Skip to main content

Solubilized Formulations

  • Chapter
  • First Online:
Formulating Poorly Water Soluble Drugs

Part of the book series: AAPS Advances in the Pharmaceutical Sciences Series ((AAPS,volume 3))

Abstract

Co-solvent based, polyethylene glycol (PEG)-based, and lipid-based solubilization techniques for the delivery of poorly soluble drugs are discussed in this chapter. The properties of excipients and the physicochemical principles are presented for formulating each type of the solubilized formulations. Co-solvents are commonly used in combination with surface active solubilizers to increase the solubilizing capacity and to improve the in vivo emulsification of self-emulsifying formulations. In PEG-based delivery systems, drug is either dispersed as micronized crystalline particles (via the formation of eutectic mixtures) or present in its amorphous state. Improvement in absorption from PEG matrix is due to (1) fast dissolution rate of drug from the dosage forms and (2) higher transient solubility of the drug substance in gastrointestinal tract. The mechanisms of improved absorption from lipid-based solubilized formulations include (1) enhanced dissolution and solubilization in vivo; (2) prolongation of gastric residence time; (3) stimulation of lymphatic transport; and (4) reduced metabolism and efflux activities.

Various manufacturing techniques to process the solubilized formulations into oral dosage forms are also discussed in this chapter. For the formulations that are liquid under ambient conditions, encapsulation into soft gelatin or hard gelatin capsules is the most common manufacturing method. Semi-solid and solid-solubilized formulations that are liquid at a higher temperature (50–70°C) can be encapsulated into hard gelatin capsules as molten liquids at elevated temperature. Semi-solid or solid matrices are formed inside the capsules when the molten materials are cooled to ambient temperature. Spray congealing and fluidized bed melt granulation are alternative manufacturing processes to convert the solubilized formulations with high melting/softening points into granules that can be readily processed into capsules or tablets. Powdered solution technology can also be applied to transform the solubilized formulation of low-dose drug into free flowing powder by absorbing the formulation into solid carriers.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 169.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 219.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 219.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Similar content being viewed by others

References

  • Anguiano-Igea S, Otero-Espinar FJ, Vila-Jato JL, Blanco-Mendez J (1995) The properties of solid dispersions of clofibrate in polyethylene glycol. Pharm Acta Helv 80:57–66

    Article  Google Scholar 

  • Armstrong NA, James KC, Pugh WKL (1984) Drug migration into soft gelatin capsule shells and its effect on in-vitro availability. J Pharm Pharmacol 36:361–365

    Article  PubMed  CAS  Google Scholar 

  • Bindra WTD, Stella VJ (1994) Degradation of O6-benzylguanine in aqueous polyethylene glycol 400 (PEG 400) solutions: concern with formaldehyde in PEG 400. Pharm Res 11(7):1060–1064

    Article  PubMed  CAS  Google Scholar 

  • Bley H, Fussnegger B, Bodmeier R (2010) Characterization and stability of solid dispersions based on PEG/polymer blends. Int J Pharm 390:165–173

    Article  PubMed  CAS  Google Scholar 

  • Brodin A, Frank S, Ye C (2003) Method of preparing solid dispersions. US Patent Publication 2003/0104065

    Google Scholar 

  • Cade D, Cole ET, Mayer JPH, Witter F (1986) Liquid filled and sealed hard gelatin capsules. Drug Dev Ind Pharm 12(11–13):2289–2300

    Article  CAS  Google Scholar 

  • Cade D, Madit N (1996) Liquid filling in hard gelatin capsules-preliminary steps. Bull Tech Gattefosse 88:15–19

    Google Scholar 

  • Chatham SM (1987) The use of bases in SSM formulations. STP Pharma 3(7):575–582

    CAS  Google Scholar 

  • Chiou WL, Riegelman S (1971) Pharmaceutical application of solid dispersion systems. J Pharm Sci 60(9):1281–1301

    Article  PubMed  CAS  Google Scholar 

  • Cole ET, Cade D, Benameur H (2008) Challenges and opportunities in the encapsulation of liquid and semisolid formulations into capsules for oral administration. Adv Drug Del Rev 60:747–756

