Skip to main content

Measuring and Evaluating Science—Technology Connections and Interactions

Towards International Statistics

  • Chapter
Handbook of Quantitative Science and Technology Research

Abstract

Abstract: Despite the generally acknowledged importance of science in many high-tech areas of major economic relevance, there are no science-related statistics to be found in high-profile international benchmarking reports such as the European Innovation Scoreboard. Why? This chapter aims to provide an answer by advancing our understanding of the possibilities of indicators quantifying linkages between science and technology. Central are the concepts of ‘innovation capability’ and ‘science/technology interface’, which are used to assemble a wide range of empirical studies and quantitative indictors to summarise their possibilities and limitations for producing comparative statistics. The review focuses on indicators dealing with flows of written (‘codified’) information, and indicators of inventiveness that capture the non-codifiable ‘tacit knowledge’ dimension. General conclusions will be drawn with a view towards further developments in the foreseeable future, suggesting new avenues for the design and implementation of patent-based and inventor-based statistics to describe and assess the complex and dynamic web of relationships between scientific research and technical development within the context of regional or national systems of innovation.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 429.00
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 549.00
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 549.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  • Adams, J. (1990). Fundamental stocks of knowledge and productivity growth. Journal of Political Economy, 98, 673–702.

    Article  Google Scholar 

  • Adams, J., Stephan, P., Sumell, A. (2003). Capturing knowledge: the location decision of new PhDs working in industry. Presentation at the Roundtable for Engineering Entrepreneurship Research, Atlanta: Georgia Institute of Technology, November 2003.

    Google Scholar 

  • Albert, M., Avery, D., Narin, F. (1991). Direct validation of citation counts as indicators of industrially important patents. Research Policy, 20, 251–259.

    Article  Google Scholar 

  • Balconi, M., Breschi, S., Lissoni F. (2004). Networks of inventors and the location of university research: an exploration of Italian data. Research Policy, 33, 127–145.

    Article  Google Scholar 

  • Bozeman, B. (2000). Technology transfer and public policy: a review of research and theory. Research Policy, 29, 627–655.

    Article  Google Scholar 

  • Brusconi, S., Criscuolo, P., Geuna, A. (2003). The knowledge bases of the world’s largest pharmaceuticals groups: what do the patent citations to non-patent literature reveal? SPRU report, University of Sussex, United Kingdom.

    Google Scholar 

  • Carpenter, M., Narin, F. (1983). Validation study: patent citations as indicators of science and foreign dependence. World Patent Information, 5, 180–185.

    Article  Google Scholar 

  • Cohen, W., Nelson, R., Walsh, J. (2002). Links and impacts: the influence of public research on industrial R&D. Management Science, 48, 1–23.

    Article  Google Scholar 

  • Coombs, R., Hull, R. (1998). Knowledge management practices and path dependency in innovation. Research Policy, 27, 237–253.

    Article  Google Scholar 

  • EC (2003a). Third European Science and Technology Indicators Report. Brussel: European Commission.

    Google Scholar 

  • EC (2003b). European Innovation Scoreboard 2003. SEC(2003) 1255, Brussel: European Commission.

    Google Scholar 

  • Ernst H., Leptien, C., Vitt J. (2000). Inventors are not alike: the distribution of patenting output among industrial R&D personnel. IEEE Transactions on Engineering Management, 47, 184–199.

    Article  Google Scholar 

  • Etzkowitz, H., Leydesdorff, L. (2000). The dynamics of innovation: from National Systems and ‘Mode 2’ to a Triple Helix of university-industry-government relations. Research Policy, 29, 109–123.

    Google Scholar 

  • Gibbons, M., Limoges, C., Nowotny, H., Schwartzman, S., Scott, P., Trow, M. (1994). The new production of knowledge: the dynamics of science and research in contemporary societies. Sage, London.

    Google Scholar 

  • Glänzel, W., Meyer, M. (2003). Patents cited in the scientific literature: an exploratory study of ‘reverse’ citation relations. Scientometrics, 58, 415–428.

    Google Scholar 

  • Grupp, H., Schmoch, U. (1992). Perceptions of scientification of innovation as measured by referring between patents and papers: dynamics in science-based fields of technology. In: Grupp, H. (Ed.), Dynamics of science-based innovation. Berlin: Springer-Verlag.

