Skip to main content
Log in

Modernist and postmodernist metaphors of the policy process: Control and stability vs. chaos and reflexive understanding

  • Published:
Policy Sciences Aims and scope Submit manuscript

Abstract

The complexity of the policy process is such that analysts often resort to metaphorical representations of its most salient aspects. Sometimes these metaphors are used deliberately but, in most cases, they are implicitly built into their theoretical frameworks. This article argues that commonly used metaphors based on the paradigmatic notion of ‘control’ have ceased to be relevant to the analysis of contemporary policy dilemmas. Two new conceptions of the policy process have emerged from the new sciences of complexity. Both chaos theory and models based on the concept of ‘organizational closure’ clearly reveal the self-organizing logic inherent in the problems confronting managers and policy-makers today. The main focus here is on examining the rationales for, and the potentials of, metaphors derived from these paradigmatic innovations - innovations which can be situated within an emerging postmodern culture insofar as they emphasize indeterminacy and the role played by social actors in constructing the social situations in which they find themselves. It is also argued, however, that within very specific contexts the notion of control may still be valid.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Allen, Peter M. (1981). ‘Urban evolution, self-organization, and decision-making,’ Environment and Planning 13: 167–183.

    Article  Google Scholar 

  • Allen, Peter M. (1982). ‘Self-organization in the urban system,’ in W. C. Schieve and P. M. Allen, eds. Self-Organization and Dissipative Structures: Applications in the Physical and Social Sciences. Austin: University of Texas Press, pp. 132–158.

    Google Scholar 

  • Allen, Peter M. (1988). ‘Evolution, innovation and economics,’ in G. Dosi et al., eds. Technical Change and Economic Theory. London: Pinter Publishers, pp. 95–119.

    Google Scholar 

  • Allen, P. M. and J. McGlade (1986). ‘Dynamics of discovery and exploitation: The case of the Scotian Shelf fisheries,’ Canadian Journal Fisheries and Aquatic Sciences 43: 1187–1200.

    Google Scholar 

  • Argyros, Alexander J. (1991). A Blessed Rage for Order: Deconstruction, Evolution, and Chaos. Ann Arbor: The University of Michigan Press.

    Google Scholar 

  • Bayley, Peter (1985). Social Control and Political Change. Research Monograph no. 49. Princeton: Woodrow Wilson School of Public Affairs, Princeton University.

    Google Scholar 

  • Baumol, W. J. and J. Benhabib (1989). ‘Chaos: Significance, mechanism, and economic applications,’ Journal of Economic Perspectives 3: 77–105.

    Google Scholar 

  • Beer, Stafford (1959). Cybernetics and Management. New York: John Wiley.

    Google Scholar 

  • Beer, Stafford (1966). Decision and Control. New York: John Wiley.

    Google Scholar 

  • Beer, Stafford (1980). ‘Preface’ to H. Matuarana and F. Varela. Autopoiesis and Cognition. Dordrecht: D. Reidel.

    Google Scholar 

  • Beer, Stafford (1981). Brain of the Firm, New York: John Wiley, 2nd ed. (1st ed., 1972).

    Google Scholar 

  • Berman, Bruce J. (1990). ‘Perfecting the machine: Instrumental rationality and the bureaucratic ideologies of the state,’ World Futures 28: 141–161.

    Google Scholar 

  • Bobrow, D. B. and J. S. Dryzek (1987). Policy Analysis by Design. Pittsburgh: University of Pittsburgh Press.

    Google Scholar 

  • Boyer, R., B. Chavance and O. Godard (1991). ‘La dialectique réversibilité-irréversibilité: une mise en perspective,’ in R. Boyer et al., eds. Les figures de l'irréversibilité en économie. Paris: Editions de l'Ecole des Hautes Etudes en Sciences Sociales, pp. 11–33.

    Google Scholar 

  • Brace, Paul and Gary Mucciaroni (1990). ‘The American states and the shifting locus of positive economic intervention,’ Policy Studies Review 10: 151–173.

    Article  Google Scholar 

  • Braten, Stein (1986). ‘The third position: Beyond artificial and autopoietic reduction’ in F. Geyer and J. van der Zouwen, eds. Sociocybernetic Paradoxes. London: Sage, pp. 193–205.

    Google Scholar 

  • Brewer, Garry D. (1975). ‘Analysis of complex systems: An experiment and its implications for policy making,’ in T. R. LaPorte, ed. Organized Social Complexity: Challenge to Politics and Policy. Princeton University Press, pp. 175–219.

