Fayet–Iliopoulos D-term in non-supersymmetric heterotic string orbifolds

The Fayet–Iliopoulos D-term is a common feature in N=1\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathcal {N}}=1$$\end{document} string vacua that contain an anomalous U(1) gauge symmetry, and arises from a one-loop diagram in string perturbation theory. The same diagram is generated in string vacua in which supersymmetry is broken directly at the string scale, either via spontaneous Scherk–Schwarz breaking, in which case the gravitino mass is determined by the radius of the circle used in the Scherk–Schwarz mechanism, or via explicit supersymmetry breaking by the GSO projections. We analyse the resulting would-be Fayet–Illiopoulos D-term in the non-supersymmetric string vacua and its contribution to the vacuum energy. A numerical estimate in an explicit tachyon-free string-derived model suggests that the would-be D-term contribution may uplift the vacuum energy to a positive value.


Introduction
String theory provides the most advanced framework to explore how the Standard Model parameters may arise from a fundamental theory of the gauge and gravitational interactions.Toward this end, string models that reproduce the spectrum of the Minimal Supersymmetric Standard Model were constructed [1,2,3,4,5,6].Amongst them, the free fermionic Standard-Like Models (SLMs) [1,2,3,4] are some of the most studied examples.The heterotic string in particular provides a compelling framework to study the gauge-gravity unification as it reproduces the embedding of the Standard Model chiral spectrum in spinorial SO (10) multiplets.Three generation heterotic string models with SO (10) embedding of the Standard Model charges have been constructed since the late eighties.While the early constructions consisted of isolated examples, over the past two decades, systematic computerised methods have been developed that enable the exploration of large spaces of vacua and the extraction of their main characteristics.This methodology led to the important discoveries of spinor-vector duality [7] and exophobic vacua [8].
The majority of the phenomenological string models constructed to date possess N = 1 spacetime supersymmetry, whereas non-supersymmetric vacua have been studied sporadically [9,10,11,12,13,14,15,16,17,18,19,20].The advantage of supersymmetric backgrounds is that they are stable and some of the properties inferred from them, e.g. the number of chiral generations and their charges, are certain.It is clear, however, that addressing many of the open questions in string phenomenology mandates the exploration of non-supersymmetric configurations.In particular, those pertaining to the dynamical and cosmological evolution close to the Planck scale.The key issue there is the instability of the non-supersymmetric vacua, which generically give rise to tachyonic instabilities.However, even those that are free of physical tachyons, have non-vanishing vacuum energy and other non-vanishing tadpole amplitudes and are therefore, in general, unstable.
One of the prevailing features of the supersymmetric string models is the existence of an anomalous U(1), which is cancelled by an analogue of the Green-Schwarz mechanism.The anomalous U(1) generates a Fayet-Iliopoulus D-term that breaks supersymmetry, which can be restored by assigning vacuum expectation values to some fields in the string spectrum along F -and D-flat directions.
The Fayet-Iliopoulos D-term is generated by a one-loop tadpole diagram in string perturbation theory whenever there exists an anomalous U(1) in the spectrum.In the presence of an anomalous U(1) the diagram is present also in string vacua in which supersymmetry is broken directly at the string scale and contributes to the non-vanishing vacuum energy.This contribution is particularly relevant for the question of whether de Sitter vacua exist in string theory since a positive would-be D-term contribution may dominate a negative vacuum energy contribution and produce a vacuum with a positive one-loop cosmological constant [21].The would-be D-term may also play a role in scenarios of D-term inflation [22].
In this paper we, therefore, undertake the task of calculating the would-be D-term in non-supersymmetric string vacua.In Section 2 the calculation is set up and carried out by using the background field method [23].We then perform a scan of chiral nonsupersymmetric string vacua with unbroken SO(10) symmetry using the systematic free fermion classification method.The computerised analysis ensures that the vacua are free of physical tachyons at the free fermionic point and calculates the traces of the U(1) symmetries, hence extracting the vacua with an anomalous U(1).We then perform a comparative investigation of the one-loop vacuum amplitude with respect to the anomalous U(1) would-be D-term contributions.Following Florakis and Rizos [24], we perform a numerical analysis of the potential for a specific string model as a function of the moduli in the vicinity of a local minimum and suggest that the would-be D-term contribution may indeed uplift the vacuum energy to a positive value.In this numerical analysis, the string model is found to be tachyon free for any value of the moduli in which the potential is being varied by.In this paper, we illustrate the D-term uplifting mechanism in a single exemplary model.A more extensive discussion, with further examples, will be given in a forthcoming publication [25].

