Definition of the Subject
Stochastic models for earthquake mechanism and occurrence combine a model for the physical processes generating the observable data (catalogdata) with a model for the errors, or uncertainties, in our ability to predict those observables. Such models are essential to properly quantify theuncertainties in the model, and to develop probability forecasts. They also help to isolate those features of earthquake mechanism and occurrence whichcan be attributed to mass action effects of a statistical mechanical character. We do not consider in this paper applications of the models toearthquake engineering and insurance.
Introduction
The complexity of earthquake phenomena, the difficulty of understanding and monitoring the processes involved in their occurrence, and theconsequent difficulty of accurately predicting them, are now widely accepted points of view. What are stochastic models, and what role do they play inaiding our understanding of such phenomena?
The...
Abbreviations
- Stochastic:
-
occurring by chance;
- Stochastic process:
-
physical or other process evolving in time governed in part by chance.
- Earthquake mechanism:
-
physical processes causing the occurrence of an earthquake.
- Independent events:
-
events not affecting each other's probability of occurrence.
- Branching process:
-
process of ancestors and offspring, as in the model of nuclear fission.
- Point process:
-
stochastic process of point‐events in time or space.
- Probability forecast:
-
prediction of the probability distribution of the time and other features of some future event, as distinct from a forecast for the time (etc.) of the event itself.
- Model test:
-
a statistical test for the extent to which a stochastic model is supported by the relevant data.
- Precursory signal:
-
observed quantity which affects the occurrence probability of a future event (earthquake).
Bibliography
Ambraseys NN, Melville CP (1982) A History of PersianEarthquakes. Cambridge University Press, Cambridge
Andersen PK, Borgan Ø, Gill RD, Keiding N (1993) Statistical Models Based onCounting Processes. Springer, New York
Bak P, Tang C (1989) Earthquakes as a self‐organized criticalphenomenon. J Geophys Res 94:15635–15637
Bebbington M, Harte DS (2003) The linked stress release model forspatio‐temporal seismicity: formulations, procedures and applications. Geophys J Int 154:925–946
Bebbington M, Vere-Jones D, Zheng X (1990) Percolation theory: a model forearthquake faulting? Geophys J Int 100:215–220
Ben-Zion Y (1996) Stress,Slip and earthquakes in models of complex single‐fault systems incorporating brittle and creep deformations. J Geophys Res101:5677–5706
Ben-Zion Y, Dahmen K, Lyakhowsky V, Ertas D, Agnon A (1999) Self‐drivenmode‐switching of earthquake activity on a fault system. Earth Planet. Sci Lett 172:11–21
Ben-Zion Y, Eneva M, Liu Y (2003) Large earthquake cycles and intermittentcriticality on heterogeneous faults due to evolving stress and seismicity. J Geophys Res 108:2307V. doi:10.1029/2002JB002121
Ben-Zion Y, Lyakhovsky V (2002) Accelerated seismic release and related aspectsof seismicity patterns on earthquake faults. Pure Appl Geophys 159:2385–2412
Ben-Zion Y, Rice J (1995) Slip patterns and earthquake populations alongdifferent classes of faults on elastic solids. J Geophys Res 100:12959–12983
Borovkov K, Vere-Jones D (2000) Explicit formulae for stationary distributionsof stress release processes. J Appl Prob 37:315–321
Brémaud P, Massoulié L (2001) Hawkes branching processes withoutancestors. J App Prob 38:122–135
