Abstract
This chapter reviews the transformation of solution-derived ferroelectric thin films from the as-deposited to the crystalline state that occurs during heat treatment. Reaction chemistry and pathways associated with the elimination of organic constituents from the film are discussed, as are the thermodynamic and kinetic aspects of the nucleation and growth processes that lead to crystallization. Related topics discussed in this chapter include structural evolution during pyrolysis, thin film densification processes, the role of interfacial layers on film orientation, and control of thin film crystallization behavior and microstructure. A focus of the chapter is the consideration of solution chemistry effects on pyrolysis, densification and crystallization behavior and illustration of the magnitude of such effects on thin film microstructure.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
While copper oxidation is more prevalent at the higher temperatures associated with crystallization (due to the more rapid oxidation kinetics), we discuss such atmosphere effects here since copper oxidation has been noted to begin at temperatures as low as 250 °C [28] or in the temperature range used for pyrolysis.
- 2.
Although [31] deals with the preparation of films by sputtering, the basic arguments regarding atmosphere effects are still pertinent.
References
Schwartz RW, Narayanan M (2009) Chemical solution deposition – basic principles. In: Mitzi D (ed) Solution processing of inorganic materials. Wiley, New York, pp 33–76
Schwartz RW, Schneller T, Waser R (2004) Chemical solution deposition of electronic oxide films. CR Chim 7:433–461
Schwartz RW (1989) Chemical processing of PbTiO3 by co-precipitation and sol-gel methods: the role of powder and gel characteristics on crystallization behavior. Dissertation, University of Illinois at Urbana-Champaign, Champaign, IL
Budd KD, Dey SK, Payne DA (1986) Effect of hydrolysis conditions on the characteristics of PbTiO3 gels and thin films. Mater Res Soc Symp Proc 73:711–716
Budd KD, Dey SK, Payne DA (1985) Sol-gel processing of PbTiO3, PbZrO3, PZT, and PLZT thin films. Br Ceram Soc Proc 36:107–121
Dey SK, Budd KD, Payne DA (1988) Thin-film ferroelectrics of PZT by sol-gel processing. IEEE Trans UFFC 35:80–81
Braunstein G, Paz-Pujalt GR, Mason MG, Blanton T, Barnes CL, Margevich D (1993) The processes of formation and epitaxial alignment of SrTiO3 thin films prepared by metallo-organic decomposition. J Appl Phys 73:961–970
Schwartz RW, Assink RA, Dimos D, Sinclair MB, Boyle TJ, Buchheit CD (1995) Effects of acetylacetone additions on PZT thin film processing. Mater Res Soc Symp Proc 361:377–387
Polli AD, Lange FF (1995) Pyrolysis of Pb(Zr0.5Ti0.5)O3 precursors: avoiding lead partitioning. J Am Ceram Soc 78:3401–3404
Neumayer DA, Duncombe PR, Laibowitz RB, Grill A (1997) Chemical solution deposition of BaSrTiO3 films. Int Ferro 18:297–309
Li S, Condrate RA, Spriggs RM (1988) A FTIR and Raman spectral study of the preparation of lead titanate (PbTiO3) by a sol-gel method. Spectrosc Lett 21:969–980
Seth VK, Schulze WA (1990) Fabrication and characterization of ferroelectric PLZT 7/65/35 ceramic thin films and fibers. Ferroelectrics 112:283–307
Ousi-Benomar W, Xue SS, Lessard RA, Singh A, Wu ZL, Kuo PK (1994) Structural and optical characterization of BaTiO3 thin films prepared by metal-organic deposition from barium 2-ethylhexanoate and titanium dimethoxy dineodecanoate. J Mater Res 9:970–979