    Article  CAS  Google Scholar 

  • Collnot EM, Baldes C, Wempe MF, Kappl R, Huttermann J, Hyatt JA, Edgar KJ, Schaefer UF, Lehr CM (2007) Mechanism of inhibition of P-glycoprotein mediated efflux by vitamin E TPGS: influence on ATPase activity and membrane fluidity. Mol Pharm 4(3):465–474

    Article  PubMed  CAS  Google Scholar 

  • Connons KA (1996) Measurement of cyclodextrins complex stability constants, Comprehensive supermolecular chemistry. Elsevier, Oxford, pp 205–241

    Google Scholar 

  • Craig DQM (1990) Polyethylene glycols and drug release. Drug Dev Ind Pharm 16(17):2501–2526

    Article  CAS  Google Scholar 

  • Dahan A, Hoffman A (2007) The effect of different lipid based formulations on the oral absorption of lipophilic drugs: the ability of in vitro lipolysis and consecutive ex vivo intestinal permeability data to predict in vivo bioavailability in rats. Eur J Pharm Biopharm 67:96–105

    Article  PubMed  CAS  Google Scholar 

  • Dahan A, Hoffman A (2008) Rationalizing the selection of oral lipid based drug delivery systems by an in vitro dynamic lipolysis model for improved oral bioavailability of poorly soluble drugs. J Control Release 129:1–10

    Article  PubMed  CAS  Google Scholar 

  • Emas M, Nyqvist H (2000) Method of studying aging and stabilization of spray-congealed solid dispersions with carnauba wax 1. microcalorimetric investigation. Int J Pharm 197:117–127

    Article  PubMed  CAS  Google Scholar 

  • Desai KGH, Park HJ (2004) Solubility studies on valdecoxib in the presence of carriers, cosolvents and surfactants. Drug Dev Res 62:41–48

    Article  CAS  Google Scholar 

  • Friesen DT, Shanker R, Crew M, Smithy DT, Curatolo WJ, Nightingale JAS (2008) Hydroxypropyl methylcellulose acetate succinate based spray dried dispersions: an overview. Mol Pharm 5(6):1003–1019

    Article  PubMed  CAS  Google Scholar 

  • Gullapalli RP (2010) Soft gelatin capsules. J Pharm Sci 99(10):4107–4148

    Article  PubMed  CAS  Google Scholar 

  • Hamburger R, Azaz E, Donbrow M (1975) Autoxidation of polyoxyethylenic non-ionic surfactants and of polyethylene glycols. Pharm Acta Helv 50(1/2):10–17

    PubMed  CAS  Google Scholar 

  • Hancock BC, Parks M (2000) What is the true solubility advantage for amorphous pharmaceuticals? Pharm Res 17(4):397–404

    Article  PubMed  CAS  Google Scholar 

  • Hargrove JT, Maxson WS, Wentz AC (1989) Absorption of oral progesterone is influenced by vehicle and particle size. Am J Obstet Gynecol 161(4):948–951

    PubMed  CAS  Google Scholar 

  • Hohne H, Lahr W, Schmersahl HU (1990) Nifedipine-containing form of administration and method for its production. US Patent 4,894,235

    Google Scholar 

  • Holm R, Porter CJ, Edwards GA, Mullertz A, Kristensen HG, Charman WN (2003) Examination of oral absorption and lymphatic transport of halofantrine in a triple-cannulated canine model after administration in self-microemulsifying drug delivery systems containing structured triglycerides. Eur J Pharm Sci 20(1):91–97

    Article  PubMed  CAS  Google Scholar 

  • Holm R, Mullertz A, Pedersen GP, Kristensen HG (2001) Comparison of the lymphatic transport of halofantrine administered in disperse systems containing three different unsaturated fatty acids. Pharm Res 18(9):1299–1304

    Article  PubMed  CAS  Google Scholar 

  • Holm P, Buur A, Elma MO, Mollgarrd B, Holm JE, Schultz K (2007) Controlled agglomeration. US Patent 7,217,341