Anomalous U (1) Tadpole Calculation
In a four-dimensional heterotic theory the gauge group may contain some U(1) symmetries which are anomalous, namely the sum of the U(1) charges is not zero.In four dimensions the anomalies come from the triangle diagrams, with U(1) fields or U(1) mixed with gravitons as external legs.Under a U(1) transformation of the anomalous gauge boson A µ −→ A µ +∂ µ Λ, the variation of the effective action is non-zero.The Green-Schwarz mechanism [26] provides a way to cancel these one-loop anomalies through the introduction of an antisymmetric 2-form coupled at one-loop to the U(1) A 2-form field strength, F ρσ , in the effective Lagrangian such that under a gauge transformation of the gauge field strength, the variation of the B field compensates for the anomalous triangle diagram transformation.
The computation of the Fayet-Iliopoulos coefficient ζ has been discussed in refs.[27,28,29,30] and is performed by evaluating the 2-point function of the antisymmetric B field and the anomalous U(1) A gauge boson at one loop in the odd-spin structure, for chiral fermions charged under the anomalous U(1) A circulating in the loop.In order to soak up the zero modes of the ghost fields, one of the vertex operators has to be put in the 0-picture, the other in the −1 and an insertion of the picture changing operator is needed, such that the zero modes are projected out of the integration.The calculation can then be written as 2 The computation is performed in the linear approximation O (p) evaluating the correlators at genus 1 each in its appropriate sector.Due to the fermion correlator, only the N = 1 sector gives a non-vanishing result.The current correlator instead gives a contribution proportional to the U(1) A charges of the massless fermions in the loop.So the Fayet-Iliopoulos term reads where M s ≈ g s M Planck ≈ g s • 5 × 10 17 GeV [31], and Q A are the charges of the matter states under the properly normalised U(1) A .In the numerical analysis in Section 4 we will fix g s ∼ O(1).A more complete analysis would require some non-perturbative effect to stabilise the dilaton VEV that determines g s .Such a mechanism may be induced by the race-track mechanism [32], or by a non-perturbative effect in M-theory [33].Note in four dimensions the antisymmetric B field can be dualized, on-shell, into the pseudoscalar axion field such that the coupling with the gauge and gravitational field strength terms, under a U(1) A gauge transformation, cancels the anomalous triangle diagram contribution.
When the trace tr[Q A ] is non-zero, an additional D-term appears in the potential of the form Even when the last supersymmetry is broken, this term still remains in the action and in particular gives an additional positive contribution to the minimum of the potential and eventually can uplift the minimum to a de Sitter one.
In the heterotic string the N = 4 −→ N = 1 path is achieved by the introduction of the b 1 , b 2 basis vectors associated to the Z 2 × Z 2 orbifold (see Section 3).The way the last supersymmetry is broken depends on how we implement the breaking into the GGSO phases.These conditions are given in the following section in eq.(3.3).An explicit breaking projects out the last gravitino of the spectrum, while in a spontaneous breaking induced by the Scherk-Schwarz mechanism [34,35,36], the gravitino acquires a mass and supersymmetry is restored at the boundary of the moduli space.
One may question the notion of a D-term in non-supersymmetric string vacua, and in particular its contribution to the vacuum energy.We may make an analogy with the gauge symmetries, which are broken directly at the string scale.The string spectra still preserves a memory of the underlying symmetries that play a role in e.g. the Yukawa coupling relations and flavour symmetries.Similarly, we may expect the string vacua to retain a memory of the underlying supersymmetric structures.In the case of the spontaneous Scherk-Schwarz breaking, supersymmetry is broken by coupling the boundary conditions of the superpartners of the internal dimensions to a shift in one of the compactified circles.In this case, the gravitino mass is proportional to the radius of the supersymmetry breaking circle and we may indeed expect a D-term potential to be generated.In the cases with hard supersymmetry breaking we may take the contribution to the vacuum energy on dimensional grounds.We note that the existence of a Fayet-Iliopoulos term in supergravity is an area of contemporary debate [37], and therefore further scrutiny of our reasoning here is warranted.