Brillinger DR (1981) Time Series: Data Analysis and Theory, 2nd edn. HoldenDay, San Francisco
Burridge R, Knopoff L (1967) Model and theoretical seismicity. Bull SeismolSoc Am 57:341–371
Chelidze TL, Kolesnikov YM (1983) Modelling and forecasting the failureprocess in the framework of percolation theory. Izvestiya Earth Phys 19:347–354
Chong FS (1983) Time-space‐magnitude interdependence of upper crustalearthquakes in the main seismic region of New Zealand. J Geol Geophys 26:7–24, New Zealand
Console R, Lombardi AM, Murru M, Rhoades DA (2003) Båth's Law and theself‐similarity of earthquakes. J Geophys Res 108(B2):2128V. doi:10.1029/2001JB001651
Cox DR (1972) Regression models and life tables (with discussion). Roy J StatSoc Ser B 34:187–220
Dahmen K, Ertas D, Ben-Zion Y (1998) Gutenberg‐Richter andcharacteristic earthquake behavior in simple mean-field models of heterogeneous faults. Phys Rev E 58:1494–1501
Daley DJ, Vere-Jones D (2003) An Introduction to the Theory of PointProcesses, 2nd edn, vol I. Springer, New York
Davison C (1938) Studies on the Periodicity of Earthquakes. Murthy,London
Diggle PJ (2003) Statistical Analysis of Spatial Point Patterns. 2ndedn. University Press, Oxford
Ebel JB, Chambers DW, Kafka AL, Baglivo JA (2007) Non‐Poissonianearthquake clustering and the hidden Markov model as bases for earthquake forecasting in California. Seismol Res Lett78:57–65
Evison F, Rhoades D (2001) Model of long-term seismogenesis. Annali Geofisica44:81–93
Felzer KR, Abercrombie RE, Ekström G (2004) A common origin foraftershocks, foreshocks and multiplets. Bull Amer Seismol Soc 94:88–98
Fisher RL, Dahmen K, Ramanathan S, Ben-Zion Y (1997) Statistics of earthquakesin simple models of heterogeneous faults. Phys Rev Lett 97:4885–4888
Griffiths AA (1924) Theory of rupture. In: Proceedings 1st Int Congress inApplied Mech, Delft, pp 55–63
Gutenberg B, Richter C (1949) Seismicity of the Earth and AssociatedPhenomena, 2nd edn. University Press, Princeton
Habermann RE (1987) Man-made changes of seismicity rates. Bull Seismol Soc Am77(1):141–159
Hainzl S, Ogata Y (2005) Detecting fluid signals in seismicity data throughstatistical earthquake modelling. J Geophys Res 110. doi:10.1029/2004JB003247
Harte D (2001) Multifractals: Theory and Applications. Chapman and Hall/CRC,Boca Raton
Harte D, Li DF, Vreede M, Vere-Jones D (2003) Quantifying the M8 predictionalgorithm: reduction to a single critical variable and stability results. NZ J Geol Geophys 46:141–152
Harte D, Li D-F, Vere-Jones D, Vreede M, Wang Q (2007) Quantifying the M8prediction algorithm II: model, forecast and evaluation. NZ J Geol Geophys 50:117–130
Harte D, Vere-Jones D (2005) Theentropy score and its uses in earthquakeforecasting. Pure Appl Geophys 162:1229–1253
Hawkes AG (1971) Spectra of some self‐exciting and mutually excitingpoint processes. Biometrika 58:83–90
Hawkes AG, Oakes D (1974) A cluster representation ofa self‐exciting process. J Appl Prob 11:493–503
Helmstetter A, Sornette D (2002) Subcritical and supercritical regimes inepidemic models of earthquake aftershocks. J Geophys Res 107:2237. doi:10.1029/2001JB001580
Helmstetter A, Sornette D (2003) Båth's law derived from theGutenberg‐Richter law and from aftershock properties. Geophys Res Lett 103(20):2069. doi:10.1029/2003GL018186
Ishimoto M, Iida K (1939) Bull Earthq Res Inst Univ Tokyo17:443–478