    Google Scholar 

  • Jimerson RF (1986) Soft gelatin capsule update. Drug Dev Ind Pharm 12(8&9):1133–1144

    Article  Google Scholar 

  • Juppo A (2004) Novel modified release formulation. US Patent Application 20,040,067,256

    Google Scholar 

  • Kaukonen AM, Boyd BJ, Charman WN, Porter CJH (2004) Drug solubilization behavior during in vitro digestion of suspension formulations of poorly water-soluble drugs in triglyceride lipids. Pharm Res 21(2):254–260

    Article  PubMed  CAS  Google Scholar 

  • Khaled KA, Yousif A, Asiri B, El-sayed YM (2001) In vitro evaluation of hydrochlorothiazide liquisolid tablets in beagle dogs. Int J Pharm 222:1–6

    Article  PubMed  CAS  Google Scholar 

  • Killeen MJ (1993) The process of spray drying and spray congealing. Pharm Eng 13(4):56–64

    Google Scholar 

  • Kossena G, Charman WN, Wilson CG, O’Mahony B, Lindsay B, Hempenstall JM, Davison CL, Crowley PJ, Porter CJH (2007) Low dose lipid formulations: effect on gastric emptying and biliary secretion. Pharm Res 24(11):2084–2096

    Article  PubMed  CAS  Google Scholar 

  • Kuentz M, Rothlisberger D (2002) Determination of the optimal amount of water in liquid filled masses for hard gelatin capsules by means of texture analysis and experimental design. Int J Pharm 236:145–152

    Article  PubMed  CAS  Google Scholar 

  • Land LM, Li P, Bummer PM (2005) The influence of water content of triglyceride oils on the solubility of steroids. Pharm Res 22(5):784–788

    Article  PubMed  CAS  Google Scholar 

  • Law D, Wang W, Schmitt EA, Qiu YH, Krill SL, Fort JJ (2003) Properties of rapidly dissolving eutectic mixtures of poly(ethylene glycol) and fenofibrate: the eutectic microstructre. J Pharm Sci 92(3):505–515

    Article  PubMed  CAS  Google Scholar 

  • Lobenberg R, Amidon GL (2000) Modern bioavailability, bioequivalence and biopharmaceutics classification system new scientific approaches to international regulatory standards. Eur J Pharm Biopharm 50:3–12

    Article  PubMed  CAS  Google Scholar 

  • Mackaplow MB, Zarraga IE, Morris JF (2006) Rotary spray congealing of a suspension: effect of disk speed and dispersed particles properties. J Microencapsul 23(7):793–809

    Article  PubMed  CAS  Google Scholar 

  • Mansky P, Dai WG, Li S, Pollock-Dove C, Daehne K, Dong L, Elchenbaum G (2007) Screening method to identify preclinical liquid and semi-solid formulations for low solubility compounds: miniaturization and automation of solvent casting and dissolution testing. J Pharm Sci 96(6):1548–1563

    Article  PubMed  CAS  Google Scholar 

  • Martin A, Wu PL, Adjei A, Mehdizadeh M, James KC, Metzler C (1982) Extended hildebrand solubility approach: testosterone and testosterone propionate in binary solvents. J Pharm Sci 71(12):1334–1340

    Article  PubMed  CAS  Google Scholar 

  • Meyer MC, Ab S, Mhatre RM, Hussain A, Shah VP, Bottom CB, Cole ET, Lesko LL, Mallinowski H, Williams RL (2000) The effect of gelatin cross-linking on the bioequivalence of hard and soft gelatin acetaminphoen capsules. Pharm Res 17(8):962–966

    Article  PubMed  CAS  Google Scholar 

  • McGinity JW, Maincent P, Steinfink H (1984) Crystallinity and dissolution rate of tolbutamide solid dispersions prepared by the melt method. J Pharm Sci 10:1441–1444

    Article  Google Scholar 

  • Moneghini M, Kikic I, Voinovich D, Perissutti B, Filipovic-Grcic J (2001) Processing of carbamazepine-PEG 4000 solid dispersions with supercritical carbon dioxide: preparation, characterization and in vitro dissolution. Int J Pharm 222:129–138

