Abstract
Background/hypothesis
HLA, INS, PTPN22 and CTLA4 are considered to be confirmed type 1 diabetes susceptibility genes. HLA, PTPN22 and CTLA4 are known to be involved in immune regulation. Few studies have systematically investigated the joint effect of multiple genetic variants. We evaluated joint effects of the four established genes on the risk of childhood-onset type 1 diabetes.
Methods
We genotyped 421 nuclear families, 1,331 patients and 1,625 controls for polymorphisms of HLA-DRB1, −DQA1 and −DQB1, the insulin gene (INS, −23 HphI), CTLA4 (JO27_1) and PTPN22 (Arg620Trp).
Results
The joint effect of HLA and PTPN22 on type 1 diabetes risk was significantly less than multiplicative in the case-control data, but a multiplicative model could not be rejected in the trio data. All other two-way gene–gene interactions fitted multiplicative models. The high-risk HLA genotype conferred a very high risk of type 1 diabetes (OR 20.6, using the neutral-risk HLA genotype as reference). When including also intermediate-risk HLA genotypes together with risk genotypes at the three non-HLA loci, the joint odds ratio was 61 (using non-risk genotypes at all loci as reference).
Conclusion
Most established susceptibility genes seem to act approximately multiplicatively with other loci on the risk of disease except for the joint effect of HLA and PTPN22. The joint effect of multiple susceptibility loci conferred a very high risk of type 1 diabetes, but applies to a very small proportion of the general population. Using multiple susceptibility genotypes compared with HLA genotype alone seemed to influence the prediction of disease only marginally.
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Introduction
The risk of complex diseases such as type 1 diabetes is generally thought to be influenced by multiple genetic and non-genetic factors, and it has been hypothesised that interactions between genes, or epistasis, are very common for such diseases [1]. The presence of interactions could be one of the reasons why searching for susceptibility loci for many diseases has been less successful than expected [2]. When moving from monogenic diseases to complex diseases, it seems reasonable to assess more than one locus at a time, although models become increasingly complex as the number of loci increases [3].
Whereas few or no common genetic variants have been firmly established for most common diseases [4], there are now at least four genetic loci that are established as causally involved in the aetiology of type 1 diabetes. They give us a unique possibility to evaluate gene–gene interactions among established susceptibility genes. Specific allelic combinations of DRB1, DQA1 and DQB1 in the human leucocyte antigen (HLA) complex, variants in the insulin gene (INS), the cytotoxic T lymphocyte antigen-4 gene (CTLA4) and the protein tyrosine phosphatase, non-receptor type 22 gene (PTPN22) have been repeatedly associated with type 1 diabetes susceptibility [5–8] using different approaches. All established loci are thought to be involved somehow in immune regulation, but details of the mechanisms relating the polymorphisms to risk of type 1 diabetes are in most cases poorly understood.
Evaluating the joint effects of genes contributes important information for risk prediction, and is also thought to provide information about biological interactions, although the latter is controversial and more complex than commonly thought [2, 3, 9].
Previous studies have assessed interaction between HLA and INS and reported divergent results [10–18]. The reported results of the joint effect of HLA and INS are confusing not only because they have shown diverging results but also because the definitions and terminology of interactions are not consistent [19]. The interpretation of statistical interaction depends on the choice of scale used to measure the effects [2]. Although additivity of risks is often taken as independence [20], multiplicativity of risk is sometimes also taken as independence [21]. The joint action of HLA and INS has variously been described as being multiplicative [14, 15], additive [13], providing evidence of interaction [15], and non-interacting [13, 14, 17].
Few studies have investigated the more recently established susceptibility loci PTPN22 and CTLA4 in the context of joint effects on the risk of type 1 diabetes. The studies that have been done have mainly concluded that there is a non-interaction [22, 23] effect, but here also the results have diverged [24–27].
The aim of our study was to assess the joint effects of the four established susceptibility loci HLA, INS, CTLA4 and PTPN22 in type 1 diabetes, using a consistent approach with both population-based case-control and family trio designs and with large sample sizes.