Klee M, Eusemann R, Waser R, Brand W, van Hal H (1992) Processing and electrical properties of Pb(ZrxTi1-x)O3 (x = 0.2-0.75) films: comparison of metallo-organic decomposition and sol-gel processes. J Appl Phys 72:1566–1576
Haertling GH (1991) PLZT thin films prepared from acetate precursors. Ferroelectrics 116:51–63
Tahan DM, Safari A, Klein LC (1996) Preparation and characterization of BaxSr1-xTiO3 thin films by a sol-gel technique. J Am Ceram Soc 79:1593–1598
Kumar S, Messing GL, White WB (1993) Metal organic resin derived barium titanate. I, formation of barium titanium oxycarbonate intermediate. J Am Ceram Soc 76:617–624
Fox GR, Krupanidhi SB (1994) Dependence of perovskite/pyrochlore phase formation on oxygen stoichiometry in PLT thin films. J Mater Res 9:699–711
Bursill LA, Brooks KG (1994) Crystallization of sol-gel derived lead-zirconate-titanate thin films in argon and oxygen atmospheres. J Appl Phys 75:4501–4509
Reaney IM, Brooks K, Klissurska R, Pawlaczyk C, Setter N (1994) Use of transmission electron microscopy for the characterization of rapid thermally annealed, solution-gel, lead zirconate titanate films. J Am Ceram Soc 77:1209–1216
Brooks KG, Reaney IM, Klissurska R, Huang Y, Bursill L, Setter N (1994) Orientation of rapid thermally annealed lead zirconate titanate thin films on (111) Pt substrates. J Mater Res 9:2540–2553
Coffman PR, Barlingay CK, Gupta A, Dey SK (1996) Structure evolution in the PbO-ZrO2-TiO2 sol-gel system: part II-pyrolysis of acid and base-catalyzed bulk and thin film gels. J Sol-Gel Sci Technol 6:83–106
Nouwen R, Mullens J, Franco D, Yperman J, Van Poucke LC (1996) Use of thermogravimetric analysis – Fourier transform infrared spectroscopy in the study of the reaction mechanism of the preparation of Pb(Zr, Ti)O3 by the sol-gel method. Vib Spectrosc 10:291–299
Merklein S, Sporn D, Schönecker A (1993) Crystallization behavior and electrical properties of wet-chemically deposited lead zirconate titanate thin films. Mater Res Soc Symp Proc 310:263–269
Schneller T, Waser R (2007) Chemical modifications of Pb(Zr0.3,Ti0.7)O3 precursor solutions and their influence on the morphological and electrical properties of the resulting thin films. J Sol-Gel Sci Technol 42:337–352. doi:10.1007/s10971-007-0764-2
Chen S, Chen I (1994) Temperature-time texture transition of Pb(Zr1-xTix)O3 thin films: I, Role of Pb-rich intermediate phases. J Am Ceram Soc 77:2332–2336
Tani T, Xu Z, Payne DA (1993) Preferred orientations for sol-gel derived PLZT thin layers. Mater Res Soc Symp Proc 310:269–274
Huang Z, Zhang Q, Whatmore RW (1999) Low temperature crystallization of lead zirconate titanate thin films by a sol-gel method. J Appl Phys 85:7355–7361
Losego MD, Ihlefeld JF, Maria J (2008) Importance of solution chemistry in preparing sol-gel PZT thin films directly on copper surfaces. Chem Mater 20:303–307
Losego MD, Jimison LH, Ihlefeld JF, Maria J (2005) Ferroelectric response from lead zirconate titanate thin films prepared directly on low-resistivity copper substrates. Appl Phys Lett 86:172906
Laughlin B, Ihlefeld J, Maria J (2005) Preparation of sputtered (Bax,Sr1-x)TiO3 thin films directly on copper. J Am Ceram Soc 88:2652–2654
