Skip to main content
Log in

A Framework to Evaluate Ecological and Social Outcomes of Collaborative Management: Lessons from Implementation with a Northern Arizona Collaborative Group

  • Published:
Environmental Management Aims and scope Submit manuscript

Abstract

As collaborative groups gain popularity as an alternative means for addressing conflict over management of public lands, the need for methods to evaluate their effectiveness in achieving ecological and social goals increases. However, frameworks that examine both effectiveness of the collaborative process and its outcomes are poorly developed or altogether lacking. This paper presents and evaluates the utility of the holistic ecosystem health indicator (HEHI), a framework that integrates multiple ecological and socioeconomic criteria to evaluate management effectiveness of collaborative processes. Through the development and application of the HEHI to a collaborative in northern Arizona, the Diablo Trust, we present the opportunities and challenges in using this framework to evaluate the ecological and social outcomes of collaborative adaptive management. Baseline results from the first application of the HEHI are presented as an illustration of its potential as a co-adaptive management tool. We discuss lessons learned from the process of selecting indicators and potential issues to their long-term implementation. Finally, we provide recommendations for applying this framework to monitoring and adaptive management in the context of collaborative management.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6

Similar content being viewed by others

References

  • Aguilar BJ (1999) Applications of ecosystem health for the sustainability of managed systems in Costa Rica. Ecosystem Health 5:1–13

    Article  Google Scholar 

  • Armitage DR (2005) Adaptive capacity and community-based natural resource management. Environmental Management 35:703–715

    Article  Google Scholar 

  • Brick P, Snow D, Van de Wetering S (eds) (2001) Across the great divide. explorations in collaborative conservation and the American West. Island Press, Washington, DC

    Google Scholar 

  • Costanza R (1992) Toward an operational definition of ecosystem health. In: Costanza R, Norton BB, Haskell BJ (eds) Ecosystem health: new goals for pages 251–261. Environmental Management. Island Press, Washington, DC, USA, pp 239–256

  • Daniels SE, Walker GB (1996) Collaborative learning: improving public deliberation in ecosystem-based management. Environmental Impact Assessment Review 16:71–102

    Article  Google Scholar 

  • Diablo Trust (1999) Diablo Trust area range management plan and proposed action. Flagstaff, Arizona

    Google Scholar 

  • Fernández-Giménez M, Aguilar-González B, Muñoz-Erickson TA, Curtin CG (2006) Assessing the adaptive capacity of collaboratively managed rangelands: a test of the concept and comparison of 3 rangeland CBCs. Journal of the Community-Based Collaborative Research Consortium. [online] URL: http://www.cbcrc.org/php-bin/news/showArticle.php?id=75

  • Fraser EDG, Dougill AJ, Mabee WW, Reed M, McAlpine P (2006) Bottom up and top down: Analysis of participatory processes for sustainability indicator identification as a pathway to community empowerment and sustainable environmental management. Journal of Environmental Management 78:114–127

    Article  Google Scholar 

  • Hezri AA, Dovers SR (2006) Sustainability indicators, policy and governance: Issues for ecological economics. Ecological Economics 60:86–99

    Article  Google Scholar 

  • Innes JE, Booher DE (1999) Consensus building and complex adaptive systems: a framework for evaluating collaborative planning. American Planning Association Journal 65(4):413–423

    Article  Google Scholar 

  • Johnson BL (1999) Introduction to the special feature: adaptive management–scientifically sound, socially challenged? Ecology and Society 3(1):10

    Google Scholar 

  • Kenney DS (2000) Arguing about consensus: examining the case against western watershed initiatives and other collaborative groups active in natural resources management. Natural Resources Law Center, University of Colorado School of Law, Boulder, Colorado, USA

    Google Scholar 

  • Leach WD, Pelkey NW (2001) Making watershed partnerships work: a review of the empirical literature. Journal of Water Resources Planning and Management 127(6):378–385

    Article  Google Scholar 

  • McCloskey M (1996) The skeptic: collaboration has its limits. High Country News, May 13

  • Moir WH, Block WM (2001) Adaptive management on public lands in the United States: commitment or rhetoric? Environmental Management 28(2):141–148

    Article  CAS  Google Scholar 

  • Moote MA, McClaran MP (1997) Viewpoint: implications of participatory democracy for public land planning. Journal of Range Management 50(5):473–481