Methods
Participants
We analysed two independent type 1 diabetes data sets. One nuclear family set consisted of 421 trios with mother, father and one child diagnosed in Norway with type 1 diabetes before age 15 years (225 [53.4%] of the affected children were boys). The families were collected between 1993 and 1997. In families with more than one affected sibling, only the proband was included in the analyses. The case-control data set consisted of 1,331 type 1 diabetes patients (51.9% boys and 48.1% girls) and 1,625 (51.4% boys and 48.6% girls) control participants aged <15 years. In analyses involving age of disease onset, we divided the data sets according to age of disease onset of the affected child into three groups (0–4.9, 5–9.9 and ≥10 years). The controls were randomly selected from the official population registry among children born between 1985 and 1999 and recruited in 2001, as previously described [28]. The patients in the case-control material were from the Norwegian Childhood Diabetes Registry consecutively recruited between 1997 and 2000 [29] and between 2002 and 2005. The type 1 diabetes patients and their family members were recruited by the Norwegian Childhood Diabetes Study Group, including all paediatric departments in Norway. All type 1 diabetes patients were diagnosed according to EURODIAB criteria [30]. The study was approved by the local ethics committee, and informed consent was obtained from all participants or their parents.
Genomic DNA extraction and genotyping
In the majority of the type 1 diabetes case-control samples we used DNA extracted from buccal cells [31]. In all remaining samples, DNA was extracted from peripheral whole blood using a salting-out protocol. Genotyping of HLA-DRB1, −DQA1 and −DQB1 was performed using PCR-SSOP (sequence-specific oligonucleotide probing) mainly following published methods [32], or PCR-SSP (sequence-specific primer) [33, 34], or using time-resolved fluorescence technology in the Delfia assay (Perkin-Elmer Life Sciences, Turku, Finland). HLA genotypes were grouped into four risk categories based on DQB1, DQA1 and DRB1 genotypes, including DRB1*04 subtyping. The majority of DRB1*04-DQA1*0301-DQB1*0302 haplotypes in Norway are DRB1*0401 or −0404 (constituting >94% of the haplotypes) [35]. In the present study the other rare subtypes are referred to as DRB1*04XX. Because of the almost complete linkage disequilibrium between INS-VNTR allele classes and the −23 HphI polymorphism, we genotyped −23 HphI (rs689) as a marker for the INS-VNTR. The −23 HphI A allele corresponds to the VNTR class I and the −23 HphI T allele correspond to the VNTR class III. In PTPN22 we genotyped the single nucleotide polymorphism (SNP) Arg620Trp (rs2476601). The SNP JO27_1 (rs11571297) was genotyped in CTLA4. SNP genotyping was performed by TaqMan allelic discrimination assays on an ABI 7900HT DNA Analyzer (Applied Biosystems, Foster City, CA USA). Primer and probe sequences are shown in Electronic Supplementary Material (ESM) Table 1. The PCR conditions are available on request.
Data analysis
The HLA haplotypes were grouped as high risk, intermediate risk, neutral risk and low risk according to the following criteria: high-risk category, DRB1*0401/04XX-DQA1*03-DQB1*0302/DRB1*03-DQA1*05-DQB1*0201 (DR4-DQ8/DR3-DQ2); low-risk category, all genotypes with at least one DQB1*0602 allele; intermediate-risk category, DRB1*0404-DQ8/DR3-DQ2, DR3-DQ2/DR3-DQ2, DR4-DQ8/DR4-DQ8 (with the exception of DRB1 0404-DQ8 homozygotes, which were grouped as neutral), DRB1*0401 or 040XX-DQ8/X (X≠DQB1*0602 or DR3-DQ2). The remaining haplotypes were grouped in the neutral-risk category. For assessment of two-locus joint effects, we pooled genotypes of INS, PTPN22 and CTLA4 as follows: INS class I/I genotypes were compared with I/III together with III/III genotypes. The PTPN22 TT and CT genotypes were compared with CC. CTLA4 (JO27_1) TT genotypes were compared with TC and CC genotypes. Not all individuals were genotyped for non-HLA polymorphisms because of lack of DNA. We did not exclude individuals with some missing genotypes to prevent the loss of important information when looking at joint effects between polymorphisms. The available numbers of individuals for each analysis are seen in the tables. Data were presented using stratified 2 × 2 tables and analysed using logistic regression models including interaction (product) terms, in SPSS for Windows (version 14.0; SPSS, Chicago, IL, USA). In addition to formal analyses treating HLA categories as categorical in the logistic regression, we also tested for interactions when treating HLA category as a continuous variable coded 1, 2, 3, 4, thus maximising the power under alternative models where the effect of a non-HLA locus (as measured by the odds ratio [OR]) was assumed to decrease (or increase) (logit) linearly over the four HLA risk categories (test for interaction with one degree of freedom). Case-only analyses were used to estimate interaction parameters and to test for deviation from multiplicative effects using logistic regression [36]. In addition to the increased power obtained by utilising all cases (from case-control and trio materials) simultaneously, case-only analyses have increased power by making the implicit assumption that there is no association between the two loci in the population; i.e. the OR for their association is 1.0 in the population. Thus, under reasonable assumptions the case-only analysis makes the most efficient use of data to assess deviation from multiplicative models. In the case-control analysis, likelihood ratio tests comparing nested logistic regression models were used as global tests for interaction. The transmission disequilibrium test [37] was performed using the UNPHASED application implemented in the UNPHASED software version 2.4 [38]. For the trio data, 95% confidence intervals for the relative risk were estimated using conditional logistic regression in UNPHASED. Receiver operating curve (ROC) and confidence bounds for the area under the curve were estimated assuming a non-parametric distribution and analyses were done using SPSS version 14.0. Genotypes were added sequentially in order of likelihood ratio (or equivalently by the absolute risk conferred by a given genotype combination estimated using Bayes’ formula). Two four-locus genotype combinations were absent among cases in our material, and a very low value for the estimated absolute risk was imputed for these to allow inclusion in the ROC curve estimation with all four loci simultaneously. A p value <0.05 was considered to be statistically significant.
