res. doi:10.1080/13669877.2013.788548
Barnett J, Graham S, Mortreux C, Fincher R, Waters E, Hurlimann A (2014) A local coastal adaptation pathway. Nat Clim Change 4(12):1103–1108. doi:10.1038/nclimate2383
Biesbroek GR, Klostermann JEM, Termeer CJAM, Kabat P (2013) On the nature of barriers to climate change adaptation. Reg Environ Change 13:1119–1129. doi:10.1007/s10113-013-0421-y
Biesbroek GR, Termeer CJAM, Klostermann JEM, Kabat P (2014) Analytical lenses on barriers in the governance of climate change adaptation. Mitig Adapt Strateg Glob Change 19(7):1011–1032. doi:10.1007/s11027-013-9457-z
Bradley M, Van Putten I, Sheaves M (2015) The pace and progress of adaptation: marine climate change preparedness in Australia’s coastal communities. Mar Policy 53:13–20. doi:10.1016/j.marpol.2014.11.004
Brasil - Law nº 7.661 (1988) Plano Nacional de Gerenciamento Costeiro - PNGC. Available at http://www.planalto.gov.br/ccivil_03/leis/L7661.htm
Brasil. Ministério do Meio Ambiente (MMA) (2008) Macrodiagnóstico da Zona Costeira e Marinha do Brasil. MMA, Brasília
Brasil-Plano Nacional de Adaptação à Mudança do Clima–PNA (2016) Ministério do Meio Ambiente, Portaria 150. Available at http://www.mma.gov.br/clima/adaptacao/plano-nacional-de-adaptacao
Burrows MT, Schoeman DS, Buckley LB, Moore P (2011) The pace of shifting climate in marine and terrestrial ecosystems. Science 334:652–655. doi:10.1126/science.1210288
Cooper JAG, Pile J (2014) The adaptation-resistance spectrum: a classification of contemporary adaptation approaches to climate-related coastal change. Ocean Coast Manag 94:90–98. doi:10.1016/j.ocecoaman.2013.09.006
De Freitas DM, Smith TF, Stokes A (2013) Planning for uncertainty: local scale coastal governance. Ocean Coast Manag 86:72–74. doi:10.1016/j.ocecoaman.2013.10.011
Di Giulio GM, Neumann SS, Viglio JE, Ferreira LD, Choy DL (2014) Propostas metodológicas em pesquisas sobre risco e adaptação: experiências no Brasil e na Austrália. Ambiente Soc 17(4):35–54
Dutra LXC, Bustamante RH, Sporne I, Putten IV, Dichmont CM, Ligtermoet E, Sheaves M, Deng RA (2015) Organizational drivers that strengthen adaptive capacity in the coastal zone of Australia. Ocean Coast Manag 109:64–76. doi:10.1016/j.ocecoaman.2015.02.008
Eisenack K, Moser SC, Hoffmann E, Klein RJT, Oberlack C, Pechan A, Rotter M, Termeer CJAM (2014) Explaining and overcoming barriers to climate change adaptation. Nat Clim Change 4:867–872. doi:10.1038/nclimate2350
European Commission (2007) Adapting to climate change in Europe—options for EU action. Green Paper, EC, Brussels. COM(2007) 354 final
Evans LS, Hicks CC, Fidelman P, Tobin RC, Perry AL (2013) Future scenarios as a research tool: investigating climate change impacts, adaptation options and outcomes for the great barrier reef, Australia. Hum Ecol 41(6):841–857. doi:10.1007/s10745-013-9601-0
Evans LS, Hicks CC, Adger WN, Barnett J, Perry AL, Fidelman P, Tobin R, Clifton J (2016) Structural and psycho-social limits to climate change adaptation in the great barrier reef region. PLoS One 11(3):e0150575. doi:10.1371/journal.pone.0150575
Fidelman PIJ, Leitch AM, Nelson DR (2013) Unpacking multilevel adaptation to climate change in the great barrier reef, Australia. Glob Environ Change 23(4):800–812. doi:10.1016/j.gloenvcha.2013.02.016
Ford JD, King D (2015) A framework for examining adaptation readiness. Mitig Adapt Strateg Glob Change 20(4):505–526. doi:10.1007/s11027-013-9505-8
Ford JD, Berrang-Ford L, Paterson J (2011) A systematic review of observed climate change adaptation in developed nations. Clim Change 106:327–336. doi:10.1007/s10584-011-0045-5