Narayanan M, Kwon D-K, Ma B, Balachandran U (2008) Deposition of sol-gel derived lead lanthanum zirconate titanate thin films on copper substrates. Appl Phys Lett 92:252905. doi:10.1063/1.2945887
Yang GY, Lee SI, Liu ZJ, Anthony CJ, Dickey EC, Liu ZK, Randall CA (2006) Effect of local oxygen activity on Ni–BaTiO3 interfacial reactions. Acta Mater 54:3513–3523
Kingon AI, Srinivasan S (2005) Lead zirconate titanate thin films directly on copper electrodes for ferroelectric, dielectric and piezoelectric applications. Nat Mater 4:233–237
Gaskell DR (1981) Introduction to metallurgical thermodynamics, 2nd edn. Hemisphere Publishing Corporation, New York
Hirano SI, Yogo T, Kikuta K, Araki Y, Saitoh M, Ogasahara S (1992) Synthesis of highly oriented lead zirconate-lead titanate film using metallo-organics. J Am Ceram Soc 75:2785–2789
Schwartz RW, Boyle TJ, Voigt JA, Buchheit CD (1994) Densification and crystallization of zirconia thin films prepared by sol-gel processing. In: Bhalla AS, Nair KM, Lloyd IK, Yanagida H, Payne DA (eds) Ferroic materials: design, preparation, and characteristics. Ceramic Trans 43:145–163
Brinker CJ, Scherer GW (1990) Sol-gel science: the physics and chemistry of sol-gel processing. Academic, Boston
Scherer GW (1987) Drying gels V. rigid gels. J Non Cryst Solids 92:122–144
Garino TJ, Harrington M (1992) Residual stress in PZT thin films and its effect on ferroelectric properties. Mater Res Soc Symp Proc 243:341–347
Zarzycki J (1982) Gel – glass transformation. J Non Cryst Solids 48:105–116
Cooper AR (1986) Differences between gel-derived melts and those produced by batch melting. Mater Res Soc Symp Proc 73:421–430
Brinker CJ, Roth EP, Tallant DR, Scherer GW (1986) Relationships between sol to gel and gel to glass conversions: structure of gels during densification. In: Hench LL, Ulrich DR (eds) Science of ceramic chemical processing. Wiley, New York, pp 37–51
Keddie JL, Giannelis EP (1991) Effect of heating rate on the sintering of titanium dioxide thin films: competition between densification and crystallization. J Am Ceram Soc 74:2669–2671
Panda PC, Mobley WM, Raj R (1989) Effect of the heating rate on the relative rates of sintering and crystallization in glass. J Am Ceram Soc 72:2361–2364
Pascual R, Sayer M, Vasant Kumar CVR, Zou L (1991) Rapid thermal processing of zirconia thin films produced by the sol-gel method. J Appl Phys 70:2348–2352
Brinker CJ, Scherer GW (1984) Relationships between the sol-to-gel and gel-to-glass conversions. In: Hench LL, Ulrich DR (eds) Ultrastructure processing of ceramics, glasses, and composites. Wiley, New York, pp 43–59
Roy R (1969) Gel route to homogeneous glass preparation. J Am Ceram Soc 52:344
Lange FF (1996) Chemical solution routes to single-crystal thin films. Science 273:903–909
Seifert A, Lange FF, Speck JS (1995) Epitaxial growth of PbTiO3 thin films on (001) SrTiO3 from solution precursors. J Mater Res 10:680–691
Voigt JA, Tuttle BA, Headley TJ, Lamppa DL (1995) The pyrochlore-to-perovskite transformation in solution-derived lead zirconate titanate thin films. Mater Res Soc Symp Proc 361:395–402
Kwok CK, Desu SB (1992) Pyrochlore-perovskite phase transformation of lead zirconate titanate (PZT) thin films. Ceramic Trans 25:85–96
Lefevre MJ, Speck JS, Schwartz RW, Dimos D, Lockwood SJ (1996) Microstructural development in sol-gel derived lead zirconate titanate thin films: the role of precursor stoichiometry and processing environment. J Mater Res 11:2076–2084