Results
The single-locus main effects are shown in ESM Table 2 (case-control data) and ESM Table 3 (trios). Compared with the neutral HLA risk category, the high-risk category showed a strong association with type 1 diabetes, with OR 20.6; for the intermediate-risk category the OR was 5.7 and for the low-risk category it was 0.09. INS, PTPN22 and CTLA4 also showed an association with type 1 diabetes, as expected. The transmission of the risk allele in the nuclear families confirmed the associations in INS, PTPN22 and CTLA4 (JO27_1), although with borderline significance for JO27_1 (ESM Table 3).
Joint effect of HLA and PTPN22
ORs for the effect of PTPN22 varied across the HLA risk categories and were significant in some of the subgroups. The ORs were smaller for the risk-conferring HLA genotypes, indicating negative deviation from a multiplicative model. A global test of interaction (with 3 df) between HLA and PTPN22 in the logistic regression model confirmed a significant interaction (p = 0.024). In the trio data, the relative risk conferred by the PTPN22 T allele was similar in the strata defined by HLA group, with no evidence for deviation from a multiplicative model (ESM Table 4). A case-only analysis among all cases from the case-control and family materials (ESM Table 5) supported a significant negative deviation from multiplicative effects, with weaker ORs conferred by PTPN22 in the HLA risk categories (3 df test for interaction; p = 0.028). When treating HLA-encoded risk as a continuous variable in the analysis (1 df), the interaction was even more statistically significant (p = 0.003). There was no association between HLA and PTPN22 among the controls (3 df test; p = 0.19). We tried to fit the case-control data to an additive odds model using generalised linear models in STATA (version 9), as described by Skrondal [39]. However, convergence was not obtained, suggesting that the data did not fit well to an additive model.
Joint effect of HLA and INS
The 3 df test for interaction between INS and HLA was not statistically significant (p = 0.67). There was also no statistically significant deviation from a multiplicative model in the trio data (test for interaction, p = 0.5) (ESM Table 4) or in the case-only analysis (3 df test; p = 0.49) (ESM Table 5); even when treating HLA-encoded risk as a continuous variable in the analysis there was no significance (1 df test, p = 0.12). There was also no association between INS and HLA among controls, as expected (3 df test; p = 0.41).
Joint effect of HLA and CTLA4
The ORs for CTLA4 in the different HLA categories (Table 1) indicated no deviation from a two-locus multiplicative model (3 df test; p = 0.53). This was also the case in the trio data set (ESM Table 4) and was supported by the case-only analysis (ESM Table 5; 3 df test; p = 0.57). Again, there was no association between the two loci among controls (3 df test; p = 0.21).
Joint effects of non-HLA loci
There was also no indication of deviation from multiplicative two-locus joint effects of PTPN22-INS, INS-CTLA4 or PTPN22-CTLA4 in the case-control data (Table 2) or in the case-only analysis (ESM Table 5) (all p > 0.39). For the trios, the test for interaction between PTPN22 and CTLA4 showed p = 0.046 (ESM Table 6). Taken together with the analysis of the case-control and the case-only data, this weighs against any deviation from a multiplicative two-locus joint effect also of CTLA4 and PTPN22.
