Introduction

People of African origin worldwide have an increased risk of cerebrovascular disease, the risk being about 1.1- to 2.3-fold that of populations of European origin in the UK [1]. This increased risk of stroke is associated with increased small vessel pathology [2]. Measurable microvascular diseases such as retinopathy [3] are similarly elevated in people of African origin. These observations have been thus far unexplained by conventional risk factors.

The retinal microvasculature provides a readily accessible site for non-invasive measurement of a microcirculatory bed that shares functional properties with the cerebral circulation.

We have previously demonstrated associations between retinal arteriolar narrowing and hypertension [4] and between arteriolar bifurcation optimality and lower-limb atherosclerosis [5] and ischaemic heart disease mortality [6].

We hypothesised that retinal arteriolar bifurcation properties and arteriolar diameters would be more adverse in British people of African-Caribbean origin than in Europeans and that ethnic differences would be explained by diabetes or BP.

Methods

Participants, baseline measurements and retinal photography

We performed new analyses of retinal photographs collected during the baseline phase (1990–1991) of a population-based bi-ethnic cohort of 578 first-generation British African Caribbeans and 582 white Europeans aged 40–69 years (the Brent Study) [7]. Local ethical committee approval was granted and all participants gave written informed consent.

The response rate was 58%. All participants (n = 693) who attended one centre, which had photography facilities, were eligible for retinal photography. Participants had 45° macular field photographs of each eye taken using a non-mydriatic camera after dilatation of the pupil with 1% tropicamide.

Participants completed a questionnaire on medical history and lifestyle. Anthropometrics and sitting BP were recorded. Fasting blood samples were taken. World Health Organization 1999 criteria were used to define diabetes.

Retinal microvascular analyses

Digitised images were analysed using a custom-written semi-automated program running within the Matlab programming environment. Diameters were measured to sub-pixel resolution. Vessel length was tracked along the vessel between bifurcations. The length:diameter ratio (LDR) is insensitive to the refractive properties of the eye and was calculated as the ratio of the length of a vessel segment to its average diameter between two branching points.

We assessed the extent to which arteriolar bifurcations depart from the optimal diameter relationship predicted by Murray’s law [8], by calculating the ratio of the mean diameter of daughter vessels to the diameter of the parent vessel. After correction for bifurcation asymmetry, a bifurcation compliant with Murray’s law has an asymmetry ratio of 0.79 (cube root of 1/2) [8], and the absolute amount by which the measured ratio differs from this value is known as the optimality deviation. An optimal bifurcation experiences uniform shear stress, and deviation from optimum indicates endothelial dysfunction [9].

Images were graded by two trained observers, blinded to participant identity and ethnicity. Bland–Altman coefficients of repeatability (inter-observer) for arteriolar length diameter ratio and optimality ratio were 5.2 and 0.16.

Statistical analyses

Retinal vasculature measurements were examined in each ethnic group. Skewed variables were appropriately transformed. People receiving treatment for hypertension were allocated to the top rank/tertiles of BP or separately categorised. Interactions between ethnicity and each risk factor were assessed. There were no significant interactions between ethnicity and sex for any retinal measurements; hence data are not stratified by sex. Ethnic group differences in retinal measurements were explored in linear regression models; age, sex, ranked systolic BP (SBP) and fasting glucose were forced into multivariate models.

Results

Baseline characteristics

Of the 683 sets of retinal images, 28% (84/299) African Caribbean and 16% (61/384) European were not analysable because of poor image quality. Those with analysable retinal images consisted of 215 African Caribbeans and 323 Europeans. Measures of dysglycaemia and hypertension were worse in African Caribbeans compared with Europeans (Table 1). Findings in people with analysable retinal images were consistent with the baseline characteristics of the whole study population.

Table 1 Characteristics of those with analysable retinal images

Retinal vascular measurements

Median numbers of arterioles and arteriolar bifurcations analysed were seven and five, respectively; 79% were graded in one eye only, because of image quality. The numbers of images per person analysed did not differ by ethnicity.

African Caribbeans had greater deviation from optimal diameter relationships at arteriolar bifurcations compared with Europeans (Table 1). Ethnic group differences in optimality deviation did not vary by diabetes, hypertension or metabolic syndrome status and were unexplained by measured risk factors (Table 1).

African Caribbeans had narrower arterioles than Europeans, and correspondingly greater arteriolar LDRs. These ethnic differences remained when we excluded those receiving treatment for hypertension, but were attenuated on adjustment for SBP (Table 1).