Norga GJ, Vasiliu F, Fe L, Wouters DJ, Van der Biest O (2003) Role of fluorite phase formation in the texture selection of sol-gel-prepared Pb(Zr1−x,Tix)O3 films on Pt electrode layers. J Mater Res 18:1232–1238
Schwartz RW, Boyle TJ, Lockwood SJ, Sinclair MB, Dimos D, Buchheit CD (1995) Sol-gel processing of PZT thin films: a review of the state-of-the-art and process optimization strategies. Int Ferro 7:259–277
Wilkinson AP, Speck JS, Cheetham AK, Natarajan S, Thomas JM (1994) In situ x-ray diffraction study of the crystallization kinetics in PbZr1-xTixO3 (PZT, x = 0.0, 0.55, 1.0). Chem Mater 6:750–754
McCauley RA (1980) Structural characteristics of pyrochlore formation. J Appl Phys 51:290–294
Tu YL, Calzada ML, Phillips NJ, Milne SJ (1996) Synthesis and electrical characterization of thin films of PZT made from a diol-based sol-gel route. J Am Ceram Soc 79:441–448
Phillips NJ, Calzada ML, Milne SJ (1992) Sol-gel-derived lead titanate films. J Non Cryst Solids 147&148:285–290
Kumar S, Messing GL (1994) Metal organic resin derived barium titanate: II, kinetics of BaTiO3 formation. J Am Ceram Soc 77:2940–2948
Hasenkox U, Hoffmann S, Waser R (1998) Influence of precursor chemistry on the formation of MTiO3 (M = Ba, Sr) ceramic thin films. J Sol-Gel Sci Technol 12:67–79
Gopalakrishnamurthy HS, Subba Rao M, Narayanan Kutty TR (1975) Thermal decomposition of titanyl oxalates-I; barium titanyl oxalate. J Inorg Nucl Chem 37:891–898
Tsay J, Fang T (1996) Effects of temperature and atmosphere on the formation mechanism of barium titanate using the citrate process. J Am Ceram Soc 79:1693–1696
Frey MH, Payne DA (1995) Synthesis and processing of barium titanate ceramics from alkoxide solutions and monolithic gels. Chem Mater 7:123–129
Hoffman S, Hasenkox U, Waser R, Jia JL, Urban K (1997) Chemical solution deposition of BaTiO3 and SrTiO3 with columnar microstructure. Mater Res Soc Symp Proc 474:9–14
Jia CL, Urban K, Hoffmann S, Waser R (1998) Microstructure of columnar-grained SrTiO3 and BaTiO3 thin films prepared by chemical solution deposition. J Mater Res 13:2206–2217
Schwartz RW, Clem PG, Voigt JA, Byhoff ER, Van Stry M, Headley TJ, Missert NA (1999) Control of microstructure and orientation in solution deposited BaTiO3 and SrTiO3 thin films. J Am Ceram Soc 82:2359–2367
Schwartz RW, Voigt JA, Tuttle BA, DaSalla RS, Payne DA (1997) Comments on the effects of solution precursor characteristics and thermal processing conditions on the crystallization behavior of sol-gel derived PZT thin films. J Mater Res 12:444–456
Schwartz RW, Dobberstein H (2003) Modeling structural evolution in ferroelectric thin films. In: Proceedings of the 11th US-Japan Sem Diel Piezo Ceram. Sapporo, Japan, pp. 215–218
Dobberstein H (2002) A thermodynamic and kinetic model for nucleation and growth in solution derived thin films. Dissertation, Clemson University
Kingery WD, Bowen HK, Uhlman DR (1960) Introduction to ceramics. Wiley, New York
Chiang YM, Birnie D III, Kingery WD (1997) Physical ceramics, principles for ceramic science and engineering. Wiley, New York
Doremus RH (1994) Glass science, 2nd edn. Wiley, New York
McMillan PW (1979) Glass-ceramics, 2nd edn. Academic, London
Johnson WA, Mehl RF (1939) Reaction kinetics in processes of nucleation and growth. Trans Am Inst Miner (Metall) Eng 135:416–458
Avrami M (1939) Kinetics of phase change. J Chem Phys 7:1103–1112