Füssel HM (2007) Adaptation planning for climate change: concepts, assessment approaches and key lessons. Sustain Sci 2:265–275. doi:10.1007/s11625-007-0032-y
Gibbs MT (2015) Coastal climate risk and adaptation studies: the importance of understanding different classes of problem. Ocean Coast Manag 103:9–13. doi:10.1016/j.ocecoaman.2014.10.018
Gupta J, Termeer C, Klostermann J, Meijerink S (2010) The adaptive capacity wheel: a method to assess the inherent characteristics of institutions to enable the adaptive capacity of society. Environ Sci Policy 13(6):459–471. doi:10.1016/j.envsci.2010.05.006
IBGE (2011) Demographic census 2010. Rio de Janeiro, 2011. http://www.ibge.gov.br/. Accessed 20 July 2015
IBGE (2015) IBGE Cidades. http://cidades.ibge.gov.br. Accessed 17 July 2015
Inouye CEN, De Sousa WC, De Freitas DM, Simões E (2015) Modelling the spatial dynamics of urban growth and land use changes in the north coast of São Paulo, Brazil. Ocean Coast Manag 108:147–157. doi:10.1016/j.ocecoaman.2014.12.016
IPCC (2014) Summary for policymakers. In: Climate Change 2014: Impacts, Adaptation, and Vulnerability. Part A: Global and Sectoral Aspects. Contribution of Working Group II to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change [Field, C.B., V.R. Barros, D.J. Dokken, K.J. Mach, M.D. Mastrandrea, T.E. Bilir, M. Chatterjee, K.L. Ebi, Y.O. Estrada, R.C. Genova, B. Girma, E.S. Kissel, A.N. Levy, S. MacCracken, P.R. Mastrandrea, and L.L. White (eds)]. Cambridge University Press, Cambridge, United Kingdom and New York, NY, USA, pp 1–32
Iwama AY, Batistella M, Ferreira LC (2014) Geotechnical risks and social vulnerability in coastal areas: inequalities and climate change. Ambiente Soc 17(4):251–274. doi:10.1590/1809-4422ASOC1149V1742014
Iwama AY, Batistella M, Ferreira Lúcia C, Alves DS, Ferreira Leila C (2016) Risk, vulnerability and adaptation to climate change: an interdisciplinary approach. Ambiente Soc 19(2):93–116. doi:10.1590/1809-4422ASOC137409V1922016
Kettle NP, Dow K (2014) Cross-level differences and similarities in coastal climate change adaptation planning. Environ Sci Policy 44:279–290. doi:10.1016/j.envsci.2014.08.013
Koga-Vicente A, Nunes LH (2011) Impactos socioambientais associados à precipitação em municípios do litoral paulista. Geografia 36(3):571–588. ISSN 1983-8700. http://www.periodicos.rc.biblioteca.unesp.br/index.php/ageteo/article/view/8460
Lindell MK, Hwang SN (2008) Households’ perceived personal risk and responses in a multihazard environment. Risk Anal 28(2):539–556. doi:10.1111/j.1539-6924.2008.01032.x
Luers AL, Moser SC (2006) Preparing for the impacts of climate change in California: opportunities and constraints for adaptation. California Climate Change Center White Paper
Lynch AH, Tryhorn L, Abramson R (2008) Working at the boundary: facilitating interdisciplinarity in climate change adaptation research. Bull Am Meteorol Soc 89:169–179. doi:10.1175/BAMS-89-2-169
Martins RD, Ferreira LC (2011) Governing climate change: urbanization, vulnerability and challenges for the north coast of the state of São Paulo, Brazil. Sustentabilidade em Debate Brasília 2(2): 55–82. ISSN 2179-9067. http://periodicos.unb.br/index.php/sust/article/view/5819/4823
McSweeney C, New M, Lizcano G, Xu L (2010) The UNDP climate change country profiles: improving the accessibility of observed and projected climate information for studies of climate change in developing countries. Bull Am Meteorol Soc 91:157–166. doi:10.1175/2009BAMS2826.1
