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Inertia, Trend, and Momentum Reconsidered: G. G. Simpson—An Orthogeneticist?

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Natural Selection

Abstract

George Gaylord Simpson, one of the architects of Modern Synthesis, was one of the main figures of paleontology who discredited and rejected the theory of orthogenesis in his discipline. Following the neo-Darwinian agenda, he thought that this theory had little basis to be proven. Since then, orthogenesis has been defined in textbooks as a “metaphysical,” “vitalistic,” or “theological” theory. However, in the present analysis, I demonstrate that Simpson indirectly advocated for an explanation of orthogenesis through his explanation of the concept of “parallelism.” In other words, Simpson did not end orthogenesis but rather ended up defending the phenomenon of orthogenesis through the concept of parallelism. I argue that Simpson maintained pluralistic ideas upon including constraints into his evolutionary system as a complementary factor to the argument of natural selection.

The structure of an ancestral group inevitably restricts the lines of possible evolutionary change. That simple fact greatly increases the probability that among the number of descendant lineages several or all will follow one line.

George Gaylord Simpson (1961)

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Notes

  1. 1.

    Whether microevolution is different from macroevolution has been one of the central issues in evolutionary thought; see Adams (2021) in this volume.

  2. 2.

    However, it is important to note that Dobzhansky had doubts about the central role of natural selection in macroevolution through his life; for this discussion, see van de Meer (2021) in this volume.

  3. 3.

    To account for the origin of the species and higher taxa, Simpson argued that there were different modes of evolution. Speciation (splitting up of a population) pertains to species and subspecies. Phyletic evolution (directional shift of average characters of the entire population) was related to the genus level. Quantum evolution (a rapid change of the population from a state of instability to stability) corresponds to higher categories such as families, classes, and orders.

  4. 4.

    Osborn was a champion of the orthogenesis theory as well. He integrated natural selection as one of the several causes which explains evolutionary trends. For more information, see in this volume Ceccarelli 2021.

  5. 5.

    Or we should use the term “developmental bias” to be more precise.

  6. 6.

    This phenomenon is now recognized as stasis (see Gould and Eldredge 1977).

  7. 7.

    For instance, the orthogenesis theories of Osborn and Vialleton are far from being metaphysical or vitalistic. Simpson only recognized this fact in Osborn’s theory. On the other hand, Teilhard de Chardin developed a thought which had nothing to do with orthogenesis, while Robert Broom openly recognized a divine plan.

  8. 8.

    See Simpson (1949, p. 155, 1953, pp. 270–271).

  9. 9.

    Ronal Aylmer Fisher, well-known for founding the population genetics, in his famous book The Genetical Theory of Natural Selection, argued that orthogenesis was false because experimental experience does not support the assumption that the mutations can be directed toward certain points. Most mutations, according to him, occur randomly and without any adaptive value. However, if the mutations had a steady direction, he reasons, they would have to possess a constancy of rate greater than the required selection to fix the new mutation into the population (see Ochoa 2017).

  10. 10.

    In Principles of Animal Taxonomy (1961), Simpson defines the term of convergence as follows: Convergence is the development of similar characters separately in two or more lineages without a common ancestry pertinent to the similarity but involving adaptation to similar ecological status (Simpson 1961, pp. 78–79; his italics). That is, the characters “may and frequently do also arise as independent convergent adaptations to similar ways of life in taxa of quite different ancestries” (Simpson 1961, p. 78; his italics). For Simpson, and unlike the case of parallelism, similarities instigated under convergence is the product of the action of natural selection on organisms living in similar environments.

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Acknowledgments

I thank Sandra Naitzé Martínez Byer and Aaron Thompson for the English review. I am very grateful to Richard Delisle for the trust that he has placed in me, his support, and his suggestions that improved this work. I also want to thank the reviewers for their suggestions.

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Correspondence to Carlos Ochoa .

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Ochoa, C. (2021). Inertia, Trend, and Momentum Reconsidered: G. G. Simpson—An Orthogeneticist?. In: Delisle, R.G. (eds) Natural Selection. Evolutionary Biology – New Perspectives on Its Development, vol 3. Springer, Cham. https://doi.org/10.1007/978-3-030-65536-5_10

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