    Google Scholar 

  • Hicks, D. (2000). 360 Degree linkage analysis. Research Evaluation, 9, 133–143.

    Google Scholar 

  • Hicks, D., Breitzman, T., Olivastro, D., Hamilton, K. (2001), The changing composition of innovative activity in the US–a portrait based on patent analysis. Research Policy, 30, 681–703.

    Article  Google Scholar 

  • Hagedoorn, J., Link, A., Vonortas, N. (2000). Research Partnerships. Research Policy, 29, 567–586.

    Article  Google Scholar 

  • Joanneum Research, in cooperation with ZEW and ARCS (2001). Benchmarking industry-science relations: the role of framework conditions. Vienna/Mannheim: Report to the European Commission (DG Enterprise) and the Austrian Federal Ministry of Economy and Labour (www.benchmarking-in-europe.com).

    Google Scholar 

  • Lawson, M., Kemp, N., Lunch, M., Chowdhury, G. (1996). Automatic extraction of citations from the text of English language patents — an example of template mining. Journal of Information Science, 22, 423–436.

    Google Scholar 

  • Malo, S., Geuna, A. (2000). Science/technology linkages in an emerging research platform: The case of combinatorial chemistry and biology. Scientometrics, 47, 303–321.

    Article  Google Scholar 

  • McMillan, G., Narin, F., Leeds, D. (2000). An analysis of the critical role of pubic science in innovation: the case of biotechnology. Research Policy, 29, 1–8.

    Article  Google Scholar 

  • Meyer, M. (2000a). Does science push technology? Patents citing scientific literature, Research Policy, 29, 409–434.

    Article  Google Scholar 

  • Meyer, M. (2000b). Patent citations in a novel field of technology — what can they tell about interactions between emerging communities of science and technology? Scientometrics, 48, 151–178.

    Article  Google Scholar 

  • Meyer, M. (2003). Academic patents as an indicator of useful research? A new approach to measure academic inventiveness. Research Evaluation, 12, 17–27.

    Google Scholar 

  • Michel, J., Bettels, B. (2001). Patent citation analysis — A closer look at the basic input data from patent search reports. Scientometrics, 51, 185–201.

    Article  Google Scholar 

  • Mumford, M., Simonton, D. (1997). Creativity in the workplace: people problems and structures. Journal of Creative Behavior, 31, 1–6.

    Google Scholar 

  • Narin, F., Noma, E. (1985). Is technology becoming science? Scientometrics, 7, 369–381.

    Article  Google Scholar 

  • Narin, F., Breitzman, A. (1995). Inventive productivity. Research Policy, 24 (4), 507–519.

    Article  Google Scholar 

  • Narin, F., Hamilton, K., Olivastro, D. (1997). The increasing linkage between US technology and public science. Research Policy, 26, 317–330.

    Article  Google Scholar 

  • Nelson, R., Winter, S. (1982). An evolutionary theory of economic change. The Belknap Press of Harvard University Press, Cambridge.

    Google Scholar 

  • Nonaka, I., Takeuchi, H. (1995). The knowledge creating company: how Japanese companies create the dynamics of innovation. New York: Oxford University Press.

    Google Scholar 

  • NOWT (2004). Science and Technology Indicators 2003 — Summary. Netherlands Observatory of Science and Technology (NOWT), CWTS/MERIT report to the Netherlands Ministry of Education, Culture and Science (see www.nowt.nl).

    Google Scholar 

  • Noyons, E.C.M, Van Raan, A.F.J., Grupp, H., Schmoch, U. (1994). Exploring the science and technology interface — inventor author relations in laser medicine research. Research Policy, 23, 443–457.

    Article  Google Scholar 

  • Noyons, E.C.M, Buter, R.K., Van Raan, A.F.J., Schmoch, U., Heinze, T., Hinze, S., Rangnow R. (2003). Mapping excellence in science and technology across Europe — Life Science; — Nanoscience and nanotechnology. CWTS/FhG-ISI reports for EC/DG Research.

    Google Scholar 

  • NSF (2002) Science and Engineering Indicators 2002. Arlington: National Science Foundation, National Science Board.