Measham TG, Preston BL, Smith TF, Brooke C, Gorddard R, Withycombe G, Morrison C (2011) Adapting to climate change through local municipal planning: barriers and challenges. Mitig Adapt Strat Glob Change 16(8):889–909. doi:10.1007/s11027-011-9301-2
Moser SC, Ekstrom JA (2010) A framework to diagnose barriers to climate change adaptation. Proc Natl Acad Sci USA 107:22026–22031. doi:10.1073/pnas.1007887107
Nelson DR, Adger NW, Brown K (2007) Adaptation to environmental change: contributions of a resilience framework. Annu Rev Environ Resour 32:395–419
PROVIA (2013) PROVIA guidance on assessing vulnerability, impacts and adaptation to climate change. Consultation document, United Nations Environment Programme, Nairobi, Kenya
Runharr H, Mees H, Wardekk A, van der Sluijs J, Driesse PPJ (2012) Adapation to climate change-related risk in Dutch urban areas: stimuli and barriers. Reg Environ Change 12:777–790. doi:10.1007/s10113-012-0292-7)
Sakai RO, Cartacho DL, Arasaki E, Alfredini P, Pezzoli A, De Sousa WC Jr, Rosso M, Magni L (2013) Extreme events assessment methodology coupling debris flow, flooding and tidal levels in the coastal floodplain of the San Paulo North Coast (Brazil). Int J Geo Sci 4(5B):30–38
Sales RFM Jr (2009) Vulnerability and adaptation of coastal communities to climate variability and sea-level rise: their implications for integrated coastal management in Cavite City, Philippines. Ocean Coast Manag 52:395–404. doi:10.1016/j.ocecoaman.2009.04.007
São Paulo (Estado) (2009) Law nº. 13.798. Política Estadual de Mudanças Climáticas—PEMC. http://www.ambiente.sp.gov.br/pemc/. Accessed 26 Dec 2015
Shaw J, Danese C, Stocker L (2013) Spanning the boundary between climate science and coastal communities: opportunities and challenges. Ocean Coast Manag 86:80–87. doi:10.1016/j.ocecoaman.2012.11.008
Small C, Nicholls RJ (2003) A global analysis of human settlement in coastal zones. J Coast Res 19(584):599
Spence A, Poortinga W, Butler C, Pidgeon N (2011) Perceptions of climate change and willingness to save energy related to flood experience. Nat Clim Change 1:46–49. doi:10.1038/nclimate1059
Taylor D, Olwig MF, Chhetri N (2012) Adaptation as innovation, innovation as adaptation: an institutional approach to climate change. Appl Geogr 33:107–111. doi:10.1016/j.apgeog.2011.10.011
Teixeira LR (2013) Megaprojetos no litoral norte paulista: o papel dos grandes empreendimentos de infraestrutura na transformação regional. Tese Doutorado em Ambiente e Sociedade. NEPAM-IFCH, Campinas
Tribbia J, Moser SC (2008) More than information: what coastal managers need to plan for climate change. Environ Sci Policy 11:315–328. doi:10.1016/j.envsci.2008.01.003
Vogel C, Moser SC, Kasperson RE, Dabelko GD (2007) Linking vulnerability, adaptation, and resilience science to practice: pathways, players, and partnerships. Glob Environ Change 17:349–364. doi:10.1016/j.gloenvcha.2007.05.002
Acknowledgements
This research was funded by CAPES/RedeLitoral (Project CAPES 417/2010). The authors would like to thank the participants who took part in this study. We also thank the two anonymous reviewers for their constructive comments.
Author information
Authors and Affiliations
Corresponding author
Additional information
Editor: James Ford.
Electronic supplementary material
Below is the link to the electronic supplementary material.
Rights and permissions
About this article
Cite this article
Simões, E., de Sousa Junior, W.C., de Freitas, D.M. et al. Barriers and opportunities for adapting to climate change on the North Coast of São Paulo, Brazil. Reg Environ Change 17, 1739–1750 (2017). https://doi.org/10.1007/s10113-017-1133-5
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10113-017-1133-5