Malek J, Criado JM (1992) Empirical kinetic models in thermal analysis. Thermochim Acta 203:25–30
Malek J, Criado JM (1994) A simple method of kinetic model discrimination. Part 1. analysis of differential non-isothermal data. Thermochim Acta 236:187–197
Schwartz RW, Lakeman CDE, Payne DA (1990) The effects of hydrolysis conditions, and acid and base additions, on the gel-to-ceramic conversion in sol-gel derived PbTiO3. Mater Res Soc Symp Proc 180:335–340
Leikina BB, Kostikov YP, Olesk AO (1989) Effect of the chemical composition of titanium-containing raw material on the properties of BaTiO3. Neorg Mater 25:2050–2052
Gust MC, Momoda LA, MeCartney ML (1994) Microstructure and crystallization behavior of sol-gel prepared BaTiO3 thin films. Mater Res Soc Symp Proc 346:649–653
Meyer B, Padilla J, Vanderbilt D (1999) Theory of PbTiO3, BaTiO3 and SrTiO3 surfaces. Faraday Discuss 114:395–405
Eglitis RI, Vanderbilt D (2007) Ab initio calculations of BaTiO3 and PbTiO3 (001) and (011) surface structures. Phys Rev B 76:155439-1-9
Sengupta SS, Ma L, Adler DL, Payne DA (1995) Extended x-ray absorption fine structure determination of local structure in sol-gel-derived lead titanate, lead zirconate and lead zirconate titanate. J Mater Res 10:1345–1348
Arčon I, Malič B, Kosec M, Kodre A (1999) Study of the lead environment in liquid and as-dried precursors of PZ, PT and PZT thin films. J Sol-Gel Sci Technol 13:861–864
Lakeman CDE, Xu Z, Payne DA (1995) On the evolution of structure and composition in sol-gel-derived lead zirconate titanate thin layers. J Mater Res 10:2042–2051
Mosset A, Gautier-Luneau I, Galy J, Strehlow P, Schmidt H (1988) Sol-gel processed BaTiO3: structural evolution from the gel to the crystalline powder. J Non-Cryst Solids 100:339–344
Turnbull D (1950) Formation of crystal nuclei in liquid metals. J Appl Phys 21:1022–1028
Tong S (2012) Dielectric and ferroelectric properties of lead lanthanum zirconate titanate thin films for capacitive energy storage. PhD dissertation, University of Cincinnati
Cheng J, Zhu W, Li N, Cross LE (2002) Electrical properties of sol-gel-derived Pb(Zr0.52Ti0.48) O3 thin films on a PbTiO3-coated stainless steel substrate. Appl Phys Lett 81:4805–4807
Kwok CK, Desu SB (1993) Low temperature perovskite formation of lead zirconate titanate thin films by a seeding process. J Mater Res 8:339–344
Al-Shareef HN, Bellur KR, Auciello O, Kingon AI (1994) Effect of electrodes on the phase evolution and microstructure of Pb(Zr0.53Ti0.47)O3 films. Ferroelectrics 152:85–90
Tani T, Lakeman CDE, Li JF, Xu Z, Payne DA (1994) Crystallization behavior and improved properties for sol-gel derived PZT and PLZT thin layers processed with a lead oxide cover coating. Ceramic Trans 43:89–106
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2013 Springer-Verlag Wien
About this chapter
Cite this chapter
Schwartz, R.W., Narayanan, M. (2013). Thermodynamics and Heating Processes. In: Schneller, T., Waser, R., Kosec, M., Payne, D. (eds) Chemical Solution Deposition of Functional Oxide Thin Films. Springer, Vienna. https://doi.org/10.1007/978-3-211-99311-8_15
Download citation
DOI: https://doi.org/10.1007/978-3-211-99311-8_15
Published:
Publisher Name: Springer, Vienna
Print ISBN: 978-3-211-99310-1
Online ISBN: 978-3-211-99311-8
eBook Packages: Chemistry and Materials ScienceChemistry and Material Science (R0)