  • Brock, William A. (1988). ‘Nonlinearity and complex dynamics in economics and finance,’ in Anderson, P. W. et al., eds. The Economy as an Evolving Complex System. Red Woods City, CA: Addison-Wesley, pp. 77–98.

    Google Scholar 

  • Brock, W. A. and E. G. Baek (1991). ‘Some theory of statistical inference for nonlinear science,’ The Review of Economic Studies 58: 697–716.

    Article  Google Scholar 

  • Broekstra, Gerrit (1991a). ‘Consistency, configuration, closure, and change,’ in R. J. in'tVeld, ed. Steering, Autopoiesis, Configuration. Dordrecht: Kluwer Academic Publishers, pp. 113–124.

    Google Scholar 

  • Broekstra, Gerrit (1991b). ‘Organizational closure and the quantum view of organizations,’ in M. C. Jackson et al., eds. Systems Thinking in Europe. New York: Plenum Press, pp. 145–150.

    Google Scholar 

  • Buchanan, James M. and Viktor J. Vanberg (1991). ‘The market as a creative process,’ Economics and Philosophy 7: 167–234.

    Article  Google Scholar 

  • Checkland, Peter B. (1981). Systems Thinking, Systems Practice. New York: John Wiley and Sons.

    Google Scholar 

  • Churchman, C. West (1968). The Systems Approach. New York: Delacorte Press.

    Google Scholar 

  • Churchman, C.W., R. L. Ackoff, and E. L. Arnoff (1957). Introduction to Operations Research. New York: John Wiley and Sons.

    Google Scholar 

  • Cleland, David I. and William King (1968). Systems Analysis and Project Management. New York: McGraw-Hil.

    Google Scholar 

  • Clemson, Barry (1984). Cybernetics: A New Management Tool. Tunbridge Wells: Abacus Press.

    Google Scholar 

  • Coyle, R. Geoff (1978). Management Systems Dynamics. New York: John Wiley & Sons.

    Google Scholar 

  • Crozier, M. and E. Friedberg (1980). Actors and Systems. Chicago: University of Chicago Press.

    Google Scholar 

  • Daneke, Gregory A. (1985). ‘Reassessing attempts to reform environmental regulation,’ in G. A. Daneke and D. J. Lemak, eds. Regulatory Reform Reconsidered. Boulder: Westview Press, pp. 83–96.

    Google Scholar 

  • deGreene, Kenyon B. (1973). Sociotechnical Systems: Factors in Analysis, Design, and Management. Englewood Cliffs, NJ.: Prentice-Hall.

    Google Scholar 

  • diZerega, Gus (1989). ‘Democracy as a spontaneous order,’ Critical Review 3 (2): 206–240.

    Google Scholar 

  • Dell, Paul F. (1982). ‘Beyond homeostatis: Toward a concept of coherence,’ Family Process 21 (1): 21–41.

    Article  Google Scholar 

  • Deutsch, Karl W. (1966). The Nerves of Government, 2d ed. New York: Free Press.

    Google Scholar 

  • Dobuzinskis, Laurent (1987). The Self-Organizing Polity: An Epistemological Analysis of Policy Life. Boulder: Westview Press.

    Google Scholar 

  • Dosi, G. and S. Metcalfe (1991). ‘Approaches de l'irréversibilité en théorie économique,’ in R. Boyer et al., eds. Les figures de l'irréversibilité en économie. Paris: Editions de l'Ecole des Hautes Etudes en Sciences Sociales, pp. 37–68.

    Google Scholar 

  • Dryzek, John S. (1989). ‘Policy sciences of democracy,’ Polity 22: 97–118.

    Article  Google Scholar 

  • Dupuy, Jean-Pierre (1989). ‘Autonomy of social reality: On the contribution of the theory of systems to the theory of society,’ World Futures 27: 153–175.

    Article  Google Scholar 

  • Dupuy, J.-P. and F. Varela (1992). ‘Understanding origins: An introduction,’ in F. Varela and J.-P. Dupuy, eds. Understanding Origins. Dordrecht: Kluwer Academic Publishers, pp. 1–25.

    Google Scholar 

  • Dyke, C. (1988). The Evolutionary Dynamics of Complex Systems: A Study in Biosocial Complexity. New York: Oxford University Press.

    Google Scholar 

  • Etzioni, Amitai (1968). The Active Society: A Theory of Societal and Political Processes. New York: Free Press.