Iwata T, Young RP (2005) Tidal stress/strain and the b‑values of acoustic emissions at the Underground Research Laboratory. Canada. Pure Appl Geophys 162:(6–7):1291–1308. doi:10.1007/s00024-005-2670-2 (P*1357)
Jackson DD, Kagan YY (1999) Testable earthquake forecasts for 1999. SeismolRes Lett 70:393–403
Jaeger JC, Cook NGW (1969) Fundamentals of Rock Mechanics. Methuen,London
Jaume SC, Bebbington MS (2004) Accelerating seismic moment release froma self‐correcting stochastic model. J Geophys Res 109:B12301. doi:10.1029/2003JB002867
Jeffreys H (1938) Aftershocks and periodicity in earthquakes. Beitr Geophys53:111–139
Jeffreys H (1939) Theory of Probability, 1st edn (1939), 3rd edn(1961). University Press, Cambridge
Jones LM, Molnar P (1979) Some characteristics of foreshocks and theirpossible relationship to earthquake prediction and premonitory slip on a fault. J Geophys Res 84:3596–3608
Kagan Y (1973) Statistical methods in the study of the seismic process. BullInt Stat Inst 45(3):437–453
Kagan Y (1991) Seismic moment distribution. Geophys J Int106:121–134
Kagan Y (1991) Fractal dimension of brittle fracture. J Non‐linearSci 1:1–16
Kagan Y (1994) Statistics of characteristic earthquakes. Bull Seismol Soc Am83:7–24
Kagan Y, Jackson DD (1994) Probabilistic forecasting of earthquakes. Geophys JInt 143:438–453
Kagan Y, Knopoff L (1977) Earthquake risk prediction as a stochasticprocess. Phys Earth Planet Inter 14:97–108
Kagan Y, Knopoff L (1980) Spatial distribution of earthquakes: the two-pointcorrelation function. Geophys J Roy Astronom Soc 62:303–320
Kagan Y, Knopoff L (1981) Stochastic synthesis of earthquakecatalogues. J Geophys Res 86:2853–2862
Kagan Y, Knopoff L (1987) Statistical short-term earthquake prediction. Sci236:1563–1567
Keilis-Borok VI, Kossobokov VG (1990) Premonitory activation of the earthquakeflow: algorithm M8. Phys Earth Planet Inter 61:73–83
Kiremidjian AS, Anagnos T (1984) Stochastic slip predictable models forearthquake occurrences. Bull Seismol Soc Am 74:739–755
Knopoff L (1971) A stochastic model for the occurrence of main sequenceearthquakes. Rev Geophys Space Phys 9:175–188
Kossobokov VG (1997) User manual for M8. In: Algorithms for EarthquakeStatistics and Prediction. IASPEI Softw Ser 6:167–221
Kossobokov VG (2005) Earthquake prediction: principles, implementation,perspectives. Part I of Computational Seismology 36,“Earthquake Prediction and Geodynamic Processes.” (In Russian)
Kossobokov VG (2006) Testing earthquake prediction methods: The West Pacificshort-term forecast of earthquakes with magnitude MwHRV ≥ 5.8. Tectonophysics 413:25–31
Libicki E, Ben-Zion Y (2005) Stochastic branching models of fault surfaces andestimated fractal dimensions. Pure Appl Geophys 162:1077–1111
Lombardi A (2002) Probabilistic interpretation of Båth's law. Ann Geophys45:455–472
Lomnitz CA (1974) Plate Tectonics and Earthquake Risk. Elsevier,Amsterdam
Lomnitz‐Adler J (1985) Asperity models and characteristic earthquakesGeophys. J Roy Astron Soc 83:435–450
Lomnitz‐Adler J (1985) Automaton models of seismic fracture: constraintsimposed by the frequency‐magnitude relation. J Geophys Res 95:491–501
Lomnitz‐Adler J (1988) The theoretical seismicity of asperity models; anapplication to the coast of Oaxaca. Geophys J 95:491–501
Liu J, Chen Y, Shi Y, Vere-Jones D (1999) Coupled stress release modelfor time dependent earthquakes. Pure Appl Geophys 155:649–667
Loève M (1977) Probability Theory I, 4th edn. Springer, NewYork
Lu C, Vere-Jones D (2001) Statistical analysis of synthetic earthquakecatalogs generated by models with various levels of fault zone disorder. J Geophys Res 106:11115–11125