    Article  PubMed  CAS  Google Scholar 

  • Moore WE (1958) The use of an approximate dielectric constant to blend solvent systems. J Pharm Sci 47(12):855–857

    Article  CAS  Google Scholar 

  • Mura P, Faucci MT, Manderioli A, Bramanti G, Parrini P (1999) Thermal behavior and dissolution properties of naproxen from binary and tertiary solid dispersions. Drug Dev Ind Pharm 25(3):257–264

    Article  PubMed  CAS  Google Scholar 

  • Nema S, Washkuhn RJ, Brendel RJ (1997) Excipients and their use in injectable products. PDA J Pharm Sci Technol 51(4):166–171

    CAS  Google Scholar 

  • Palin KJ, Wilson CG (1984) The effect of different oils on the absorption of probucol in the rat. J Pharm Pharmacol 36:641–643

    Article  PubMed  CAS  Google Scholar 

  • Passerini N, Perissutti B, Albertini B, Voinovich D, Moneghini M, Rodriguez L (2003) Controlled release of verapamil hydrochloride from waxy microparticles prepared by spray congealing. J Control Release 88:263–275

    Article  PubMed  CAS  Google Scholar 

  • Porter CJ, Kaukonen AM, Taillardat-Bertschinger A, Boyd BJ, O’Connor JM, Edwards GA, Charman WN (2004) Use of in vitro lipid digestion data to explain the in vivo performace of triglyceride-based oral lipid formulations of poorly water-soluble drugs: studies with halofantrine. J Pharm Sci 93(5):1110–1121

    Article  PubMed  CAS  Google Scholar 

  • Pouton CW (1997) Formulation of self-emulsifying drug delivery systems. Adv Drug Del Rev 25:47–58

    Article  CAS  Google Scholar 

  • Pouton CW (2000) Lipid formulations for oral administration of drugs: non-emulsifying, self-emulsifying and ‘self-microemulsifying’ drug delivery systems. Eur J Pharm Sci 11(2):S93–S98

    Article  PubMed  CAS  Google Scholar 

  • Scott MW (1967) Pharmaceutical tablet excipients of solid particles of a binary solid solution of mannitol with a sugar. US Patent 3,341,415

    Google Scholar 

  • Serajuddin ATM, Sheen PC, Augustine MA (1986) Water migration from soft gelatin capsule shell to fill material and its effect on drug solubility. J Pharm Sci 75:82–84

    Google Scholar 

  • Sharma SC, Shaw JJ, Yang RK (1989) Novel drug delivery system. US Patent 4,797,288

    Google Scholar 

  • Sheth A, Jarowski CI (1990) Use of powdered solutions to improve the dissolution rate of polythiazide tablets Drug Dev. Ind Pharm 16(5):769–777

    Article  CAS  Google Scholar 

  • Spireas SS, Jarowski CI, Rohera BD (1992) Powdered solution technology: principles and mechanisms. Pharm Res 9(10):1351–1358

    Article  PubMed  CAS  Google Scholar 

  • Spireas S (2002) Liquisolid systems and method of preparing same. US Patent 6,423,339

    Google Scholar 

  • Stain D, Bindar DS (2007) Stabilization of hard gelatin capsule shells filled with polyethylene glycol matrices. Pharm Dev Technol 12:71–77

    Article  Google Scholar 

  • Tokumura T, Tsushima T, Tatsuishi K, Kayano M, Machida Y, Nagai T (1987) Enhancement of the oral bioavailability of cinnarizine in oleic acid in beagle dogs. J Pharm Sci 76:286–288

    Article  PubMed  CAS  Google Scholar 

  • Trevaskis NL, Charman WN, Porter CJH (2008) Lipid-based delivery systems and intestinal lymphatic drug transport: a mechanistic update. Adv Drug Del Rev 60:702–716

    Article  CAS  Google Scholar 

  • Unga J, Tajarobi F, Norder O, Frenning G, Larsson A (2009) Relating solubility data of parabens in liquid PEG400 to the behavior of PEG400-parabens solid dispersions. Eur J Pharm Biopharm 73:260–268