    Google Scholar 

  • Fay, Brian (1976). Social Theory and Political Practice. London: George Allen and Unwin.

    Google Scholar 

  • Feldman, Martha S. (1989). Order Without Design: Information Production and Policy Making. Stanford: Stanford University Press.

    Google Scholar 

  • Flood, Robert L. (1990). Liberating Systems Theory. New York: Plenum Press.

    Google Scholar 

  • Forester, John (1989). Planning in the Face of Power. Berkeley, CA: University of California Press.

    Google Scholar 

  • Forrester, Jay W. (1961). Industrial Dynamics. Cambridge, MA: MIT Press.

    Google Scholar 

  • Forrester, Jay W. (1968). Principles of Systems. Cambridge, MA: MIT Press.

    Google Scholar 

  • Gao S.-J. and F. J. Charlwood (1991). ‘Systems evolution in modern systems research and a formal model for evolving systems,’ in M. C. Jackson, et al., eds. Systems Thinking in Europe. New York: Plenum, pp. 139–144.

    Google Scholar 

  • Geyer, F. and J. van der Zouwen (1986). ‘Introduction,’ in F. Geyer and J. van der Zouwen, eds. Sociocybernetic Paradoxes: Conservation, Control and Evolution of Self-Steering Systems. London: Sage, pp. 1–9.

    Google Scholar 

  • Glanville, Ranulph (1987). ‘The question of cybernetics,’ Cybernetics and Systems 18: 99–112.

    Article  Google Scholar 

  • Gleick, James (1987). Chaos: Making a New Science. New York: Viking.

    Google Scholar 

  • Goldwin, Robert A. (1980), ed. Bureaucrats, Policy Analysts, Statesmen: Who leads? Washington, D.C.: American Enterprise Institute.

    Google Scholar 

  • Gregware, P. and R. M. Kelly (1990). ‘Relativity and quantum logic: A relational view of policy inquiry,’ in S. S. Nagel, ed. Policy Theory and Policy Evaluation. New York: Greenwood Press.

    Google Scholar 

  • Hawkesworth, Mary E. (1988). Theoretical Issues in Policy Analysis. Albany, NY: SUNY Press.

    Google Scholar 

  • Hayek, Friedrich A. (1944). The Road to Serfdom. Chicago: University of Chicago Press.

    Google Scholar 

  • Hayek, Friedrich A. (1973). Law, Legislation and Liberty, Vol. 1, Rules and Order. Chicago: University of Chicago Press.

    Google Scholar 

  • Hayek, Friedrich A. (1979). Law, Legislation and Liberty, Vol. 3, The Political Order of a Free People. Chicago: University of Chicago Press.

    Google Scholar 

  • Hayek, Friedrich A. (1982). ‘The new confusion about “planning,”’ in E. F. Paul and P. A. Russo, Jr., eds. Public Policy: Issues, Analysis, and Ideology. Chatam, NJ: Chatam House.

    Google Scholar 

  • Hayek, Friedrich A. (1988). The Fatal Conceit. London: Routledge.

    Google Scholar 

  • Heelan, Patrick A. (1983). ‘Natural science as a hermeneutics of interpretation,’ Philosophy of Science 50: 181–204.

    Article  Google Scholar 

  • Healy, Paul (1986). ‘Interpretive policy inquiry: A response to the limitations of the received view,’ Policy Sciences 19: 381–396.

    Article  Google Scholar 

  • Heller, Thomas (1988). ‘Accounting for law,’ in G. Teubner, ed. Autopoietic Law: A New Approach to Law and Society. Berlin: de Gruyter, pp. 283–311.

    Google Scholar 

  • Holland, J. H. (1988). ‘The global economy as an adaptive process,’ in Anderson, P. W. et al., eds. The Economy as an Evolving Complex System. Red Woods City, CA: Addison-Wesley, pp. 117–124.

    Google Scholar 

  • Hovey, Harold A. (1968). The Planning Programming Budgeting Approach to Government Decision-Making. New York: Praeger.

    Google Scholar 

  • Hughes, Jonathan R. T. (1991). The Governmental Habit Redux: Economic Controls from Colonial Times to the Present. Princeton: Princeton University Press.

    Google Scholar 

  • Jackson, M. C. (1991). ‘Five commitments of critical systems thinking,’ in M. C. Jackson et al., eds. Systems Thinking in Europe. New York: Plenum, pp. 61–72.