Lu C, Harte D, Bebbington M (1999) A linked stress release model forJapanese historical earthquakes: coupling among major seismic regions. Earth Planet. Science 51:907–916
Macdonald II, Zucchini W (1997) Hidden Markov and Other Models forDiscrete‐Valued Time Series. Chapman and Hall, London
Main IG, Burton PW (1984) Information theory and the earthquakefrequency‐magnitude distribution. Bull Seismol Soc Am 74:1409–1426
Mandelbrot BB (1977) Fractals: Form, Chance and Dimension. Freeman, SanFrancisco
Mandelbrot BB (1989) Multifractal measures, especially forthe geophysicist. Pure Appl Geophys 131:5–42
Martínez VJ, Saar E (2002) Statistics of the Galaxy Distribution. Chapman& Hall/CRC, Boca Raton
Matsu'ura RS (1986) Precursory quiescence and recovery of aftershockactivities before some large aftershocks. Bull Earthq Res InstTokyo 61:1–65
Matsu'ura RS, Karakama I (2005) A point process analysis of theMatsushiro earthquake swarm sequence: the effect of water on earthquake occurrence. Pure Appl Geophys 162 1319–1345. doi:10.1007/s00024-005-2762-0
Matthews MV, Ellsworth WL, Reasenberg PA (2002) A Brownian model forrecurrent earthquakes. Bull Seism Soc Amer 92:2232–2250
Merrifield A, Savage MK, Vere-Jones D (2004) Geographical distributions ofprospective foreshock probabilities in New Zealand. J Geol Geophys 47:327–339, New Zealand
Michael A (1997) Test prediction methods: earthquake clustering versus thePoisson model. Geophys Res Lett 24:1891–1894
Mogi K (1962) Study of elastic shocks caused by the fracture of heterogeneousmaterials and its relation to earthquake phenomena. Bull Earthq Res Inst Tokyo Univ 40:125–173
Mogi K (1985) Earthquake Prediction. Academic Press,Tokyo
Molchan GM (1990) Strategies in strong earthquake prediction. Phys Earth PlanInt 61:84–98
Molchan GM, Kagan YY (1992) Earthquake prediction and itsoptimization. J Geophys Res 106:4823–4838
Ogata Y (1988) Statistical models for earthquake occurrence and residualanalysis for point processes. J Amer Stat Soc 83:9–27
Ogata Y (1998) Space-time point process models for earthquakeoccurrences. Annals Inst Stat Math 50:379–402
Ogata Y (1999) Estimating the hazard of rupture using uncertain occurrencetimes of paleoearthquakes. J Geophys Res 104:17995–18014
Ogata Y (2005) Detection of anomalous seismicity as a stress changesensor. J Geophys Res 110(B5):B05S06. doi:10.1029/2004JB003245
Ogata Y, Utsu T, Katsura K (1996) Statistical discrimination of foreshocksfrom other earthquake clusters. Geophys J Int 127:17–30
Ogata Y, Jones L, Toda S (2003) When and where the aftershock activity wasdepressed: Contrasting decay patterns of the proximate large earthquakes in southern California. J Geophys Res 108(B6):2318. doi:10.1029/2002JB002009
Omori F (1894) On aftershocks of earthquakes. J Coll Sci Imp Acad Tokyo7:111–200
Otsuka M (1972) A chain reaction type source model as a tool tointerpret the magnitude‐frequency relation of earthquakes. J Phys Earth 20:35–45
Pietavolo A, Rotondi R (2000) Analyzing the interevent time distribution toidentify seismicity patterns: a Bayesian non‐parametric approach to the multiple change‐point problem. Appl Stat49:543–562
Pisarenko DV, Pisarenko VF (1995) Statistical estimation of the correlationdimension. Phys Lett A 197:31–39
Reasenberg PA (1999) Foreshock occurrence before largeearthquakes. J Geophys Res 104:4755–4768
Reasenberg PA, Jones LM (1989) Earthquake hazard after a mainshock inCalifornia. Sci 243:1173–1176
