Abstract
The possible influence of Atlantic sea surface temperature (SST) on winter haze days in China at interannual and decadal time scales is investigated using the observed haze-day data from 329 meteorological stations, National Centers for Environmental Prediction-National Centers for Atmospheric Research (NCEP-NCAR) reanalysis, and a SST dataset for 1978–2012. Wintertime haze days in China show robust interannual variations and significant increases over time. The SST anomalies over the North Atlantic from summer to the following winter exhibit a significant in-phase relationship with winter haze days on both decadal and interannual time scales, whereas the anomalous negative-positive SSTs from north to south over the South Atlantic from autumn to the following winter show a significant positive relationship with winter haze days on the interannual time scale. The anomalous warm SST over the North Atlantic, i.e., the positive phase of the Atlantic multidecadal oscillation (AMO), corresponds to the positive phase of the Arctic oscillation (AO). This result implies that a stable mean flow and strong westerly anomalies exist over north China. The anomalous dipole pattern in the South Atlantic results in the abnormal southerly airflow in the troposphere over eastern China. Neither the westerly anomalies over north China nor the southerly anomalies over eastern China, which are associated with the North Atlantic and South Atlantic SST anomalies, respectively, are conducive to occurrences of cold air. Consequently, the weakened cold airflow from north of eastern China suppresses the dispersion of pollutants over China and results in above-normal haze days.
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1 Introduction
Fine particles suspended in the air are atmospheric aerosols with diameters ranging from 0.1 to a few micrometers. The particle sources include the direct emission of fine particles into the atmosphere during the burning of fossil fuels and biomass and other anthropogenic processes, as well as the production of fine particles in the atmosphere from the oxidation and gas-to-particle conversion of gaseous pollutants, such as sulfur dioxide, nitrogen oxides, and volatile organic compounds (Waller et al. 1963; Malm 1992; Kerr 1995). Previous studies have noted the variations in haze (Schichtel et al. 2001; Doyle and Dorling 2002) and the important effects of haze on the climate system (Charlson et al. 1992; Tett et al. 1999; Ramanathan et al. 2005). The increasing urban haze in south and east Asia due to economic expansion has driven a vigorous scientific effort to investigate the importance of aerosol radiative forcing on the Asian monsoon (Chung et al. 2002; Menon et al. 2002; Singh et al. 2005; Lau and Kim 2006; Lau et al. 2006; Liu et al. 2009). Generally, haze is related to nearly every air pollution issue, including adverse health effects, forest and crop damage, building and vehicle emissions, lake and stream contamination, and changes in the Earth’s radiation balance (Tie et al. 2009; Wang et al. 2009).
Meanwhile, scientists have realized the significant effect of climate change on particle concentrations (Liao et al. 2006; Fan et al. 2008; Jacob and Winner 2009; Qu et al. 2010). For particles in China, these studies focus on the effects of the east Asian summer monsoon system on the variations in particle concentrations at multiple time scales (Zhang et al. 2010; Yan et al. 2011; Zhu et al. 2012). However, observations have suggested that urban haze over eastern China is particularly severe in winter (Li et al. 1998; Luo et al. 2001; Wu et al. 2005; Wu et al. 2006). Few studies have investigated the characteristics of haze over the entirety of China and its direct relationship with the climate system in winter. Haze is characterized by a specific particle concentration (emission), which is determined by the climate conditions. It is well known that the Atlantic multidecadal oscillation (AMO), North Atlantic oscillation (NAO), and Arctic oscillation (AO) are the dominant climate systems influencing the winter weather in the mid-high latitudes of the Northern Hemisphere, and Atlantic SSTs exhibit a significant relationship with these systems (Wallace and Gutzler 1981; Hurrell 1995; Thompson and Wallace 1998; Czaja and Frankignooul 2002; Li and Bates 2007). Previous studies also documented the possible significant relationship between SST and haze days (Kiehl et al. 2000). Given the above considerations, this study aims to demonstrate the characteristics of winter haze in China in recent decades and to analyze the possible influence of Atlantic SSTs on haze using observational datasets.
