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Symbolic dynamics for the renormalization map of a quasiperiodic Schrödinger equation

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Abstract

A rigorous analysis is given of the dynamics of the renormalization map associated to a discrete Schrödinger operatorH onl 2(ℤ), defined byHψ(n)=ψ(n+1)+ψ(n−1)+Vf(nσ)ψ(n), whereV is a real parameter,f is a certain discontinuous period-1 function, and\(\sigma = {{\left( { - 1 + \sqrt 5 } \right)} \mathord{\left/ {\vphantom {{\left( { - 1 + \sqrt 5 } \right)} 2}} \right. \kern-\nulldelimiterspace} 2}\) is the golden mean. The renormalization map forH is a diffeomorphism,T, of ℝ3, preserving a cubic surfaceS V . ForV≧8 we prove that the non-wandering set of the restriction ofT toS v is a hyperbolic set, on whichT is conjugate to a subshift on six symbols. It follows from results in dynamical systems theory that the optimally approximating periodic operators toH have spectra which obey a global scaling law. We also define a set which we call the pseudospectrum” of the operatorH. We prove it to be a Cantor set of measure zero, and obtain bounds on its Hausdorff dimension. It is an open question whether the pseudospectrum coincides with the spectrum ofH.

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Communicated by B. Simon

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Casdagli, M. Symbolic dynamics for the renormalization map of a quasiperiodic Schrödinger equation. Commun.Math. Phys. 107, 295–318 (1986). https://doi.org/10.1007/BF01209396

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