    Article  Google Scholar 

  • Muñoz-Erickson TA, Aguilar-González BJ, Sisk TD, Loeser MR (2006) Assessing the effectiveness of the Holistic Ecosystem Health Indicator (HEHI) as a monitoring tool to assess the adaptive capacity of Community-based Collaboratives. Journal of the Community-Based Collaborative Research Consortium. [online] URL: http://www.cbcrc.org/php-bin/news/showArticle.php?id=77

  • Muñoz-Erickson TA, Aguilar-González BJ, Sisk TD (2007) Linking ecosystem health indicators and collaborative management: a systematic framework to evaluate ecological and social outcomes. Ecology and Society 12(2):6

    Google Scholar 

  • Norton BG (2005) Sustainability: a philosophy of adaptive ecosystem management. University of Chicago Press, Chicago

    Google Scholar 

  • Olsson P, Folke C, Berkes F (2004) Adaptive comanagement for building resilience in social-ecological systems. Environmental Management. 34(1):75–90

    Article  Google Scholar 

  • Rapport DJ (1995) Ecosystem health: exploring the territory. Ecosystem Health 1:5–13

    Google Scholar 

  • Reed MS, Fraser EDG, Dougill AJ (2006) An adaptive learning process for developing and applying sustainability indicators with local communities. Ecological Economics 59:406–418

    Article  Google Scholar 

  • Sabatier PA, Focht W, Lubell M, Trachtenberg Z, Vedlitz A, Matlock M (2005) Collaborative approaches to watershed management. In: Sabatier PA, Focht W, Lubell M, Trachtenberg Z, Vedlitz A, Matlock M (eds) Swimming upstream: collaborative approaches to watershed management. MIT Press, Cambridge, Massachusetts, USA, pp 3–21

    Google Scholar 

  • Steedman RJ (1994) Ecosystem health as a management goal. Journal of the North American Benthological Society 13(4):605–610

    Article  Google Scholar 

  • Tilt W, Conley C, James M, Lynn J, Muñoz-Erickson TA, Warren P (2008) Creating successful collaborations in the West: lessons from the field. In: van Riper C III, Cole KL (eds) Proceedings for the eight biennial conference on research on the Colorado Plateau. University of Arizona Press, Tucson, Arizona, USA

    Google Scholar 

  • Wondolleck JM, Yaffee SL (2000) Making collaboration work: lessons from innovation in natural resource management. Island Press, Washington, DC, USA

    Google Scholar 

  • Yin RK (1992) The case study method as a tool for doing evaluation. Current Sociology 40(1):121–137

    Article  Google Scholar 

Download references

Acknowledgments

The authors would like to thank the Diablo Trust, and in particular, the Flying M and Bar T Bar Ranches, for their constant support and participation in this study. We would also like to thank Mike Hannemann and Dan Rusell (U. S. Forest Service), Stephen Williams and Kevin Eldrege (A.Z. State Land Department), and Rick Miller (A.Z. Game and Fish Department) for contributing time, data, and personnel to the monitoring field work. Special thanks to the late John Prather, whose expertise in field ecological protocols and GIS analysis was invaluable to this project. Numerous undergraduate and graduate students contributed to this project, including A. Richey, E. Ruther, R. Reider, V. Humphries, A. Cronin, E. Bernstein, L. Taylor, L.Walters, S. Mezulis and undergraduates in the Agroecology Summer Program from Prescott College. This project was funded in part by the Ecological Restoration Institute at Northern Arizona University, the Environmental Protection Agency’s P3 Sustainability Award, the Community-Based Collaborative Research Consortium (CBCRC) at the University of Virginia, and student assistance and in-kind contributions from Prescott College. Writing of this manuscript was made possible through support from the National Science Foundation Integrated Graduate Education and Training (IGERT) in Urban Ecology Program, Grant No. DGE 0504248, and the School of Sustainability, Arizona State University. Any opinions, findings and conclusions or recommendations expressed in this material are those of the authors and do not necessarily reflect the views of the funding entities.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Tischa A. Muñoz-Erickson.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Muñoz-Erickson, T.A., Aguilar-González, B., Loeser, M.R.R. et al. A Framework to Evaluate Ecological and Social Outcomes of Collaborative Management: Lessons from Implementation with a Northern Arizona Collaborative Group. Environmental Management 45, 132–144 (2010). https://doi.org/10.1007/s00267-009-9400-y

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00267-009-9400-y

Keywords

Navigation