    Google Scholar 

  • Jennings, Bruce (1983). ‘Interpretive social science and policy analysis,’ in D. Callahan and B. Jennings, eds., Ethics, the Social Sciences, and Policy Analysis. New York: Plenum Press, pp. 3–35.

    Google Scholar 

  • Jennings, Bruce (1987). ‘Interpretation and the practice of policy analysis,’ in F. Fisher and J. Forester, eds. Confronting Values in Policy Analysis: The Politics of Criteria. Newbury Park, CA: Sage, pp. 128–152.

    Google Scholar 

  • Kelly, Rita M. (1986). ‘Trends in the logic of policy inquiry: A comparison of approaches and a commentary,’ Policy Studies Review 5: 520–528.

    Article  Google Scholar 

  • Kiel, L. Douglas (1991). ‘Lessons from the nonlinear paradigm: applications of the theory of dissipative structures in the social sciences,’ Social Science Quarterly 72: 431–442.

    Google Scholar 

  • Laszlo, Ervin (1987). Evolution: The Grand Synthesis. Boston: Shambala.

    Google Scholar 

  • Lavoie, Don (1989). ‘Economic chaos or spontaneous order? Implications for political economy of the new view of science,’ Cato Journal 8: 613–635.

    Google Scholar 

  • Lemak, David J. (1985). ‘Social regulation: A swing of the pendulum,’ in G. A. Daneke and D. J. Lemak, eds. Regulatory Reform Reconsidered. Boulder: Westview Press, pp. 39–53.

    Google Scholar 

  • Lindblom Charles E. (1977). Politics and Markets. New York: Basic Books.

    Google Scholar 

  • Lindblom, Charles E. (1990). Inquiry and Change: The Troubled Attempt to Understand and Shape Society. New Haven: Yale University Press.

    Google Scholar 

  • Luhmann, Niklas (1990). Essays on Self-Reference. New York: Columbia University Press.

    Google Scholar 

  • McPhail, Clark (1991). The Myth of the Madding Crowd. New York: Aldine de Gruyter.

    Google Scholar 

  • Majone, Giandomenico (1989). Evidence, Argument and Persuasion in the Policy Process. New Haven: Yale University Press.

    Google Scholar 

  • Maruyama, Magoroh (1968). ‘The second cybernetics: Deviation-amplifying mutual causal processes,’ in W. Buckley, ed. Modern Systems Research for the Behavioral Scientist. Chicago: Aldine, pp. 304–313.

    Google Scholar 

  • Masuch, Michael (1986). ‘The planning paradox,’ in F. Geyer and J. van der Zouwen, eds. Sociocybernetic Paradoxes: Conservation, Control and Evolution of Self-Steering Systems. London: Sage, pp. 63–72.

    Google Scholar 

  • Maturana, Humberto R. (1988). ‘The notions of cybernetics,’ Continuing the Conversation 13: 7.

    Google Scholar 

  • Maturana, Humberto R. and Francisco J. Varela (1987). The Tree of Knowledge. Boston: Shambala.

    Google Scholar 

  • Maynard-Moody, S. and D. S. Stull (1987). ‘The symbolic side of policy analysis: Interpreting policy change in a health department,’ in F. Fischer and J. Forester, eds. Confronting Values in Policy Analysis: The Politics of Criteria. Newbury Park: Sage, pp. 248–265.

    Google Scholar 

  • Miller, G. A., E. Gallanter and K. Pribram (1960). Plans and Structure of Behavior. New York: Holt, Rhinehart and Winston.

    Google Scholar 

  • Mirovski, Philip (1990). ‘From Mandelbrot to chaos in economic theory,’ Southern Economic Journal 57: 289–356.

    Article  Google Scholar 

  • Morgan, Gareth (1986). Images of Organizations. Newbury Park: Sage.

    Google Scholar 

  • Nicolis, G. and I. Prigogine (1989). Exploring Complexity: An Introduction. New York: W. H. Freeman and Co.

    Google Scholar 

  • Overman, E. Sam (1991). ‘Policy physics,’ in T. L. Becker, ed. Quantum Politics: Applying Quantum Theory to Political Phenomena. New York: Praeger, pp. 151–168.

    Google Scholar 

  • Pal, Leslie (1990). ‘Knowledge, power and policy: Reflections on Foucault,’ in S. Brooks and A.-G. Gagnon, eds. Social Scientists, Policy, and the State. New York: Praeger, pp. 139–158.

    Google Scholar 

  • Pattee, Howard H. (1973). ‘Preface’ to H. H. Pattee, ed. Hierarchy Theory: The Challenge of Complex Systems. New York: George Braziller.

