HS2 railway embankment monitoring: effect of soil condition on underground signals

High speed rail demands precision structural health monitoring in shallow underground environments near embankments. Traditional low frequency wireless channels can communicate with underground sensors, but its large antenna elements are prone to damage from geological stress. In this case study paper, we design a higher frequency compact system and experimentally characterize its performance in-situ, in different soil and moisture conditions that are representative of UK soil conditions near the planned HS2 rail site and weather conditions. Accurate 3D electromagnetic simulation results are also shown to support experimental results and a pathloss model sensitive to soil conditions is developed to inform upcoming high speed rail embankment monitoring deployment. The multi-disciplinary findings presented will also directly inform the depth and data reliability of current high speed rail sensor deployment.


Introduction
Our case study was motivated by the rail network need to continuously monitor railway embankment earth infrastructure, for the risk of serious deformation, due to the increased demand of heavier and faster trains, such as the the UK's planned high-speed rail system (HS2) [1]. The Internet-of-Railway Things (IoRT) is a realistic expectation bring data collection and data science to inform Digital Twin models at national scales [2]. Such monitoring leads to timely interventions, to improve railway safety, based on the analysis of the acquired data [3]. Embankment monitoring is important for ensuring track safety, especially in high-speed rail systems where vibration dynamics can cause a wide range of issues [4], affecting the resilience of the wider multi-modal rail transport network [5]. Traditional monitoring can be achieved through regular human inspection. An alternative is the usage of passenger mobile phone accelerometer sensors [6] but such a crowd-sensing technique lacks data accuracy for proper forecasting and a deeper understanding of the underlying soil mechanics. Remote sensing is another alternative. Its relevant applications areas include: landslide prediction [7], volcano activity monitoring [8], underground tunnel monitoring [9], and commercial sewer structural health monitoring [10,11].

Related research
Avoiding the use of tethered sensors potentially provides more flexibility and reduces maintenance cost. This remote sensing approach of buried transceiver sensor nodes is the subject of this paper. An issue with buried sensors is the effect of the soil's temperature, moisture, texture, and homogeneity on EM wave propagation. The dielectric constant of the soil medium varies as a function of soil texture [12] and behaves as dielectric material composed of air, water and bulk soil [13]. If the soil has small density and high porosity, its constitutive parameters are closer to those of air than when the soil's quantity of water, which is measured as volumetric water content (VWC), is relatively high. In the latter case the EM wave attenuates significantly [14]. Besides the VWC, the frequency of the wave influences wireless communication in soil. Related research in [12,14] presented EM wave propagation in soil at around 300 MHz-1 GHz, which reported that the lower the frequency, the less the attenuation. Hence, research aims to identify transceivers of suitable frequency and size, high receiving sensitivity and preferably of low cost.

Contributions and organisation
As a case study paper, the readers benefit by understanding the viability of underground signal propagation in different soil conditions that are representative of high-speed rail embankment monitoring in the West Midland area. The main contributions of this paper are: (1) characterize the potential of underground data transmission using both a prototype 433 MHz RFM69HCW transceiver and CST EM simulation results in a range of representative soil conditions, with different soil mixture components, texture, and moisture values.
(2) Developed a linear channel model by repeatedly measuring signal propagation in different soil conditions.
The rest of the case study paper is organized as follows: In Sect. 2, diverse aspects of the experimental setup, such as the underground wireless communication channel, the design of the system, soil texture and VWC and received signal strength are considered. In Sect. 3, the preparation of the experiments is described and the experimental procedures are explained. In Sect. 4, experimental results are presented and analyzed. Finally, the conclusions and future work are included in Sect. 5.

Experimental setup
The experiment consists of measuring the wireless sensor signal quality in a variety of shallow underground environments that represent embankment placement for HS2. Figure 1 illustrates the wireless propagation channel and experimental setup scheme between the buried wireless sensor and a receiver located near the surface. The receiver antenna is buried underneath the boundary of soil and air to potentially minimize the effects of EM wave reflection at the boundary. In order to bury the sensor into the soil and take multiple experiments, we followed the guideline (i.e., tube methodology) provided in [15]: (1) A borehole was dug by a manual rig with a diameter of 5.5 cm, and (2) a plastic tube was provided to support the physical structure of the borehole and was able to fill in different texture or VWC of soil to verify the RSSI performance between sensor and receiver antenna.