2 Datasets and methods
Haze is a type of atmospheric phenomenon in which fine aerosol particles are suspended in the air. The particles cause the air to become turbid and result in its visibility distance of less than 10 km. However, visibility can also be reduced by weather phenomena, such as rainfall/snow, dust storms, blowing dust and ash, smoke, and snow flurries. Therefore, days that experience these weather phenomena should be eliminated to quantify haze days. A haze day is defined as a day in which the prevailing visibility is less than 10 km, excluding the days with others weather phenomena that affect visibility. Furthermore, a haze day only occurs if the daily mean relative humidity does not exceed 80 %, which is confirmed by the specifications of the surface meteorological observation when the daily mean relative humidity is 80–95 %. These criteria for haze days are proposed in the National Standard of Observation Levels of Haze by Wu et al. (2010).
The haze-day dataset used in this paper is obtained from strict quality-controlled Chinese daily observations, which were recently compiled by the National Meteorological Information Center of China. The present analysis is based on seasonal numbers of haze days in winter, which were observed according to the National Standard of Observation Levels of Haze by Wu et al. (2010). This dataset is widely used in studies of haze days in China (Gao 2008; Shi et al. 2010; Tao et al. 2011; Song et al. 2013; Sun et al. 2013; Ding and Liu 2014; Zhang et al. 2014). The dataset was compiled from 756 stations in China during 1978–2012; 329 stations remained after eliminating the stations with missing values and zeroes.
The SST dataset used in this study is the improved, extended, and reconstructed SST version 3 (Smith and Reynolds 2004). Geopotential height and horizontal wind datasets are derived from the National Centers for Environmental Prediction-National Centers for Atmospheric Research (NCEP-NCAR) reanalysis (Kalnay et al. 1996). The AMO index (Enfield et al. 2001), AO index (Li and Wang 2003a), and NAO index (Li and Wang 2003b) are used to assess their relation to the North Atlantic SST anomalies. In addition, the similarity of the South Atlantic Ocean Dipole index (Nnamchi and Li 2011; Nnamchi et al. 2011) to the dipole pattern over the South Atlantic is examined. The main analysis tools applied in this study are correlation analysis and linear regression analysis.
3 Results
Figure 1a shows the time series of the seasonal count of haze days averaged over China in winter (November-December-January, DJF). The wintertime haze days in China show a significant increasing trend of 2.4 days 10 years−1 at the 95 % confidence level during 1978–2012. During 1978–1995, the haze days exhibit a slight decline (not exceeding the 95 % confidence level) and an overlapping moderate interannual variation, with a standard deviation of 1.08 days after removing the trend. The trend in haze days after 1995 tends to be positive (6.6 days 10 years−1 during 1995–2012), which is significant at the 99.9 % confidence level. Superimposed interannual variations become intensive afterward, with a standard deviation of 1.99 days. During the period of 2001–2012, the haze days display a sharper increase of 9.9 days 10 years−1 (significant at the 99.9 % confidence level) than those during 1995–2012; a standard deviation of 1.47 days occurs after removing the trend. Overall, the haze days over east China in winter are exhibiting a faster increase over time.
Such robust interannual variability in the wintertime haze days in China indicates that the climate conditions are more important than the emissions in terms of the interannual variation in haze days considering that emissions from economic expansion are persistent and linearly increasing. On the decadal time scale, the haze days demonstrate a significant increase at a rate of 2.4 days 10 years−1 (exceeding the 95 % confidence level; Student’s t test). Hereafter, we call the time series of winter haze days averaged over China “HD”. Figure 1b documents the climatological number of winter haze days for 1978–2012. Over most of central and eastern China (south of 40° N and east of 108° E), the seasonal haze occurs for more than 4 days. The maximum haze days, 10 days or more, are mainly located in the Pearl River Delta (PRD) in south China, the Yangtze River Delta (YRD) in east China, and the area between 30°–40° N along 110° E. Observed haze days at most stations in northeast China and western China amount to fewer than 2 days per season. Figure 1c demonstrates the spatial distribution of the linear trend in the haze days exceeding the 95 % confidence level. The most intensive increases are mainly located in the PRD and the YRD, with the maximum exceeding 15 days 10 years−1. Indeed, the leading empirical orthogonal function (EOF) pattern of anomalous haze days is intensive, increasing tendency in the PRD and YRD (data not shown). By contrast, the haze days decrease over central China, which largely includes the area of 30°–40° N along 110° E, although the magnitude of the climatological regional mean is comparable to those in the PRD and YRD. The rate in north China is an increase of 4–8 days 10 years−1, which is much lower than those in the PRD and YRD.