Joint effects of more than two susceptibility loci
We also tested models with all three-way and four-way interactions involving the four susceptibility loci using logistic regression (categorising all loci in two groups: increased risk genotypes or not), but none of the multi-way interactions were statistically significant (all p > 0.29). The simultaneous distribution of risk genotypes at all four loci among cases and controls is shown in ESM Table 7. The results show that the more risk loci an individual carries, the higher the relative risk, but the presence or absence of HLA risk loci influences the relative risk much more than the other loci, as expected. For instance, carrying risk genotypes at all three non-HLA loci but not at HLA is associated with a much lower risk than HLA risk genotypes together with low-risk genotypes at all three other loci. The relative risk (OR) conferred by simultaneously carrying high- or moderate-risk HLA and risk genotypes at all the three other loci compared with non-risk-associated genotypes at all four loci was 61. The expected relative risk under a strict multiplicative model involving all four loci was 123 (multiplying all four single-locus effects by each other). The relatively small number of individuals simultaneously carrying all risk genotypes indicates that the observed negative deviation from a four-way multiplicative model was not statistically significant, in accordance with the formal test cited above.
ROC curve
Another way to assess the predictive utility of combinations of genetic risk markers is the ROC curve [40]. This utilises the genotypes of all included individuals and assesses the combination of sensitivity and specificity of different combinations of genotypes. ROC curves for HLA alone, pairwise combinations of HLA and non-HLA loci, and multiple genotypes (Fig. 1) showed an area under the curve of 0.82 for HLA alone, which was only marginally increased by adding non-HLA loci.
Age of disease onset and sex
We found no significant deviation from a multiplicative model concerning age–locus and sex–locus interaction for any of the genes. This was confirmed in the trio families and case-only analysis (ESM Tables 8 and 9).
Discussion
The present study is a comprehensive evaluation of joint effects of the four most well established type 1 diabetes susceptibility genes in both a large case-control series and family material. The relative risk conferred by PTPN22 was stronger in the lower-risk HLA categories than in the high-risk HLA category, while all other two-locus combinations (HLA-INS, HLA-CTLA4, INS-CTLA4, INS-PTPN22 and PTPN22-CTLA4) were consistent with multiplicative models. Although model-free methods have been developed for gene–gene interaction studies, such as multifactor dimensionality reduction (see [1] and references therein), these methods are designed for the detection of novel susceptibility loci, which was not the goal of our investigation.
Two of the three previous studies of the joint effect of PTPN22 and HLA were in accordance with our results [25, 27] while the other study found no deviation from a multiplicative model [22]. It should be noted that the interaction between PTPN22 and HLA found in the case-control material and case-only analysis was not replicated in our trio data. One of the reasons for this could be lower statistical power in the trio data. Using the Quanto program ([41]; http://hydra.usc.edu/gxe), we found that we had more than 80% power to detect significant two-way gene–gene interaction if the true interaction parameter was 0.5. For the trio design we would need as many trios as we had cases in the case-control study to obtain a similar power. Our number of trios was only about a third of the number of cases in the case-control study, with consequently lower power. The case-only design is known to be the most efficient to detect interaction under certain assumptions. For instance, we had >99% power to detect interaction if the true interaction parameter was 0.5.
The few studies concerning two-locus interaction effects between HLA and CTLA4 and among non-HLA genes [22] have generally indicated multiplicative effects, which is in accordance with our results. Some previous studies have found that the relative risk conferred by INS was similar in subgroups defined by HLA susceptibility genes [11, 12], while three studies have indicated that the effect was stronger in the low risk-HLA categories [16–18], a finding that was only partially supported by our data. On the other hand, one relatively small study has found that the effect of INS was confined to the high-risk HLA-DR4 group [10].
The reason for diverging results of the joint effect of established type 1 diabetes susceptibility genes in the literature could be that the studies have been performed with varying sample sizes and with different study designs. Linkage studies [14, 15], case-control association studies [10, 12, 13, 16] and family trio designs [16, 18, 22, 25] have all been used in these studies. Smaller studies might be inadequate to reveal significant interactions. Different criteria for categorising the HLA risk groups could potentially influence the result of the joint effect of HLA and other type 1 diabetes susceptibility genes. However, our conclusions were not affected by alternative classification of HLA risk groups, such as into DR4-DQ8 vs DR3-DQ2 carriers (data not shown). Studies in different populations and ethnic groups have indicated some heterogeneity in HLA-associated risk of type 1 diabetes and it is also possible that gene–gene interactions may vary across populations. However, despite the observed variations in population risk of type 1 diabetes and in HLA haplotype frequencies across populations, the relative predisposing effects of HLA haplotypes seem to be consistent across populations [42]. In our study all the patients were diagnosed before 15 years of age. The fact that the relative risks associated with both risk genotypes and low-risk genotypes seem to diminish with age above 15 years [43] raises the question whether gene–gene interactions may also differ in different age-groups.