Communication system prototype
The transmitter consists 4 key components: (1) sensor, (2) micro controller unit (MCU), (3) radio frequency (RF) unit and (4) power supply. LM35 precision centigrade temperature sensor [16] is used as an example 1 of sensors, which can be integrated into the transmitter node. Arduino Nano is chosen as the MCU, which is a small, complete, and breadboard-friendly board based on the ATmega328. The RF unit uses the Adafruit RFM69HCW module, which is convenient to be deployed and provides transmission power at 20 dBm at the frequency of 433 MHz based on the legality of using this frequency in the UK. A 9 V battery is needed to supply power for the circuits. The components of the transmitter are encapsulated into an ABS cylindrical box with 5 cm in diameter and 10 cm in height for protection of the transmitter in the soil. The transmitter antenna is one-quarter of the RF wavelength and it is intertwined inside the cylindrical box.
The surface receiver is responsible to receive the sensor data from the underground transmitter. It consists of three key components, the MCU, the RF unit and the The illustration of propagation channel and the wireless sensor deployment scheme 1 It is worth noting that the sensor can be replaced by moisture sensor, pore water pressure sensor, acceleration sensor, etc. power supply. The MCU used is the Arduino UNO, which is convenient to connect to computer for both data monitoring and power supplying. The RF unit (i.e., receiver RF) is also an RFM69HCW module and has a receiving sensitivity of − 105 dBm. The receiving antenna is an unmatched premanufactured un-optimized linear-spiral antenna ( + 2 dBi antenna gain). Table 1 summarized the parameters of the components used in the our developed experimental prototype and Fig. 2 shows the simulation model of the prototype built in CST and the hardware we used in the experiment.

S-parameter analysis
Before performing a characterization of the proposed transceiver in soil, a simulation model was developed in CST in order to estimate approximate values of signal strength at the receiver. Simulated S 21 CST results were obtained in dB over the range of 300-900 MHz for a depth of d = 100 cm. In the simulation, both dry and a wet soil were considered to match the experimental conditions. Their constitutive parameters were those specified in the CST library. The transmitter and receiver antennas in the CST model were developed to approximately resemble the ones of the experimental kit; hence it is worth noting that the simulation results are only approximate.
The results demonstrate that the proposed transceiver, operating at 433 MHz, is suitable for wireless transmission in soil as its receiver sensitivity is well below the receiver values shown in Fig. 3 in our experiments and the anticipated attenuation between dry and wet soil. It is noted that the simulation results are very approximate. In the next section, in-situ experimental results are considered.

Site selection and experimental process
The soils around the testing site were typical UK sandy clay material, with a high water content due to the wet weather from UKs climate. In order to deploy the transmitter into

Determination of soil texture and VWC
During the digging process, it can be observed that the texture of the soil dug out was different at different depths. For example, Fig. 4 illustrates the different soil texture from different depth. As the characteristics of soil have strong impact on the EM propagation, it is necessary to characterize the texture of the soil corresponding to the experiment. The soil texture was analyzed in lab by the jar method and determined according to the soil texture triangle from the portion of sand, silt and clay in the soil sample. In addition to the soil texture, VWC is another necessary parameter to be considered. VWC can be determined by the oven method. VWC is a function of depth [14] and it can be affected by natural environmental factors (e.g., rain, snow). Therefore, we consider two types of VWC, namely, soil texture VWC and overall VWC, where soil texture VWC is the VWC for difference soil texture found in the soil dug out; overall VWC is the VWC of the soil mixtures of all the soil dug out from the hole. Table 2 shows the soil texture at different depth and the relevant VWC.

