Skip to main content
Log in

The evolution of asphyxial defense

  • Papers
  • Published:
Integrative Physiological and Behavioral Science Aims and scope Submit manuscript

Abstract

From the time animals became dependent upon molecular oxygen as an integral part of their energy-producing processes, they have remained in the shadow of acute asphyxial threat—the blocking of respiratory exchange resulting in the intracellular triad of hypoxia, hypercapnia and acidosis. The most commonly occurring precipitant of acute asphyxia has always been the transfer between air and water environments. Over the last one hundred years studies on a wide range of living organisms, from single cells to complex multicellular organisms like mammals, have demonstrated the presence of well-defined metabolic and cardiovascular-respiratory mechanisms for protecting living things against acute asphyxia. Single-celled animals depend upon anaerobiosis and secondarily hypometabolism. In addition to these processes, animals with gills or lungs utilize “passive” protection such as increased oxygen storage and the “dynamic” cardiovascular adjustments of bradycardia and selective ischemia. These latter changes decrease overall oxygen consumption and hence utilize the oxygen stores in the most economical way to protect the cardiac and cerebral tissue, which are most sensitive to hypoxia and vital to continued survival of the organism. In this article an attempt is made to place these processes into an evolutionary context. As through a glass darkly we glimpse asphyxial defense running like a paleophysiological thread through hundreds of millions of years, being accentuated here and muted there, depending upon the particular needs of individual species.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Andersen, H.T. (1959). Depression of metabolism in the duck during diving.Acta Physiologica Scandinavica, 46: 234–239.

    Article  Google Scholar 

  • —— (1966). Physiological adaptations in diving vertebrates.Physiological Reviews, 46: 212–243.

    PubMed  Google Scholar 

  • Augee, M.L., Elsner, R.W., Gooden, B.A. and Wilson, P.R. (1971). Respiratory and cardiac responses of a burrowing animal, the echidna.Respiration Physiology, 11: 327–334.

    Article  PubMed  Google Scholar 

  • Bandurski, R.S., Bradstreet, E.D. and Scholander, P.F. (1968). Metabolic changes in the mudskipper during asphyxia or exercise.Comparative Biochemistry and Physiology, 24: 271–274.

    Article  PubMed  Google Scholar 

  • Bartholomew, G.A., Bennett, A.F. and Dawson, W.R. (1976). Swimming, diving, and lactate production of the marine iguana.Amblyrhynchus cristatus, Copeia, 4: 709–720.

    Article  Google Scholar 

  • Bert, P. (1870).Leçons Sur la Physiologie Comparée de la Respiration. Paris: Baillière.

    Google Scholar 

  • Bjertnaes, L., Hauge, A., Kjekshus, J. and Soyland, E. (1984). Cardiovascular responses to face immersion and apnea during steady state muscle exercise.Acta Physiologica Scandinavica, 120: 605–612.

    Article  PubMed  Google Scholar 

  • Blix, A.S., Elsner, R. and Kjekshus, J.K. (1983). Cardiac output and its distribution through capillaries and A-V shunts in diving seals.Acta Physiologica Scandinavica, 118: 109–116.

    Article  PubMed  Google Scholar 

  • Butler, P.J., Stephenson, R. and Woakes, A.J. (1986). Variability of the heart rate response during voluntary diving in the tufted duck,Aythya fuligula. Journal of Physiology, 371: 69P.

  • Butler, P.J. and Woakes, A.J. (1987). The cardiac response to breath-hold diving at rest and while exercising. (A comparison between man and diving homeotherms.) InThe Physiology of Breath-hold Diving. Maryland, U.S.A.: Undersea and Hyperbaric Medical Society Publication No. 72 (WS/BH) 4/15/87. pp. 200–211.

  • Elsner, R. (1965). Heart rate response in forced versus trained experimental dives in pinnipeds.Hvalradets Skrifter, Norske Videnskaps-Akadamie, Oslo, 48: 24–29.