Although no preventive intervention is available for type 1 diabetes today, prediction of disease is an important part of strategies for prevention, both for recruitment of participants for research studies and for identification of target populations for future preventive interventions. Understanding the interacting effect of the established type 1 diabetes susceptibility genes will increase this possibility. In a multiplicative model the relative risk (RR) for a person holding a high-risk genotype at both loci compared with a person with low risk at both loci will be RRlocus1 × RRlocus2. In terms of absolute risk differences, a doubling or tripling of risk due to INS or PTPN22 would be greater for a person with a high-risk HLA genotype than it would for someone with a low-risk HLA genotype. The absolute risk for persons with a given genotype can be estimated by multiplying the average cumulative incidence in the population (0.42% cumulative risk up to age 15 years in Norway [44]) by the ratio of genotype frequency in patients and genotype frequency in controls [18], or using Bayes’ formula. For instance, for a person with a low-risk HLA genotype, a high- or low-risk INS genotype will define whether the estimated absolute risk is approximately 0.01% or 0.028% (absolute risk difference, 0.027%), whereas for those with the high-risk HLA genotype INS will define an estimated risk of approximately 3.0% or 4.7% (absolute risk difference 1.7%).
As discussed in the general setting by Janssens et al. [40], increasing the number of susceptibility loci considered simultaneously generally increases the predictive value for disease. The downside is that the proportion of the population simultaneously carrying multiple risk alleles becomes minute even with a moderate number of susceptibility polymorphisms, and that even with relatively large data sets, as in our study, the absolute risk estimate becomes imprecise. The high-risk HLA genotype is carried by fewer than 3% of population controls, but confers a very high risk of disease. Several practical and scientific aspects of prediction should be considered when evaluating the utility of different prediction regimes. The ROC curve analysis confirms that, despite the higher absolute risk for those few with combinations of several risk markers, adding non-HLA genetic markers only marginally increases the utility of the prediction over that of HLA alone. While up to six susceptibility loci in addition to those studied here have recently been established in type 1 diabetes [45], the magnitude of the effect for each additional locus is very much smaller than that of HLA and even smaller than that of INS and PTPN22, suggesting that they are likely to add only marginally to the prediction of disease in individuals. Furthermore, an informal assessment of the number needed to be genetically screened in order to obtain a cohort of high-risk individuals, which will give rise to a given number of cases of type 1 diabetes, and the costs connected to the genotyping also suggest limited cost-effectiveness in adding non-HLA genetic markers to the prediction regime (data not shown).
In conclusion, in this comprehensive study of interactions among established type 1 diabetes susceptibility genes, we found that the joint effect of HLA and PTPN22 was significantly less than multiplicative in the case-control material, while a multiplicative model could not be rejected for HLA-INS, HLA-CTLA, PTPN-INS, INS-CTLA4 and PTPN-CTLA4. Despite near-multiplicative effects for most loci, and the fact that groups with very high relative risk of type 1 diabetes can be identified by testing for multiple susceptibility genes, only a small proportion of the population (and cases with type 1 diabetes) simultaneously carry HLA and multiple non-HLA susceptibility genotypes.
Abbreviations
- ROC:
-
receiver operating characteristic
- SNP:
-
single nucleotide polymorphism
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Acknowledgement
This work was supported by The National Programme for Research in Functional Genomics in Norway (FUGE), Research Council of Norway, University of Oslo and Eastern Norway Regional Health Authority. G. Joner and L. C. Stene were supported by grants from the Research Council of Norway (148359/330), Norwegian Diabetes Association, Aker Diabetes Research Foundation and Novo Nordisk Fonden. P. R. Njølstad was supported by funds from University of Bergen, and Western Norway Regional Health Authority, Haukeland University Hospital/Innovest, Research Council of Norway (FUGE Programme) and Novo Nordisk Fonden. We thank P. M. Thorsby, J. P. Berg and V. Enge at The Hormone Laboratory, Aker University Hospital, for help with INS genotyping.
Duality of interest
The authors declare that there is no duality of interest associated with this manuscript.
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Bjørnvold, M., Undlien, D.E., Joner, G. et al. Joint effects of HLA, INS, PTPN22 and CTLA4 genes on the risk of type 1 diabetes. Diabetologia 51, 589–596 (2008). https://doi.org/10.1007/s00125-008-0932-0
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DOI: https://doi.org/10.1007/s00125-008-0932-0