Skip to main content

Advertisement

Log in

The Prognostic Value of Lymph Node Ratio in Locally Advanced Esophageal Cancer Patients Who Received Neoadjuvant Chemotherapy

  • Thoracic Oncology
  • Published:
Annals of Surgical Oncology Aims and scope Submit manuscript

Abstract

Background

The lymph node (LN) ratio (LNR) has been proposed as a sensitive prognosticator in patients with esophageal squamous cell carcinoma (ESCC), especially when the number of LNs harvested is insufficient. We investigated the association between the LNR and survival in patients with locally advanced ESCC who received neoadjuvant chemotherapy (NAC) and explored whether the LNR is a prognosticator in these patients when stratified by their response to NAC.

Methods

We retrospectively reviewed 199 locally advanced ESCC patients who received curative resection after NAC between January 2011 and December 2019. The predictive accuracy of the adjusted X-tile cut-off values for LNR of 0 and 0.13 was compared with that in the Union for International Cancer Control pathological N (UICC pN) categories. The association between survival rate and clinicopathological features was examined.

Results

Multivariate analysis identified that the LNR was an independent risk factor for recurrence-free survival [RFS; hazard ratio (HR) 6.917, p < 0.001] and overall survival (OS) (HR 4.998, p < 0.001). Moreover, even when stratified by response to NAC, the LNR was a significant independent risk factor for RFS and OS (p < 0.001). The receiver operating characteristic curves identified that the prognostic accuracy of the LNR tended to be better than that of the UICC pN factor in all cases and responders.

Conclusion

The LNR had a significant prognostic value in patients with locally advanced ESCC, including in those who received NAC.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1.
Fig. 2.

Similar content being viewed by others

References

  1. Jemal A, Bray F, Center MM, et al. Global cancer statistics. CA Cancer J Clin. 2011;61:69–70.

    Article  Google Scholar 

  2. Bancewicz J, Clark PI, Smith DB, et al. Medical Research Council Oesophageal Cancer Working G. Surgical resection with or without preoperative chemotherapy in oesophageal cancer: a randomized controlled trial. Lancet. 2002;359:1727–33.

    Article  Google Scholar 

  3. Kelsen DP, Winter KA, Gunderson LL, et al. Long-term results of RTOG trial 8911 (USA Intergroup 113): a random assignment trial comparison of chemotherapy followed by surgery compared with surgery alone for esophageal cancer. J Clin Oncol. 2007;25:3719–25.

    Article  Google Scholar 

  4. Ando N, Kato H, Igaki H, et al. A randomized trial comparing postoperative adjuvant chemotherapy with cisplatin and 5-fluorouracil versus preoperative chemotherapy for localized advanced squamous cell carcinoma of the thoracic esophagus (JCOG9907). Ann Surg Oncol. 2012;19:68–74.

    Article  Google Scholar 

  5. Bosset JF, Gignoux M, Triboulet JP, et al. Chemoradiotherapy followed by surgery compared with surgery alone in squamous cell cancer of the esophagus. N Engl J Med. 1997;337:161–7.

    Article  CAS  Google Scholar 

  6. Burmeister BH, Smithers BM, Gebski V, et al. Surgery alone versus chemoradiotherapy followed by surgery for resectable cancer of the oesophagus: a randomised controlled phase III trial. Lancet Oncol. 2005;6:659–68.

    Article  Google Scholar 

  7. Tepper J, Krasna MJ, Niedzwiecki D, et al. Phase III trial of trimodality therapy with cisplatin, fluorouracil, radiotherapy, and surgery compared with surgery alone for esophageal cancer: CALGB 9781. J Clin Oncol. 2008;26:1086–92.

    Article  CAS  Google Scholar 

  8. van Hagen P, Hulshof MC, van Lanschot JJ, et al. Preoperative chemoradiotherapy for esophageal or junctional cancer. N Engl J Med. 2012;366:2074–84.

    Article  Google Scholar 

  9. Zafirellis KD, Fountoulakis A, Dolan K, et al. Evaluation of POSSUM in patients with oesophageal cancer undergoing resection. Br J Surg. 2002;89:1150–5.

    Article  CAS  Google Scholar 

  10. Biere SS, Maas KW, Cuesta MA, et al. Cervical or thoracic anastomosis after esophagectomy for cancer: a systematic review and meta-analysis. Dig Surg. 2011;28:29–35.

    Article  CAS  Google Scholar 

  11. Liu YP, Ma L, Wang SJ, et al. Prognostic value of lymph node metastases and lymph node ratio in esophageal squamous cell carcinoma. Eur J Surg Oncol. 2010;36:155–9.

    Article  CAS  Google Scholar 

  12. Brierley JD, Gospodarowicz MK, Wittekind C. TNM classification of malignant tumors. 8th edn. Hoboken, NJ: Wiley-Blackwell; 2017.

    Google Scholar 

  13. Koen Talsma A, Shapiro J, Looman CW, et al. Lymph node retrieval during esophagectomy with and without neoadjuvant chemoradiotherapy: prognostic and therapeutic impact on survival. Ann Surg. 2014;260:286–92.

    Article  Google Scholar 

  14. Shao Y, Geng Y, Gu W, et al. Assessment of lymph node ratio to replace the pN categories system of classification of the TNM System in esophageal squamous cell carcinoma. J Thorac Oncol. 2016;11:1774–84.

    Article  Google Scholar 

  15. Tan Z, Ma G, Yang H, et al. Can lymph node ratio replace pN categories in the tumor-node-metastasis classification system for esophageal cancer? J Thorac Oncol. 2014;9:1214–21.