Partition Function and One-Loop Potential
We explore the one-loop cosmological constant and U(1) A tadpole calculations for models defined through the basis set 1 = {ψ µ , χ 1,...,6 , y 1,..., 6 , ω 1,...,6 | y 1,..., 6 , ω 1,...,6 , η 1,2,3 , ψ 1,...,5 , φ 1,...,8 }, S = {ψ µ , χ 1,..., 6 }, Such a basis can be associated with symmetric Z 2 × Z 2 orbifolds [38] extensively classified in previous works (see e.g.[39,40]) with an untwisted sector generating a gauge group of Models may then be defined through the choice of GGSO phases There are 66 free phases for this basis, with all others specified by modular invariance.The full space of models is thus of size 2 66 ∼ 10 19.9 .Since we are interested in the non-supersymmetric vacua in this work we will be considering the set of vacua that project the potential gravitino arising from the S sector.The following GGSO phases can be fixed in order to retain N = 1 supersymmetry for i = 1, ..., 6 and k = 1, 2. The space of non-supersymmetric vacua can then be explored by violating this condition.The generic form of the partition function for any model derived from the basis (3.1) can be written in a compact form as The modular invariant phase implements the various GGSO projections.A choice of phase is equivalent to a choice of GGSO matrix and hence there is a unique one-to-one map between them.The factor of a + b ensures correct spin statistics, while the explicit inclusion of the extra phase HG means that Φ = 0 is a valid modular invariant choice.The summation indices used to write the fermionic partition function (3.4) correspond to various features of the model.The indices a, b correspond to the spin structures of the spacetime fermions ψ µ , while k, l are associated to the 16 right-moving complex fermions giving the gauge degrees of freedom of the heterotic string.The non-freely acting Z 2 × Z 2 orbifold twists are associated to the parameters h 1 , g 1 and h 2 , g 2 .One of the key features of models defined by the basis (3.1) is the inclusion of the basis vectors e i which generate freely acting orbifold shifts in the internal dimensions of the compact torus.In order to render these shifts explicit in the partition function, we can introduce the twisted/shifted lattices Γ (i) 2,2 of the underlying orbifold geometry that, at the maximally symmetric point 2 ), at which bosonic degrees of freedom can be fermionised, admit a factorised form which can be written entirely in terms of theta functions as follows (3.5)Then, recasting appropriately the phase Φ, the partition function (3.4) can be written as follows × Γ (2) 2,2 × Γ (3) 2,2 Now the indices H i , G i parameterize each of the six independent shifts.The additional indices ρ, σ and H, G correspond to the basis vectors z 1 and z 2 acting on the hidden sector of our model.
The form of the twisted/shifted lattice dependent on the moduli T (i) and U (i) of the compact T 6 = T 2 × T 2 × T 2 requires closer attention.We know that all dependence on the geometric moduli is contained in the untwisted sector of the model and hence This means that for nonzero twists the lattice is precisely given by its factorised form in (3.5).Here T = T 1 + iT 2 , U = U 1 + iU 2 are the moduli of the torus, and parameterise the metric and the antisymmetric tensor field of the two dimensional torus and (T * , U * = i, i/2).In the case of the untwisted sector, the shifted lattice can be written in a Poisson resummed Hamiltonian form as where the left and right-moving momenta are (3.9) Written in this form, it is easy to extract the q-expansion of the partition function at any given point in the moduli space which is crucial for calculating the one-loop potential.It can be shown that the twisted/shifted lattice sums (3.7) and (3.8) evaluated at the special point (T * , U * ) indeed reproduce the free fermionic form of the partition function (3.6).
Given the partition function (3.6), the one-loop potential is evaluated by summing over all inequivalent worldsheet tori via the modular invariant integral where in Z(τ, τ , T (i) , U (i) ) we have now taken into account the extra two bosonic degrees of freedom arising from the worldsheet.In models with an anomalous U( 1), an additional contribution to the potential V D is generated as discussed in Section 2. Since this term is independent of the geometric moduli it provides a constant shift of the potential throughout moduli space.Hence we can write a total potential as where V D is given in term of the trace of the anomalous U(1) via (2.4).