    Google Scholar 

  • Elsner, R. and Gooden, B.A. (1983).Diving and Asphyxia—A comparative study of animals and man. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Elsner, R., Gooden, B.A. and Robinson, S.M. (1971). Arterial blood gas changes and the diving response in man.Australian Journal of Experimental Biology and Medical Science, 49: 435–444.

    Article  PubMed  Google Scholar 

  • Elsner, R., Millard, R.W., Kjekshus, J.K., White, F., Blix, A.S. and Kemper, W.S. (1985). Coronary blood flow and myocardial segment dimensions during simulated dives in seals.American Journal of Physiology, 249: H1119-H1126.

    PubMed  Google Scholar 

  • Feinstein, R., Pinsker, H., Schmale, M. and Gooden, B.A., (1977). Bradycardial response inAplysia exposed to air.Journal of Comparative Physiology B, 122: 311–324.

    Article  Google Scholar 

  • Fordyce, R.E. (1992). Evolution. In Harrison, R. and Bryden, M.M. (Eds.).Whales, Dolphins and Porpoises. Sydney: Weldon Owen.

    Google Scholar 

  • Garey, W.F. (1962). Cardiac responses of fishes in asphyxic environments.Biological Bulletin of the Marine Laboratory, Woods Hole, 122: 362–368.

    Article  Google Scholar 

  • Gooden, B.A. (1971). Effects of face immersion on body temperature and tail blood flow in the rat.Comparative Biochemistry and Physiology, 40A: 659–668.

    Google Scholar 

  • Gooden, B.A., Stone, H.L. and Young, S. (1974). Cardiac responses to snout immersion in trained dogs.Journal of Physiology, 242: 405–414.

    Google Scholar 

  • Gooden, B.A. (1978).Structure and Function of the Mesenteric Arterial Vasculature from an Aquatic and a Terrestrial Bird. Ph.D. Thesis. Medical Library, The Medical School, Queen’s Medical Centre, Nottingham, U.K.

    Google Scholar 

  • Gooden, B.A. (1980a). A comparisonin vitro of the vasoconstrictor responses of the mesenteric arterial vasculature from the chicken and the duckling to nervous stimulation and to noradrenaline.British Journal of Pharmacology, 68: 263–273.

    PubMed  Google Scholar 

  • Gooden, B.A. (1980b). The effect of hypoxia on vasoconstrictor responses of isolated mesenteric arterial vasculature from chicken and duckling.Comparative Biochemistry and Physiology, 67C: 219–222.

    Google Scholar 

  • Gooden, B.A. (1990). How do marine mammals survive deep diving?Australian Zoologist, 26, No. 1: 26–33.

    Google Scholar 

  • Gooden, B.A. and Elsner, R. (1985). What diving animals might tell us about blood flow regulation.Perspectives in Biology and Medicine, 28: 465–474.

    PubMed  Google Scholar 

  • Gorr, T. and Kleinschmidt, T. (1993). Evolutionary relationships of the coelacanth.American Scientist, 81: 72–82.

    Google Scholar 

  • Guppy, M., Hill, R.D., Schneider, R.C., Qvist, J., Liggins, G.C., Zapol, W.M. and Hochachka, P.W. (1986). Microcomputer-assisted metabolic studies of voluntary diving of Weddell seals.American Journal of Physiology, 250: R175-R187.

    PubMed  Google Scholar 

  • Hance, A.J., Robin, E.D., Halter, J.B., Lewiston, N., Robin, D.A., Cornell, L., Caligiuri, M. and Theodore, J. (1982). Hormonal changes and enforced diving in the harbor sealPhoca vitulina. II. Plasma catecholamines.American Journal of Physiology, 242: R528-R532.

    PubMed  Google Scholar 

  • Harrison, R.J. and King, J.E. (1965).Marine Mammals. London: Hutchinson University Library.

    Google Scholar 

  • Heistad, D.D. and Wheeler, R.C. (1970). Simulated diving during hypoxia in man.Journal of Applied Physiology, 38: 652–656.

    Google Scholar 

  • Hong, S.K., Lin, Y.C., Lally, D.A., Lim, B.J.B., Kominami, N., Hong, P.W. and Moore, T.O., (1971). Aveolar gas exchanges and cardiovascular functions during breath holding with air.Journal of Applied Physiology, 30: 540–547.