    Article  PubMed  CAS  Google Scholar 

  • Urbanetz NA, Lippold BC (2005) Solid dispersions of nimodipine and polyethylene glycol 2000: dissolution properties and physico-chemical characterization. Eur J Pharm Biopharm 59:107–118

    Article  PubMed  CAS  Google Scholar 

  • Werner B (1988) Soft gelatin capsules and method for their production. US Patent 4,744,988

    Google Scholar 

  • Wu CY, Benet LZ (2005) Predicting drug disposition via application of BCS: transport/absorption/elimination interplay and development of biopharmaceutics drug disposition classification system. Pharm Res 22:11–23

    Article  PubMed  CAS  Google Scholar 

  • Yajima T, Umeko N, Itai S (1999) Optimum spray congealing conditions for masking the bitter taste of clarithromycin in wax matrix. Chem Pharm Bull 47(2):220–225

    PubMed  CAS  Google Scholar 

  • Yalkowsky SH, Flynn GL, Amidon GL (1972) Solubility of nonelectrolytes in polar solvents. J Pharm Sci 61(6):983–984

    Article  PubMed  CAS  Google Scholar 

  • Zhao L, Yalkowsky SH (2001) Stabilization of eptifibatide by cosolvents. Int J Pharm 218:43–56

    Article  PubMed  CAS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Feng Zhang .

Editor information

Editors and Affiliations

Appendices

Method Capsule 1Preformulation Support of Solubilized Formulations

Based on the method reported by Desai and Park (2004)

Objective

  • To determine the solubility of valdecoxib in a variety of solid carriers, co-solvents, and surfactants.

Equipment and Reagents

  • Valdecoxib

  • Polyethylene Glycol 4000, 6000, 8000

  • Urea

  • Mannitol

  • Tween 20, Tween 80

  • Sodium lauryl sulfate

  • Glycerol

  • Ethanol

  • Methanol

  • Purified water

Method

  • Solubility studies with 1, 2, 5, 10% wt/vol for carrier–water mixtures.

  • Solubility studies with 10, 20, 30, 40, 50% wt/vol for co-solvent–water mixtures.

  • Solubility studies with 0.25, 0.50, 0.75, 1.0% wt/vol for surfactant–water mixtures.

  • Powder X-ray diffraction and scanning electron microscopy for characterization of valdecoxib drug substance.

Results

  • The solubility of valdecoxib increased up to 8-, 7-, 6.7-, and 4.2-fold for PEG 4000, PEG 6000, PEG 8000, and urea, respectively. Mannitol provided no solubility benefit.

  • Co-solvent systems through 50% wt/vol showed a rank-order increase of solubility such that ethanol>methanol>glycerol which was due to the greater polarity of the mixed solvent system.

  • Anionic surfactant (sodium lauryl sulfate) provided greater solubility enhancement than nonionic surfactants (Tween) and was associated with the micelle interaction between the surfactant and valdecoxib.

Method Capsule 2Miniaturized and Automated Screening of Liquid and Semi-solid Formulations

Based on the method reported by Mansky et al. (2007)

Objective

  • To apply a material sparing and efficient screening method to identify liquid and semi-solid formulations.

Equipment and Reagents

  • JNJ-25894934, JNJ-3026582

  • Gelucire® 44/14

  • Hydroxypropyl-β-cyclodextrin

  • Tween 20, Tween 80

  • Volpo 10

  • Capmul® MCM, PG8

  • Captex 200

  • Maisine 35–1

  • Myvacet® 9–45

  • Oleic acid

  • Capric acid

  • Vitamin E TPGS

  • TECAN Genesis Workstation (96 Well Model)

Method

  • Compound and excipient stock solutions were prepared, metered, and dried to using the TECAN system into 96 well plates.

  • Samples were aged as necessary by protocol.

  • Microplate dissolution was performed and concentration profiles assessed by HPLC.

Results

  • Testing was successfully performed using drug levels as small as 50 μg per well, allowing for multiple formulation evaluation within a material sparing design.

