Abstract
Investigator information disclosure and subject understanding are examined in four psychiatric studies using data drawn from observation of 88 consent sessions. In an attempt to determine if subjects' understanding of research can be improved, three experimental methods of information giving (including the use of independent subject educators) are compared to standard investigator disclosure. Findings indicate that the use of experimental techniques generally increases the quality of information delivered to prospective subjects, with disclosures by subject educators generating the most complete information. Subject understanding was also found to be significantly associated with the quality of information provided. Diagnosis and level of psychopathology, however, were found to be the most important predictors of subject understanding, with schizophrenics and the highly impaired most likely to demonstrate poor comprehension. These results suggest that the degree of improvement in understanding obtainable for severely disordered subjects is substantially lower than it is for others. The implications of these findings for informed consent, the regulation of medical research, and the protection of human subjects are discussed.
Similar content being viewed by others
References
Adebimpe, V. R. (1981). White norms and psychiatric diagnosis of black patients.American Journal of Psychiatry, 138, 279–285.
Annas, G. J., Glantz, L. H., & Katz, B.F. (1977).Informed consent to human experimentation. Cambridge, Massachusetts: Ballinger.
Appelbaum, P. S., Lidz, C. W., & Meisel, A. (1987).Informed consent: legal theory and clinical practice. New York: Oxford University Press.
Appelbaum, P. S., Roth, L. H., & Lidz, C. W. (1983). The therapeutic misconception: Informed consent in psychiatric research.International Journal of Law and Psychiatry, 5, 319–329.
Appelbaum, P. S., Roth, L. H., Lidz, C. W., Benson, P., & Winslade, W. (1987). False hopes and best data: Consent to research and the therapeutic misconception.Hastings Center Report, 17, 20–24.
Barber, B. (1980).Informed consent in medical therapy and research. New Brunswick, New Jersey: Rutgers University Press.
Barber, B., Lally, J., Makarushka, J. L., & Sullivan, D. (1973).Research on human subjects: Problems of social control in medical experimentation New York: Russell Sage Foundation.
Barbour, G. L., & Blumenkrantz, M. J. (1978). Videotape aids informed consent decision.Journal of the American Medical Association, 240, 2741–2742.
Benson, P. R. (1983). Informed consent: Drug information disclosed to patients prescribed antipsychotic medication.Journal of Nervous and Mental Disease, 172, 642–652.
Benson, P. R., & Roth, L. H. (in press). Trends in the social control of medical and psychiatric research. In D. N. Weisstub (Ed.),Mental health and law: International perspectives, Vol. 3, New York: Pergamon.
Benson, P. R., Roth, L. H., & Winslade, W. J. (1985). Informed consent in psychiatric research: Preliminary findings from an ongoing investigation.Social Science and Medicine, 20, 1331–1341.
Benson, P. R., Roth, L. H., Appelbaum, P. S., Lidz, C. W., & Winslade, W. J. (1987). Informed consent and the regulation of psychiatric research. In J. L. Miller & M. Lewis (Eds.),Research in Social Problems and Public Policy, Vol. 5 (pp. 151–192) New York: JAI Press.
Boreham, P., & Gibson, D. (1978). The informative process in private medical consultations: A preliminary investigation.Social Science and Medicine, 12(5A), 409–416.
Capron, A. M. (1986). Human experimentation. In J. F. Childress, P. A. King, K. H. Rothenberg, & W. J. Wadlington, (Eds.),BioLaw: A legal and ethical reporter on medicine, health care, and bioengineering (pp. 217–252). Frederick, Maryland: University Press of America.
Cartwright, A. (1964).Human relations and hospital care. London: Routledge and Kegan Paul.
Chayet, N. L. (1976). Informed consent of the mentally disabled: A failing fiction.Psychiatric Annals, 6, 295–299.
Cohen, J., & Cohen, P. (1975).Applied regression/correlation analysis for the behavioral sciences. Hillsdale, New York: Lawrence Erlbaum Associates.
Department of Health, Education and Welfare. (1978). Protection of human subjects. Research involving those institutionalized as mentally infirm: Report and recommendations for public comment.Federal Register 43 (March 17). Washington, D. C.: U.S. Government Printing Office.
Dyer, A. R. (1982). Informed consent and the nonautonomous person.IRB: A Review of Human Subjects Research, 4, 1–4.
Faden, R. R., and Beauchamp, T. L. (1986).A history and theory of informed consent New York: Oxford University Press.
Freidson, E. (1970).The profession of medicine. New York: Dodd, Mead, and Co.
Fried, C. (1974).Medical experimentation: Personal integrity and social policy. Amsterdam: Elsevier.
Garham, J. C. (1975). Some observations on informed consent in non-therapeutic research.Journal of Medical Ethics 1, 135–145.
Glass, E. S. (1970). Restructuring informed consent: Legal therapy for the doctor-patient relationship.Yale Law Journal, 79, 1533.
Goldstein, J. (1978). On the right of the institutionalized mentally infirm to consent to or to refuse to participate as subjects in biomedical or behavioral research. In National Commission for the Protection of Human Subjects in Biomedical and Behavioral Research, Appendix: Research Involving Those Institutionalized as Mentally Infirm. DHEW Publication No. (OS) 78-0007. Washington, D.C.: U.S. Government Printing Office.
