Skip to main content
Log in

Who volunteers for phase I clinical trials? Influences of anxiety, social anxiety and depressive symptoms on self-selection and the reporting of adverse events

  • Clinical Trial
  • Published:
European Journal of Clinical Pharmacology Aims and scope Submit manuscript

Abstract

Objective

To investigate the influence of anxiety, social anxiety and depressive symptoms on the willingness of healthy subjects to volunteer for phase I studies and to report adverse events.

Materials and methods

A group of healthy subjects who had never participated in a clinical trial (“Naïve Subjects”) were invited to participate in a phase I study. All subjects were assessed for trait anxiety (State-Trait Anxiety Inventory, STAI-T), social anxiety (Social Avoidance and Distress, SAD, and Fear of Negative Evaluation, FNE) and depressive symptomatology (Beck Depression Inventory, BDI-II). Subjects who accepted the invitation to participate were compared with those who refused. The personality traits of a group of “Actual Participants” were examined, and the relation of these traits to adverse events reported during participation was evaluated.

Results

A significant inverse correlation was found between the STAI-T (R = −0.203, p < 0.05) and SAD (R = −0.204, p < 0.05) scores and the willingness to participate. Naïve Subjects who refused the invitation to participate showed higher scores on STAI-T (Z = −2.600, p < 0.01) and SAD (Z =−2.524, p < 0.05) inventories. Logistic regression using BDI-II, STAI-T, SAD and FNE as covariates also showed that the only unique predictors of participation were the STAI-T (p < 0.05) and SAD (p < 0.01) scores. Significant positive correlations were found between trait anxiety and reporting of adverse events.

Conclusion

Participants in phase I studies are a self-selected sample defined by low trait-anxiety and social avoidance behaviors. This self-selection bias may affect the study results because less anxious subjects tend to report fewer adverse events. The characterization of a participant’s personality traits may be important in phase I studies.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  1. Almeida L, Azevedo B, Vaz-da-Silva M, Nunes T, Falcao A, Coelho R, Albino-Teixeira A, Soares-da-Silva P (2006) Presence of depressive symptoms in a group of subjects who accepted to participate in Phase I studies in comparison with a control group (abstract 1067). J Clin Pharmacol 46:1076

    Google Scholar 

  2. Gorenstein C, Andrade L (1996) Validation of a Portuguese version of the Beck Depression Inventory and the State-Trait Anxiety Inventory in Brazilian subjects. Braz J Med Biol Res 34:367–374

    Google Scholar 

  3. Kashdan TB, Roberts JE (2004) Social anxiety's impact on affect, curiosity, and social self-efficacy during a high self-focus social threat situation. Cogn Ther Res 28:119–141

    Article  Google Scholar 

  4. Kashdan TB, Roberts JE (2007) Social anxiety, depressive symptoms, and post-event rumination: affective consequences and social contextual influences. J Anxiety Disord 21:284–301

    Article  PubMed  Google Scholar 

  5. Kowacs F, Socal MP, Ziomkowski SC, Borges-Neto VF, Toniolo DP, Francesconi CR, Chaves ML (2003) Symptoms of depression and anxiety, and screening for mental disorders in migrainous patients. Cephalalgia 23:79–89

    Article  PubMed  CAS  Google Scholar 

  6. Nakano S, Ogawa N, Kawazu Y (1980) Influence of neuroticism on oral absorption of diazepam. Clin Pharmacol Ther 27:370–374

    Article  PubMed  CAS  Google Scholar 

  7. Tishler CL, Bartholomae S, Rhodes AR (2005) Personality profiles of normal healthy research volunteers: a potential concern for clinical drug trial investigators? Med Hypotheses 65:1–7

    Article  PubMed  Google Scholar 

  8. Vessel ES (1982) On the significance of host factors that affect drug disposition. Clin Pharmacol Ther 31:1–7

    Article  Google Scholar 

  9. Meyer FP (1992) Aspekte einer differentiellen Human-psychopharmakologie. In: Oldigs-Kerber J, Leonard JP (eds) Pharmakopsychologie. Experimentelle und klinische Aspekte. Fischer, Jena, pp 187–200

    Google Scholar 

  10. Meyer FP (2001) Psycho- and immunopharmacological factors relevant to selection of volunteers in clinical studies. Int J Clin Pharmacol Ther 39:300–310

    PubMed  CAS  Google Scholar 

  11. Mizuki Y, Suetsugi M, Ushijima I, Yamada M (1997) Differential effects of dopaminergic drugs on anxiety and arousal in healthy volunteers with high and low anxiety. Prog Neuropsychopharmacol Biol Psychiatry 21:573–590

    Article  PubMed  CAS  Google Scholar 

  12. Mizuki Y, Suetsugi M, Ushijima I, Yamada M (1996) Differential effects of noradrenergic drugs on anxiety and arousal in healthy volunteers with high and low anxiety. Prog Neuropsychopharmacol Biol Psychiatry 20:1353–1367

    Article  PubMed  CAS  Google Scholar 

  13. Spielberger CD, Gorsuch RL, Lushene RE (1970) STAI manual for the state-trait anxiety inventory. Consulting Psychologists Press, Palo Alto