Reid HF (1911) The elastic‐rebound theory of earthquakes. Bull Dept GeolUniv Calif 6:413–444
Renyi A (1959) On the dimension and entropy of probability distributions. ActaMath 10:193–215
Rhoades DA (2007) Application of the EEPAS model to forecasting earthquakesof moderate magnitude in Southern California. Seismol Res Lett78:110–115
Rhoades DA, Evison FF (2004) Long-range earthquake forecasting with everyevent a precursor according to scale. Pure Appl Geophys 161:147–171
Rhoades DA, Evison FF (2005) Test of the EEPAS forecasting model on theJapan earthquake catalogue. Pure Appl Geophys 162:1271–1290
Rhoades DA, Van Dissen RJ (2003) Estimation of the time‐varying hazardof rupture of the Alpine Fault of New Zealand, allowing for uncertainties. NZ J Geol Geophys 40:479–488
Ripley BD (1988) Statistical Inference for Spatial Processes. UniversityPress, Cambridge
Robinson R (2000) A test of the precursory accelerating moment releasemodel on some recent New Zealand earthquakes. Geophys J Int 140:568–576. doi:10.1046/j.1365-246X2000.00054.x
Robinson R, Benites R (1995) Synthetic seismicity models for the Wellingtonregion of New Zealand: implications for the temporal distribution of large events. J Geophys Res 100:18229–18238. doi:10.1029/95JB01569
Rundle JB, Klein W, Tiampo K, Gross S (2000) Dynamics of seismicity patternsin systems of earthquake faults. In: Geocomplexity and the Physics of Earthquakes. Geophysical Monograph 120, American Geophysical Union
Saito M, Kikuchi M, Kudo M (1973) An analytical solution of: Go-game modelof earthquakes. Zishin 26:19–25
Scholz CH (1968) The frequency‐magnitude relation of microfaulting inrock and its relation to earthquakes. Bull Seism Soc Am 58:399–415
Scholz CH (1990) The Mechanics of Earthquakes and Faulting. CambridgeUniversity Press, New York
Schorlemmer D, Gerstenberger MC, Wiemer S, Jackson DD, Rhoades DA (2007)Earthquake likelihood model testing. Seismol Res Lett 78:17–29
Schuster A (1897) On lunar and solar periodicities of earthquakes. Proc RoySoc London 61:455–465
Schwartz DP, Coppersmith K (1984) Fault behavior and characteristicearthquakes: examples from the Wasatch and San Andreas Faults. J Geophys Res 89:5681–5698
Shi YL, Liu J, Chen Y, Vere-Jones D (1999) Coupled stress releasemodels for time‐dependent seismicity. J Pure Appl Geophys 155:649–667
Shi Y, Liu J, Zhang G (2001) An evaluation of Chinese annual earthquakepredictions, 1990–1998. J Appl Prob 38A:222–231
Shimazaki K, Nakata T (1980) Time‐predictable recurrence model forlarge earthquakes. Geophys Res Lett 7:179–282
Smith WD (1986) Evidence for precursory changes in thefrequency‐magnitude b‑value. Geophys J Roy Astron Soc 86:815–838
Smith WD (1998) Resolution and significance assessment of precursory changesin mean earthquake magnitude. Geophys J Int 135:515–522
Stoyan D, Stoyan H (1994) Fractals, Random Shapes and Point Fields. Wiley,Chichester
Tiampo KF, Rundle JB, Klein W, Ben-Zion Y, McGinnis SA (2004) Usingeigenpattern analysis to constrain seasonal signals in Southern California. Pure Appl Geophys 16:19–10, 1991 V2003. doi:10.1007/s00024-004-2545-y
Turcotte DL (1992) Fractals and Chaos in Geology and Geophysics. CambridgeUniversity Press, Cambridge
Utsu T (1961) A statistical study on the properties ofaftershocks. Geophys Mag 30:521–605
Utsu T, Ogata Y (1997) IASPEI Softw Libr6:13–94
Utsu T, Ogata Y, Matu'ura RS (1995) The centenary of the Omori formula fora decay law of aftershock activity. J Phys Earth 43:1–33
Vere-Jones D (1969) A note on the statistical interpretation ofBåth's law. Bull Seismol Soc Amer 59:1535–1541