Gorham, R., & Overall, J. (1962). The brief psychiatric rating scale.Psychological Reports, 10, 799–812.
Gray, B. H. (1975).Human subjects in medical experimentation. New York: Wiley-Interscience.
Gray, B. H. (1978). Complexities of informed consent.Annals of the American Academy of Political and Social Science, 437, 37–48.
Greenwald, R. A., Ryan, M. K., & Mulvihill, J. E. (Eds.). (1982).Human subjects research: A handbook for institutional review boards. New York: Plenum.
Hamilton, M. (1983). On informed consent.British Journal of Psychiatry, 143, 416.
Howard, J. M., DeMets, D., & the BHAT Research Group (1981). How informed is informed consent? The BHAT experience.Controlled Clinical Trials, 2, 287–303.
Inglefinger, F. J. (1972). Informed (but uneducated) consent.New England Journal of Medicine, 288, 465–466.
Katz, J. (1984).The silent world of doctor and patient. New York: Free Press.
Ketai, R., Minter, R. E., Brandwin, M. A., & Brode, M. (1981). Family influence in the recruitment of schizophrenic research subjects.American Journal of Psychiatry, 138, 351–354.
Laforet, E. G. (1976). The fiction of informed consent.Journal of the American Medical Association, 235, 1579–1585.
Lidz, C. W., & Roth, L. H. (1981). The signed form: Informed consent? In J. F. Boruch and J. S. Cecil (Eds.),Solutions to ethical and legal issues in social research. New York: Academic Press.
Lidz, C. W., Meisel, A., Zerubavel, E., Carter, M., Sestak, R. M., & Roth, L. H. (1984).Informed consent: A study of decisionmaking in psychiatry. New York: Guilford Press.
Mackin, R. (1982). Some problems in gaining informed consent from psychiatric patients.Emory Law Journal, 31, 345–374.
Matthews, J. J. (1983). The communication process in clinical settings.Social Science and Medicine, 17, 1371–1378.
Meisel, A., & Roth, L. H. (1983). Toward an informed discussion of informed consent: A review and critique of the empirical studies.Arizona Law Review, 25, 265–346.
McGrath, K., & Briscoe, R. J. (1981). The role of subject advocate in a community-based medical research facility.IRB: A Review of Human Subjects Research, 3, 6–7.
Miller, R., & Willner, H. S. (1974). The two-part consent form: A suggestion for promoting free and informed consent.New England Journal of Medicine, 290, 964–966.
Plotkin, R. (1977). Limiting the therapeutic orgy: Mental patients' right to refuse treatment.Northwestern University Law Review, 72, 461–525.
President's Commission for the Study of Ethical Problems in Medicine & Biomedical & Behavioral Research. (1982).Making health care decisions: The ethical and legal implications of informed consent in the patient-practitioner relationship. Vol. 1:Report. Washington, D. C., U. S. Government Printing Office.
Pryce, I. G. (1978). Clinical research upon mentally ill subjects who cannot give informed consent.British Journal of Psychiatry, 132, 366–369.
Ramsey, P. (1970).The Patient as Person. New Haven, Connecticut: Yale University Press.
Riecken, H. W., & Ravich, R. (1982). Informed consent to biomedical research in Veterans Administration hospitals.Journal of the American Medical Association, 248, 344–348.
Robertson, J. A. (1982). Taking consent seriously: IRB intervention in the consent process.IRB: A Review of Human Subjects Research, 4, 1–5.
Singer, R. (1977). Consent of the unfree: Medical experimentation and behavior modification in the closed institution, Part II.Law and Human Behavior, 1, 105–122.
Stanley, B. (1981, January). Informed consent & competence: A review of empirical research. Unpublished paper presented at a NIMH workshop, “Empirical Research on Informed Consent with Subjects of Uncertain Competence”. Rockville, Maryland.
Stanley, B., & Stanley, M. (1981). Psychiatric research with psychiatric patients: Protecting their autonomy.Comprehensive Psychiatry, 22, 420–425.
Stanley, B., Stanley, M., Lautin, A., Kane, J., & Schwartz, N. (1981). Informed consent and competency in psychiatric research.American Journal of Psychiatry, 138, 669–671.
Stanley, B., Guido, J., Stanley, M., & Shortell, D. (1986). The elderly patient and informed consent: Empirical findings.Journal of the American Medical Association, 246, 1302–1306.
Swazey, J. A. (1978). Protecting the “animal of necessity”: Limits to inquiry in clinical investigation.Daedulus, 107, 129–145.
Author information
Authors and Affiliations
Additional information
Supported by the Foundations Fund for Research in Psychiatry. The authors thank Florence Cohen, Mary Scott Dewire, Mary Hagman, Janice Holden, and Michael Malkin, all of whom assisted in carrying out this study. We also wish to thank Charles Brody, Gray Cavender, Gene Fisher, Nancy Jurik, and Joseph Sheley for their valuable comments on earlier drafts of this article. Jane Tamae Kuroda ably prepared the manuscript.
About this article
Cite this article
Benson, P.R., Roth, L.H., Appelbaum, P.S. et al. Information disclosure, subject understanding, and informed consent in psychiatric research. Law Hum Behav 12, 455–475 (1988). https://doi.org/10.1007/BF01044628
Issue Date:
DOI: https://doi.org/10.1007/BF01044628