    Google Scholar 

  14. Watson D, Friend R (1969) Measurement of social-evaluative anxiety. J Consult Clin Psychol 33:448–457

    Article  PubMed  CAS  Google Scholar 

  15. Coelho R, Martins A, Barros H (2002) Clinical profiles relating gender and depressive symptoms among adolescents ascertained by the Beck Depression Inventory II. Eur Psychiatry 17:222–226

    Article  PubMed  CAS  Google Scholar 

  16. Keedwell P, Snaith RP (1996) What do anxiety scales measure? Acta Psychiatr Scand 93:177–180

    Article  PubMed  CAS  Google Scholar 

  17. Spielberger CD, Gorsuch RL, Lushene RE (1983) Stait-Trait Anxiety Inventory (Form Y). Consulting Psychologists Press, Palo Alto

    Google Scholar 

  18. American Psychiatric Association (1994) DSM-IV. Diagnostic and statistical manual of mental disorders, 4th edn. American Psychiatric Association, Washington D.C.

  19. Herbert JD, Rheingold AA, Brandsma L (2001) Assessment of social phobia and social anxiety. In: Hoffmann SG, DiBartolo PM, Juster HR (eds) Social anxiety and social phobia. Allen & Bacon, Needham, p 20

    Google Scholar 

  20. Monfries MM, Kafer NF (1994) Private self-consciousness and fear of negative evaluation. J Psychol 128:447–454

    PubMed  CAS  Google Scholar 

  21. Stopa L, Clark DM (2001) Social phobia: Comments on the viability and validity of an analogue research strategy and British norms for the fear of negative evaluation questionnaire. Behav Cogn Psychother 29:423–430

    Article  Google Scholar 

  22. Trower P, Sherling G, Beech J, Harrop C, Gilbert P (1998) The socially anxious perspective in face-to-face interaction: An experimental comparison. Clin Psychol Psychother 5:155–166

    Article  Google Scholar 

  23. Pinto-Gouveia J, Fonseca L, Robalo M, Allen A, Matos A, Gil E (1986) Ansiedade social: Utilização dos questionários de auto-resposta SAD, FNE e SISST numa população portuguesa. Psiquiatr Clín 7:43–48

    Google Scholar 

  24. Hofmann SG, DiBartolo PM, Holaway RM, Heimberg RG (2004) Scoring error of social avoidance and distress scale and its psychometric implications. Depress Anxiety 19:197–198

    Article  PubMed  Google Scholar 

  25. Beck AT, Steer RA, Brown GK (1996) BDI-II: Beck Depression Inventory, 2nd edn. The Psychological Corporation, San Antonio

    Google Scholar 

  26. Beck AT, Steer RA, Garbin MG (1988) Psychometric properties of the Beck depression inventory: twenty-five years of evaluation. Clin Psychol Rev 8:77–100

    Article  Google Scholar 

  27. Almeida L, Azevedo B, Nunes T, Vaz-da-Silva M, Soares-da-Silva P (2007) Why healthy subjects volunteer for phase I studies and how they perceive their participation? Eur J Clin Pharmacol 63:1085–1094

    Article  PubMed  Google Scholar 

  28. Tishler CL, Bartholomae S (2002) The recruitment of normal healthy volunteers: A review of the literature on the use of financial incentives. J Clin Pharmacol 42:365–375

    Article  PubMed  Google Scholar 

  29. Andrade L, Gorenstein C, Vieira-Filho AH, Tung TC, Artes R (2001) Psychometric properties of the Portuguese version of the State-Trait Anxiety Inventory applied to college students: factor analysis and relation to the Beck Depression Inventory. Braz J Med Biol Res 34:367–374

    Google Scholar 

  30. Pieters MS, Jennekens-Schinkel A, Schoemaker HC, Cohen AF (1992) Self-selection for personality variables among healthy volunteers. Br J Clin Pharmacol 33:101–106

    PubMed  CAS  Google Scholar 

  31. Van Gelderen CEM, Savelkoul TJF, Van Dokkum W, Meulenbelt J (1993) Motives and perception of healthy volunteers who participate in experiments. Eur J Clin Pharmacol 45:15–21

    Article  PubMed  Google Scholar 

Download references

Acknowledgements

We thank the healthy subjects and the clinical staff of the clinical pharmacology unit of BIAL – Portela & Co, SA (especially Prof. Manuel Vaz-da-Silva, and Benedita Azevedo, BSc Psychol) for their cooperation. We also thank Prof. Amílcar Falcão and Dr. Grazina Binkauskiene for their assistance with the statistical analysis.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Luis Almeida.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Almeida, L., Kashdan, T.B., Nunes, T. et al. Who volunteers for phase I clinical trials? Influences of anxiety, social anxiety and depressive symptoms on self-selection and the reporting of adverse events. Eur J Clin Pharmacol 64, 575–582 (2008). https://doi.org/10.1007/s00228-008-0468-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00228-008-0468-8

Keywords

Navigation