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A tree · a window · a hill; generalization of nearest-neighbor interchange in phylogenetic optimization

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Abstract

The method of nearest-neighbor interchange effects local improvements in a binary tree by replacing a 4-subtree by one of its two alternatives if this improves the objective function. We extend this to k-subtrees to reduce the number of local optima. Possible sequences of k-subtrees to be examined are produced by moving a window over the tree, incorporating one edge at a time while deactivating another. The direction of this movement is chosen according to a hill-climbing strategy. The algorithm includes a backtracking component. Series of simulations of molecular evolution data/parsimony analysis are carried out, fork=4, ..., 8, contrasting the hill-climbing strategy to one based on a random choice of next window, and comparing two stopping rules. Increasing window sizek is found to be the most effective way of improving the local optimum, followed by the choice of hill-climbing over the random strategy. A suggestion for achieving higher values ofk is based on a recursive use of the hill-climbing strategy.

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Acknowledgments: This work was supported in part by grants to the first author from the Natural Sciences and Engineering Research Council (Canada) and theFonds pour la formation de chercheurs et l'aide à la recherche (Québec), and to the third author from the Danish Research Council. The first author is a fellow of the Canadian Institute for Advanced Research. Much of the research was carried out in the spring of 1991 while the first author was visiting the University of Geneva; warmest thanks are due Professor Claude Weber for this opportunity.

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Sankoff, D., Abel, Y. & Hein, J. A tree · a window · a hill; generalization of nearest-neighbor interchange in phylogenetic optimization. Journal of Classification 11, 209–232 (1994). https://doi.org/10.1007/BF01195680

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