In addition, time series of haze days over four regions (south China, east China, north China, and central China) are displayed in Fig. 2. Winter haze days in south China (including the PRD), which were averaged over 33 stations with significant trends, increased approximately from 0 to 20 days. The upward trend was 7.2 days 10 years−1 during 1978–2012, with a much sharper trend during 2002–2012 (Fig. 2a). Interannual variations in haze days over South China have been amplified since the early 1990s, and an extreme value of 30 days occurred in 2007, which is similar to the peak in annual haze days in south China (Ding and Liu 2014). In Fig. 2b, the haze days averaged over 62 stations with significant trends in east China (including the YRD) showing a significant trend of 3.3 days 10 years−1, varying from approximately 5 to 15 days (Fig. 2b). Moderate interannual variations and amplified variations occur after 1995. Haze days in north China (Fig. 2c), which are averaged from 24 stations with significant trends, oscillated around 4 days during 1978–2005 then increased quickly after 2005 and reached 13 days in 2012. Moreover, the variation in the haze days in Beijing (northern China) is similar to that in north China. Specifically, a faster increase occurs compared with north China during 1978–2005; the number reached 40 days in 2012 and accounted for four ninths of the winter (Figure not shown). Haze days in central China (Fig. 2d), which are averaged from 44 stations with significant trends, generally show a decrease of −1.4 days 10 years−1 and vary from 11 to 2 days. However, haze days in central China display a decline during 1978–2000 and a sharper increase afterward such that haze days in 2012 are generally equal to the averaged value in the 1980s. Overall, except for the relatively slight decline over central China, other regions in China show an obvious increase in haze days.
Although the increasing haze days over north, east, and south China may be a consequence of the increase in fossil fuel burning due to economic expansion in the three regions, the magnitude of particle concentrations is not the sole factor that determines haze days. The increasing haze days in China is inevitably accompanied by the meteorological conditions that are unfavorable to pollutant dispersion. As mentioned, the dominating winter climate systems in the Northern Hemisphere are the AMO, NAO, and AO, which are significantly influenced by the SST anomalies over the Atlantic. Given the considerations, we focus on the possible impacts of Atlantic SST anomalies on winter haze days in China and the associated physical processes.
Figure 3 depicts the spatial distribution of the correlation coefficients between Atlantic SST in the previous summer (June-July-August, JJA), previous autumn (September-October-November, SON), and the current winter (DJF) and the HD. Note that the SSTs over the tropical North Atlantic and the Atlantic north of 50° N show significant positive correlations with the HD from the previous summer to the current winter. Moreover, the HD is also associated with a dipole pattern in the SST over the South Atlantic from the previous autumn to the current winter that is characterized by significant positive SST anomalies south of 30° S in the South Atlantic and negative SST anomalies north of 30° S in the South Atlantic. To achieve a better understanding of the relationship between Atlantic SSTs and the HD, we define a North Atlantic SST index (NAI) using a sum of the normalized SSTs averaged over the two domains of 50°–70° N, 60°–30° W and 10°–20° N, 70°–55° W in the previous summer and a South Atlantic SST index (SAI) using the remaining normalized SSTs over the area of 50°–30° S, 60°–20° W minus the normalized SSTs over the area of 30°–10° S, 30°–10° W in the previous autumn. These areas are chosen based on the significant relationship between SSTs and the HD.