    Article  Google Scholar 

  16. He Z, Wu S, Li Q, Lin Q, Xu J. Use of the metastatic lymph node ratio to evaluate the prognosis of esophageal cancer patients with node metastasis following radical esophagectomy. PLoS One. 2013;8:e73446.

    Article  CAS  Google Scholar 

  17. Rawicz-Pruszyński K, Ciseł B, Mlak R, et al. The role of the lymph node ratio in advanced gastric cancer after neoadjuvant chemotherapy. Cancers (Basel). 2019;11:1914.

    Article  Google Scholar 

  18. Hagi T, Makino T, Yamasaki M, et al. Pathological regression of lymph nodes better predicts long-term survival in esophageal cancer patients undergoing neoadjuvant chemotherapy followed by surgery. Ann Surg. 2020. https://doi.org/10.1097/SLA.0000000000004238.

    Article  PubMed  Google Scholar 

  19. Camp RL, Dolled-Filhart M, Rimm DL. X-tile: a new bio-informatics tool for biomarker assessment and outcome-based cut-point optimization. Clin Cancer Res. 2004;10:7252–9.

    Article  CAS  Google Scholar 

  20. Japan Esophageal Society. Japanese Classification of Esophageal Cancer, 11th edition: part I. Esophagus. 2017;14:1–36.

    Article  Google Scholar 

  21. Kanda Y. Investigation of the freely-available easy-to-use software “EZR” (Easy R) for medical statistics. Bone Marrow Transplant. 2013;48:452–8.

    Article  CAS  Google Scholar 

  22. Groth SS, Virnig BA, Whitson BA, et al. Determination of the minimum number of lymph nodes to examine to maximize survival in patients with esophageal carcinoma: data from the Surveillance Epidemiology and End Results database. J Thorac Cardiovasc Surg. 2010;139:612–20.

    Article  Google Scholar 

  23. Kano K, Yamada T, Yamamoto K, et al. Association between lymph node ratio and survival in patients with pathological stage II/III gastric cancer. Ann Surg Oncol. 2020;27:4235–47.

    Article  Google Scholar 

  24. Yamashita K, Hosoda K, Ema A, Watanabe M. Lymph node ratio as a novel and simple prognostic factor in advanced gastric cancer. Eur J Surg Oncol. 2016;42:1253–60.

    Article  CAS  Google Scholar 

  25. Ema A, Yamashita K, Sakuramoto S, et al. Lymph node ratio is a critical prognostic predictor in gastric cancer treated with S-1 chemotherapy. Gastric Cancer. 2014;17:67–75.

    Article  CAS  Google Scholar 

  26. Ema A, Waraya M, Yamashita K, et al. Identification of EGFR expression status association with metastatic lymph node density (ND) by expression microarray analysis of advanced gastric cancer. Cancer Med. 2015;4:90–100.

    Article  CAS  Google Scholar 

  27. Deng J, Zhang R, Zhang L, et al. Negative node count improvement prognostic prediction of the seventh edition of the TNM classification for gastric cancer. PLoS ONE. 2013;8:e80082.

    Article  CAS  Google Scholar 

  28. Zaiss DM, van Loosdregt J, Gorlani A, et al. Amphiregulin enhances regulatory T cell-suppressive function via the epidermal growth factor receptor. Immunity. 2013;38:275.

    Article  CAS  Google Scholar 

  29. Thakur A, Schalk D, Tomaszewski E, et al. Microenvironment generated during EGFR targeted killing of pancreatic tumor cells by ATC inhibits myeloid-derived suppressor cells through COX2- and PGE2 dependent pathway. J Transl Med. 2013;11:35.

    Article  CAS  Google Scholar 

  30. Anvari K, Sima HR, Seilanian Toussi M, et al. EGFR Expression in patients with esophageal squamous cell carcinoma and its association with pathologic response to preoperative chemoradiotherapy: a study in Northeastern Iran. Arch Iran Med. 2017;20:240–5.

    PubMed  Google Scholar 

Download references

Acknowledgment

The authors express their sincere gratitude to Ms. Rika Takahashi for her excellent data management.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Takashi Oshima MD, PhD.

Ethics declarations

Disclosures

Yasushi Rino has received speakers’ bureau fees from Daiichi Sankyo, Johnson & Johnson, Otsuka, Lilly, Taiho Pharmaceutical, Ono Pharmaceutical, and Bristol-Myers Squibb, as well as research funding (paid to the institution) from Taiho Pharmaceutical, Nutrition, Asahi Kasei, Daiichi Sankyo, Tsumura & Co., Covidien, Zeria Pharmaceutical, Otsuka, EA Pharma, Johnson & Johnson, Taiho Pharmaceutical, Tsumura & Co., and Kaken Pharmaceutical. Kazuki Kano, Takanobu Yamada, Keisuke Komori, Hayato Watanabe, Kosuke Takahashi, Hirohito Fujikawa, Masakatsu Numata, Toru Aoyama, Hiroshi Tamagawa, Norio Yukawa, Yasushi Rino, Munetaka Masuda, and Takashi Ogata have no disclosures to declare.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Kano, K., Yamada, T., Komori, K. et al. The Prognostic Value of Lymph Node Ratio in Locally Advanced Esophageal Cancer Patients Who Received Neoadjuvant Chemotherapy. Ann Surg Oncol 28, 8464–8472 (2021). https://doi.org/10.1245/s10434-021-10240-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1245/s10434-021-10240-6

Navigation