  • Binary drug–excipient evaluation at multiple drug loadings revealed that JNJ-25894943 and JNJ-3026582 were solubilized at up to 100 mg/g by Vitamin E TPGS and Incrocas 35, with Vitamin E TPGS being the most effective stabilizer over extended durations for both compounds.

  • Kinetic solubility data generated by the high-throughput methodology was highly correlated with conventional solubility screening.

Method Capsule 3Evaluating Lipid Formulation In Vitro and Ex Vivo

Based on the method reported by Dahan and Hoffman (2007)

Objective

  • Investigate the impact of different lipid-based formulations on in vitro solubilization and intestinal ex vivo permeability.

Equipment and Reagents

  • Dexamethasone, griseofulvin

  • Peanut oil (long-chain triglyceride)

  • Triacetin (short-chain triglyceride)

  • Taurocholic acid

  • Pancreatin

  • L-a-phosphatidylcholine

  • Tris maleate

  • Calcium chloride

Method

  • Simulated in vitro lypolysis performed using an Using diffusion cell and ultracentrifugation to separate drug phases that are available for absorption.

  • Permeation was assessed using an ex vivo model by means of intestinal segments of male Wistar rats.

  • In vivo oral bioavailability of formulations was assessed in male Wistar rats at a dose of 5 mg/kg with plasma concentration assessed by high-performance liquid chromatorgraphy.

Results

  • In vitro lypolysis showed a correlation of improved performance for griseofulvin formulations with increasing triglyceride chain length while no major improvement was observed for dexamethasone.

  • Ex vivo results showed that short-chain triglycerides improved permeability for dexamethasone and griseofulvin.

  • In vivo results were well correlated with in vitro data when comparing rank order identified for each drug-formulation; however, the observed ex vivo permeability enhancement of the short-chain triglyceride was not confirmed in vivo.

  • Limited changes of internal porosity were the result of elastic recovery and molecular rearrangement during the dissolution process.

Method Capsule 4Cross-linking of Soft Gelatin and Hard Gelatin Capsules

Based on the method reported by Meyer et al. (2000)

Objective

  • To utilize in vitro analysis to predict bioequivalent and bioinequivalent capsules.

Equipment and Reagents

  • Acetaminophen

  • Lactose

  • Polyethylene Glycol 600, 1000

  • Hard Gelatin Capsules, Size 1

  • Type B Gelatin, 150 bloom limed-bone gelatin

  • Glycerin

  • Sorbitol

Method

  • Hard gelatin capsules were stressed by filling with lactose containing 20 ppm and 120 ppm of formaldehyde while storing for six days at room temperature and one day at 40°C/75%RH. Capsules were then emptied and manually filled with acetaminophen.

  • Soft gelatin capsules were prepared containing 0, 20, and 80 ppm, with a storage period of over 30 weeks at 25°C/60%RH and 40°C/75%RH.

  • In vitro dissolution was conducted using USP Apparatus II with 900 mL of simulated gastric fluid containing pepsin at 50 rpm.

  • Two separate 24-subject, three-way crossover, bioequivalence studies using three different lots of hard gelatin capsules and three different lots of soft gelatin capsules, all having experienced different levels of stress.

Results

  • Hard gelatin capsules exposed to increased levels of formaldehyde failed to meet USP dissolution testing requirements in SGF and water.

  • Soft gelatin capsules containing 20 ppm formaldehyde met dissolution requirements; however, higher levels failed to comply with USP specifications after 55 days storage at 40°C/75%RH.

  • Oral bioavailability of stressed capsules showed similar AUC when compared to nonstressed product; however, a statistically significant increase in Tmax was observed for stressed product due to the cross-linked induced delayed release.

Rights and permissions

Reprints and permissions

Copyright information

© 2012 American Association of Pharmaceutical Scientists

About this chapter

Cite this chapter

Zhang, F., DiNunzio, J.C. (2012). Solubilized Formulations. In: Williams III, R., Watts, A., Miller, D. (eds) Formulating Poorly Water Soluble Drugs. AAPS Advances in the Pharmaceutical Sciences Series, vol 3. Springer, New York, NY. https://doi.org/10.1007/978-1-4614-1144-4_5

Download citation

Publish with us

Policies and ethics