Abstract
Using a semiclassical approach we show that the spectrum of a smooth Anosov vector field V on a compact manifold is discrete (in suitable anisotropic Sobolev spaces) and then we provide an upper bound for the density of eigenvalues of the operator (−i)V, called Ruelle resonances, close to the real axis and for large real parts.
Résumé
Par une approche semiclassique on montre que le spectre d’un champ de vecteur d’Anosov V sur une variété compacte est discret (dans des espaces de Sobolev anisotropes adaptés). On montre ensuite une majoration de la densité de valeurs propres de l’opérateur (−i)V, appelées résonances de Ruelle, près de l’axe réel et pour les grandes parties réelles.
Similar content being viewed by others
References
Aguilar J., Combes J.M.: A class of analytic perturbations for one-body Schrödinger Hamiltonians. Commun. Math. Phys. 22, 269–279 (1971)
Arnold, V.I., Avez, A.: Méthodes ergodiques de la mécanique classique. Paris: Gauthier Villars, 1967
Baladi, V.: Anisotropic Sobolev spaces and dynamical transfer operators: C ∞ foliations. In: Kolyada, S. (ed.) et al., Algebraic and topological dynamics. Proceedings of the conference, Bonn, Germany, May 1-July 31, 2004. Providence, RI: Amer. Math. Soc., Contemporary Mathematics, 385, 2005, pp. 123–135
Baladi V., Tsujii M.: Anisotropic Hölder and Sobolev spaces for hyperbolic diffeomorphisms. Ann. Inst. Fourier 57, 127–154 (2007)
Balslev E., Combes J.M.: Spectral properties of many-body Schrödinger operators with dilatation- analytic interactions. Commun. Math. Phys. 22, 280–294 (1971)
Blank M., Keller G., Liverani C.: Ruelle-Perron-Frobenius spectrum for Anosov maps. Nonlinearity 15, 1905–1973 (2002)
Bonatti C., Guelman N.: Transitive anosov flows and axiom-a diffeomorphisms. Erg. Th. Dyn. Sys. 29(3), 817–848 (2009)
Borthwick, D.: Spectral theory of infinite-area hyperbolic surfaces. Basel-Boston: Birkhauser, 2007
Brin, M., Stuck, G.: Introduction to Dynamical Systems. Cambridge: Cambridge University Press, 2002
Butterley O., Liverani C.: Smooth Anosov flows: correlation spectra and stability. J. Mod. Dyn. 1(2), 301–322 (2007)
Cycon, H.L., Froese, R.G., Kirsch, W., Simon, B.: Schrödinger operators, with application to quantum mechanics and global geometry. (Springer Study ed.). Texts and Monographs in Physics. Berlin-Heidelberg-New York: Springer-Verlag, 1987
Davies, E.B.: Linear operators and their spectra. Cambridge: Cambridge University Press, 2007
Dolgopyat D.: On decay of correlations in Anosov flows. Ann. of Math. (2) 147(2), 357–390 (1998)
Dolgopyat D.: On mixing properties of compact group extensions of hyperbolic systems. Israel J. Math. 130, 157–205 (2002)
Faure F.: Semiclassical origin of the spectral gap for transfer operators of a partially expanding map. Nonlinearity 24, 1473–1498 (2011)
Faure F., Roy N.: Ruelle-Pollicott resonances for real analytic hyperbolic map. Nonlinearity 19, 1233–1252 (2006)
Faure F., Roy N., Sjöstrand J.: A semiclassical approach for Anosov diffeomorphisms and Ruelle resonances. Open Math. Journal. 1, 35–81 (2008)
Field M., Melbourne I., Török A.: Stability of mixing and rapid mixing for hyperbolic flows. Ann. of Math. (2) 166(1), 269–291 (2007)
Gérard C., Sjöstrand J.: Resonances en limite semiclassique et exposants de Lyapunov. Commun. Math. Phys. 116(2), 193–213 (1988)
Ghys E.: Flots d’Anosov dont les feuilletages stables sont différentiables. Ann. Sci. École Norm. Sup. (4) 20(2), 251–270 (1987)
Ghys E.: Déformations de flots d’Anosov et de groupes fuchsiens. Ann. Inst. Fourier (Grenoble) 42(1-2), 209–247 (1992)
Gouzel S., Liverani C.: Banach spaces adapted to Anosov systems. Erg. Th. Dyn. Sys. 26, 189–217 (2005)
Grigis, A., Sjöstrand, J.: Microlocal analysis for differential operators. Volume 196 of London Mathematical Society Lecture Note Series. Cambridge: Cambridge University Press, 1994
Guillope L., Lin K., Zworski M.: The Selberg zeta function for convex co-compact. Schottky groups. Commun. Math. Phys. 245(1), 149–176 (2004)
Helffer, B., Sjöstrand, J.: Résonances en limite semi-classique. (resonances in semi-classical limit). Memoires de la S.M.F., 24/25, 1986