Interestingly, significant correlations between the HD and SST in Fig. 3 are mainly confined to the northernmost and southernmost parts of the North Atlantic. This correlation pattern is similar to the AMO pattern. Nevertheless, the correlations between the NAI in JJA and the AMO index (Enfield et al. 2001) in JJA, SON, and DJF are 0.89, 0.86, and 0.70, respectively. The NAI and AMO reveal similar climate impacts, and the NAI performs better. Essentially, the NAI and AMO index (Enfield et al. 2001) both represent the variation in the AMO. Therefore, we used the NAI to represent the AMO index in the remainder of the study. Both the AMO and HD experience a phase transition from negative to positive around 1995. Specifically, a high correlation coefficient between the HD and AMO indicates that the phase transition in the AMO provides a decadal background to the variation in the HD. Moreover, significant correlations between the HD and SST in Fig. 3 show a dipole pattern over the South Atlantic Ocean. We compare this dipole with the South Atlantic Ocean Dipole defined by Nnamchi et al. (Nnamchi and Li 2011; Nnamchi et al. 2011). The South Atlantic Ocean Dipole defined by Nnamchi et al. showed positive anomalies over the northeastern South Atlantic, with a center at 5° S, 10° W and negative anomalies over the southwestern South Atlantic, with a center at 30° S, 30° W. The dipole in Fig. 3b of this study depicted negative anomalies over the central South Atlantic, with a center at 20° S, 10° W and positive anomalies over the southwestern South Atlantic, with a center at 40° S, 40° W. Obviously, the anomaly centers differ. In addition, the correlation coefficient between the index of the South Atlantic Ocean Dipole, defined by Nnamchi et al., and the SAI in this study is −0.12, which is not significant at the 90 % confidence level. Therefore, these dipoles may not be the same from SON to DJF.
Figure 4a shows the time series of the AMO and HD. Overall, the AMO shows similar decadal variations to those in the HD, particularly for the intensive increase after 1995. The AMO is significantly associated with the anomalous positive haze days with a correlation coefficient exceeding the 99 % confidence level (r = 0.67). The in-phase percentage between the AMO and HD is 80 % for 1978–2012. The AMO index in summer exhibits a significant relationship with those in autumn and winter (r = 0.92 between the summer SST and the autumn SST and r = 0.89 between the autumn SST and the winter SST). Namely, the warm North Atlantic SST anomalies can persist into autumn and winter; this explains the significant positive correlation between the HD and the AMO from the previous summer to the current winter. Actually, the relationship between the AMO and HD at the interannual time scale is also significant (r = 0.47 between the detrended AMO and detrended HD, exceeding the 95 % confidence level). Thus, the AMO is highly correlated to the HD at both decadal and interannual time scales.
Figure 4b illustrates the regression of the geopotential heights at 500 hPa on the HD. The intensely negative geopotential height anomalies occur north of 60° N over the Eurasian landmass and Pacific Ocean, whereas positive anomalies occur south of 60° N in the Northern Hemisphere, with significant positive anomalies located around northwestern Africa, the zone from the Arabian Sea to the Bay of Bengal, north China, the tropical west Pacific, and the northern central Pacific. Overall, such a meridional structure of the geopotential height anomalies generally indicates the positive phase of the AO. The anomalous geopotential heights associated with the AMO are similar to those of the HD (Fig. 4c), with negative anomalies north of 60° N over the Eurasian landmass and Atlantic Ocean and positive anomalies south of 60° N over the Northern Hemisphere. The significant positive anomalies around north China extend southwestward to the areas of the Arabian Peninsula, Arabian Sea, Indian continent, Tibetan plateau, and mid-latitude China. Additionally, the anomalies over the subtropical North Atlantic are significantly positive. Compared with the anomalies associated with the HD, the anomalous geopotential heights associated with the AMO exhibit a more obvious positive AO pattern, with a correlation coefficient of 0.36 between the AMO and winter AO (significant at the 95 % confidence level). Actually, the AO in winter has been documented to be significantly related to the Atlantic SST anomalies in the previous summer (Czaja and Frankignooul 2002). The results in this study and previous studies show that the warm phase of the AMO could induce a positive phase of the AO in the following winter. A positive phase of the AO implies a more stable basic flow in winter, which is not conducive to air exchanges between the high and low latitudes or to the outbreak of cold air north of China (Gong et al. 2001). Overall, positive anomalies of the AO are not conducive for dispersing air pollutants; therefore, more frequent haze events occur in China.