RSSI measurement
This RSSI test identified the transmission quality and signal attenuation in the soil according to the buried depth of sensor and soil conditions. The RF units provide a receiver signal strength indicator (RSSI) measurement. The RSSI measurements were divided into three categories, namely, (1) Tube calibration: the transmitter was placed into a hole in both dry day and wet day conditions at depth of 20 cm, 30 cm, 40 cm, 50 cm and 60 cm, respectively. Then RSSI was taken at each depth point with and without deploying the plastic tube filled with soil; (2) reality: the transmitter was placed into the hole initially at depth of 20 cm, and the depth was increased in steps of 20 cm until the wireless connection lost (RSSI below receiver sensitivity). The plastic tube was deployed filled soil from different depths to create the real soil environment; (3) Texture: the transmitter was placed into the hole initially at depth of 20 cm, and the depth was increased in steps of 20 cm until the wireless connection lost. The plastic tube was filled with only one of the textures of soil found in Fig. 4 (loam, clay loam and clay respectively) in the plastic tube. In Table 3, the RSSI value at each depth is the average of 200 measurements.

Results and analysis
In this section, the robustness of RSSI performance of our developed experimental prototype is considered. Firstly, the plastic tube is used. The presence of the plastic tube is expected to affect the results. Hence, the impact of its presence is examined. Secondly, the path loss caused by soil is examined with respect to VWC and soil texture to show the reliability of our prototype. Table 3 summarises the RSSI results (without plastic tube calibration) of the three RSSI experimental categorises and shows the significant propagation results for consideration.

Calibration of plastic tube
We consider the RSSI with the plastic tube and without the plastic tube denoted as P u and P nu in dBm, respectively. The path loss caused by the plastic tube is L pt in dB, given as,  Thus, L pt can be statistically found from Table 3 with respect of distance. We plot the L pt versus distance in Fig. 5 and show the L pt can be fitted as a linear model in both dry day and wet day conditions, given as, where d is the transmission distance in [cm], a 1 is the rate of linear model given as, and a 2 is the model constant given as .
It is worth noting that the tube used for ease of experiment did not cause significant signal attenuation and the loss is similar in the soil of both dry day and wet day conditions according to Fig. 5 and the parameters in Eqs. 3 and 4. This was anticipated from the fact that the overall VWC values for those days were similar. Figure 6 shows the effect of VWC on RSSI. Based on the plastic tube calibration, we show the calibrated RSSI in Fig. 6 as a function of the buried depth. It can be predicted that the maximum transmission distance for the transmitter in the dry day soil and wet day soil could be approximately 145 cm and 140 cm respectively. Particularly, according to the RSSI measurements in reality category in Table 3, it can be observed that the average of standard deviation of RSSI on wet day (0.49) is approximately 1.5 times higher than dry day (0.33). Hence a higher VWC not only reduces transmission signal but affect the received signal variation. Figure 7 shows the effect of soil texture on RSSI. It can be observed that the clay with highest VWC significantly reduces the RSSI over distance. Consider the calibrated RSSI values, at depth of 80 cm, the RSSI of clay approximately suffers 20 dB power loss compared to clay loam and 32 dB to loam texture. The results reveal an important fact that when deploying the transmitter in soil, it is essential to consider the soil texture at the corresponding depth as the soil texture will affect the performance significantly. For example, London clay is a stiff bluish clay, widely  Fig. 7 The effect of soil texture on RSSI as a function of distance discovered in the underground of southeast of England and its thickness can be up to 150 m [17]. The transmission distance will be limited within 1m in the London clay texture based on Fig. 7. If the transmitter is intended to be buried into such places at a large depth (e.g., 5 m), additional transceivers need to be deployed to act as repeaters and ensure the data transmission.

Conclusions
In this case study, we experimentally and simulate the viability of underground signal propagation in different soil conditions that are representative of high-speed rail (HS2) embankment monitoring in the West Midland area. We employ a 433 MHz transceiver as an example of low-cost high-sensitivity buried wireless sensor node for railway embankment earth infrastructure monitoring. For the first time, a series of experiments were carried out to understand the impact of moisture and soil composition on wireless signal propagation for the soil environment near planned HS2 deployment. S-parameter 3D electromagnetic simulation results are used to validate results and improve the design. Future work will be focused on (1) transmitter and receiver antenna optimization, and (2) conducting experiments with repeaters for increasing EM wave propagation distance in soil.