    Google Scholar 

  • OECD (2002a). Benchmarking Industry-Science Relationships. Paris: Organisation for Economic Cooperation and Development.

    Google Scholar 

  • OECD (2002b). Science, technology and industry outlook. Paris: Organisation for Economic Cooperation and Development.

    Google Scholar 

  • OECD (2003). Science, technology and industry scoreboard 2003—towards a knowledge-based economy. Paris: Organisation for Economic Cooperation and Development.

    Google Scholar 

  • Rappa, M., Debackere, K. (1992). Technological communities and the diffusion of knowledge. R&D Management, 22, 209–222.

    Google Scholar 

  • Salter, A., Martin, B. (2001). The economic benefits of publicly funded basic research: a critical review. Research Policy, 30, 509–532.

    Google Scholar 

  • Saragossi, S., Van Pottelsberghe de la Potterie, B. (2003). What patent data reveal about universities: the case of Belgium. Journal of Technology Transfer, 18, 47–51.

    Google Scholar 

  • Schmoch, U. (1993). Tracing the knowledge transfer from science to technology as reflected in patent indicators. Scientometrics, 26, 193–211.

    Article  Google Scholar 

  • Schmoch, U., Licht, G., Reinhard, M. (2000). Wissens-und Technologietransfer in Deutschland. Stuttgart: Fraunhofer IRB Verlag.

    Google Scholar 

  • Scott, S., Bruce, R. (1994). Determinants of innovative behavior: a path model of individual innovation in the workplace. Academy of Management Journal, 37, 580–607.

    Google Scholar 

  • Tijssen, R.J.W., Buter, R.K., Van Leeuwen, Th.N. (2000). Technological relevance of science: validation and analysis of citation linkages between patents and research papers. Scientometrics, 47, 389–412.

    Google Scholar 

  • Tijssen, R.J.W. (2001). Global and domestic utilization of industrial relevant science: patent citation analysis of science/technology interactions and knowledge flows. Research Policy, 30, 35–54.

    Article  Google Scholar 

  • Tijssen, R.J.W. (2002). Science dependence of technologies: evidence of inventions and their inventors. Research Policy, 31, 509–526.

    Article  Google Scholar 

  • Tijssen, R.J.W. (2003a). The knowledge resources of inventions: towards a typology of organizational knowledge creation environments. Presentation at meeting of the INIR Network, Catholic University of Leuven, Belgium, January 2003.

    Google Scholar 

  • Tijssen, R.J.W. (2003b). Inventiveness by numbers: towards inventors statistics. Invited paper at the WIPO-OECD Workshop on Statistics in the Patent Field, Geneva, Switzerland, September 2003.

    Google Scholar 

  • Tijssen, R.J.W. (2004a). Is the commercialisation of scientific research affecting the production of public knowledge? Global trends in the output of corporate research articles. Research Policy (forthcoming).

    Google Scholar 

  • Tijssen, R.J.W. (2004b). De universiteit als verborgen kennisbron: De (on)zichtbaarheid van Nederlandse universitaire co-uitvinders in bedrijfsoctrooien. CWTS report for the Netherlands Ministry of Education, Culture and Science.

    Google Scholar 

  • Van Vianen, B.G., Moed, H.F., Van Raan, A.F.J. (1990). An exploration of the science base of recent technology. Research Policy, 19, 61–81.

    Google Scholar 

  • Verbeek, A., Debackere, K., Luwel, M. (2003). Science cited in patents: a geographic ‘flow’ analysis of bibliographic citation patterns in patents. Scientometrics, 58, 241–262.

    Article  Google Scholar 

  • Verspagen, B. (2004). Rapport over de uitkomsten van het Nederlandse gedeelte van de PatVal enquête onder uitvinders van Europese patented ingediend vanuit Nederland. Report Eindhoven Centre for Innovation Studies, Technical University Eindhoven.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2004 Kluwer Academic Publishers

About this chapter

Cite this chapter

Tijssen, R.J. (2004). Measuring and Evaluating Science—Technology Connections and Interactions. In: Moed, H.F., Glänzel, W., Schmoch, U. (eds) Handbook of Quantitative Science and Technology Research. Springer, Dordrecht. https://doi.org/10.1007/1-4020-2755-9_32

Download citation

Publish with us

Policies and ethics