Hitrik, M., Sjöstrand, J.: Rational invariant tori, phase space tunneling, and spectra for non-selfadjoint operators in dimension 2. Ann. Scient. de l’école normale supérieure. http://arxiv.org/abs/math/0703394v1 [math.SP], 2008
Hurder S., Katok A.: Differentiability, rigidity and Godbillon-Vey classes for Anosov flows. Publ. Math., Inst. Hautes étud. Sci. 72, 5–61 (1990)
Hörmander L.: Fourier integral operators. I. Acta Math. 127(1), 79–183 (1971)
Katok, A., Hasselblatt, B.: Introduction to the Modern Theory of Dynamical Systems. Cambridge: Cambridge University Press, 1995
Leboeuf P.: Periodic orbit spectrum in terms of Ruelle-Pollicott resonances. Phys. Rev. E (3) 69(2), 026204 (2004)
Liverani C.: On contact Anosov flows. Ann. of Math. (2) 159(3), 1275–1312 (2004)
Liverani C.: Fredholm determinants, Anosov maps and Ruelle resonances. Disc. Cont. Dyn. Sys. 13(5), 1203–1215 (2005)
Martinez A.: An Introduction to Semiclassical and Microlocal Analysis. Universitext. New York, NY, Springer (2002)
McDuff D., Salamon D: Introduction to symplectic topology, 2nd edition. Clarendon press, Oxford (1998)
Nonnenmacher S.: Some open questions in ‘wave chaos’. Nonlinearity 21(8), T113–T121 (2008)
Nonnenmacher S., Zworski M.: Distribution of resonances for open quantum maps. Comm. Math. Phys. 269(2), 311–365 (2007)
Pesin, Y.: Lectures on Partial Hyperbolicity and Stable Ergodicity. Zünch: European Mathematical Society, 2004
Reed, M., Simon, B.: Mathematical methods in physics, Vol. I: Functional Analysis. New York: Academic Press, 1972
Reed, M., Simon, B.: Mathematical methods in physics, Vol. IV: Analysis of operators. New York: Academic Press, 1978
Ruelle, D.: Thermodynamic formalism. The mathematical structures of classical equilibrium. Statistical mechanics. With a foreword by Giovanni Gallavotti. Reading, MA: Addison-Wesley Publishing Company, 1978
Ruelle D.: Locating resonances for axiom A dynamical systems. J. Stat. Phys. 44, 281–292 (1986)
Cannas Da Salva, A.: Lectures on Symplectic Geometry. Berlin-Heidelberg-New York: Springer, 2001
Sjöstrand J.: Geometric bounds on the density of resonances for semiclassical problems. Duke Math. J. 60(1), 1–57 (1990)
Sjöstrand, J.: Density of resonances for strictly convex analytic obstacles. Canad. J. Math. 48(2), 397–447, (1996) (with an appendix by M. Zworski)
Sjöstrand, J.: Lecture on resonances. Available on http://www.math.polytechnique.fr/~sjoestrand/NowListe070411.html, 2002
Sjöstrand J.: Resonances associated to a closed hyperbolic trajectory in dimension 2. Asym. Anal. 36(2), 93–113 (2003)
Sjöstrand J., Zworski M.: Fractal upper bounds on the density of semiclassical resonances. Duke Math. J. 137, 381–459 (2007)
Taylor, M.: Partial differential equations, Vol. I. Berlin-Heidelberg-New York: Springer, 1996
Taylor, M.: Partial differential equations, Vol. II. Berlin-Heidelberg-New York: Springer, 1996
Tsujii M.: Decay of correlations in suspension semi-flows of angle-multiplying maps. Erg. Th. Dyn. Sys. 28, 291–317 (2008)
Tsujii M.: Quasi-compactness of transfer operators for contact Anosov flows. Nonlinearity 23, 1495 (2010)
Tsujii, M.: Contact Anosov flows and the FBI transform. http://arXiv.org/abs/1010.0396v2 [math.DS], 2010
Wong, M.W.: An introduction to pseudo-differential operators. 2nd ed., River Edge, NJ: World Scientific Publishing Co. Inc., 1999
Wunsch J., Zworski M.: The FBI transform on compact \({\mathcal{C}^\infty}\) manifolds. Trans. Am. Math. Soc. 353(3), 1151–1167 (2001)
Zelditch, S.: Quantum ergodicity and mixing of eigenfunctions. Elsevier Encyclopedia of Math. Phys., vol. 1, Oxford: Elsevier, 2006, pp. 183–196
Zworski M.: Resonances in physics and geometry. Notices of the A.M.S. 46(3), 319–328 (1999)
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by S. Zelditch
Rights and permissions
About this article
Cite this article
Faure, F., Sjöstrand, J. Upper Bound on the Density of Ruelle Resonances for Anosov Flows. Commun. Math. Phys. 308, 325–364 (2011). https://doi.org/10.1007/s00220-011-1349-z
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00220-011-1349-z