Figure 5a shows the time series of the normalized SAI, the HD, and the detrended HD. Note that the variations in the HD and SAI are similar at the interannual time scale, although the SAI does not exhibit an increase, in contrast to the HD. The correlation coefficient between the detrended HD and SAI is 0.64, exceeding the 99 % confidence level. The in-phase percentage between the detrended HD and SAI is 77 % for 1978–2012; this percentage is important for predicting haze days in winter. Namely, if the SST anomalies over the South Atlantic show a positive-negative dipole from south to north in the previous autumn, there is a 77 % probability of the occurrence of above-normal haze days in China in winter. As depicted in Fig. 4, the SST dipole pattern in the South Atlantic in the autumn can persist into the winter, with a correlation coefficient of 0.68 (exceeding the 99.9 % confidence level).
Figure 5b exhibits the regression of the horizontal winds at 850 hPa on the detrended HD. Clearly, the above-normal haze days are associated with anomalous southerly airflow over eastern China and a westerly airflow over southern China. Specifically, the cold northerly airflow over eastern China is weaker than the climatological pattern and is unfavorable for the diffusion of fine particles; as a result, above-normal haze days occur in China. The anomalous southerly airflow over eastern China and the westerly airflow over southern China may be a consequence of the three large-scale circulation anomalies shown in Figure 5c. The first anomalous circulation is the abnormal wave train from the Atlantic moving eastward to Eurasia. This circulation is associated with three abnormal cyclonic circulation centers located over the subtropical South Atlantic, mid-latitude North Atlantic, and west Siberia and four abnormal anticyclonic circulation centers located over the western South Atlantic near 30° S, south of 30° N in the North Atlantic, east Europe, and northeast China. The second abnormal circulation is the anomalous northeasterly airflow over the tropical central Pacific, accompanied by an abnormal anticyclonic circulation over the North Pacific basin. These two circulation anomalies correspond to the abnormal southerly airflow over eastern China. Additionally, the anomalous westerly airflow from the tropical Atlantic to Africa-Indian Ocean-southern China and the two abnormal anticyclonic circulations across the tropical Indian Ocean may be related to the significant westerly airflow anomalies over southern China. Previous studies documented the relationship and physical processes linking the South Atlantic SST and the aforementioned circulation anomalies (Xie and Tanimoto 1998; Haarsma et al. 2003; Robertson et al. 2003; Rong et al. 2010). These wave trains found in the anomalous horizontal winds that accompany SAI in the previous autumn (Fig. 5c) are similar to those associated with the HD (Fig. 5b). Actually, the abnormally low tropospheric horizontal winds over east Asia associated with the HD or the SAI can also be found in the middle and upper troposphere, i.e., a deep quasi-barotropic structure is present (not shown). Namely, the SST dipole pattern over the South Atlantic in the previous autumn may trigger favorable meteorological conditions for winter haze in China.
Both the AMO and SAI influence the variations in the haze days in China. Are the influences of the North Atlantic independent of the influences of the South Atlantic? The SAI does not show obvious linear trends during 1978–2012. Therefore, the high correlation coefficient between the SAI and HD implies that the influence of the SAI on the winter haze days in China mainly occurs at the interannual time scale. The AMO exhibits an obvious linear trend in this period. The correlation coefficient between the (detrended) AMO and HD over China is (0.47) 0.67, which indicates the AMO influence on the HD at both the decadal and interannual time scales. In other words, the influences of the SAI and AMO on the HD are independent at the decadal time scale. Furthermore, the partial correlation coefficient between the SAI and HD, except for the AMO influence, is 0.51, which is less than the correlation coefficient between the SAI and HD (0.64). These results imply that the influence of the SAI on the HD at the interannual time scale is larger than that of the AMO. Furthermore, the influences of the SAI and AMO on the HD are not independent at the interannual time scale.
