Skip to main content
Log in

Development of a machine learning model to predict lateral hinge fractures by analyzing patient factors before open wedge high tibial osteotomy

  • KNEE
  • Published:
Knee Surgery, Sports Traumatology, Arthroscopy Aims and scope

Abstract

Purpose

Several methods have been developed to prevent lateral hinge fractures (LHFs), using only classic statistical models. Machine learning is under the spotlight because of its ability to analyze various weights and model nonlinear relationships. The purpose of this study was to create a machine learning model that predicts LHF with high predictive performance.

Methods

Data were collected from a total of 439 knees with medial osteoarthritis (OA) treated with Medial open wedge high tibial osteotomy (MOW-HTO) from March 2014 to February 2020. The patient data included age, sex, height, and weight. Preoperative, determined, and modifiable factors were categorized using X-ray and CT data to create ensemble models with better predictive performance. Among the 57 ensemble models, which is the total number of possible combinations with six models, the model with the highest area under curve (AUC) or F1-score was selected as the final ensemble model. Gain feature importance analysis and the Shapley additive explanations (SHAP) feature explanation were performed on the best models.

Results

The ensemble model with the highest AUC was a combination of a light gradient boosting machine (LGBM) and multilayer perceptron (MLP) (AUC = 0.992). The ensemble model with the highest F1-score was the model that combined logistic regression (LR) and MLP (F1-score = 0.765). Distance X was the most predictive feature in the results of both model interpretation analyses.

Conclusion

Two types of ensemble models, LGBM with MLP and LR with MLP, were developed as machine learning models to predict LHF with high predictive performance. Using these models, surgeons can identify important features to prevent LHF and establish strategies by adjusting modifiable factors.

Study design

Retrospective cohort study.

Level of evidence

3.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5

Similar content being viewed by others

References

  1. Choi HG, Kim JS, Jung YS, Yoo HJ, Lee YS (2021) Prediction and development of preventive strategies for lateral hinge fracture during opening wedge high tibial osteotomy based on osteotomy configurations. Am J Sports Med 49:2942–2954

    Article  PubMed  Google Scholar 

  2. Francois C (2017) Deep learning with Python. Manning Publications Company, New York

    Google Scholar 

  3. Groot OQ, Bindels BJJ, Ogink PT, Kapoor ND, Twining PK, Collins AK et al (2021) Availability and reporting quality of external validations of machine-learning prediction models with orthopedic surgical outcomes: a systematic review. Acta Orthop 92:385–393

    Article  PubMed  PubMed Central  Google Scholar 

  4. Han S-B, Choi J-H, Mahajan A, Shin Y-S (2019) Incidence and predictors of lateral hinge fractures following medial opening-wedge high tibial osteotomy using locking plate system: better performance of computed Tomography scans. J Arthroplasty 34:846–851

    Article  PubMed  Google Scholar 

  5. Han SB, Lee DH, Shetty GM, Chae DJ, Song JG, Nha KW (2013) A “safe zone” in medial open-wedge high tibia osteotomy to prevent lateral cortex fracture. Knee Surg Sports Traumatol Arthrosc 21:90–95

    Article  CAS  PubMed  Google Scholar 

  6. Harris AH, Kuo AC, Bowe TR, Manfredi L, Lalani NF, Giori NJ (2021) Can machine learning methods produce accurate and easy-to-use preoperative prediction models of one-year improvements in pain and functioning after knee arthroplasty? J Arthroplasty 36(112–117):e116

    Google Scholar 

  7. Hong N, Park H, Kim CO, Kim HC, Choi JY, Kim H et al (2021) Bone radiomics score derived from DXA hip images enhances hip fracture prediction in older women. J Bone Miner Res 36:1708–1716

    Article  PubMed  Google Scholar 

  8. Jeni LA, Cohn JF, De La Torre F (2013) Facing imbalanced data--recommendations for the use of performance metrics. Paper presented at: 2013 Humaine association conference on affective computing and intelligent interaction.

  9. Kim TW, Lee SH, Lee JY, Lee YS (2019) Effect of fibular height and lateral tibial condylar geometry on lateral cortical hinge fracture in open wedge high tibial osteotomy. Arthroscopy 35:1713–1720

    Article  PubMed  Google Scholar 

  10. Lee OS, Lee YS (2018) Diagnostic value of computed tomography and risk factors for lateral hinge fracture in the open wedge high tibial osteotomy. Arthroscopy 34:1032–1043

    Article  PubMed  Google Scholar 

  11. Lee SJ, Kim JH, Baek E, Ryu HS, Han D, Choi W (2021) Incidence and factors affecting the occurrence of lateral hinge fracture after medial opening-wedge high tibial osteotomy. Orthop J Sports Med 9:23259671211035372

    Article  PubMed  PubMed Central  Google Scholar 

  12. Lee SS, Celik H, Lee DH (2018) Predictive factors for and detection of lateral hinge fractures following open wedge high tibial osteotomy: plain radiography versus computed tomography. Arthroscopy 34:3073–3079

