Abstract
We obtain an improved Sobolev inequality in \(\dot{H}^s\) spaces involving Morrey norms. This refinement yields a direct proof of the existence of optimizers and the compactness up to symmetry of optimizing sequences for the usual Sobolev embedding. More generally, it allows to derive an alternative, more transparent proof of the profile decomposition in \(\dot{H}^s\) obtained in Gérard (ESAIM Control Optim Calc Var 3:213–233, 1998) using the abstract approach of dislocation spaces developed in Tintarev and Fieseler (Concentration compactness. Functional-analytic grounds and applications. Imperial College Press, London, 2007). We also analyze directly the local defect of compactness of the Sobolev embedding in terms of measures in the spirit of Lions (Rev Mat Iberoamericana 1:145–201, 1985, Rev Mat Iberoamericana 1:45–121, 1985). As a model application, we study the asymptotic limit of a family of subcritical problems, obtaining concentration results for the corresponding optimizers which are well known when \(s\) is an integer (Rey in Manuscr Math 65:19–37, 1989, Han in Ann Inst Henri Poincaré Anal Non Linéaire 8:159–174, 1991, Chou and Geng in Differ Integral Equ 13:921–940, 2000).
Similar content being viewed by others
References
Aubin, T.: Problèmes isopérimétriques et espaces de Sobolev. J. Differ. Geom. 11, 573–598 (announced in C. R. Acad. Sci. Paris 280, 279–282 (1975)) (1976)
Bahouri, H., Gérard, P.: High frequency approximation of solutions to critical nonlinear wave equations. Am. J. Math. 121, 131–175 (1999)
Bianchi, G., Egnell, H.: A note on the Sobolev inequality. J. Funct. Anal. 100, 18–24 (1991)
Brezis, H.: How to recognize constant functions. A connection with Sobolev spaces. Russ. Math. Surv. 57, 639–708 (2002)
Brezis, H., Lieb, E.: A relation between pointwise convergence of functions and convergence of functionals. Proc. Am. Math. Soc. 88, 486–490 (1983)
Brezis, H., Nirenberg, L.: Positive solutions of nonlinear elliptic equations involving critical Sobolev exponents Comm. Pure Appl. Math. 36, 437–477 (1983)
Caffarelli, L., Silvestre, L.: An extension problem related to the fractional Laplacian. Commun. Partial Differ. Equ. 32, 1245–1260 (2007)
Chang, A., Gonzalez, M.d.M.: Fractional Laplacian in conformal geometry. Adv. Math. 226, 1410–1432 (2011)
Chen, W., Li, C., Ou, B.: Classification of solutions for an integral equation. Commun. Pure Appl. Math. 59, 330–343 (2006)
Chou, K.-S., Geng, D.: Asymptotic of positive solutions for a biharmonic equation involving critical exponent. Differ. Integral Equ. 13, 921–940 (2000)
Cotsiolis, A., Tavoularis, N.K.: Best constants for Sobolev inequalities for higher order fractional derivatives. J. Math. Anal. Appl. 295, 225–236 (2004)
Di Nezza, E., Palatucci, G., Valdinoci, E.: Hitchhiker’s guide to the fractional Sobolev spaces. Bull. Sci. math. 136, 521–573 (2012)
Edmunds, D.E., Fortunato, D., Jannelli, E.: Critical exponents, critical dimensions and the biharmonic operator. Arch. Ration. Mech. Anal. 112, 269–289 (1990)
Escobar, J.: Sharp constant in a Sobolev trace inequality. Indiana Univ. Math. J. 37, 687–698 (1988)
Flucher, M.: Variational problems with concentration. In: Progress in Nonlinear Differential Equations and their Applications, vol. 36. Birkhäuser Verlag, Basel (1999)
Fanelli, L., Vega, L., Visciglia, N.: Existence of maximizers for Sobolev-Strichartz inequalities. Adv. Math. 229, 1912–1923 (2012)
Frank, R., Seiringer, R.: Non-linear ground state representations and sharp Hardy inequalities. J. Funct. Anal. 255, 3407–3430 (2008)
Gallagher, I.: Profile decomposition for solutions of the Navier-Stokes equations. Bull. Soc. Math. France 129, 285–316 (2001)
Gérard, P.: Description du défaut de compacité de l’injection de Sobolev. ESAIM Control Optim. Calc. Var. 3, 213–233 (1998)
Gérard, P., Meyer, Y., Oru, F.: Inégalités de Sobolev précisées. Séminaire sur les Équations aux Dérivées Partielles 1996–1997, École Polytech., Palaiseau., Exp. no. IV (1997)
Gonzalez, M.D.M., Qing, J.: Fractional conformal Laplacians and fractional Yamabe problems. Anal. PDE, available at http://arxiv.org/abs/1012.0579
Han, Z.-C.: Asymptotic approach to singular solutions for nonlinear elliptic equations involving critical Sobolev exponent. Ann. Inst. Henri Poincaré Anal. Non Linéaire 8, 159–174 (1991)
Hebey, E., Robert, F.: Coercivity and Struwe’s compactness for Paneitz type operators with constant coefficients. Calc. Var. Partial Differ. Equ. 13, 491–517 (2001)
Jaffard, S.: Analysis of the lack of compactness in the critical Sobolev embeddings. J. Funct. Anal. 161, 384–396 (1999)