Vere-Jones D (1970) Stochastic models for earthquake occurrence. J RoyStat Soc B 32:1–62
Vere-Jones D (1977) Statistical theories for crack propagation. Pure ApplGeophys 114:711–726
Vere-Jones D (1978) Space‐time correlations of microearthquakes – a pilot study. Adv App Prob 10:73–87, supplement
Vere-Jones D (1978) Earthquake prediction: a statistician'sview. J Phys Earth 26:129–146
Vere-Jones D (1995) Forecasting earthquakes and earthquake risk. Int JForecast 11:503–538
Vere-Jones D (1999) On the fractal dimension of point patterns. Adv ApplProb 31:643–663
Vere-Jones D (2003) A class of self‐similar random measures. AdvAppl Prob 37:908–914
Vere-Jones D, Davies RB (1966) A statistical analysis of earthquakes inthe main seismic region of New Zealand. J Geol Geophys 9:251–284
Vere-Jones D, Ozaki T (1982) Some examples of statistical inference appliedto earthquake data. Ann Inst Stat Math 34:189–207
Vere-Jones D, Robinson R, Yang W (2001) Remarks on the accelerated momentrelease model for earthquake forecasting: problems of simulation and estimation. Geophys J Int 144:515–531
von Bortkiewicz L (1898) Das Gesetz der kleinen Zahlen. Teubner, Leipzig
Weibull W (1939) A statistical theory of the strength ofmaterials. Ingvetensk Akad Handl no 151
Working Group on Californian Earthquake Probabilities (1990) Probabilitiesof earthquakes in the San Francisco Bay region of California. US Geological Survey Circular 153
Yin X, Yin C (1994) The precursor of instability for non‐linearsystems and its application to the case of earthquake prediction – the load‐unload response ratio theory. In: Newman WI, Gabrielov AM (eds)Nonlinear dynamics and Predictability of Natural Phenomena. AGU Geophysical Monograph 85:55–66
Zheng X, Vere-Jones D (1994) Further applications of the stress releasemodel to historical earthquake data. Tectonophysics 229:101–121
Zhuang J (2000) Statistical modelling of seismicity patterns before andafter the 1990 Oct 5 Cape Palliser earthquake, New Zealand. NZ J Geol Geophys 43:447–460
Zhuang J, Yin X (2000) The random distribution of the loading and unloadingresponse ratio under the assumptions of the Poisson model. Earthq Res China 14:38–48
Zhuang J, Ogata Y, Vere-Jones D (2004) Analyzing earthquake clusteringfeatures by using stochastic reconstruction. J Geophys Res 109(B5):B05301. doi:10.1029/2003JB002879
Zhuang J, Vere-Jones D, Guan H, Ogata Y, Ma L (2005) Preliminary analysis ofprecursory information in the observations on the ultra lowfrequency electric field in the Beijing region. Pure Appl Geophys162:1367–1396.doi:10.10007/s00024-004-2674-3
Acknowledgments
I am very grateful to friends and colleagues, especially David Harte, Mark Bebbington, David Rhoades and Yehuda Ben-Zion, for helpfuldiscussions, correcting errors and plugging gaps.
Author information
Authors and Affiliations
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2009 Springer-Verlag
About this entry
Cite this entry
Vere-Jones, D. (2009). Earthquake Occurrence and Mechanisms, Stochastic Models for. In: Meyers, R. (eds) Encyclopedia of Complexity and Systems Science. Springer, New York, NY. https://doi.org/10.1007/978-0-387-30440-3_155
Download citation
DOI: https://doi.org/10.1007/978-0-387-30440-3_155
Publisher Name: Springer, New York, NY
Print ISBN: 978-0-387-75888-6
Online ISBN: 978-0-387-30440-3
eBook Packages: Physics and AstronomyReference Module Physical and Materials ScienceReference Module Chemistry, Materials and Physics