    Article  PubMed  Google Scholar 

  13. Lundberg SM, Erion GG, Lee S-I (2018) Consistent individualized feature attribution for tree ensembles. arXiv preprint arXiv:1802.03888

  14. Lundberg SM, Lee S-I (2017) A unified approach to interpreting model predictions. Advances in neural information processing systems 30, NIPS 2017, Long Beach, CA, USA

  15. Meidinger G, Imhoff AB, Paul J, Kirchhoff C, Sauerschnig M, Hinterwimmer S (2011) May smokers and overweight patients be treated with a medial open-wedge HTO? Risk factors for non-union. Knee Surg Sports Traumatol Arthrosc 19:333–339

    Article  PubMed  Google Scholar 

  16. Miller BS, Dorsey WO, Bryant CR, Austin JC (2005) The effect of lateral cortex disruption and repair on the stability of the medial opening wedge high tibial osteotomy. Am J Sports Med 33:1552–1557

    Article  PubMed  Google Scholar 

  17. Miller BS, Downie B, McDonough EB, Wojtys EM (2009) Complications after medial opening wedge high tibial osteotomy. Arthroscopy 25:639–646

    Article  PubMed  Google Scholar 

  18. Nakamura R, Komatsu N, Murao T, Okamoto Y, Nakamura S, Fujita K et al (2015) The validity of the classification for lateral hinge fractures in open wedge high tibial osteotomy. Bone Joint J 97-B:1226–1231

    Article  CAS  PubMed  Google Scholar 

  19. Ramkumar PN, Karnuta JM, Haeberle HS, Owusu-Akyaw KA, Warner TS, Rodeo SA et al (2021) Association between preoperative mental health and clinically meaningful outcomes after osteochondral allograft for cartilage defects of the knee: a machine learning analysis. Am J Sports Med 49:948–957

    Article  PubMed  Google Scholar 

  20. Ray S. A quick review of machine learning algorithms (2019) Paper presented at: 2019 International conference on machine learning, big data, cloud and parallel computing (COMITCon).

  21. Rose T, Imhoff AB (2007) Complications after transgenicular osteotomies. Oper Tech Orthop 17:80–86

    Article  Google Scholar 

  22. Samuel AL (1988) Some studies in machine learning using the game of checkers. II-recent progress. Computer Games I:366–400

    Google Scholar 

  23. Stoffel K, Stachowiak G, Kuster M (2004) Open wedge high tibial osteotomy: biomechanical investigation of the modified arthrex osteotomy plate (puddu plate) and the TomoFix plate. Clin Biomech 19:944–950

    Article  Google Scholar 

  24. Vickers AJ, Holland F (2021) Decision curve analysis to evaluate the clinical benefit of prediction models. Spine J 21:1643–1648

    Article  PubMed  PubMed Central  Google Scholar 

  25. Yacobucci GN, Cocking MR (2008) Union of medial opening-wedge high tibial osteotomy using a corticocancellous proximal tibial wedge allograft. Am J Sports Med 36:713–719

    Article  PubMed  Google Scholar 

  26. Yoo OS, Lee YS, Lee MC, Park JH, Kim JW, Sun DH (2016) Morphologic analysis of the proximal tibia after open wedge high tibial osteotomy for proper plate fitting. BMC Musculoskelet Disord 17:423

    Article  PubMed  PubMed Central  Google Scholar 

  27. Youngstrom EA (2014) A primer on receiver operating characteristic analysis and diagnostic efficiency statistics for pediatric psychology: we are ready to ROC. J Pediatr Psychol 39:204–221

    Article  PubMed  Google Scholar 

  28. Zhang Y, Yang D, Liu Z, Chen C, Ge M, Li X et al (2021) An explainable supervised machine learning predictor of acute kidney injury after adult deceased donor liver transplantation. J Transl Med 19:321

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  29. Zhou Z-H (2012) Ensemble methods: foundations and algorithms. CRC Press, Boca Raton

    Book  Google Scholar 

Download references

Funding

This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korean Government (MSIT). No.2021R1A2C1092657.

Author information

Authors and Affiliations

Authors

Contributions

HWJ, HGC and YSL participated in study design and drafted the manuscript, HWJ and MJK performed the statistical analysis, HWJ, MJK and SYP collected the data and contributed to performing statistical analysis, SYP conceived of the study, participated in coordination and helped to draft the manuscript. All authors read and approved the final.

Corresponding author

Correspondence to Yong Seuk Lee.

Ethics declarations

Conflict of interest

The authors declare that they have no conflicts of interest.

Ethical approval

This article does not contain any studies with human participants or animals performed by any of the authors.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Jeong, H.W., Kim, M., Choi, H.G. et al. Development of a machine learning model to predict lateral hinge fractures by analyzing patient factors before open wedge high tibial osteotomy. Knee Surg Sports Traumatol Arthrosc 31, 3070–3078 (2023). https://doi.org/10.1007/s00167-022-07137-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00167-022-07137-6

Keywords

Navigation