Kenig, C.E., Merle, F.: Global well-posedness, scattering and blow-up for the energy-critical, focusing, non-linear Schrödinger equation in the radial case. Invent. Math. 166, 645–675 (2006)
Kenig, C.E., Ponce, G., Vega, L.: On the concentration of blow up solutions for the generalized KdV equation critical in \(L^2\). In: Nonlinear Wave Equations (Providence, RI, 1998). Contemp. Math. 263, pp. 131–156. American Mathematical Society, Providence, RI (2000)
Koch, G.: Profile decompositions for critical Lebesgue and Besov space embeddings. Indiana Univ. Math. J. 59, 1801–1830 (2010)
Ledoux, M.: On improved Sobolev embedding theorems. Math. Res. Lett. 10, 659–669 (2003)
Lemarié-Rieusset, P.G.: Recent developments in the Navier-Stokes problem, Research Notes in Mathematics 431. Chapman & Hall/CRC, Boca Raton (2002)
Lieb, E.: Sharp constants in the Hardy-Littlewood-Sobolev and related inequalities. Ann. Math. 118, 349–374 (1983)
Lions, P.L.: The concentration-compactness principle in the calculus of variations. The limit case, part 1. Rev. Mat. Iberoamericana 1, 145–201 (1985)
Lions, P.L.: The concentration-compactness principle in the calculus of variations. The limit case, part 2. Rev. Mat. Iberoamericana 1, 45–121 (1985)
Maz’ya, V., Shaposhnikova, T.: Theory of Sobolev multipliers. With applications to differential and integral operators, Grundlehren der Mathematischen Wissenschaften [Fundamental Principles of Mathematical Sciences], vol. 337, Springer, Berlin (2009)
Merle, F., Vega, L.: Compactness at blow-up time for \(L^2\) solutions of the critical nonlinear Schrödinger equation in 2D. Internat. Math. Res. Notices 1998, 399–425 (1998)
Mironescu, P., Pisante, A.: A variational problem with lack of compactness for \(H^{1/2}(S^1;S^1)\) maps of prescribed degree. J. Funct. Anal. 217, 249–279 (2004)
Palatucci, G.: Subcritical approximation of the Sobolev quotient and a related concentration result. Rend. Sem. Mat. Univ. Padova 125, 1–14 (2011)
Palatucci, G.: \(p\)-Laplacian problems with critical Sobolev exponent. Asymptot. Anal. 73, 37–52 (2011)
Palatucci, G., Pisante, A., Sire, Y.: Subcritical approximation of a Yamabe type non local equation: a Gamma-convergence approach. Ann. Sci. Norm. Super. Pisa Cl. Sci. (5)
Pucci, P., Serrin, J.: Critical exponents and critical dimensions for polyharmonic operators. J. Math. Pures Appl. 69, 55–83 (1990)
Rey, O.: Proof of the conjecture of H. Brezis and L. A. Peletier. Manuscr. Math. 65, 19–37 (1989)
Sawyer, E., Wheeden, R.L.: Weighted inequalities for fractional integrals on Euclidean and homogeneous spaces. Am. J. Math. 114, 813–874 (1992)
Sawano, Y., Sugano, S., Tanaka, H.: Generalized fractional integral operators and fractional maximal operators in the framework of Morrey spaces. Trans. Am. Math. Soc. 363, 6481–6503 (2011)
Servadei, R., Valdinoci, E.: The Brezis-Nirenberg result for the fractional Laplacian. Trans. Am. Math. Soc. (to appear)
Solimini, S.: A note on compactness-type properties with respect to Lorentz norms of bounded subsets of a Sobolev space. Ann. Inst. H. Poincaré Anal. Non Linéaire 12, 319–337 (1995)
Struwe, M.: A global compactness result for elliptic boundary value problems involving limiting nonlinearities. Math. Z. 187, 511–517 (1984)
Swanson, C.: The best Sobolev constant. Appl. Anal. 47, 227–239 (1992)
Talenti, G.: Best constants in Sobolev inequality. Ann. Mat. Pura Appl. 110(4), 353–372 (1976)
Tao, T.: Concentration compactness and the profile decomposition. Terence Tao Blog: What’s new. http://terrytao.wordpress.com/2008/11/05/concentration-compactness-and-the-profile-decomposition/, 5 Nov (2008)
Tao, T.: Concentration compactness via nonstandard analysis. Terence Tao Blog: What’s new. http://terrytao.wordpress.com/2010/11/29/concentration-compactness-via-nonstandard-analysis/, 10 Nov (2010)
Taylor, M.: Analysis on Morrey spaces and applications to Navier-Stokes and other evolution equations. Commun. Partial Differ. Equ. 17, 1407–1456 (1992)
Taylor, M.: Commutator estimates. Proc. Am. Math. Soc. 131, 1501–1507 (2003)
Tintarev, K., Fieseler, K.-H.: Concentration Compactness. Functional-Analytic Grounds and Applications. Imperial College Press, London (2007)
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by O.Savin.
G. Palatucci has been supported by the ERC grant 207573 “Vectorial Problems”.
Rights and permissions
About this article
Cite this article
Palatucci, G., Pisante, A. Improved Sobolev embeddings, profile decomposition, and concentration-compactness for fractional Sobolev spaces. Calc. Var. 50, 799–829 (2014). https://doi.org/10.1007/s00526-013-0656-y
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00526-013-0656-y