There was a significant interaction between BP and diabetes in association with arteriolar diameter in both ethnic groups (age- and sex-adjusted p-value for interaction, diabetes × SBP = 0.011), such that there was a significant negative and linear gradient in arteriolar diameter across categories of SBP in people without diabetes, but not in those with diabetes (adjusted β-coefficients for SBP: Europeans: −0.42, p = 0.002 vs 0.17, p = 0.69, African Caribbeans: −0.35, p = 0.023 vs 0.01, p = 0.96 (Fig. 1). This interaction was unaltered on adjustment for fasting glucose levels. A similar interaction was observed for arteriolar LDR.

Fig. 1
figure 1

Arteriolar diameters by ethnicity, tertiles of SBP and diabetes status (age- and sex-adjusted). Means and 95% CIs. a People without diabetes. White bars, Europeans (n = 292), β-coefficient −0.42, p = 0.002; black bars, African Caribbeans (n = 161), β-coefficient −0.35, p = 0.023. b People with diabetes. White bars, Europeans (n = 30), β-coefficient 0.17, p = 0.69; black bars, African Caribbeans (n = 51), β-coefficient 0.01, p = 0.96. β-Coefficients are for linear trend across SBP categories

Discussion

In this population-based study of British people of African-Caribbean and European descent, we have demonstrated for the first time that specific quantitative measures of retinal microvascular structure differ by ethnicity and diabetes status.

Compared with Europeans, the relationship between arteriolar diameters at bifurcations was less optimal in African Caribbeans. We interpret the less optimal arteriolar bifurcations observed in African Caribbeans as indicative of impaired microvascular endothelial function in the cerebrovascular microcirculation [8, 9], and suggest that this might play a causal role in their elevated risk of stroke. Neither diabetes nor BP explained the ethnic difference in bifurcation optimality.

In contrast, arteriolar narrowing in African Caribbeans was explained by higher BPs. In our study, arteriolar narrowing was strongly associated with BP in people without diabetes in both ethnic groups, but this association was lost in people with diabetes. This is similar to the findings of the Cardiovascular Health Study, where relationships between BP and generalised arteriolar narrowing were weaker in diabetic than in non-diabetic individuals [10]. Reasons for this attenuation of the relationship between LDR and BP in diabetes are not known. The reduction of arteriolar diameter increases resistance to blood flow but also serves to protect the capillary bed from the potentially damaging effects of elevated systemic BP. We hypothesise that the increase in arteriolar narrowing in response to elevated BP is impaired in insulin-resistant states, so that no association between LDR and BP is observed. Diabetes is well recognised to result in loss of autoregulation in the retinal circulation, and insulin resistance is also associated with altered cerebrovascular autoregulation. These observations provide a plausible mechanism for the greatly elevated stroke mortality rates in African Caribbeans with diabetes.

Limitations

Limitations of the study include 28% and 16% of African Caribbeans and Europeans with unanalysable images. It is conceivable that people with more severe retinal disease would be more likely to have unanalysable images and that this might vary by ethnicity. However, there was nothing to suggest that this was the case and the baseline characteristics of the group with analysable images were similar to those of the whole study group; in any case such a scenario would tend to result in underestimation of between group differences.

We adjusted for the effects of antihypertensive medications by ranking people receiving treatment for hypertension as if they had the highest levels of BP; however, similar effects were observed when we adjusted our models for BP without taking medication use into account and when we excluded people receiving antihypertensive medications—this suggests that the effects of BP are independent of treatment.

Although we did not detect any significant interactions between ethnicity and other measured risk factors including sex, the study was not sufficiently powered to detect small interactions. However, effects of missed interactions are again likely to lead to underestimation of ethnic group differences.

Further limitations relate to the cross-sectional nature of the study. It is not possible to draw conclusions as to whether BP and glucose homeostasis are on the causal pathway to the observed retinal vascular findings, or whether suboptimal microvascular structure and function precede impaired glucose homeostasis and hypertension.

By focusing on two a priori primary outcome measures, we attempted to avoid multiple statistical testing in our main analyses, but acknowledge that the strength of associations between LDR, diabetes and ethnicity are relatively weak.

However, these associations offer a plausible explanation for at least part of the ethnic disparity in stroke risk and lead us to hypothesise that cerebral autoregulation and structural remodelling might be adversely affected in the presence of diabetes in both ethnic groups. Microvascular endothelial dysfunction, together with impaired arteriolar structure and function in association with diabetes, presents a possible explanation for the increased risk of stroke experienced by people of African-Caribbean origin. Prospective evidence is required to substantiate these hypotheses.