4 Summary and discussion
The winter haze days averaged over China experienced robust interannual variations and an obvious increase during 1978–2012, with a rate of 2.4 days 10 years−1 and a range from approximately 6 to 17 days. The trends in the wintertime haze days in China are increasing over time. The variation in the haze days reveals regional features. The haze days over south, east, and north China all showed increases that were significant at the 95 % confidence level. However, central China generally exhibited decreases during 1978–2012 and an increase after 2000.
This study reveals the climatic cause of the interannual and decadal variations in the winter haze days in China. The wintertime haze days are highly related to the SST over the Atlantic Ocean. Specifically, the correlation coefficient between the HD and SST indicates that an AMO pattern exists in the North Atlantic and a dipole pattern exists in the South Atlantic, in contrast to the conditions proposed by Nnamchi et al. The AMO exhibits a significant in-phase relationship with haze days at the decadal and interannual time scales. The increasing summer AMO significantly impacted the AO in winter. As a result, the atmospheric anomalies associated with the AMO indicated a positive phase of the AO anomalies; these conditions correspond to stable mean flow and less frequent cold air events in east China. These situations are not conducive for dispersing air pollutants. The abnormal SST dipole pattern over the South Atlantic was significantly related to the haze days at the interannual time scale. Anomalous atmospheric circulation associated with the SAI revealed quasi-barotropic anticyclones over east China. The abnormal SST dipole pattern over the South Atlantic influenced the atmospheric anomalies over east China via the quasi-barotropic wave trains from the Atlantic to Eurasia and the abnormal northeasterly airflow over the North Pacific basin; the pattern also influenced the abnormal westerly airflow in the troposphere from the tropical Atlantic to the Arabian Sea and south of China. The southerly flow anomalies over east China were not conducive to cold air outbreaks or air pollutant dispersion; thus, a high frequency of haze days occurred.
The increasing emissions due to economic expansion are considered a necessary factor for increasing the winter haze days in China. Moreover, the North Atlantic SST also plays an important role in the winter haze-day trends in China. However, neither the increasing emissions nor the stable climate are sufficient conditions; the joint effects of these conditions are actually necessary for the occurrence of haze in China. The fine particles that compose haze are mainly sulfates and nitrates. However, the emission of these fine particles in China in recent decades has not been well documented or precisely estimated. Presently, it is difficult to evaluate the relative contributions of increasing emissions and decadal climatic trends influenced by the AMO to winter haze days in China. The contribution of emissions related to economic expansion to the increasing haze days in China will be the subject of a future study once sulfate and nitrate emission data with adequate spatial and temporal resolutions are released. Furthermore, the contributions of increasing emissions and decadal climatic patterns should be further studied using the atmospheric chemical transport model.
The HD exhibits obvious interannual variations during the persistent increasing emissions over China. Therefore, the interannual variation in winter haze days in China may be dominated by the dipole North Atlantic to South Atlantic SSTs. Furthermore, the high in-phase percentage (77 %) between the detrended HD and the South Atlantic SST dipole in autumn implies that the South Atlantic SST dipole could be used as an excellent predictor of the interannual variation in winter haze days in China. The mechanism for which the South Atlantic SST dipole in autumn influences China’s winter climate is unknown. Three possible wave trains that connect the South Atlantic SST dipole and China’s winter climate have not been statistically evaluated in terms of their relative importance. Moreover, the North Atlantic SSTs also influenced China’s winter climate at the interannual time scale. Therefore, the relative importance of the three possible wave trains resulting from the South Atlantic SSTs and the contribution of the North Atlantic SST needs to be distinguished by employing climate models in future studies.
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Acknowledgments
We would like to thank Dr. Bingyi Wu, Zhiyan Zuo, and two anonymous reviewers for their help. This study was jointly supported by the National Program on Key Basic Research Project of China (2011CB403403), National Natural Science Foundation of China (41405078, 41205059, and 41375092), and the International S&T Cooperation Project of the Ministry of Science and Technology of China (2009DFA21430).
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Xiao, D., Li, Y., Fan, S. et al. Plausible influence of Atlantic Ocean SST anomalies on winter haze in China. Theor Appl Climatol 122, 249–257 (2015). https://doi.org/10.1007/s00704-014-1297-6
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DOI: https://doi.org/10.1007/s00704-014-1297-6