    Google Scholar 

  • Powers, William T. (1973). Behavior: The Control of Perception. Chicago: Aldine.

    Google Scholar 

  • Powers, William T. (1989). Living Control Systems. Gravel Switch, KY: Control System Group.

    Google Scholar 

  • Prigogine, Ilya, and Isabelle Stengers (1984). Order out of Chaos. New York: Bantam Books.

    Google Scholar 

  • Probst, G. J. B. (1984). ‘Cybernetics principles for the design, control, and development of social systems and some afterthoughts,’ in H. Ulrich and G. J. B. Probst, eds. Self-Organization and Management of Social Systems. Berlin: Springer-Verlag, pp. 127–131.

    Google Scholar 

  • Pullen, Glendon (1988). ‘Spontaneous order in open systems: The contribution of Ilya Prigogine and Friedrich Hayek.’ A paper presented to the Society for the Study of Public Choice.

  • Quade, E. S. (1982). Analysis for Public Decisions. New York: North Holland, 2nd ed.

    Google Scholar 

  • Quade, E. S. and Boucher, W. I. eds. (1968). Systems Analysis and Policy Planning: Aplications in Defense. New York: Elsevier.

    Google Scholar 

  • Ramo, Simon (1969). Cure for Chaos: Fresh Solutions to Social Problems Through the Systems Approach. New York: David McKay.

    Google Scholar 

  • Richardson, George P. (1991). Feedback Thought in Social Science and Systems Theory. Philadelphia: University of Pennsylvania.

    Google Scholar 

  • Schön, Donald A. (1971). Beyond the Stable State. New York: Random House.

    Google Scholar 

  • Schön, Donald A. (1983). The Reflective Practitioner: How Professionals Think in Action. New York: Basic Books.

    Google Scholar 

  • Singleton, W. T. (1974). Man-Machine Systems. Penguin Books.

  • Steier, Frederick (1988). ‘On cybernetic as reflexive understanding,’ Continuing the Conversation 12: 7–8.

    Google Scholar 

  • Teubner, Gunther (1983). ‘Substantive and reflexive elements in modern law,’ Law and Society Review 17: 239–258.

    Article  Google Scholar 

  • Teubner, Gunther, ed. (1988). Autopoietic Law: A New Approach to Law and Society. Berlin: de Gruyter.

    Google Scholar 

  • Throgmorton, J. A. (1991). ‘Rhetorics of policy analysis,’ Policy Sciences 24:153–179.

    Article  Google Scholar 

  • Torgerson, Douglas (1986). ‘Interpretive policy inquiry: A response to its limitations,’ Policy Sciences 19: 397–405.

    Article  Google Scholar 

  • Varela, Francisco (1979). Principles of Biological Autonomy. New York: North Holland.

    Google Scholar 

  • Vickers, Geoffrey (1965). The Art of Judgement. London: Chapman & Hall.

    Google Scholar 

  • Vickers, Geoffrey (1983). Human Systems are Different. New York: Harper & Row.

    Google Scholar 

  • Weinrib, Ernest J. (1988). ‘Legal formalism: On the immanent rationality of law,’ The Yale Law Journal 97: 949–1016.

    Article  Google Scholar 

  • Wildavsky, Aaron (1973). ‘If planning is everything, maybe it's nothing,’ Policy Sciences 4: 127–153.

    Article  Google Scholar 

  • Wildavsky, Aaron (1979). Speaking Truth to Power: The Art and Craft of Policy Analysis. Boston: Little, Brown and Co.

    Google Scholar 

  • Wilson, Brian (1990). Systems: Concepts, Methodologies, and Applications. New York: John Wiley & Sons, 2nd ed.

    Google Scholar 

  • Yates, F. Eugene (1987). ‘Quantumstuff and biostuff: A view of patterns of convergence in contemporary science,’ in F. E. Yates, ed. Self-Organizing Systems: The Emergence of Order. New York: Plenum Press, pp. 643–649.

    Google Scholar 

  • Zolo, Daniel (1990). ‘Autopoiesis: Critique of a postmodern paradigm,’ Telos 86: 61–80.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

The author wishes to thank Michael Howlett for his helpful comments on an earlier draft.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Dobuzinskis, L. Modernist and postmodernist metaphors of the policy process: Control and stability vs. chaos and reflexive understanding. Policy Sci 25, 355–380 (1992). https://doi.org/10.1007/BF00138019

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF00138019

Keywords

Navigation