    PubMed  Google Scholar 

  • Horgan, J. (1991). Trends in evolution “In the beginning ...”Scientific American, 264 (2): 100–109.

    Google Scholar 

  • Hudson, D.M. and Jones, D.R. (1982). Remarkable blood catecholamine levels in forced dived ducks.Journal of Experimental Zoology, 224: 451–456.

    Article  PubMed  Google Scholar 

  • Johansen, K., Lenfant, C. and Grigg, G.C. (1966). Respiratory properties of blood and responses to diving of the platypus,Ornithorhynchus anatinus (Shaw).Comparative Biochemistry and Physiology, 18: 597–608.

    Article  PubMed  Google Scholar 

  • Kjekshus, J.K., Blix, A.S., Elsner, R., Hol, R. and Amundsen, E. (1982). Myocardial blood flow and metabolism in the diving seal.American Journal of Physiology, 242: R97-R104.

    PubMed  Google Scholar 

  • Koester, J., Mayeri, E., Liebeswar, G. and Kandel, E.R. (1973). The cellular regulation of homeostatis: neural control of the circulation inAplysia.Federation Proceedings, 32: 2179–2187.

    PubMed  Google Scholar 

  • Martin, L.D. and Rothschild, B.M. (1989). Paleopathology and diving mosasaurs.American Scientist, 77: 460–467.

    Google Scholar 

  • Pickwell, G.V. (1968). Energy metabolism in ducks during submergence asphyxia: assessment of a direct method.Comparative Biochemistry and Physiology, 27A: 455–485.

    Article  Google Scholar 

  • Postgate, J. (1986). Microbes in evolution. InMicrobes and Man. Middlesex: Penguin Books, pp. 193–211.

    Google Scholar 

  • Raper, A.J., Richardson, D.W., Kontos, H.A. and Patterson, J.L. (1967). Circulatory responses to breath-holding in man.Journal of Applied Physiology, 22: 201–206.

    PubMed  Google Scholar 

  • Richet, C. (1899). De la résistance des canards à l’asphyxie.Journal de physiologie et de Pathologie Générale, July, pp. 641–650.

  • Scholander, P.F. (1940). Experimental investigations on the respiratory function in diving animals and birds.Hvalradets skrifter, Norske Videnskaps-Akadamie, Oslo, 22, 1–131.

    Google Scholar 

  • Scholander, P.F., Bradstreet, E. and Garey, W. (1962). Lactic acid response in the grunion.Comparative Biochemistry and Physiology, 6: 201–203.

    Article  PubMed  Google Scholar 

  • Scholander, P.F., Irving, L. and Grinnell, S.W. (1942). On the temperature and metabolism of the seal during diving.Journal of Cellular and Comparative Physiology, 19: 67–78.

    Article  Google Scholar 

  • Scholander, P.F., Van Dam, L. and Scholander, S.I. (1955). Gas exchange in roots of mangroves.American Journal of Botany, 42: 92–98.

    Article  Google Scholar 

  • Strømme, S.B. and Ingjer, F. (1978). Comparison of diving bradycardia and maximal aerobic power.Aviation, Space and Environmental Medicine, 49: 1267–1270.

    Google Scholar 

  • Wolf, S., (1993).Brain, Mind and Medicine: Charles Richet and the Origins of Physiological Psychology. New Brunswick, New Jersey: Transaction Publishers.

    Google Scholar 

  • Wolf, S., Schneider, R.A. and Groover, M.E. (1965). Further studies on the circulatory and metabolic alterations of the oxygen-conserving (diving) reflex in man.Transactions of the Association of American Physicians, 78: 242–254.

    PubMed  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

This paper is based on the keynote address presented at “Drowning—A National One Day Seminar” at the University of Queensland Medical School, Brisbane, Australia on November 7, 1990.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Gooden, B.A. The evolution of asphyxial defense. Integrative Physiological and Behavioral Science 28, 317–330 (1993). https://doi.org/10.1007/BF02690929

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF02690929

Keywords

Navigation