The Uplifted String Model
The anomalous U(1) A in the string models generated by the basis vectors in eq.(3.1), when non-vanishing, is given by where ), with U i = U(1) i being generated by the world-sheet currents : ηi * ηi :, for i = 1, 2, 3. We note that with the set of basis vectors given in eq.(3.1), U(1) 1,2,3 are the only U(1) symmetries that are left unbroken in the four-dimensional gauge group.This may, in general, be different in models that utilise asymmetric boundary conditions, and in which the SO (10) symmetry is broken to a subgroup.In the first case, there are additional boundary conditions arising from the internal compactified space, whereas in the second there may be additional U(1) symmetries arising from the hidden sector [1,2].
To demonstrate the possibility of using the Fayet-Iliopoulos D-term to uplift the one-loop potential we take the following GGSO configuration The modular invariant phase corresponding to this choice is given by where we note that the breaking of supersymmetry is induced by the term al + aσ + aG + bk + bρ + bH which corresponds to the GGSO phase C [ S z 2 ] = +1.According to the discussion in Section 3, we can choose to analyse the behaviour of the vacuum energy in all or some directions of the geometric moduli space parametrised by the T (i) , U (i) .Evaluating the behaviour of the potential over the entire moduli space is beyond the scope of this paper, however, the obstructions to doing so are purely based on computational time constraints and the techniques described above are general.A usual choice to make is the volume of the first torus T as done so in [24,41].It is important to note, however, that this choice is somewhat arbitrary.T 2 is usually chosen as in the case of a Scherk-Schwarz breaking of supersymmetry, one can choose a configuration in which the scale of the breaking is controlled by the volume of the first torus.As we will demonstrate in what follows, our model corresponds to a hard breaking of supersymmetry and hence such a justification is not valid.Starting with the model defined by the basis vectors (3.1) and GGSO configuration (4.2), the theory can be deformed in the T 2 direction by implementing the moduli dependence via the replacement in the partition function (3.6).This means that we fix all other geometric moduli at the free fermionic point while varying T freely.This produces a model with a minimum for the potential at T 2 = 2 where the one-loop cosmological constant takes the value Λ = −0.000785598M 4 as shown in Figure 1.As per Section 2, the trace of the anomalous U(1) for this model is tr[U(1) A ] = 144/ √ 2 which generates a FI contribution of V D = 0.00144365 M 4 to the potential ensuring a positive uplifted minimum via (3.11) as depicted in Figure 1.

Conclusion
String theory provides a self-consistent framework for the synthesis of gravity and quantum mechanics.String phenomenology aims to connect string theory with observational data.For that purpose, detailed phenomenological models were constructed.The free fermionic models, which correspond to Z 2 × Z 2 toroidal orbifold compactifications at special points in the moduli space, provide a large space of three-generation models with an unbroken SO (10) subgroup that can be further broken to the Standard Model in the effective field theory limit.The majority of these constructions possess N = 1 spacetime supersymmetry in four dimensions.Making contact with observational data mandates moving away from the stability afforded by supersymmetry.For that purpose, over the past few years a systematic classification program of tachyon-free non-supersymmetric string models was developed.
A recurring feature in the N = 1 string models is the existence of an anomalous U(1) gauge symmetry that generates a non-trivial Fayet-Illiopoulos D-term that breaks supersymmetry.Supersymmetry is restored by giving Vacuum Expectation Values (VEVs) to some Standard Model singlets in the massless string spectrum, along F -and D-flat directions, that restores N = 1 supersymmetry at the string scale.Supersymmetry is then expected to be broken by some non-perturbative effect, e.g. by hidden sector gaugino condensation.Restoration of N = 1 supersymmetry implies that the vacuum energy at the string scale vanishes in these models.
Anomalous U(1) symmetries also arise in non-supersymmetric string vacua, and the same diagrams that lead to the Fayet-Illiopoulos D-term in N = 1 supersymmetric models are generated in the non-supersymmetric models.Hence, similar contributions to the vacuum energy arise in these non-supersymmetric configurations and their effects have to be taken into account.The possibility then exists that the would-be D-term contribution lifts an a priori negative vacuum energy to a positive value.We discussed this scenario in Section 4, where the one-loop vacuum energy, as well as the would-be D-term contribution, is calculated in a specific heterotic string model.This possibility was envisioned by Burgess, Kallosh and Quevedo [21].We emphasise, however, that the analysis in Section 4 is for illustration purposes only.Indeed, there are many issues that have not been addressed, including the stabilisation of the dilaton and the other moduli in the string vacuum as well as the backreaction on the internal and spacetime geometry.Such issues have to be addressed before an informed statement can be made about the existence of stable string vacua with positive cosmological constant.
Nevertheless, the would-be D-term is prevalent in non-supersymmetric string vacua and its contribution has to be taken into account.Non-supersymmetric string vacua include those that correspond to compactifications of the SO( 16)×SO( 16) heterotic string, as well as those that correspond to the tachyon-free compactifications of the tachyonic ten-dimensional configurations.In the first class, we can distinguish between string vacua in which supersymmetry is broken by a Scherk-Schwarz mechanism versus those in which it is broken explicitly.In the first class, we expect supersymmetry to be restored when the radius of the Scherk-Schwarz circle goes to infinity, whereas in the second it does not.A more detailed analysis of the different cases will be presented in a forthcoming publication [25].We note that the model in Section 4 is of the second type.We further remark that many of the geometrical moduli in the free fermionic string models can be fixed by using asymmetric boundary conditions and such configurations offer a more restricted framework to investigate the issue of stability.

Figure 1 :
Figure 1: One-loop Potential of Example Model before and after uplift by the FI contribution via (3.11).