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Investigation of the effects of surface roughness and shot peening on the tooth root bending strength of case-carburized gears

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Abstract

Past studies have demonstrated the positive effects of shot peening, superfinishing, and polish grinding on the flank load-carrying capacity of gears. However, there have as yet not been any thorough investigations into the effects of superfinishing or polish grinding with or without prior shot peening on tooth root bending strength. An extensive experimental study was carried out to investigate the effect of various finishing processes on tooth root bending strength and to determine whether the familiar positive effects of shot peening are maintained after such finishing processes. Smooth surfaces due to superfinishing and polish grinding do not significantly influence the tooth root bending strength of case-carburized gears, assuming that other geometric, metallographic and radiographic properties are unaffected. The increased tooth root bending strength of shot peened and superfinished or polish ground gears demonstrates that the positive effect of shot peening is maintained in combination with superfinishing and polish grinding, if compressive residual stresses are present near the surface of the material.

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Abbreviations

Rz :

Mean peak-to-valley roughness

Ra :

Arithmetic mean roughness

Y RrelT :

Relative surface factor

Rt :

Peak-to-valley roughness

N G :

Limit load cycles

z :

Number of teeth

b :

Face width

m n :

Normal modue

σ ES, max :

Maximum of the residual stress depth profile

\({\sigma _{F0\infty ,\,50\,\% }}\) :

Nominal tooth root bending strength for 50 % failure probability

x :

Profile shift coefficient

α n :

Normal pressure angle

β :

Helix angle

Y S :

Stress correction factor

Y F :

Form factor

In :

Surface roughness measurement length

λ c :

Surface roughness cut of filter

CHD 550HV1 :

Case hardening depth for 550 HV1

Ref :

Unprocessed tooth root fillet

GS :

Superfinished tooth root fillet

KS+GS :

Shot peened and superfinished tooth root fillet

BG ref :

Unprocessed tooth root fillet for larger size

BG KS+GS :

Shot peened and superfinished tooth root fillet for larger size

S:

Conventionally ground tooth root fillet

PS :

Polish ground tooth root fillet

KS+PS :

Shot peened and polish ground tooth root fillet

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Acknowledgments

The underlying research work [5, 6] was funded in equal proportions by the Committee of Industrial Research Associations (AiF: Arbeitsgemeinschaft industrieller Forschungsvereinigungen e.V.), the German Federal Ministry of Economics and Technology (BMWi, IGF no. 14908 N and 20181 N) and the Research Association for Drive Technology (FVA: Forschungsvereinigung Antriebstechnik e.V.). The results shown in this work were taken from the FVA research projects: “Optimized Flank Load Carrying Capacity” [5] and “Polish Ground Gears” [6]. More details are available in the final reports.

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Correspondence to D. Kratzer.

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Dominik Kratzer has been a research associate at the FZG Gear Research Centre of the Technical University of Munich since 2017. He graduated from the Technical University of Munich with a Master’s degree in Mechanical Engineering. His research focuses on the impact of surface finishing processes and material treatments on the load-carrying capacity of gears.

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Kratzer, D., Koller, P., Tobie, T. et al. Investigation of the effects of surface roughness and shot peening on the tooth root bending strength of case-carburized gears. J Mech Sci Technol 36, 731–740 (2022). https://doi.org/10.1007/s12206-022-0121-y

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